# William Joseph Kayatta jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/19549

## Record

- **Judge:** William Joseph Kayatta jr
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 13

## Text

Brokerage Account #1 (H)
iShares Russell 1000 Gr, Index (IWF) — Int/Div
iShares Russell 1000 Value Index (1IWD) — Int/Div — Sold (part)
iShares Russell 2000 Gr. Index (WO) — Int/Div — Sold (part)
iShares Russell 2000 Index (IWM) — Int/Div
Vanguard Energy ETF (VDE) — Int/Div
Vanguard Inform. Tech. ETF (VGT) — Int/Div
iShares NASDAQ Biotech. Index (1BB) — Int/Div — Sold (part)
Consumer Discretionary SPDR (XLY) — Int/Div
Fidelity Advisors New Insights Fund (FNICX) — Int/Div
Health Care Select SPDR (XLV) — Int/Div
Oppenheimer Intern. Bond Fund (OIBCX) — Int/Div
Ivy Asset Strategy Fund (WASCX) — Int/Div
iShares Barclays MBS Bon Fund (MBB) — Int/Div
iShares IBOXX $ Invt Gr. Corp. Bd. Fund (LOD) — Int/Div
iShares MSCI EAFE Index Fund (EFA) — Int/Div
Materials Select Sector SPDR Fund (XLB) — Int/Div
Sector SPDR Consumers STPL (XL) — Int/Div
Sector SPDR Energy (XLE) — Int/Div
Sector SPDR Industrial (XL — Int/Div
Sector SPDR Unhites ((XLU) — Int/Div
SPDR Barclays High Yield Bond ETF (INK) — Int/Div
Vanguard Financial ETF (VFH) — Int/Div
Vanguard Intermediate Term Bond ETF (BIV) — Int/Div
Vanguard Short Term Bond (BSV) — Int/Div
Vanguard Telecommunications SRVCS ETF (VOX) — Int/Div
Elements-Rogers Tr — Interest — Sold
Merrill Lynch Bank Deposit Program — Interest
Eaton Vance Tax Managed 1511 — Int/Div
Blackstone GSO Strategic (BGB) — Int/Div
401K) Account £1(H)
Blackrock Ener.& Res Tr (BGR) — Int/Div
Vanguard Bond Index Fund (BND) — Int/Div
SPDR BarCap Short-term Corp. Bond (SCPB)Y — Int/Div
iShares Barclays 7-10 Treasury Bond Fund IEF) — Int/Div
iShares Asa-A Rated Corp. Bond (QLTA) — Int/Div — Sold
Powershares QQQ Trust, Series 1 (QQQ) — Int/Div
EGA: Emerging Markets Consumer ETF (ECON) — Int/Div
Powershares DB Commodity Index Tracking Fund (DBC) — None
IShares Gold Trust ETF (IAL) — Int/Div
Vanguard MSCI EAFE ETF (VEA) — Int/Div
iShares Barclays Tips Bond Fund (TIP) — Int/Div — Buy (add'l)
Wisdon Tree Asia Local Debt (ALD) — Int/Div — Sold (part)
Vanguard REIT Index (VNQ) — Int/Div — Sold
Schwab Sweep Account — Interest
iShares MSCI United K. (EWU) — Int/Div — Sold
SPDR S&P 500 (SPY) — Int/Div — Buy
Vanguard Int. Equity ETF (VNQI) — Int/Div
Wisdom Tree Japan (DXJ) — Int/Div — Sold
BlackstoneGSO Strategic Credit (BGB) — Int/Div — Buy (add'l)
BlackstoneGSO Strategic Credit (BGB) — Buy (add'l)
BlackstoneGSO Strategic Credit (BGB) — Buy (add'l)
BlackstoneGSO Strategic Credit (BGB) — Buy (add'l)
Schwabb Value Advantage (SNAXX) — Interest — Buy (add'l)
Schwabb Value Advantage (SNAXX) — Sold (part)
Schwabb Value Advantage (SNAXX) — Sold
Apollo Senior Floating Rate (AFT) — Int/Div — Buy
Apollo Senior Floating Rate (AFT) — Buy (add'l)
Blackstone GSO (BGX) — Int/Div — Buy
Brokerage Account #2 (H)
Morgan Stanley Bank N.A — Interest
iShares N. America Tech ETF (IGM) — Int/Div — Sold (part)
iShares NASDAQ Biotech ETF (IBB) — Int/Div — Sold (part)
iShares US Consumer Goods ETF (1YK) — Int/Div — Sold
iShares S&P US PFD (PFF) — Int/Div — Sold (part)
iShares LS Aerospace (ITA) — Int/Div
iShares US Med Devices (IH) — Int/Div
iShares US Pharma ETF (IHE) — Int/Div — Sold (part)
iShares US Tech ETF (1IYW) — Int/Div — Sold (part)
iShares LS Telecomm ETF (1YZ) — Int/Div — Sold (part)
Clearbridge Aggressive Growth (SAGYX) — Int/Div
shares US Fin ETF (IYF) — Int/Div
shares US Industrial ETF (IY) — Int/Div
Ishares Russell 2000 ETF (IWM) — Int/Div — Sold
ME EDL LN AUTH Stud LN REV — Int/Div — Redeemed
ME HLTH & High EDL FACS AUTH REV SER.C — Int/Div
ME State HSNG Auth MTG Ser. B-1 — Int/Div
ME State HSNG Auth MTG SER-C (Matures 11/1523 — Int/Div
ME State HSNG Auth MTG SER-C (Matures 11/1527 — Int/Div
York TownME Gen OBLIG — Int/Div
Lewiston ME PUB IMPT-A — Int/Div
Fu NASDAQ Cyber (CIBR) — Int/Div
Maine State HSG AUTH MTG PUR REV A — Int/Div — Buy
Maine State HSG AUTH MTG PUR REV A — Buy (add'l)
Maine State HSG AUTH MTG PUR — Int/Div — Buy
Maine Health Higher EDL FACS AUTH REV — Int/Div — Buy
MSTF Ultra-short Income (MULSX) — Int/Div — Buy
MSTF Ultra-short Income (MULSX) — Buy (add'l)
MSTF Ultra-short Income (MULSX) — Buy (add'l)
MSTF Ultra-short Income (MULSX) — Buy (add'l)
Pierce Atwood Capital Contribution Notes — Interest — Sold (part)
Kev Bank IRA (CD) — Interest
Bank of America Deposit Account — Interest
Inherited IRA (H)
iShares N AMER. TECH ETF IGM) — Int/Div — Sold (part)
iShares US HealthCARE ETF ((IYH) — Int/Div
iShares US ENERGY ETF (IYE) — Int/Div
iShares LS FINANCIALS ETF (IYF) — Int/Div
iShares LS INDUS ETF (IY) — Int/Div
iShares US MED DEVICES (IH) — Int/Div
iShares US TECH ETF ((IYW) — Int/Div — Sold (part)
POWERSHARES WATER RES PTF (PHO) — Int/Div
CLEARBRIDGE Age Gr (SAGYX) — Int/Div
US Aerospace & Def ETF (ITA) — Int/Div
iShares Russell 2000 ETF (IWM) — Int/Div
Ft NASDAQ CYBER (CIBR) — Int/Div
S&P Index S000 (IW) — Int/Div
SPDR PORTF Short Term (SPSB) — Int/Div — Buy (add'l)
SPDR PORTF Short Term (SPSB) — Sold (part)
Maine State HSG AUTH MTG PUR REV: A — Int/Div — Buy
Maine State HSG AUTH MTG PUR REV D — Int/Div — Buy
Maine State HSg AUTH MTG PUR REV: ed — Int/Div — Buy
Amgen Inc. Bond (2020-05-11) — Int/Div — Buy
Rollover IRA (HK X)
iShares TIPS Bonds — Int/Div — Sold
Invesco QQQ (QQ) — Int/Div — Buy
SPDR S&P S00 ETF (SPY) — Int/Div — Buy
Charles Schwab Bank Cash Account — Interest
Brokerage Account #3 (H)
Charles Schwabb Bank Cash Account — Interest
Agreement — 2012 — Withdrawal Agreement with Pierce Atwood LLP
Reimbursement — Detense Rescurch Institute — 04/122018 — Boston, MA — Open CLE presentation — Transportation and meal
Reimbursement — University of Chicago Law School — M26/2018 — Chicago, IL — Judge Moot Court Finals — Transportation and hotel
Income — 2018 — Pierce Atwood LLP buyout payments under Withdrawal Agreement — SK7.633.00
Re: Positions: | ended my tenure on the University of Maine Law School Board of Visitors in December of 2017.

Re:Investments: and Trusts: Brokerage Account #3 was funded with cash moved from Brokerage Account #1 and subsequent earned income

Dashes have been added to lines 53, 80, and 81 to make clear that those assets are held in the pertinent aggregate account.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/19549. Public record. Not legal advice.
