# James S. Gwin > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/19459 ## Record - **Judge:** James S. Gwin - **Year:** 2018 - **Report type:** Annual - **Pages:** 16 ## Text Goldman Sachs Financial Square Government Fund (FGTXX) — Int/Div IBM common stock (IBM) — Int/Div Berkshire Hathaway common stock (BRKA) — Int/Div Vanguard Total Stock Market Index Fund, tax deferred — Int/Div — Buy (add'l) Vanguard Total Stock Market Index Fund, tax deferred — Buy (add'l) Hewdnek & Struggles Co, common stock, (HSIN — Int/Div — Buy (add'l) Ohio Deferred Compensation LifePath 2035 — Int/Div Public Square Partners, LLC — Distribution Vanguard Total Intl Stock Index Admiral (VTIAX) — Int/Div — Buy (add'l) Vanguard Total Intl Stock Index Admiral (VTIAX) — Buy (add'l) Vanguard Total Intl Stock Index Admiral (VTIAX) — Buy (add'l) Ishares S&P Midcap 400 Growth Index Fund (UK) — Int/Div iShares S&P Smallcap 600 Growth Index Fund (UT) — Int/Div — Buy (add'l) SPDR S&P MidCap 400 ETF (MDY) — Int/Div Vanguard FTSE Developed Markets Index Fund ETF Shares (VEA) (x) — Int/Div 1Q Hedge Multi-Strategy Tracker ETF {QA — Int/Div iShares Core S&P Small-Cap (UR) — Int/Div Vanguard REIT Index ETF (VNQ) — Int/Div iShares Core US Aggregate Bond ETF (AGG) — Int/Div iShares S&P S00 Growth (IVW) — Int/Div — Buy (add'l) iShares S&P S00 Growth (IVW) — Buy (add'l) iShares S&P S00 Growth (IVW) — Buy (add'l) iShares S&P S00 Growth (IVW) — Buy (add'l) iShares S&P S00 Value (IVE) — Int/Div — Buy (add'l) iShares S&P S00 Value (IVE) — Buy (add'l) iShares S&P S00 Value (IVE) — Buy (add'l) SPDR DoubleLine Total Return Tact ETF (TOTL) — Int/Div Vanguard FTSE Pacific ETF (VPL) — Int/Div Vanguard Target Retirement 2030 Inv (VTHRX) — Int/Div Vanguard Balanced Index Fund Admiral Shares (VBIAX) — Int/Div Ames lowa Community Schoold District Bonds (030825MGS) — Int/Div — Buy Austin Texas Water & Wastewater System bonds (052476A32) — Int/Div — Buy Brookville, Ohio Local School District Bond (114691FNY) — Int/Div Bethlehem Pennsylvania Government Bonds (0R73475M8) — Int/Div Bowling Green State University Ohio Bonds (102885103) — Int/Div California State Various Purpose Bonds (13063IDAST) — Int/Div Cincinnati Ohio Wir Sys Rev Bond (17231 1MT6) — Int/Div Cincinnati Ohio Various Purpose Bond (172217A35) — Int/Div Cocoa Florida Wir & SWR Rev. Bonds (I191783E78) — hy Connecticut St Spl Tax Oblig Rev Bds (207758XLU2) — Int/Div — Buy Cleveland, Ohio Water Revenue Bonds (IR6427EP) — Int Cuyahoga Community College Revenue Bonds (232393F)2) — Int/Div — Buy Du Page & Cook Cnty Cmnty Cons Sch (26257956) — Int/Div — Buy Fremont Ohio City School District Bonds (357568FW9 — Int/Div Hamilton County Ohio Sewar System Revenue Bonds (407288YMS) — Int/Div Harris Coty Tex Metr Trans Auth (41422FEHP) — Int/Div — Buy Harris Cnty Tex Trans. Auth (414018501) — Int/Div — Buy Henry County GA Develop Author Bonds (426354AF3) — Int/Div — Buy Holbrook Mass Sch. Bonds (434722)B0) — Int./hv — Buy Hudson Ohio School District Impt Bds (444089BG 1) — Int/Div — Buy Hurst Bedford Texas Independent School District (4478 19ETH) — Int/Div Kentucky State Property & Bldgs Bonds (49151FWB2) — Int/Div Kettering Ohio City Sch Dist Ref Bds (492692004) — Int/Div — Buy Lake Orion Mich Community School District Bond (510336076) — Int/Div Lakewood Ohio City School District Bond (512624RC3) — Int/Div Metropolitan Transn Auth N'Y Rev Trans Bonds (59261 AXC6) — hy — Buy Metropolitan Transportation Authority Revenue Bonds (59261 ANGS) — Int/Div Michigan State Trunk Line Revenue Bonds (594695K 72) — Int/Div — Buy Miami Beach Florida Water & Sewer Revenue Bond (5931241BK 7) — Int Miami Univ Ohio Gen Repts Rev Bonds (593791HF9) — Int/Div — Buy New York State Dormitory Bonds (64990FATH — Int/Div North Royalton Ohio School District Bond (662055K A9) — Int/Div Ohio State Adult Correctional Bonds (677524CTS) — Int/Div Ohio State Adult Correctional Bonds (6T7524AL3) — Int/Div — Buy Ohio State Cap FACS Lease Appropriation (6T7521W2R) — Int/Div — Buy Oshkosh Wisconsin Bond (68825WDY2) — Int/Div Phoenix AR, Civic Impr Bond (T1883MGLI1)Y — Int/Div — Buy Rocky River Ohio Various Purpose Bonds (T74812MG3) — Int Strongsville Ohio City School Bong (S613RTMES) — Int/Div Texas St Tax and Rev Antip 2018 Bond (882724GP6) — Int/Div — Buy Tulsa Oklahoma County Industrial Authority Bonds (899518FZ2) — Int/Div Virginia Commonwealth Transportation Board Bond (92778UBRO) — Int/Div St Louis MO Gen Fd Rev Tax and Rev Bond (79164MAY3) — Int/Div — Buy Seattle Wash Mun Lt &Pwr Rev Bds (S12643PA6) — Int/Div — Buy Sidney Ohio City School District Bonds (826129EK0) — Int/Div University of Cincinnati Gen Repts Bds (914119843) — Int/Div — Buy Whitehall Ohio City Sch Dist Ult Sch Fac {965152LT6) — Int/Div — Buy Wisconsin St Clean Wir Rev Clean Wir Rev Bds (977092UB9) — Int/Div — Buy T. Rowe Price Group, Inc. (TROW) (7414710 (x) — Int/Div T. Rowe Price Instl Floating Rate Fund Class F (PFFRX) (x) — Int/Div S&P Global Inc. (SPGI (x) — Int/Div — Donated SPDR DoubleLine Total Return Tactical ETF(TOTL)Y (x) — Int/Div Energy Select Sector SPDR Fund (XLE) (x) — Int/Div Financial Select Sector SPDR Fund (XLF) x) — Int/Div Technology Select Sector SPDR Fund (XLK) (x) — Int/Div WisdomTree U.S. Quality Dividend Growth Fund (DGRW) (x) — Int/Div AbbVie Inc. (ABBV) (x) — None Alphabet Inc. (GOOGL) (x) — None — Donated Amencan Water Work (AWK) (x) — None — Donated Amazon (AMZN) (x) — None — Donated Amgen, Inc (AMGN) (x) — Int/Div — Donated AT&T Inc. (THX) — Int/Div — Donated Apple, Inc. (AAPL) (x) — None — Donated Applied Materials, Inc. (AMAT) (x) — Int/Div — Donated Automatic Data Processing, Inc. (ADP) (x) — None — Donated Biogen Inc. (BIB) (x) — None — Donated CBRE Group, Inc. {CBRE) (x) — None Centene Corporation (CNC) (x) — None Cisco Systems, Inc. (CSCO) (x) — None Bank of New York Mellon Corp (BK) (x) — None — Donated Baxter International. Inc. (BAX) (x) — None — Donated Boeing Co. (BA) (x) — None — Donated Borg Warner, Inc. (BWA) (x) — Int/Div — Donated Burlington Stores (BURL) (x) — None — Donated Celanese Corp. (CE) (x) — None CitiGroup, Inc. (C) (x) — None — Donated Citizens Financial Group, Inc, (CFG) (x) — None — Donated Comcast Corporation (CMCSA) (x) — None — Donated ConocoPhillips (COP) (x) — None — Donated Constellation Brands, Inc. (STZ) (x) — None — Donated DowDuPont Inc. (DWDP) (x) — Int/Div Cummings, Inc. (CMI) (x) — Int/Div Eastman Chemical (EMN) (x) — None Exxon Mobil Corporation (XOM) (x) — None — Donated Facebook, Inc. (FB) (x) — None — Donated FedEx Corporation (FDX) (x) — None — Donated Home Depot, Inc. (HD) (x) — Int/Div — Donated Intel Corp (Inte) (x) — None JPMorgan Chase & Co. (JPM) — None — Donated Johnson & Johnson (JNJ) (x) — Int/Div — Donated Kohl's Corporation (KSS) (x) — Int/Div McDonald's Corporation (MCD) (x) — Int/Div — Donated Microsoft Corporation (MSFT) (x) — Int/Div — Donated Morgan Stanley (MS) (x) — None — Donated NextEra Energy, Inc. (NEE) (x) — Int/Div — Donated Northrop Grumman Corporation { NOC) (x) — None — Donated Occidental Petroleum Corporation (OXY) x) — None PepsiCo, Inc. (PEP) (x) — None Pfizer Inc. (PFE) (x) — None — Donated Raytheon Company (RTN) (x) — None — Donated Roval Caribbean Cruises Ltd. (RCL) (x) — None — Donated Roval Dutch Shell ple (RDSA.AS) (x) — Int/Div — Donated State Street Corporation (STT) (x) — None — Donated SunTrust Banks. Inc. (STH (x) — Int/Div — Donated T-Mobile US. Inc. (TMUS) (x) — None — Donated Texas Instruments Incorporated (TXN) (x) — None — Donated Tyson Foods, Inc. (TSN) (x) — Int/Div — Donated United Rentals, Inc. (URN (x) — None — Donated UnitedHealth Group Incorporated (UNH) x) — Int/Div — Donated Visa Inc. (V) (x) — Int/Div — Donated WEC Energy Group, Inc. (WEC) (x) — None — Donated TE Connectivity Ltd. (TEL) (x) — Int/Div Waste Management, Inc. (WM) (x) — Int/Div iShares Tips Bond ETF (TIP) (x) — Int/Div iShares Core S&P SOO ETF (IVV) (x) — Int/Div iShares Core US Aggregate Bond ETF (AGG (x) — Int/Div iShares Trust MSCI Eerging Markets ETF (EEM) (x) — Int/Div Shares MSCI EAFE ETF (EFA) (x) — Int/Div iShares Trust MidCap ETF (IWR) (x) — Int/Div iShares Core S&P Mid-Cap ETF (LH) (x) — Int/Div iShares Russell 1000 ETF (IWB) (x) — Int/Div iShares S&P Mid-Cap 400 Value ETF (111) x) — Int/Div iShares S&P Small-Cap 600 Value ETF (Six) — Int/Div iShares MSCI EAFE Small-Cap ETF (SCZ) ix — Int/Div iShares National Muni Bond ETF (MUB) x) — Int/Div iShares MSC EAFE Value ETF (EFV) (x) — Int/Div iShares MSCI EAFE Growth ETF (EFG) (x) — Int/Div iShares Floating Rate Bond ETF (FLOT) (x) — Int/Div iShares Edge MSCI USA Quality Factor ETF (QUAL) (x) — Int/Div iShares Edge MSCI USA Value Factor ETF (VLUE) (xX) — Int/Div iShares Edge MSCI USA Momentum Factor ETF (MTUM) (x) — Int/Div iShares Core MSC EAFE ETF (EFA) (x) — Int/Div iShares Core MSCI Emerging Markets ETF EMGIHIX) — Int/Div TOTAL S.A. (TOT) (x) — Int/Div — Donated Vanguard FTSE All-World ex-US Index Fund ETF Shares (VEU) (x) — Int/Div Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX) (x) — Int/Div Vanguard Limited-Term Tax-Exempt Fund Admiral Shares (VMLUX) (x) — Int/Div Vanguard Total Stock Market Index Fund ETF Shares (VT) (x) — Int/Div Vanguard Short-Term Treasury Index Fund Institutional Shares (VSBIX)( — Int/Div Gift — Parker Hanmifin Company — February 28, 2018 - March 3, 201%, flight to Montana with executive friend. — $1,300.00 Agreement — STATE OF OHIO PUBLIC EMPLOYEE RETIREMENT SYSTEM AND OHIO STATE TEACHERS RETIREMENT SYSTEM. RIGHT TO RETIREMENT BENEFITS Spouse's income — HEIDRICK & STRUGGLES, Inc. salary, bonus, restricted stock Regarding the mvestment in the Vanguard Fund, this investment is made through an employer 401 plan sponsored at my wife's employer. The yearly statutory maximum is met in the first quarter although we do not know the exact dates of purchase, Regarding Goldman Sachs Financial Square Government Fund (FGTXX), this fund is used as a money market account with intermittent deposits and withdrawls, Regarding the flight shown in Part V. this was an estimated cost using business class airfare charges. Investments listed in Part VIII, lines 81 - 172 were received in inheritence, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/19459. Public record. Not legal advice.