# Christian F. Hummel

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/19353

## Record

- **Judge:** Christian F. Hummel
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 35

## Text

Cimpress NV — None
First Niagara Bank / Key Bank — Interest
Key Bank — Interest
SEFC.U. Account — Interest
Capital One Bank (Savings) — Interest
Altria Group, Inc. Common Stock — Int/Div
Capital One Bank IRA Account (Header)
T Rowe Price 2025 Retmt Fund — Int/Div
Cash Account — Interest
LRA. Account £1 (Header)
SunAmerica Dynamic Allocation — Int/Div
SunAmerica Dynamic Strategy — Int
Secure Value Account SA American Funds Fixed Interest — Int/Div
Brokerage Account #1 (Header)
SEI Large Cap Growth — Int./y
SEI Large Cap Value — Ine
SEI Sm Cap Growth — Int/Div
SEI Sm Cap Value — Int/Div
SEI Intl Equity — Int/Div
SEI Emerging Markets — Int/Div
SEI Core Fixed Income — Int/Div — Sold (part)
SEl Hi Yield Bond Fund — Int/Div
SEI Intl Fixed Income — Int/Div
SEI Emerging Markets Debt — Int/Div
SEI Government Fund — Int/Div — Buy
Legg Mason Global Asset (Roth IRA) (Header)
Legg Mason Lifestyle / Moderate Allocation — Int/Div
IRA Account £2 (SEI Funds) (Header)
SEI Large Cap — Int/Div
SEI Small Cap — Int/Div
SEI Intl Equity — Int/Div
SEI Emerging Markets Equity — Int/Div
SEI US Fixed Income Fund — Int — Sold
SEI Hi Yield Bond — Int/Div
SEI Emergmg Markets Debt — Int/Div
SEI Dynamic Asset — Int/Div
SEI Multi-Asset — Int/Div
SEI Prime Obligation — Int/Div — Sold
SEI Core Fixed Income Fund — Interest — Buy
SEI Government Funs — Int/Div — Buy
Jackson National Life Annuity (IRA) (Header)
GS Core Plus Bond — Int/Div — Sold
T Rowe Price Mid Cap — Int — Sold
MC Healthcare Sector — Int/Div — Sold
MC Tech Sector — Int/Div — Sold
S&P Dividend Inc & Growth — Int/Div — Sold
S&P Comp Ady — Int/Div — Sold
FR Temp Intl Sm Cap — Int/Div — Sold
MC Consumer Bd Sector — Int/Div — Sold
T Rowe Price Est Growth — Int/Div — Sold
Oppenheimer Global Growth — Int./hv — Sold
MC Pacific Rim 30 — Int/Div — Sold
PPM America Total Return — Int/Div
PPM America Sm Cap Value — Int/Div — Sold
PPM Amenca Fl Rate Income — Int/Div
MC European 30 — Int/Div — Sold
PPM America Srategic Income — Int/Div — Sold
Amenca Hi Yield Bond — hy — Sold
Nasdag 100 — Int/Div — Sold
400 MC Index — Int/Div — Sold
S&P SMid 60 — Int — Sold
DFA US Core Equity — Int/Div — Sold
MC Fmancial Sector — Int/Div — Sold
MC Oil & Gas Sector — Int/Div — Sold
MC Int'l Index — Int/Div — Sold
Pimco Real Return — Int/Div — Buy
Vanguard US StkMktindx — Int/Div — Buy
Epoch Global SH Yield — Int/Div — Buy
Double Line CAPE — Int/Div — Buy
Momingstar Wide Moat — Int — Buy
Invesco Chma-Indu — Int/Div — Buy
Causeway Intl Value Sel — Int/Div — Buy
AQR Large Cap Rlxd CnstEq — Int/Div — Buy
IRA Account £3 (SEI Funds) (Header)
IM Common — Int/Div
Alphabet A — None
Amalog Devices — Int/Div
Auto Zone — Int/Div
Becton Dickinson — Int/Div
CME Group — Int/Div
Colgate Palmoloive — Int/Div
Ecolab Inc — Int/Div
FactSet Research — Int/Div
Graco Inc — Int/Div
Jolmson & Johnson — Int/Div
Lindle PLC — Int/Div — Buy
Lowe's Cos — Int/Div
Mastercard Inc — Int/Div
Mettler Toledo Im! — None
Middleby Corp. — None
Moody's Corp. — Int/Div
MSCI Inc — Int/Div
Nike Inc — Int/Div
Oracle Corp — Int/Div
PepsiCo Inc — Int/Div
Praxair Inc — Int/Div — Sold
Sherwm Williams — Int/Div
Tiffany & Co. — Int/Div
TIX Cos. — Int/Div
UnitedHeath Group — Int/Div
United Technologies — Int/Div — Buy
US Bancorp — Int/Div
Variagn Medical Systems — Int/Div
ABM Industries — Int/Div — Buy
Acuity Brands — Int/Div — Buy
Addus HomeCare — None — Buy
Ageo — Int/Div — Buy
Alaska Air Group — Int/Div — Buy
Alcoa Comp. — Int/Div — Sold
Allscripts Healthcare — Int/Div — Sold
Altra Industrial — Int/Div
Amedisys Inc — Int/Div — Buy
Amencan Outdoor Brands — None — Buy
ANSYS Inc — Int/Div — Sold
Antero Resources — Int/Div — Sold
AO Smith Corp. — Int/Div
Armour Residential REIT — Int/Div — Buy
Armstrong World — Int/Div — Buy
Assurant Inc — Int/Div — Buy
Balchem Corp — Int/Div — Buy
Bancorp South Bank — Int/Div — Buy
Big Lots Inc — Int/Div — Buy
Bruker Corp. — Int/Div
Burlington Stores — None
Cadence Design — None
Calavo Growers — Int/Div — Buy
Cantel Medical — Int/Div
Choe Global Markets Inc — Int/Div — Sold
Centennial Resourse Dev — None
CF Industries Holdings — Int/Div — Buy
Charles River Laboratories — None
Chemed Corp. — Int/Div
Choice Hotels — Int/Div
Cirrus Logic — Int/Div — Buy
Coeur Mining — None — Buy
Cogent Communications — Int/Div — Buy
CommVault Systems — None — Buy
Cooper Tire — Int/Div — Buy
CoreSite Realty — Int/Div — Buy
Coupa Software — None — Buy
Deckers Outdoor — None
Diamondback Energy — Int/Div — Sold
Dine Brands Global — Int/Div — Buy
Dorman Products — None — Buy
Dril-Quip Inc — None
Eagle Bancorp — None — Buy
East Group Properties — Int/Div — Buy
Euronet Worldwide — None — Buy
First American Financial — Int/Div — Buy
First Fmancial Bancshares — Int/Div — Buy
First Interstate Bank — Int/Div — Buy
Five Below Inc — None
Fortinet Inc — None — Buy
Fox Factory Holding — None — Buy
Frontier Communications — None — Buy
Genesco Inc — None — Buy
Goodyear Tire — Int/Div — Buy
Greenbrier Cos. — Int/Div — Buy
Green Plams Inc — Int/Div — Buy
Halvard Health — Int/Div — Sold
Hancock Holding — Int/Div — Sold
Hawaiian Electric — Int/Div — Buy
Healthcare Services Group — Int/Div — Buy
Health Insurance lmmovahons — Int/Div — Buy
Helmerich & Payne — Int/Div — Buy
Hill-Rom Holdings — Int/Div
HollyFrontier Corp. — Int/Div
Integra Life Sciences — None — Buy
iRythm Technologies — None — Buy
lron Min — Int/Div — Buy
Jacobs Engineering — Int/Div — Sold
Jones Lang LaSalle — Int/Div — Sold
Kennametal Inc — Int/Div — Buy
Lamb Weston Holdings — Int/Div — Buy
Lancaster Colony — Int/Div — Buy
Legg Mason Inc — Int/Div — Sold
Lending Tree Inc — Int/Div — Sold
LGI Homes Inc — Int/Div — Sold
Live Nation Entertainment — None — Buy
LPL Financial — Int/Div — Sold
Manhattan Associates — None — Buy
Masonite International — None — Buy
Meritage Homes Corp. — None — Buy
MGIC Investment — None — Sold
MicroStrategy Inc — None — Buy
Moelis & Co. — Int/Div — Buy
Monolithic Power Systems — Int/Div
MSC Industrial Direct — Int/Div — Sold
National Instruments — Int/Div
Neogen Corp. — None — Buy
Nutanix Inc — None — Buy
Packaging Corp of America — Int/Div — Sold
PacWest Bancorp — Int/Div
Paramount Group Inc — Int/Div — Buy
Pattern Energy Group — Int/Div — Buy
Patterson UTI Energy — Int/Div — Buy
Perkin Elmer Inc — Int/Div
Potlatch Deltic — Int/Div
Power Integrations — Int/Div — Buy
Progress Software — Int/Div — Buy
ProPetro Holding — None
Prosperity Bancshares — Int/Div — Buy
PS Business parks — Int/Div — Buy
Pulte Group — Int/Div — Buy
Qiagen Nv Shares — None — Buy
QTS Realty Trust — Int/Div — Buy
Ralph Lauren Corp. — Int/Div
Redfin Comp. — None — Buy
Reinsurance Group of America — Int/Div — Buy
REMAX Holdings — Int/Div — Buy
ResMed Inc — Int/Div — Sold
Resolute Energy Corp — None — Sold
Rollins Inc — Int/Div — Buy
Royal Gold — Int/Div — Buy
Schnitzer Steel — Int/Div — Buy
Sealed Air Corp — Int/Div — Buy
Seattle Genetics — None — Buy
Spirit AeroSystems — None
SPS Commerce — None — Buy
Stens PLC — Int/Div — Buy
Square Inc — Int/Div — Sold
Syntel Inc — Int/Div — Sold
Tempur Sealy — None — Buy
Teradyne Inc — Int/Div
Texas Roadhouse — Int/Div — Buy
Toll Brothers Ine — Int/Div — Sold
Torchmark — Int/Div — Buy
Trimble Inc — None — Buy
Trip Advisor — None — Buy
TRI Ponte Homes Inc — Int/Div — Sold
Trustmark Corp. — Int/Div — Buy
Two Harbors Investment Corp. — Int/Div — Buy
United Natural Foods — None — Sold
United Therapeutics — None — Buy
Universal Corp — Int/Div — Buy
US Physical Therapy — Int/Div — Buy
Varonis Systems — None — Buy
Waddell & Reed — Int/Div — Buy
Watts Water Technologies — Int/Div — Buy
West Pharmaceuticals — Int/Div — Buy
WABCO Holdings — Int/Div — Sold
Williams Sonoma — Int/Div — Sold
Wmgstop Inc — Int/Div
Xylem Inc — Int/Div — Sold
Yext Inc — None — Buy
Zions Bancorp — Int/Div
Aberdeen Global Dynamic — Int/Div — Buy
Aberdeen Global Premier Properties — Int/Div — Buy
Aberdeen Toatl Dynamic Dividends — Int/Div — Buy
Advent Claymore Conv Sec — Int/Div
AllianzGl Equity & Conv — Int/Div
AllianzGl Nfj Dividend Int — Int/Div
Alpine Total Dynamic Div Fund — Int/Div — Sold
Apollo Senior Floating Rate — Int/Div — Buy
Black Rock Credit Allocation — Int/Div
Balk Rock Debt Strategies — Int/Div
Black Rock Enhanced Eq Div — Int/Div — Sold
Blackrock Resources & Commodities — Int/Div — Buy
Brandywine Global Income — Int/Div
CBRE Clarion Global RE — Int/Div
Cohen & Steers Infrastructure — Int/Div — Sold
Duff & Phelps Global Utility — Int/Div
General American Investors — Int/Div — Buy
John Hancock Tax-Adv Dividend — Int/Div — Buy
Liberty All-Star Equity Fund — Int/Div — Sold
Nuveen Real Asset — Int/Div
Pgim Glib Sht Duration Hi Yield — Int/Div — Buy
Pgam Short Duration Hi Yield — Int/Div — Buy
River North Double Line Strategic Opp — Int/Div
Royce Micro Cap — Int/Div — Buy
Rovee Value Trust — Int/Div
Tn-Continental Corp. — Int/Div — Buy
Wells Fargo Global Div — Int/Div
AGNC Investment Corp — Int/Div — Buy
Akamai Technologies — None — Buy
Altria Group Inc — Int/Div
Ameren Corp. — Int/Div
American Financial Group — Int/Div — Buy
Amensource Bergen — Int/Div
Annaly Capital Management — Int/Div — Buy
Anthem Inc — Int/Div
Apple Hospitaliy REIT — Int/Div — Buy
Archer Damels Midland — Int/Div — Buy
AT&T Ine — Int/Div — Buy
Baxter Intemational — Int/Div
Bio-Rad Laboroatonies — Int/Div
Bio Techne Corp. — Int/Div — Buy
Broadridge Financial — Int/Div — Buy
Campbell Soup — Int/Div — Sold
Cardinal Health — Int/Div
Center Point Energy — Int/Div
Chemed Corp. — Int/Div — Buy
Chimera Investment — Int/Div — Buy
Church & Dwight Inc — Int/Div
Cigna Corp. — Int/Div
Clorox Co. — Int/Div
Colgate Palmolive — Int/Div — Buy
ConAgra Foods — Int/Div
Consolidated Edison — Int/Div
Darden Restaurants — Int/Div
Dr Pepper Snapple — Int/Div — Sold
Davita Inc — Int/Div — Buy
DTE Energy Co. — Int/Div — Buy
DST Systens — Int/Div — Sold
Eli Lilly & Co. — Int/Div
Energizer Holdings Inc — Int/Div — Buy
Entergy Corp — Int/Div
Equity Commonwealth — None — Buy
Evergy Inc — Int/Div — Buy
Exelon Corp. — Int/Div
Express Scripts Holding — None — Sold
Flowers Foods Inc — Int/Div — Buy
Henry Schem Inc — Int/Div — Buy
Hill-Rom Holdings — Int/Div
Hospitality Properties — Int/Div — Buy
H & R Block — Int/Div — Buy
Humana Inc — Int/Div
Ingredion Corp — Int/Div
Jabil Circuit Inc — Int/Div — Sold
Jack Henry & Assoc — Int/Div
JM Smucker Co — Int/Div
Johnson & Johnson — Int/Div
Kelleogg Co — Int/Div — Buy
Kimberly-Clark Corp. — Int/Div
Laboratory Corp of America — None
Lamb Weston Holdings — Int/Div
Leidos Holdings Inc — Int/Div
McCormick & Co — Int/Div
McKesson Comp — Int/Div
MDU Resources Group — Int/Div — Buy
Medical Properties Trust — Int/Div — Buy
MEDNAX Inc — None — Buy
Merck & Co. — Int/Div
MFA Financial — Int/Div — Buy
New Residential — Int/Div — Buy
New York Community Bancorp — Int/Div — Buy
OGE Energy Corp — Int/Div — Buy
Park Hotels & Resorts — Int/Div — Buy
Pfizer Inc — Int/Div
Philip Moms — Int/Div — Buy
PNC Financial — Int/Div — Buy
Premier Inc — None — Buy
Public Service Enterprise Grp — Int/Div
Quest Diagnostics — Int/Div
Realogy Holdings — Int/Div — Buy
Reinsurance Group of America — Int/Div
Robert Half Intl — Int/Div — Buy
Silgan Holdings — Int/Div — Buy
TCF Fmanciual Corp — Int/Div — Buy
Teleflex Inc — Int/Div — Sold
Telephone & Data Systems — Int/Div — Buy
Torchmark Corp. — Int/Div
Total Systems — Int/Div — Buy
Two Harbors — Int/Div — Buy
Tyson Foods Inc — Int/Div
Unum Group — Int/Div — Buy
Varian Medical Systems — None
Vectren Corp — Int/Div — Buy
WellCare Health Plans — None — Buy
Wyndham Destinations — Int/Div — Buy
Xcel Energy — Int/Div — Buy
Zoetis Inc — Int/Div
Vermilion Energy Inc — Int/Div
Assured Guaranty Lid — Int/Div
Pentair PLC — Int/Div — Buy
Lululemon Athletica — Int/Div — Sold
Marvell Technology — Int/Div — Sold
Popular Inc — Int/Div — Sold
Renaissance Holdings — Int/Div — Sold
Advent Claymore Conv Sec — Int/Div — Sold
Alpine Global Premier — Int/Div — Sold
Black Rock Enhanced Global Div — Int/Div
Black Rock Enhanced Intl Div — Int/Div
Clough Global Opportunities — Int/Div
Amdocs Lid — Int/Div
Bunge Ltd — Int/Div — Sold
ABB Ltd ADR — Int/Div
Advanced Semiconductor — Int/Div — Sold
Allianz SE — Int/Div
ASE Technology — None — Buy
Astazeneca ADR — Int/Div
BAE Systems — Int/Div
BCE Inc — Int/Div — Buy
BNP Paribas — Int/Div
BOC Hong Kong — Int/Div — Buy
British American Tobacco — Int/Div
China Petroleum — Int/Div
Cie Generale des Establissements — Int/Div
Daimler AG — Int/Div
Deutsche Telecom — Int/Div
Diageo ADR — Int/Div
Engie SA — Int/Div
GlaxoSmithKline — Int/Div
Honda Motors — Int/Div — Buy
HSBC Holdings — Int/Div
Imperial Brands — Int/Div — Buy
ING Groep Nv Spon — Int/Div — Sold
Japan Tobacco — Int/Div — Sold
Lloyds Banking — Int/Div
Manulife Financial — Int/Div
MMC Nordisk Nickel — Int/Div
Muenchener Reukversicherungs — Int/Div
Nestle SA Spon ADR — Int/Div
Nippon Tel & Tel — Int/Div
NN Group NV — Int/Div
Novartis AG ADR — Int/Div
Orkla ASA — Int/Div — Buy
ProSiebenSat — Int/Div
Roche Holdings — Int/Div
Royal Dutch Shell — Int/Div
Sanofi - Aventis — Int/Div — Buy
Siemens AG ADR — Int/Div
Singapore Telecommunications — Int/Div — Buy
Smiths Group PLC — Int/Div
Smurfit Kappa Group — Int/Div
Sonic Healthcare Ltd — Int/Div
SSE PLC — Int/Div — Buy
Telefonica Brasil — Int/Div
Total ADR Each Rep — Int/Div
UBS Group — Int/Div
Unilever NV — Int/Div
United Overseas Bank — Int/Div
Vodaphone Group — Int/Div
Zurich Insurance Group — Int/Div
Apollo Tactical Income — Int/Div — Buy
Ares Dynamic Credit Allocation — Int/Div
Black Rock Core Bond Trust — Int/Div
Black Rock Corporate HI Yield — Int/Div
Blackrock Income Trust — Int/Div — Buy
Blackrock Taxable Municipal — Int/Div — Buy
Boulder Growth & Income — Int/Div — Buy
Cohen & Steers Lid, Duration Pref — Int/Div
Cohen & Steers REIT — Int/Div
Eaton Vance Ltd Duration — Int/Div — Buy
First Trust High Income — Int/Div — Buy
First Trust Interm Duration — Int/Div — Buy
MFS Charter Income — Int/Div
MFS Intermed Income — Int/Div — Buy
MFS Multimarker Income — Int/Div
Nuveen Credit Strategies — Int/Div — Buy
Nuveen Global High Income — Int/Div
Nuveen Pref and Income Opp — Int/Div
Nuveen Pref & Inc Securities — Int/Div
Nuveen Pref & Income Term Fund — Int/Div
Nuveen Real Estate Fund — Int/Div — Buy
Prudential Global Short Duration — Int/Div — Sold
Putmam Master Income — Int/Div — Buy
Templeton Global — Int/Div — Buy
Wells Fargo Income Opp — Int/Div
Western Asset Emerging Markets Debt — Int/Div
Western Asset Global Corporate — Int/Div — Buy
Western Asset Global High Income — Int/Div — Buy
Western Asset High Yield — Int/Div
Western Asset High Income 11 — Int/Div — Buy
Western Asset High Income Opp — Int/Div
AmEx Credit Corp. 2.25% — Interest
Apple Inc. 1.55% — Interest
Astrazeneca PLC 2.375% — Interest
AT&T Inc. 3.875% — Interest
Bank of America Corp 3.3% — Interest
Berkshire Hatahaway Finance 4.25% — Interest
Cisco Systems 3.625% — Interest
Citigroup Inc. 3.75% — Interest
Coca Cola Co. 3.2% — Interest
Comcast Corp 3.15% — Interest — Buy
Exxon Mobil Cpr. 3.043% — Interest
General Electric 2.3% — Interest
Glicad Sciences 2.95% — Interest
Goldman Sachs 3.5% — Interest
Home Depot 2.25% — Interest — Redeemed
HSBC USA Inc. 2.625% — Interest — Redeemed
Intel Corp 2.7% — Interest
IBM Corp 3.625% — Interest
JP Morgan Chase 3.125% — Interest
Lowe's Cos. 2.5% — Interest
Lowe's Cos. 3.12% — Interest
Morgan Stanley 2.125% — Interest
Northrup Grumman 3.25% — Interest — Buy
PepsiCo Ine. 2.375% — Interest
Pfizer Inc. 3% — Interest
Shell Int] 3.25% — Interest
TCI Comm 7.875% — Interest
Toyota Motor Credit 2.1% — Interest
Walmart Inc. 5.875% — Interest
Walt Disney 2.75% — Interest
Wells Fargo 2.15% — Interest
BHP Billiton 3.85% — Interest
BP Capital Markets 3,245% — Interest
Government Fund SEOXX — Interest
New York State 529 College Savings Plan #1 (header
JP Morgan Agressive Age-Based Portfolio — Int/Div
New York State 529 College Savings Plan #2 (header)
JP Morgan Moderate Age-Based Portfolio — Int./hv
Agreement — 2018 — New York State Retirement System, currently receiving pension
Income — 2018 — State University of New York Wages — $5662.11

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/19353. Public record. Not legal advice.