# Diane Davis

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/19250

## Record

- **Judge:** Diane Davis
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 23

## Text

EWL — Int/Div
KO — Int/Div
XOM(Y)
INTC — Int/Div
JIN) — Int/Div
WFC — Int/Div
PG — Int/Div
MCD — Int/Div
WMT — Int/Div
MSFT — Int/Div
MRK (X) — Int/Div
JVMIX — Sold
EWY (YY)
SPY — Int/Div
VOK — Int/Div
VPL — Int/Div
EWS(Y)
EEM — Int/Div
MDY — Int/Div
IWD — Inv
JAWF — Int/Div
RSP — Int/Div
99 — Int/Div
MUXA — Int/Div
JPM — Int/Div
WMT — hy
MSFT — hy
VZ — Int/Div
T(Y)
CAT — Int/Div
CSCO — Int/Div
Brokerage Account #1 — Closed
Fidelity Advisors Small Cap Fund Class A — Int/Div — Closed — exchg to In 174
Henderson Global Investors Intl Opport Fund A — Int/Div — Closed — exchg to In 176
Mainstay Large Cap Growth Fund Class A — Int/Div — Closed — exchg to In 17%
MFS Value Fund Class A — Int/Div — Closed — exchg to In 180
FT Templeton Global Bond A — Int/Div — Closed — exchg to In 18%
PIMCO Total Return Fund Class A — Int/Div — Closed — exchg to In 186
USB Bank USA Dep Acct — Int/Div — Closed — exchg to In 287
USB PACE Large Company Growth Equity Investment Fund Class — Int/Div — Closed — exchg to In 266
UBS PACE Int] Emerging Mkts Equity Investment Fund Class P — Int/Div — Closed — exchg to In 262
UBS PACE Large Company Value Equity Investment Fund Class P — Int/Div — Closed — exchg to In 268
UBS PACE International Equity Investment Fund Class P — Int/Div — Closed — exchg to In 264
UBS PACE Small/Medium Co Value Equity Investment Fund — Int/Div — Closed — exchg to In Mm
UBS Govemment Sec Fixed Income Investment Fund — Int/Div — Closed — exchg to In 274
UBS Strategic Fixed Income Investment Fund Long — Int — Closed — excgh to In 282
UBS High Yield Investments Class P — Int/Div — Closed — exchg to In 27
CSRSX — Int/Div — Closed — exchg to In 170
GTEYX — Int/Div — Closed — exchg to In 190
FMI Large Cap Fund — Int/Div — Sold
UBS PACE Small/Medium Co Growth Equity Inv Class P — Int/Div — Closed — exchy to In 270
UBS PACE International Fixed Investment Class P — Int/Div — Closed — exchg to In 286
UBS PACE Alternative Strategies Investments Class P — Int/Div — Closed — exchg to In 284
UBS PACE Alternative Strategies Investments Class P — hy — Closed — exchg to In 207
JVMIX — Int/Div — Closed — exchy to In 22
AQMNX — Int — Sold
JHAIX — Int/Div — Closed — exchg to In 246
UBS PACE Interim Fixed Income — Int/Div — Closed — exchg to In 278
BGCIX — Int/Div — Closed — exchg to In 242
RLSIX — Int/Div — Closed — exchg to In 248
NMPAX — Int/Div — Closed — exchg to In 172
BMDIX — Int/Div — Closed — exchg to In 218
CWSIX — Int/Div — Closed — exchg to In 220
VCRSX — Int./hv — Sold
BGLSX — Int/Div — Closed — exchg to In 244
SBHYIX — Int/Div — Closed — exchy to In 182
Delaware Diversified Income — Int/Div — Closed — exchy to In 184
Delaware Diversified Income — Int/Div — Closed — exchg to In 198
Delaware Diversified Income — Int/Div — Buy (add'l)
Delaware Diversified Income — Closed — exchy to In 226
LFMIX — hy — Closed — exchg to In 192
PCGTX — Int/Div — Closed — exchy to In 280
PCGTX — Int/Div — Closed — exchy to In 194
PCGTX — Int — Closed — exchy to In 196
IEFA — Int/Div — Buy (add'l)
IEFA — Closed — exchy to In 201
IEMG — Int/Div — Closed — exchy to In 204
IEMG — Int/Div — Closed — exchy to In 211
IEMG — Int/Div — Closed — exchg to In 213
IEMG — Int/Div — Buy (add'l)
IEMG — Closed — exchy to In 228
CRED — Int/Div — Closed — exchy to In 231
GOVT — Int — Sold (part)
GOVT — Closed — exchg to In 233
MINT — Int/Div — Sold
MINT — Int/Div — Closed — exchy to In 238
EMKIX — Int/Div — Closed — exchg to In 240
EMLC — Int/Div — Sold (part)
EMLC — Closed — exchg to In 250
PREOX(Y) — Closed — exchy < $1000
PREOX(Y) — Int/Div — Closed — exchg to In 215
IUSG — Int/Div — Closed — exchg to In 208
OIGYX — Int/Div — Closed — exchg to In 252
PBDPX — Int/Div — Closed — exchg to In 254
QSPIX — Int/Div — Buy (add'l)
QSPIX — Closed — exchg to In 258
QFVIX — Int/Div — Closed — exchg to In 256
ABYIX — Int/Div — Buy
ABYIX — Closed — exchg to In 238
CEFF (Y) — Closed — exchy to In 224
BXMIX(Y) — Closed — exchg to In 260
Brokerage Account #2
NYS Retirement Plan - no control — None
Trustco — Interest
Kevbank — Int
SEFCL — Interest
Citizens — Interest
Brokerage Account #3
Morgan Stanley Bank N.A — Interest
JWR — Int/Div
UH — Int/Div
UR — Int/Div
IWM — Int/Div
FNX — Int/Div
FYX — Int/Div
EW) — Int/Div
DIA — Int/Div
FEZ — Int/Div
XOM — Int/Div
JIN) — Int/Div
WFC — Int/Div
PG — Int/Div
AXP — Int/Div
AAPL — Int
BK — Int/Div
BA — Int/Div
EMN — Int/Div
HD — Int
IBM — Int/Div
PEP — Int/Div
UTX — Int/Div
DIS — Int/Div
FE(X) — Int/Div
MRK (X) — Int/Div
Citizens Philadelphia PA CD — Interest — Buy
Citizens Philadelphia PA CD — Matured
Goldman Sachs Bk NY CD — Interest — Buy
Goldman Sachs Bk NY CD — Matured
Bank of China NYC Branck CD — Interest — Buy
Bank of China NYC Branck CD — Matured
Capital One Bk USA CD — Interest — Buy
Bank New York Mellon CD — Interest — Buy
Trust 24 — Closed
Morgan Stanley cash (Y)
residential property Delray Beach, FL. Palm Beach County (Y)
Brokerage Account 44
JPM — Int/Div
T(Y)
CAT — Int/Div
CSCO — Int/Div
MRK (X) — Int/Div — Buy
MRK (X) — Int/Div — Buy
MRK (X) — Int/Div — Buy
MRK (X) — Int/Div — Buy
MRK (X) — Buy (add'l)
BNDX — Int/Div — Buy
BNDX — Int/Div — Buy
BNDX — Int/Div — Buy
BNDX — Int — Buy
BNDX — Buy (add'l)
BNDX — hy — Buy
BNDX — Int/Div — Buy
BNDX — Buy (add'l)
BNDX — Int/Div — Buy
BNDX — Buy (add'l)
BNDX — Int/Div — Buy
BNDX — Int/Div — Buy
BNDX — Int/Div — Buy
JIWP — Int/Div — Buy
JSOSX — Int/Div — Buy
CSRSX — Int/Div — Open — exchg frm In17
CSRSX — Sold
NMPA — Int/Div — Open — exchy frm In 30
NMPA — Sold
FSCIX — Int/Div — Open — exchy frm n2
FSCIX — Sold
HFOIX — Int/Div — Open — exchyg frm nl
HFOIX — Sold
MLAIX — Int/Div — Open — exchg frm Ind
MLAIX — Sold
MENX — Int/Div — Open — exchy frm Ins
MENX — Sold
BHYIX — Int/Div — Open — exchg frm In 35
BHYIX — Sold
Delaware Diversified Income — Int/Div — Open — exchy frm In 36
Delaware Diversified Income — Sold
PrirX — Int/Div — Open — exchy frm In?
PrirX — Sold
TGBAX — Int/Div — Open — exchg frm n6
TGBAX — Sold
GTEYX — Ine — Open — exchy frm nis
GTEYX — Sold
LFMIX — Int/Div — Open — exchg frm In 40
LFMIX — Sold
LFMIX — Ine — Open — exchy frm In42
LFMIX — Sold
LFMIX — Int/Div — Open — exchy frm In 43
LFMIX — Sold
LFMIX — Int/Div — Open — exchy frm In?
LFMIX — Buy (add'l)
LFMIX — Sold (part)
LFMIX — Int/Div — Open — exchy trim In 45
LFMIX — Buy (add'l)
LFMIX — Buy (add'l)
IEMG — Int/Div — Open — exchg frm In 46
IUSG — Int/Div — Open — exchg frm n6l
IUSG — Sold
IUSG — Int/Div — Open — exchg frm n23
IUSG — Buy (add'l)
IUSG — Sold (part)
IUSG — Int/Div — Buy
IUSG — Int/Div — Open — exchg frm n47
IUSG — Sold
IUSG — Int/Div — Open — exchg frm In 48
IUSG — Sold
IUSG — Int/Div — Open — exchg frm In 60
IUSG — Sold
IUSG — Int/Div — Buy
BMDIX — Int/Div — Open — exchg frm nl
BMDIX — Sold
CWSIX — Int/Div — Open — exchg frm In 32
CWSIX — Sold
JVMIX — Int./y — Open — exchy frm n24
JVMIX — Int/Div — Open — exchy frm In 69
JVMIX — Sold
JVMIX — Int/Div — Open — exchy frm Inv
JVMIX — Sold
JVMIX — Int/Div — Open — exchg frm In SO
JVMIX — Sold
JVMIX — Int/Div — Buy
CRED — Int/Div — Open — exchg frm In Si
CRED — Sold
GOVT — Int — Open — exchyg frm In S3
GOVT — Sold
ABYIX — Int/Div — Open — exchg frm In 68
ABYIX — Sold
MINT — Int/Div — Buy
JUNK — Int/Div — Open — exchy frm In 55
JUNK — Sold
EMKIX — Int/Div — Open — exchy frm In 56
EMKIX — Sold
BGCIX — Int/Div — Open — exchg frm In 2s
BGCIX — Sold
BGLSX — hy — Open — exchy frm nd
BGLSX — Sold
JHAIX — Int/Div — Open — exchy frm In 26
JHAIX — Sold
RLSIX — Int/Div — Open — exchy frm m2»
RLSIX — Sold
EMLC — Int/Div — Open — exchg frm In 58
EMLC — Sold
LOIGYX — Int/Div — Open — exchy frm In 62
LOIGYX — Sold
PBDPX — Int./y — Open — exchg frm n63
PBDPX — Sold
QFVIX — Int/Div — Open — exchg frm In 66
QFVIX — Sold
QSPIX — Int/Div — Open — exchg frm In 65
QSPIX — Sold
BXMIX — Int/Div — Open — exchg frm In 70
BXMIX — Sold
PCEMX — Int/Div — Open — exchg frm In 10
PCEMX — Sold
PCIEX — Int/Div — Open — exchg frm ni2
PCIEX — Sold
PCLCX — Int/Div — Open — exchg frm nv
PCLCX — Sold
PCLVX — Int/Div — Open — exchg frm nil
PCLVX — Sold
PCSGX — Int/Div — Open — exchg frm In 20
bail — Sold
PCSVX — Int/Div — Open — exchg frm ni3
PCSVX — Sold
PCGLX — Ine — Open — exchy frm nid
PCGLX — Sold
PHYPX — Int/Div — Open — exchg frm Inl6
PHYPX — Sold
PCIFX — Ine — Open — exchy frm mn?
PCIFX — Sold
PCGTX — Int/Div — Open — exchg frm In41
PCGTX — Sold
PCSIX — Int/Div — Open — exchy frm nis
PCSIX — Sold
PASPX — Int/Div — Open — exchg frm n22
PASPX — Sold
Morgan Stanley Bank — Interest — Open — exchy frm m2
Morgan Stanley Bank — Open — exchy frm ns
Co-Trustee, Trust #4
Reimbursement — Er. 0 +2 Association — seminar funded by the BAR association
Reimbursement — Second Circuit Judicial Conference — 6 13/2018-06/1572011 — Saratoga, NY — annual meeting — lodging
Reimbursement — Federal Judicial Conference — O071172018-07/13.2011 — Denver, CO — 2018 FIC National Workshop — program fee, awtare, lodging, meals
Reimbursement — Administrativelmanagerial meetings
Reimbursement — Nanonal Conference of } Bankruptcy Judges — 1072820018 100317201 — San Antonio, TX — 2018 NCBJ Annual Conference — program fee, airfare, lodging, meals
Reimbursement — Administrative/managerial meetings — NEE a i,
Spouse's income — 2018 — Troy Web Consulting LLC - salary
Spouse's income — 2018 — NYS Department of Taxation and Finance - salary
PART I:

I serve as Co-trustee on Trust #4

+ My position as co-trustee occured upon [III passing in July 2015 when the trust became

irrevocable, The assets of the trust will be monitored and disposed of by the trustees and the bakunce will be distributed equally to JR, including

myself. JEN 1 have waived Jil night to receive Ji lawful commission from the trust. The trust terminated during 2018.

PART VII:

The assets in Brokerage Account #1 (lines 1-70) were transfered in-kind to Brokerage Account #4 (lines 170-287). Notations hive been made in column §

indicating where the corresponding nontaxable transaction/transfers can be found.

Lime 132 indicates the aggregate total for Trust #4. All of the information listed in lines 132 through 134 are the holdings for this trust. The sale of the asset listed

in line 134 was closed 10/27/17 and the distribution of the proceeds was reported on the 2017 report on lines 311-314, The account listed in line 133 remained

open to pay any final expenses and the final distributions were made in July 2018 ar the time the trust was closed,

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/19250. Public record. Not legal advice.