# Robert George Doumar

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/19199

## Record

- **Judge:** Robert George Doumar
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 29

## Text

ABBOTT LABS — Int/Div
ABBVIE INC.COM — Int/Div
ADVANCED MICRO DEVICES — None
AFLAC INC — Int/Div
AGNCINVESTMENT CORP — Int/Div — Buy
AGNCINVESTMENT CORP — Buy (add'l)
AGNCINVESTMENT CORP — Buy (add'l)
ALIBABA GROUP HOLDING LTD. — None
ALLEGION PLC — Int/Div
ALLIANCE BERNSTEIN HOLDING. LP — Distribution
ALLIANCE RESOURCE PARTNERS — istmbution — Buy
ALLIANCE RESOURCE PARTNERS — Buy (add'l)
ALLIANCE RESOURCE PARTNERS — Buy (add'l)
ALLIANCE RESOURCE PARTNERS — Buy (add'l)
ALPHABET A INC. formerly GOOGLE — None
ALPHABET C INC. formerly GOOGLE — None
AMERITRADE — Int/Div
ANNALY CAPITAL MGMT — Int/Div
ARES CAPITAL CORP — Int/Div
ARMANINO FOODS OF DISTINCTION — Int/Div
ARROW FINL. CORP — Int/Div — Buy (add'l)
ARROW FINL. CORP — Buy (add'l)
AT&T — Int/Div
AVEO PHARMACEUTICALS INC — None — Buy
AVEO PHARMACEUTICALS INC — Int/Div — Buy (add'l)
AVEO PHARMACEUTICALS INC — Buy (add'l)
BAIDU INC — None
BANK OF AMERICA — Int/Div
BANK OF NEW YORK MELLON — Int/Div — Buy (add'l)
BANK OF NEW YORK MELLON — Buy (add'l)
BB&T CORP — Int/Div
BIOGEN INC — None — Buy (add'l)
BIOGEN INC — Buy (add'l)
BIOGEN INC — Buy (add'l)
BIOVERATIVE INC — None — Sold
BLACKROCK CAP. INVESTMENT CORP. — Int/Div — Buy (add'l)
BLACKROCK CAP. INVESTMENT CORP. — Sold
BLACKROCK EQUITY DIVIDEND FD A (IRA) — Int/Div
BOEING COMPANY — Int/Div
BRISTOL MYERS SQUIBB CO. — Int/Div
BROOKFIELD GLOBAL LISTED — Int/Div
CALAMOS STRG. 11L — Distribution — Buy (add'l)
CALAMOS STRG. 11L — Buy (add'l)
CAPITAL ONE FINANCIAL — Int/Div
CARLYLE GROUP — Distribution — Buy (add'l)
CARLYLE GROUP — Buy (add'l)
CARLYLE GROUP — Buy (add'l)
CELEGENE CORP — None — Buy
CENTURY LINK — Int/Div
hesapeake. VA — Rent
GUAM GOVT. BUSINESS PRIVILEGE BOND — Interest
CHESAPEAKE BAY BRDG & TUNL DIST VA REV BOND — Interest — Buy
CHESAPEAKE GRANITE WASH — istmbution — Sold
CHICO'S FASHION. INC — Int/Div — Buy
CHICO'S FASHION. INC — Buy (add'l)
CHICO'S FASHION. INC — Buy (add'l)
CHICO'S FASHION. INC — Sold
CHIMERA INVESTMENT — Distribution
CHINA MOBILE — Int/Div
CISCOSYSTEMS — Int/Div
CITIGROUP COMMON STOCK — Int/Div — Sold (part)
CLOUGH GLOBAL EQUITY FUND — Int/Div — Buy
CLOUGH GLOBAL EQUITY FUND — Sold
CLOUGH GLOBAL Opp — Int/Div — Buy
CLOUGH GLOBAL Opp — Sold
CM FINANCIAL. INC — Int/Div — Buy
CM FINANCIAL. INC — Buy (add'l)
CM FINANCIAL. INC — Buy (add'l)
CM FINANCIAL. INC — Buy (add'l)
CONOCO-PHILLIPS — Int/Div
CORNING — Int/Div
COSTCO WHOLESALE CORP — Int/Div — Buy (add'l)
CURIS INC — None — Sold
CSX CORP — Int/Div
DELUXE CORP — Int/Div — Buy (add'l)
DIVIDEND AND INCOME FUND — Int/Div
DOWDUPONT. INC — Int/Div
DXC TECHNOLOGY CO. — Int/Div — Buy (add'l)
DXC TECHNOLOGY CO. — Buy (add'l)
DXC TECHNOLOGY CO. — Buy (add'l)
EATON VANCE FLOATING CLASS ( (Mutual Fund Signature Adv.) — Distribution
ECOLAB — Int/Div
ELLINGTON FINANCIAL LLC — Distribution — Buy
9 — Distribution
EMERSON ELECTRIC — Int/Div
ENERGY TRANSFER PARTNERS LP — Distribution — Buy (add'l)
ENERGY TRANSFER PARTNERS LP — Buy (add'l)
ENTERPRISE PRODUCTS — Distribution
ENVEST. I — Distribution — Sold
EOG RESOURCES. INC — Int/Div — Sold (part)
EURONET WORLDWIDE INC — None — Buy (add'l)
EXELON CORP — Int/Div
EXXON MOBIL — Int/Div
FACEBOOK INC — None
FAIR ISAAC CORP — None — Buy
FAIR ISAAC CORP — Buy (add'l)
FAIR ISAAC CORP — Buy (add'l)
FAIR ISAAC CORP — Buy (add'l)
FAIRFAX CNTY VA ECONOMIC DEV AUTH BOND — Interest
FAIRFIELD ASSOCIATES — None
FIDELITY ADVISOR 529 PLAN (X) — Int/Div
FIDUCIARY CLAYMORE MLP — Int/Div — Sold
FONOR CORP — None — Buy
FONOR CORP — Sold
FREEPORT McMORAN INC — Int/Div — Buy (add'l)
GABELLI TRUST — Int/Div
GAMCO GLOBAL GOLD NTRL. RES — Int/Div — Sold
GAMESTOP CORP — Int/Div — Buy (add'l)
GAMESTOP CORP — Sold
GILEAD SCIENCES INC — Int/Div — Buy
GLADSTONE INVESTMENT — Int/Div — Buy (add'l)
GLADSTONE INVESTMENT — Redeemed
GLOBAL PARTNERS. LP — Distribution — Buy
GLOBAL PARTNERS. LP — Buy (add'l)
GOLDMAN SACHS — Int/Div
HAWAIIAN HOLDINGS. INC — Int/Div
HEWLETT PACKARD — Int/Div — Buy (add'l)
HP INC — Int/Div — Buy (add'l)
HOST HOTELS & RESORTS — Int/Div — Buy (add'l)
HSBC HLDG. PLC — Int/Div — Buy (add'l)
ICAHN ENTERPRISES. LP — istmbution — Buy (add'l)
ICAHN ENTERPRISES. LP — Buy (add'l)
ICAHN ENTERPRISES. LP — Buy (add'l)
ICAHN ENTERPRISES. LP — Buy (add'l)
ICAHN ENTERPRISES. LP — Buy (add'l)
ILG INC — Int/Div — Sold
INDEPENDENT PROPERTY OPERATORS — Distribution
INDIA FUND, INC — Int/Div — Buy
INDIA FUND, INC — Buy (add'l)
INDIA FUND, INC — Buy (add'l)
INGERSOLL RAND — Int/Div
INTEL CORP. — Int/Div
INTERNATIONAL BUSINESS MACHINES — Int/Div — Buy
INTERNATIONAL PAPER CO — Int/Div
INVESCO. MORTG. CAPITAL — Int/Div — Buy (add'l)
INVESCO. MORTG. CAPITAL — Buy (add'l)
INVESCO. MORTG. CAPITAL — Buy (add'l)
INVESCO. MORTG. CAPITAL — Distribution — Sold
JOHNSON & JOHMNSON — Int/Div — Sold
J.P. MORGAN CHASE & CO. — Int/Div — Buy (add'l)
J.P. MORGAN CHASE & CO. — Buy (add'l)
LADDER CAPITAL CORP — Int/Div — Buy
LADDER CAPITAL CORP — Buy (add'l)
LADENBURG THALMAN PFD — Int/Div
LAZARDLTD. — Distribution — Buy (add'l)
LEXINGTON VAL INDL. DEV. AUTH EDL BOND — Interest
LINDSEY CANAL, INC — None
LOUDON ONTY VA ECONOMIC DEV BOND — Interest
MAIN STREET CAPITAL — Int/Div
MARRIOT! INTL. INC — Int/Div
MASTERCARD INC — Int/Div
MCDONALDS CORP — Int/Div — Buy (add'l)
MCDONALDS CORP — Buy (add'l)
MERCK — Int/Div
MFA FINANCIAL. INC — Int/Div — Buy (add'l)
MFS TOTAL RETURN FUND — Int/Div
MICRO FOCUS INTERNATIONAL — Int/Div — Buy (add'l)
MICROSOFT — Int/Div
MINDCTILTD. — Int/Div — Buy (add'l)
MINDCTILTD. — Buy (add'l)
MINDCTILTD. — Buy (add'l)
MOELIS & CO. — Int/Div — Buy
MOELIS & CO. — Buy (add'l)
MOELIS & CO. — Buy (add'l)
MOELIS & CO. — Buy (add'l)
MOELIS & CO. — Sold (part)
MONSANTO CO. — Int/Div — Buy (add'l)
MONSANTO CO. — Sold
MORGAN STANLEY — Int/Div
MOTOROLA SOLUTIONS — Int/Div
NATIONAL GRID PLC — Int/Div — Buy
NATIONAL GRID PLC — Sold
NEW RESIDENTIAL INV. CORP — Int/Div — Buy (add'l)
NEW RESIDENTIAL INV. CORP — Buy (add'l)
NEW YORK MORTGAGE TRUST. INC — Int/Div
NEWTEK BUSINESS SERVICES CORP — Int/Div
NORFOLK SOUTHERN — Int/Div
NORTHERN TRUST CORP — Int/Div — Buy (add'l)
NVIDIA CORP — Int/Div
OLD REPUBLIC INTL CORP — Int/Div — Buy (add'l)
ONEOK INC. NEW — Int/Div
ORANGE CNTY VA. ECONOMIC DEV BOND — Interest
OTC MARKETS GROUP INC — Int/Div
OXFORD LANE CAPITAL CORP — Int/Div
OXFORD SQUARE, formerly TICC Capital xX) — Int/Div — from line 238%)
PATRICK INDUSTRIES — None — Buy (add'l)
PBF ENERGY INC. CLA — Int/Div
PENNANTPARK INVESTMENT CORP — Int/Div — Sold
PERSPECTA INC. (X) — Int/Div — from line ¥1)
PFIZER INC — Int/Div — Buy (add'l)
PHILLIPS 66 — Int/Div
PINELAND STATION, n'k/a SEA TURTLE MARKETPLACE — None
POWHATAN COUNTY VA. ECONOMIC DEV. BOND — Interest
PPL CORP — Int/Div — Buy (add'l)
PPL CORP — Sold (part)
PROCTOR GAMBLE CO. — Int/Div — Buy
PROCTOR GAMBLE CO. — Buy (add'l)
QUALCOMM INC — Int/Div
RAYONIER INC — Distribution
REAVES UTILITY INCOME FUND SBI — Int/Div
ROCHE HOLDINGS CORP — Int/Div — Buy (add'l)
ROYAL DUTCH PETROLELM — Int/Div
ROYCE VALLE TRUST. INC — Int/Div — Buy
ROYCE VALLE TRUST. INC — Buy (add'l)
ROYCE VALLE TRUST. INC — Buy (add'l)
SANDRIDGE PERMIAN TRUST. LP — istnbution — Buy (add'l)
SANOFI — Int/Div
SARATOGA INVESTMENT CORP — Int/Div
SEAGATE TECHNOLOGY ORD. — Int/Div — Buy (add'l)
SEAGATE TECHNOLOGY ORD. — Buy (add'l)
SEAGATE TECHNOLOGY ORD. — Buy (add'l)
SEAGATE TECHNOLOGY ORD. — Buy (add'l)
SEAGATE TECHNOLOGY ORD. — Buy (add'l)
SEAGATE TECHNOLOGY ORD. — Sold (part)
SEAGATE TECHNOLOGY ORD. — Buy (add'l)
SHIP FINANCE INTERNATIONAL — Int/Div — Sold
SHOPIFY INC — None — Buy (add'l)
SOLAREDGE TECHNOLOGIES — None — Buy
STATE STREET CORP — Int/Div — Buy (add'l)
STELLUS CAP. INVESTMENT — Int/Div — Buy (add'l)
SUNCOKE ENERGY PARTNERS. LP — Distribution — Sold (part)
SUNCOKE ENERGY PARTNERS. LP — Sold
SUNTRUST CHECKING — Interest
SUNTRUST — Int/Div — Sold (part)
SUNTRUST SECURITIES — Interest
TAIWAN SEMICONDLCTOR — Int/Div
TANDY LEATHER FACTORY — None
TD AMERITRADE — None — Buy
TICC CAPITAL CORP — Int/Div — Closed
TOWNEBANK — Int/Div — Sold (part)
TWO HARBORS INVESTMENT — Int/Div — Buy
TWO HARBORS INVESTMENT — Buy (add'l)
TWO HARBORS INVESTMENT — Buy (add'l)
UBS FINANCIAL - Money Market — Interest
UNION PAC CORP — Int/Div — Buy
UNION PAC CORP — Sold (part)
UNITED PARCEL SERVICE — Int/Div — Buy
UNITED PARCEL SERVICE — Buy (add'l)
VALERO ENERGY CORP — Int/Div
VEEVA SYSTEMS. INC — None — Buy (add'l)
VEEVA SYSTEMS. INC — Buy (add'l)
VIRGINIA COMMONWEALTH TRANS RV. — Interest
VIRGINIA ST. PUB. SCH. AUTH. OBLIG PRINCE WILLIAM ONTY BOND — Interest
WALT DISNEY CO. — Int/Div — Buy (add'l)
WELLS FARGO — Int/Div
WESTPAC BKG. CORP — Int/Div — Buy (add'l)
WESTPAC BKG. CORP — Sold
WHITEHORSE FIN. INC — Int/Div — Buy (add'l)
WHITEHORSE FIN. INC — Buy (add'l)
TR — istmbution
YUM! BRANDS INC — Int/Div — Buy (add'l)
YUM CHINA HLDGS. INC — Int/Div — Buy (add'l)
Advansix Inc. (X) — None
Advned Micro D Inc. (X) — None
Alphabet Inc. (X) — None
Altria Group — Int/Div
Amazon Com Inc. (X) — None
Apergy Corp. Reg. (X) — None
Apple Inc — Int/Div
Atmos Energy Corp. — Int/Div
Automatic Data Processing — Int/Div
Baidu Inc. (X) — None
BB&T — Int/Div
BB&T (Checking/money market) — Interest
Black Rock Va, Mum. Tr — Int/Div — Sold (part)
Booking Hldgs Inc — None — Buy
Booking Hldgs Inc — Sold
Celgene Corp. (X) — None — Sold
CenturyLink Inc — Int/Div — Sold
Coca-Cola — Int/Div
Comcast — Int/Div
Community Banks Tr. Corp. (X) — None
Colgate Palmolive — Int/Div — Buy
Corp Office Pptys. Trust REIT — Int/Div — Sold
Costco Wholesale — Int/Div
CVS Caremark Corp — Int/Div
Morgan-Stanley Dean Witter Trust Premium Income Trust — Interest
Morgan-Stanley Dean Witter Tax Exempt See. D — Int/Div
Devon Energy Corp. — Int/Div — Sold
Diageo PLC — Int/Div
2S. — Distribution
Dommion Resources, Inc — Int/Div — Sold
Dover Corp. — Int/Div
Eaton Vance Greater China Growth — Int/Div — Sold
Ecolab. Inc — Int/Div
Equinix Inc — Int/Div — Buy
Equinix Inc — Sold
Exxon Mobil — Int/Div — Buy
Exxon Mobil — Sold
Facebook Inc. (X) — None
Garrett Motion Inc. (X) — None — Sold
General Motors Co — Int/Div
Grubhub Inc. (X) — None — Sold
Guardian Life Insurance Co. - Whole Life Insurance Policy — Interest
GW Pharmaceuticals PLC (X) — None — Sold
Hess Corp — Int/Div — Sold
Hill Rom Hidgs — Int/Div — Buy
Hill Rom Hidgs — Sold
Home Depot — Int/Div
Honeywell Intl. Inc — Int/Div
HP Inc — Int/Div
Idexx Lab Inc — None — Buy
Intercapital Insd Mun. Income — Interest
Intercapital Insd Mun. Trust — Interest
Intercapital Quality Muni TR — Interest
Invesco Municipal Opp. Trust — Int/Div
Kraft (The) Heinz Co. — Int/Div — Sold
El Lilly & Co. — Int/Div — Sold
Lindsey Canal, Inc — None
Lockheed Martin Corp — Int/Div
Lord Abbett Intermediate — Int/Div
McDonalds — Int/Div
Memill Lynch Basic Value Fund — Distribution
ML Lee Acquisition Fund 89 — Interest
ML Venture Partners (LPS7) — Distribution
MERRILL LYNCH MUNICIPAL SECURITIES (H)
Arlington Cnty. VA Pub — Interest
Arlington Cnty VA Go Pub — None — Buy
Cary NC Enterprise Sys. {(X) — Interest
DC Wir. & Swr. Auth. Pub. Util — Interest — Sold
Durham N C LTD Oblig. LTD — Interest — Buy
Fairfax Cnty. VA Pub. Impt — Interest
Harms Coty. Tex Road — Interest — Sold
King Cnty. Wash Swr. Rev. Prerefunded B — Interest
King Cnty. Wash Swr. Rev. Unrefunded B — Interest
King Cnty. Wash Swr. Rev — None — Buy
Newport News VA Ser A RF — Interest
North Tex Twy Auth. Rev — None — Buy
Northern VA Transn. Auth — Interest
Ohio St. Dpt. Adm. SVC CTFS — Interest
Portsmouth VA Ser. A RF — Interest
Richmond VA Pub. Utl. Rev. Ser. A RF — Interest
San Fran CA CY-CO Arpt. CIA Rev — Interest — Sold
San Fran CA CY-CO Amt. CIA Rev Unrefunded — Interest
Spotsylvania Cnty. VA Pub. Impt — Interest
VA CLG Bldg. Va — Interest
VA State PBA Pub. — Interest
VA State Res. Auth. — Interest
Virginia CBA VA Ed FCS Rv. Pub. Ser. A — Interest
Virginia Comwlth Transn Brd. Transn Rev — Interest — Buy (add'l)
Virginia ST PSA SPL Obg, Prince Will RF Sch. — Interest
Virginia ST PSA Sch. Fing 1997 Sch. Ser. B — Interest
Wisconsin ST Go Ref — None — Buy
Morgan Stanley Mutual Fund — Int/Div
NexteEra Energy Inc — Int/Div
Norfolk Southem — Int/Div
Occidental Pete Corp. Cal — Int/Div — Sold
Oracle — Int/Div — Sold
Phzer — Int/Div
Proctor & Gamble — Int/Div — Sold
QualComm Inc — Int/Div
Resideo Technologies Inc. (X) — None — Sold
Roval Dutch Shell — Int/Div
Simon Property Group Del (REIT) — Int/Div
3M Company — Int/Div
Texas Instruments — Int/Div — Buy
Thermo Fisher Scientific. Ine — Int/Div
TowneBank Checking & Savings — Interest
United Pacific Corp. — Int/Div
United Techs Comp. — Int/Div
Verizon Comm — Int/Div
Wal-Mart Stores. Inc — Int/Div
VO. — Distribution
MEMBER, DE vimproved land in Chesapeake, VA
MEMBER, BE vnimproved lund m rural areas of Va. Beach, VA
STOCKHOLDER, a subchapter 5 corporation
STOCKHOLDER, I (subchapter S corporation
STOCKHOLDER, I Subchapter S corporation (owns unimproved Ios mn Chesapeake. VA)
CO-MANAGER, I FOUNDATION (charitable foundation which holds stock in Abbvie Ine.. Chevron Corp. FOG Resources. Phillips 66)
MEMBER
MEMBER
AR

* FRARFATE RR ARAL NLAALs RINE VFEVIYELR BR RAFLN AAA AE BARNA EL RRL Te (Hoe TY 4 Ye)

PART VII - INVESTMENTS

|

. Line 87. | Received final distribution on 12/13/18. LLC has been completely dissolved as of 12/31/18,

2

Line 92. Envest 11, final sule of 1-800-Pack-Rat on or ablout 6/4/2018.

Line 103. Fairfield Associates. On 8/22/2018 filed Chapter 11, EDVA 2:18bk73744.

Line 105. Fidelity Adivosr 529 Plan. Educational savings plan for || EER

Lime 191. Oxford Square Capital. On 3/20/2018 name change from TICC Capital Corp.

Line 195, Perspecta Inc. On 5/7/2018 spinoff with DXC Technology.

7]

Line 238. TICC Capital Corp. On 3/20/2018 name change to Oxford Square Capital.

8.

. Line 262-375. Insofar as JJ} [Il listings are concerned. she is oll of independent means and the listings contained herein with regard to her are those

to which | may have personal knowledge from income tax returns and prior reports to you. | am not privy to any other information concerning her holdings and

finances as she deals independently with regard to them and is an independent individual who will not waive her constitutional or statutory rights. [Il IR

holdings were not derived from or through me and are being reported since they may be known to me duc to joint income tax returns and are released only because

of the regulations placed upon me. 1 do not derive any benefit from her securities in any way. She cluims her right to confidentiality by virtue of 26 U.S.C.

Section 6103, among other protections. She emphatically believes her holdings reported on this form should not be divulged for any public viewing, She feels that

her constitutional rights have been and will be violated and that she has not been afforded a hearing with regard to your requirement that her personal and private

holdings be reported. She states she has not been afforded due process. Any information you feel is lacking or is in need of explanation should be directed to her

us | have disclosed that which I may have learned from past tax information and some of which may be over reported out of an shundance of caution.

9. Line 265. Advansix Inc. was purchased on or about 6/3/15 and was inadvertently omitted from prior reports.

10.

Line 266. Advned Micro D Tne, was purchased on or about 8/25/17 and was inadvertently omitted from prior reports,

1.

Line 267. Alphabet Inc. was purchased on or about 9/10/15 and was inadvertently omitted from prior reports.

12

Line 269. Amazon Com Inc. was purchased on or about 12/29/09 and was inadvertently omitted from prior reports,

13

Line 270. Apergy Corp. Reg. was purchased on or about 8/25/17 and was inadvertently omitted from prior reports.

14

Line 274. Baidu Inc. was purchased on 5/31/11 and was inadvertently omitted from prior reports.

18

Line 280. Celgene Corp. was purchased on or about 4/30/10 and was inadvertently omitted from prior reports. It was sold on 2/15/18,

16.

Line 284. Community Bankers Tr. Corp. was purchased on or about 5/23/97 and was madvertently omitted from prior reports.

17

Line 302. Facebook Inc. was purchased on or about 8/26/14 and was inadvertently omitted from prior reports,

18

Line 303. Garrett Motion Inc. was purchased on or about 6/3/15 and was inadvertently omitted from prior reports. It was sold on 12/31/18.

19.

Line 305. Grubhub Inc. was purchased on or about 12/30/16 and was inadvertently omitted from prior reports. It was sold on 4/23/18.

20.

Line 307. GW Pharmaceuticals PLC was purchased on or about 12/30/16 and was inadvertently omitted from prior reports, It was sold on 12/31/18.

21

Line 331. Cary NC Enterprise Sys. was purchased on 12/14/17 and was madvertently omitted from prior reports.

2

Line 364. Resideo Technologies Inc. was purchased on or about 6/3/15 and was inadvertently omitted from prior reports. It was sold on 12/31/18,

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/19199. Public record. Not legal advice.
