# Carolyn Chiechi > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/19082 ## Record - **Judge:** Carolyn Chiechi - **Year:** 2018 - **Report type:** Final - **Pages:** 12 ## Text Coca Cola Co.. Common Stock — Int/Div BP PLC. Common Stock — Int/Div Merck & Co., Common Stock — Int/Div Express Scripts Holding Co., Common Stock — None Stryker Corp., Common Stock — Int/Div WalMart Stores, Inc... Common Stk — Int/Div Mariott Int'l, Inc. New, Class A, Common Stock — Int/Div Marmot Vacations Worldwide Corp Common Stock — Int/Div Host Hotels and Resorts Inc., Common Stock — Int/Div PNC Financial Corp., Common Stock — Int/Div Microsoft Corp., Common Stock — Int/Div Medtronic, Common Stock — Int/Div Bank of America (MM/Ckg Accts) — Interest Boeing, Co., Common Stock — Int/Div NIKE, Class B Common Stock — Int/Div Apple Inc, Common Stock — Int/Div Alphabet Inc Class C (name change from Google Inc.) Capital Stock — None Alphabet Inc Class A (name change from Google Inc.,) Common Stock — None Amgen. Inc., Common Stock — Int/Div General Electric. Common Stock — Int/Div Memill Lynch (ML) Bank Deposit (Money Market Fund) — None Berkshire Hathaway B, Common Stock — None Cisco Systems Inc.. Common Stock — Int/Div Johnson & Johnson. Common Stock — Int/Div AT&T Inc., Common Stock — Int/Div Amazon.com. Inc.. Common Stock — None Biogen Idec Inc., Common Stock — None Bioverativ Inc.. Common Stock — None — Sold Home Depot Inc., Common Stock — Int/Div Beneficial. interest in Lehman Bros Holdings Inc Plan Trust — None — VII Bank of America Corp., Common Stock — Int/Div Micron Tech Inc... Common Stock — None Pepsico Inc., Common Stock — Int/Div Phizer Inc... Common Stock — Int/Div Proctor & Gamble, Common Stock — Int/Div Texas Instruments. Common Stock — Int/Div Walt Disney Co., Common Stock — Int/Div Exxon Mobil, Common Stock — Int/Div Colgate Palmolive, Common Stock — Int/Div Southern Co... Common Stock — Int/Div Abbvie Inc.. Common Stock — Int/Div Conoco Philips, Common Stock — Int/Div Devon Engery, Common Stock — Int/Div DowDupont Inc., Common Stock — Int/Div Eastman Chemical, Common Stock — Int/Div IBM Corp, Common Stock — Int/Div Phillips 66, Common Stock — Int/Div Thompson Reuters Corp, Common Stock — Int/Div United Tech Corp, Common Stock — Int/Div IM Company, Common Stock — Int/Div Williams Company, Common Stock — Int/Div Nuveen Sanata Barbara Fund, Mutual Fund — Int/Div McDonald's Corp... Common Stock — Int/Div First Virginia Community Bank 0.45% fixed rate CD, due 228/18 — Interest — Redeemed Compass Bank 1.15% fixed rate CD, due 228/18 — Interest — Redeemed ZB Bank 1.75% fixed rate CD matures 9/14/18 — Interest — Buy ZB Bank 1.75% fixed rate CD matures 9/14/18 — Redeemed ML Beneficiary IRA { beneficiary of IRA) Chevron Corp., Common Stock — Int/Div Glaxosmithkline PLC. Common Stock — Rovalty Lockheed Mart Corp., Common Stock — Int/Div McDonald's Corp... Common Stock — Int/Div Phizer Inc.. Common Stock — Int/Div ML Bank Money Market Fund — None Chevron Corp. Common Stock — Int/Div Lockheed Martin Corp, Common Stock — Int/Div Roval Dutch Shell PLC, Common Stock — Int/Div ML IRA BP PLC, Common Stock — Int/Div General Electric, Common Stock — Int/Div Goldman Sachs. Common Stock — Int/Div AT&T Inc.. Common Stock — Int/Div Schlumberger, Common Stock — Int/Div Target, Common Stock — Int/Div St Paul Travelers. Common Stock — Int/Div Kinetics New Paradigm Fund C1 A Mutual Fund — None ML Bank Deposit (Money Market Fund) — None Abbott Labs. Common Stock — Int/Div Abbvie Inc.. Common Stock — Int/Div Johnson & Johnson, Common Stock — Int/Div Apple Inc., Common Stock — Int/Div BB&T Corp., Common Stock — Int/Div General Motors Co... Common Stock — Int/Div National-Oilwell Varco Inc., Common Stock — Int/Div Repsol S.A. Common Stock — Int/Div Smith & Nephew Group, Common Stock — Int/Div Devon Energy Corp., Common Stock — Int/Div Columbia Dividend Opportunity Fund A, Mutual Fund — None Hartford Equity Income Fund A, Mutual Fund — None Sabrient Bakers Dozen ser 2017, Mutual Fund — None — Sold Luther Burbank Savings Bank 0.70% fixed rate CD, matures 1/29/18 — Interest — Redeemed ZB Bank 1.25% fixed rate CD, matures 41218 — Interest — Redeemed Alphabet Inc, Class C, Common Stock — None Common Stock — None Apple Inc., Common Stock — Int/Div Lelgene Corp., Common Stock — None Raytheon Co., Common Stock — Int/Div Ishares Core S&P Small Cap ETF, Mutual Fund — Int/Div Ishares 1Boxx Investment Grade Corp Bond Fund, Mutual Fund — Int/Div Ishares Core S&P 500 ETF, Mutual Fund — Int/Div Ishares Core S&P U.S. Growth ETF Mutual Fund — Int/Div Ishares Core S&P U.S. Value ETF, Mutual Fund — Int/Div Ishares U.S. Treasury Bond ETF, Mutual Fund — Int/Div SPDR Bloomberg Barclay High Yield Bond ETF, Mutual Fund — Int/Div SPDR U.S. Financial Sector ETF, Mutual Fund — Int/Div Vanguard FTSE Emerging Markets ETF Mutual Fund — Int/Div Vanguard FTSE Developed Markets ETF Mutual Fund — Int/Div Vanguard Mortgage-Backed Securities Mutual Fund — Int/Div Sabient Bakers Dozen Ser 2018 mutual fund — None — Buy Bank of India NY 1.75% fixed rate CD matures 9/12/18 — Interest — Buy Bank of India NY 1.75% fixed rate CD matures 9/12/18 — Redeemed United Community Bank 1.85% fixed rate CD matures 1/18/18 — Interest — Buy United Community Bank 1.85% fixed rate CD matures 1/18/18 — Redeemed Agreement — 09/1992 — Sutherland, Ashill & Brennan (SAB) (See VIL Additional Information or Explanations) Reimbursement — ABA Tax Section — 05/112018 — Washington, DC — Attend Tax Section meeting — Registration fee and luncheon fee waived 11. AGREEMENTS (Cont'd). I have a vested interest in the Sutherland, Asbill & Brennan Defined Benefit Plan for Parmers and Nonlegal Personnel. The benefit | am entitled to receive under that plan is an annual income on a straight-line basis of $6,782.15 per year, commencing at normal retirement age of 63 and which became effective as of 1/1/09. Annual amount is paid equally over 12 months. Pursuant to the terms of the plan, | was not entitled to a lump-sum payout when | withdrew as a partner from SAB effective October 1, 1992, because, as a relatively new plan, the benefits to the participants of the plan were not fully funded. The plan provides that pension payments were 10 begin automatically after | attained the normal retirement age of 65. The amount of the pension payments are in no way affected by the profitability of SAB or by the performance of the trust fund. If the trustee of the plan were to realize a better or a worse investment rate than assumed in the actuarial calculations for the plan, SAB either would contribute less or more to provide the defined benefit of all participants. The plan may be terminated either because of # change in the law or a decision by the partners of SAB to discontinue this benefit. In the event of plan termination, ERISA provides very specific rules for the allocation of plan assets among participants, with those who have already retired being given fully funded benefits first. If SAB were not able to provide all benefits, the Pension Benefit Guaranty Corporation would pick up the liability for uny shortfall up to the benefit levels insured by that agency. It is my understanding that, except in that unlikely event, my benefit under the plan is a fixed amount, VIL INVESTMENTS AND TRUSTS P. 5, line 30 1n 2012 Lehman Bros. Holdings, Inc., commenced bankruptcy proceedings, its stock was canceled, and its stockholders received proportionate beneficial interests in or rights to the Lehman Bros Holdings, Inc., plan trust. Although | placed a yearend value in my 2012 financial disclosure on my interest in or right to that plan trust, upon reflection | believe that a value really was not ascertainable for that interest or right at the end of 2012, 2013, 2014, 2015, 2016, or 2017 because of the uncertainties involved in the bankruptcy proceedings. Nonetheless, | indicated that the value code is J, i.e, "$15,000 or Jess”, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/19082. Public record. Not legal advice.