# Karen S. Crawford

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/19059

## Record

- **Judge:** Karen S. Crawford
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 17

## Text

Trust Acct. No. (Vanguard)
Ca. Municipal Money Market Fund — Distribution
Trust Acct. No. 2 (Vanguard)
Ca. Municipal Money Market Fund — Interest — Closed
Trust Acct. No. 4(Y)
Capital World Growth and Income Fund-529A — Interest
Growth Fund of America-529A — Interest
Income Fund of America-S29A — Interest
Investment Co. of America-S29A — Interest
New Perspective Fund-529A — Interest
New World Fund-529A — Interest
SMALLCAP World Fund-529A — Interest
Washington Mutual Investors Fund- 529A — Interest
Custodial Acct. No. 2 (American Funds)
New Perspective Fund-529A — Interest
Capital World Growth and Income-529A — Interest
Ca. Tax Exempt Money Market — Interest
Retirement Acct. IRA No. {TIAA/CREF)
TIAA/CREF Traditional — Interest
CREF/CREF Global Equities — Interest
Retirement Acct. IRA No. 2 (Schwab)
TIAA CREF Lifecycle 2020 Institution — Interest
Retirement Acct. IRA No. 3 (Schwab)
DFA US Large Cap Value — Interest
Schwab Institutional Large Cap Value — Interest
William Blair Large Cap Growth — Interest
DFA Small Cap — Interest
Schwab Institutional Large Cap Value — Interest
Ivy Mid Cap Growth — Interest
Royce Opportunity Instl — Interest
Dodge & Cox Balanced — Interest
BlackRock Low Duration Bond Inst! — Interest
Metro. West Total Return Bond — Interest
Retirement Acct. IRA No. 4 (UBS)
Checking Acct. (UBS) — Interest
Mass. Mutual Life Exec Group Life. Strategic Group Universal Life Ins, — Interest
Chase Cash Checking Acct — None
Brokerage Account #2 (H)
Brokerage Account #4 (H)
Brokerage Account #5 (H)
Brokerage Account #7 (H)
MO ALTRIA GROUP INC — Int/Div
GOOG ALPHABET INC — None — Buy (add'l)
GOOG ALPHABET INC — Buy (add'l)
AAPL Apple Inc — Int/Div
BAC BANK OF AMERICA — Int/Div
BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)
BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)
BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)
BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)
BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)
BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)
BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)
BAM BROOKFIELD ASSET MGMT — Int/Div — Sold (part)
COF CAPITAL ONE FINL CORP — Int/Div
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
CX Cemex. SAB. De C.V. Sponsored — None — Sold (part)
CHK CHESAPEAKE ENERGY — None
CKH Seacor Holdings Inc Com — None
KO COCA COLA CO — Int/Div
DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS (X) — Int/Div
EOG EOG RESOURCES — Int/Div
XOM Exxon Mobil Corporation Com — Int/Div — Sold (part)
FB Facebook — None
FRFHF FAIRFAX FNL HLDGS — Int/Div
FCEA FOREST CITY ENTERPRISES) — Int/Div — Sold
GE GENERAL ELECTRIC CO — Int/Div — Sold (part)
GE GENERAL ELECTRIC CO — Sold
IVV Ishares Core S&P 500 — Int/Div — Buy (add'l)
IVV Ishares Core S&P 500 — Buy (add'l)
IVV Ishares Core S&P 500 — Buy (add'l)
IVV Ishares Core S&P 500 — Buy (add'l)
IVV Ishares Core S&P 500 — Buy (add'l)
IVV Ishares Core S&P 500 — Buy (add'l)
IVV Ishares Core S&P 500 — Buy (add'l)
IVV Ishares Core S&P 500 — Sold (part)
CKHUY CK Hutchinson Holdings — Int/Div
L LOEWS CORPORATION — Int/Div
LPG DORIANLPG LTD — None
MKL MARKELCPCOM — None
MSFT Microsoft Corporation — Int/Div
NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Int/Div
ORCL ORACLE CORP — Int/Div
PM PHILIP MORRIS INTL COM — Int/Div
PXD Pioneer Natural Resources Company — Int/Div
SMHI SEACOR MARINE HLDGS INC — None
SPEM SPDR PORTFOLIO EMG MK ETF — None — Buy
SPEM SPDR PORTFOLIO EMG MK ETF — Buy (add'l)
SPDW SPDR PORTFOLIO DEVLPD ETF — Int/Div — Buy
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Int/Div — Buy
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPRD SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SU Suncor Energy Inc. Com — Int/Div
Treasury Bonds T-Bill — Interest — Buy
Treasury Bonds T-Bill — Matured
Treasury Bonds T-Bill — Buy
Treasury Bonds T-Bill — Matured
Treasury Bonds T-Bill — Buy
Treasury Bonds T-Bill — Buy (add'l)
Treasury Bonds T-Bill — Buy (add'l)
Treasury Bonds T-Bill — Sold (part)
Treasury Bonds T-Bill — Buy (add'l)
Treasury Bonds T-Bill — Sold (part)
TRRSF Trisura Group LTD — None — Sold
UTX UNITED TECH CORP — Int/Div
V VISA INC — Int/Div
YUM YUM BRANDS — Int/Div
YUMC Yum China Holdings Inc — Int/Div
Brokerage Account #9 (H)
GOOG Alphabet Inc Class C — None
AAPL Apple Inc — Int/Div
BRKB BERKSHIRE HATHAWAY INC DE — None
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
CHK Chesapeake Energy Corp Com — None — Sold (part)
CKH Seacor Holdings Inc Com — None
KO COCA COLA CO — Int/Div — Sold (part)
LPG DORIAN LPG LTD — None — from line £2)
XOM Exxon Mobil Corporation Com — Int/Div
GE GENERAL ELECTRIC CO — Int/Div — Sold
CKHUY CK Hutchinson Holdings Ltd Adr — Int/Div
JEF JEFFERIES FINANCIAL GROUP (formerly LUK LEUCADIA NATL CORP) — Int/Div
L LOEWS CORPORATION — Int/Div
MKL Markel Corp Com — None
ORCL Oracle Corp Com — Int/Div — Sold (part)
PM PHILIP MORRIS INTL COM — Int/Div
SMHI Seacor Marme Holdings Inc — None — Sold
SPEM SPDR PORTFOLIO EMG MK ETF — None — Buy
SPEM SPDR PORTFOLIO EMG MK ETF — Buy (add'l)
SPTM SPDR SERIES TRUST PORTFOLIO TL STK ETF — Int/Div — Buy
SPTM SPDR SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPDR SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
SPTM SPDR SERIES TRUST PORTFOLIO TL STK ETF — Buy (add'l)
Treasy Bonds - T-Bills — Interest — Buy
Treasy Bonds - T-Bills — Matured
Treasy Bonds - T-Bills — Buy
Treasy Bonds - T-Bills — Matured
Treasy Bonds - T-Bills — Buy
Treasy Bonds - T-Bills — Buy (add'l)
Treasy Bonds - T-Bills — Sold (part)
Treasury Bonds - TIPS — Interest
Brokerage account #10 (H)
Member, Executive Board, Wallace Chapter, Amencan Inn of Court
Member, Immediate Past President, Executive Board, Welsh Chapter, American lan of Court
Member, Council of Visitors, California Western School of Law
Trustee, Trust No. 2
Custodian, Custodial Accounts, Nos. 1,2
Board of Governors, Association of Business Trial Lawyers ("ABTL")
17. Part VIL, lines 19, 20 and 24, these assets were distributed on 2/24/2014, 1/1/2015, and 1/1/15, respectively. The same is true for lines 38-40, which were

distributed on 8/12/15. This information was inadvertently not inclued in earlier Financial Disclosure reprots. The 01/01/2216 dates were included in the current

submission as the system would not permit recordation of the earlier correct dates.

18. In the 12/19/2017 letter from Judge Trenga, reference is made in the third paragraph on page one to a request for additional information for Part VII, line 332,

1 believe that a correction was instead requested for line 32, as there is in line 332 in the report. Accordingly, | have incorporated a correction to Line 32 into this

amended report.

19. Part VII, line 62, assets from this Mainstay Marketfield | were moved, S0/50% on 4/8/2016 to Janus | (line 53) and William Blair Large Cap Growth 1 (line $4),

20. Part VIL, assets listed in lines 20, 24, were distributed on 7/1/15, and for lines 38 and 39 were distributed on £/12/15 to make college tuition payments,

21. Brokerage Account #3 was merged with Brokerage Account #2 on 4/3/17. This is recorded as "sold" mn Account #3's holding, u cash balance, and "bought"

on line 24 in Account #2. An examiner instructed us to handle merged accounts in this manner during a phone conversation the week of 5/28/2018, and again on

6/11/2018. No capital gain is recorded, as no capital gain was realized.

22. Brokerage Account #8 was merged with Brokerage Account #2 on 11/3/2017. This is reflected in the "buy” transactions in Account #7 and “sell” transactions

mm Account #8. The "sell" transactions have no captial gains because they were transferred to a like-titled account, not sold in taxable transactions. This method of

recording the merged accounts was recommended by an examiner telephonically during the week of 5/28/2018 and confirmed on &/1 1/18.

23. Brokerage Account #12 was also merged with Brokerage Account #7 on 11/3/17. This is reflected in the "buy" transactions in Account #7 and "sell"

transactions in Account #8. The sell transactions have no capital gains because they were transferred to a like-titled account, not sold in taxable transactions, This

meethod of recording the merged accounts was perscribed telephonically by an examiner during the week of 5/28/2018, and confirmed on 6/11/2018.

sure admissions, as they have are no longer minors and the accounts have been transferred into their names.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/19059. Public record. Not legal advice.