# Susan G. Van Keulen > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/18761 ## Record - **Judge:** Susan G. Van Keulen - **Year:** 2017 - **Report type:** Annual - **Pages:** 16 ## Text of America (Cash Accounts) — Interest Citibank (Cash Account) — Interest Chase (Cash Accounts) — Interest Vanguard Growth Index Fund Adm (VIGAX) — Int/Div O'Melveny & Myers LLP Cash Balance Retirement Account — None — Distnbuted O'Melveny & Myers LLP Capital Account — None — Distnbuted Amersioort Company — None Amersfoort LLC — None — Distnbuted Gunter Building, LLC (X) — None Trust Account £1 (H) Charles Schwab (Cash Account) (Y) Trust Account £2 (H) Charles Schwab Deposit Account (Cash) — Interest Nike Inc (NKE) — Int/Div Powershares Global Clean Energy ETF (PBDY(X) — Int/Div Trust Account £3 (H) Schwab Cash Reserves (SWSXX) — Int/Div Baird Core Plus Bd Inst (BCOIX) — Int/Div — Buy (add'l) Baird Core Plus Bd Inst (BCOIX) — Buy (add'l) Blackrock Total Return CL A (MDHQX) iY) Eaton Vance Floating Rate Advantage {EIFAX) — Int/Div — Buy (add'l) Loomis Sayles Bond Fund CI R (LSBRX) Yr Metropolitan West Total Return Bond IMWTT — Int/Div — Buy (add'l) Pimco Incm Cl P(PONPX) — Int/Div Prudential High Yield Fund C1 Z (PHYZX) (XxX) — Int/Div Prudential Toul Return Bd Z (PBDZX) — Int/Div — Buy Prudential Toul Return Bd Z (PBDZX) — Buy (add'l) Western Asset Core Plus Bd Fd 1HWATFX) — Int/Div — Buy (add'l) Artisan Intl Value Fund Adv (APDKX) (X) — Int/Div Lazard Intl Equity Portfolio Inst Shares (LZIEX) (X) — Int/Div Oakmark Int'l Fd Class 1 (OAKIX)(Y) Oakmark Int'l Small Cap Fund Ady {OAYEX) — Int/Div Oppenheimer Intl Small Mid Company Y (OSMYX)(X) — Int/Div Schwab Core Equity Fund (SWANX) — Int/Div — Sold (part) Schwab Core Equity Fund (SWANX) — Buy (add'l) Schwab Dividend Equity Fund (SWDSX) — Int/Div — Sold (part) Schwab Dividend Equity Fund (SWDSX) — Buy (add'l) Schwab Fundemental US Large Co Index (SFLNX) — Int/Div Schwab Fundemental US Small Co Index (SFSNX) — Int/Div Schwab Large-Cap Growth Fund (SWLSX) — Int/Div Schwab Small-Cap Equity Fund (SWSCX) — Int/Div Templeton Foreign Fund CL A (TFFI1Z)(Y) TIAA CREF INTL Equity Retail (TIERX) {Y) Trust Account 24 (H) Schwab Cash Reserves (SWSXX) — Int/Div Baird Core Plus Bd Inst (BCOIX) — Int/Div — Buy (add'l) Baird Core Plus Bd Inst (BCOIX) — Buy (add'l) Blackrock Total Return C1 A (MDHOQX) (Y) Eaton Vance Floating Rate Advantage (EIFAX) — Int/Div Looms Sayles Bond Fund CI R (LSBRX) iY) Metropolitan West Total Return Bond IMWTIX) — Int/Div — Buy (add'l) Metropolitan West Total Return Bond IMWTIX) — Buy (add'l) Pimco Inem Cl P(PONPX) — Int/Div Prudential High Yield Fund C1 Z (PHYZX) 1X) — Int/Div Prudential Total Return Bd Z (PBDZX)) — Int/Div — Buy Prudential Total Return Bd Z (PBDZX)) — Buy (add'l) Western Asset Core Plus Bd Fd 1 (WATFX) — Int/Div — Buy (add'l) Artisan Intl Value Fund Adv (APDKX) (X) — Int/Div Lazard Intl Equity Portfolio Inst Shares (LZIEX) (OX) — Int/Div Oakmark Int'l Fd Class 1 (OAKIX)(Y) Oakmark Int'l Small Cap Fund Ady (OAYEX) — Int/Div Oppenheimer Intl Small Mid Company Y {OSMYX)1(X) — Int/Div Schwab Core Equity Fund (SWANX) — Int/Div — Sold (part) Schwab Core Equity Fund (SWANX) — Buy (add'l) Schwab Dividend Equity Fund (SWDSX) — Int/Div — Sold (part) Schwab Dividend Equity Fund (SWDSX) — Buy (add'l) Schwab Fundemental US Large Co Index (SFLNX) — Int/Div Schwab Fundemental US Small CO Index (SFSNX) — Int/Div — Sold (part) Schwab Large-Cap Growth Fund (SWLSX) — Int/Div Schwab Small-Cap Equity Fund (SWSCX) — Int/Div — Sold (part) Templeton Foreign Fund C1 A (TFFI1Z) (Y) TIAA CREF Int'l Equity Retail (TIERX) (Y) Trust Account £5 (H) Charles Schwab Deposit Account (Cash) — Interest Apple Stock (APL) — Int/Div — Buy Berkshire Hathaway, Class B Stock (BRKB) — None — Buy DowDupont Inc. (formerly EI. De Nemours Du Pont) (DWDPY — Int/Div — Buy Home Depot (HD) — Int/Div — Buy Travelers Companies Group (TRV) — Int/Div — Buy UnitedHealth Group (UNH) — Int/Div — Buy IRA #1 (H) Schwab Cash Reserves (SWSXX) — Int/Div Baird Core Plus Bd Inst (BCOIX) — Int/Div — Buy (add'l) Blackrock Total Return C1 A (MDHOX) (Y) Eaton Vance Floating Rate Advantage {EIFAX) — Int/Div Loomis Sayles Bond Fund CI R (LSBRX) yy Metropolitan West Total Return Bond 1 IMWTIX) — Int/Div — Buy (add'l) Pimco Incm C1 P (PONPX) — Int/Div Prudential High Yield Fund C1 Z (PHYZX) (xX) — Int/Div Prudential Total Return Bd Z (PBDZX) (X) — Int/Div Western Asset Core Plus Bd Fd 1 HWATFX) — Int/Div Artisan Intl Value Fund Adv (APDKX) (X) — Int/Div Lazard Intl Equity Portfolio Inst Shares (LZIEX) (X) — Int/Div Oakmark Int'l Fd Class 1 (OAKIX)(Y) Oakmark Int'l Small Cap Fund Ady {OAYEX) — Int/Div Oppenheimer Intl Small Mid Company Y (OSMYX) (XX) — Int/Div Schwab Core Equity Fund (SWANX) — Int/Div — Sold (part) Schwab Core Equity Fund (SWANX) — Buy (add'l) Schwab Dividend Equity Fund (SWDSX) — Int/Div Schwab Fundemental US Large Co Index (SFLNX) — Int/Div Schwab Fundemental US Small Co Index (SFSNX) — Int/Div Schwab Large-Cap Growth Fund (SWLSX) — Int/Div Schwab Small-Cap Equity Fund (SWSCX) — Int/Div Templeton Foreign Fund CL A (TFF1Z)(Y) TIAA CREF Int'l Equity Retail (TIERX) (Y) IRA £2 (H) Schwab Cash Reserves (SWSXX) — Int/Div Baird Core Plus Bd Inst (BCOIX) — Int/Div — Buy (add'l) Blackrock Total Return C1 A (MDHOQX) (Y) Eaton Vance Floating Rate Advantage (EIFAX) — Int/Div Loomis Sayles Bond Fund CI R (LSBRX) iY) Metropolitan West Total Return Bond IMWTIXO — Int/Div — Buy (add'l) Pimco Incm Cl P (PONPX) — Int/Div Prudential High Yield Fund C1 Z (PHYZX) xX) — Int/Div Prudential Total Return Bd Z (PBDZX) (X) — Int/Div — Buy (add'l) Western Asset Core Plus Bd Fd 1 (WATFX) — Int/Div Artisan Intl Value Fund Adv (APDKX) (X) — Int/Div Lazard Intl Equity Portfolio Inst Shares (LZIEX) (X) — Int/Div Oakmark Int'l Fd Class {(OAKIX)(Y) Oakmark Int'l Small Cap Fund Ady {OAYEX) — Int/Div Oppenheimer Intl Small Mid Company Y (OSMYX)1 (XO) — Int/Div Schwab Core Equity Fund (SWANX) — Int/Div — Sold (part) Schwab Core Equity Fund (SWANX) — Buy (add'l) Schwab Dividend Equity Fund (SWDSX) — Int/Div Schwab Fundemental US Large Co Index (SFLNX) — Int/Div Schwab Fundemental US Small Co Index (SFSNX) — Int/Div Schwab Large-Cap Growth Fund (SWLSX) — Int/Div Schwab Small-Cap Equity Fund (SWSCX) — Int/Div Templeton Foreign Fund C1 A (TFFI1Z) (Y) TIAA CREF Int'l Equity Retaal (TIERX) (Y) IRA #3 (H) RBC Money Mkt Obligs Tr Federated Prime Obligs Fd — Int/Div Advisors Inner Circle Fd Il Champlain Small Co Fd Inst (CIPNX)(X) — Int/Div — Sold (part) Alger Fds Il Spectra Fd Cl Z (ASPZX) — Int/Div — Buy Amazon (X) (Y) Apple Inc (AAPL) — Int/Div — Sold Artisan Partners Fds Inc Int'l Value Fd Adv {(APDKX) — None — Buy Artisan Partners Fds Inc Mid Cap Value Fd Adv (APDOX) (XX) — None — Sold Blackstone Group LP Common Units (Private Issue) — Int/Div — Sold Costco Wholesale Corp-New (COST) — Int/Div — Sold Facebook Inc C1 A (FB) — None — Sold Fedex Corp (FDX) — Int/Div — Sold Gilead Sciences Inc (GILD) — None — Sold Income Fd Amer Inc Fl F2 (AMEFX) (X) — Int/Div — Sold Ishares Nasdaq Biotechnology Index Fd {IBB) — None — Sold JP Morgan Diversified Mid Cap Growth Fd Cl HHHLGEX) — Int/Div — Buy JP Morgan Tr 11 Equity Income Fd C11 {(HLIEX) (XX) — Int/Div — Sold (part) Lululemon Athletica Inc (LLL (XH (Y) Mastercard Incorporated (MA) — Int/Div — Sold Mckesson Corp (MCK) — Int/Div — Sold Microchip Technology Inc (MCHP) — Int/Div — Sold Netflix (X)(Y) PIMCO Funds, Pimco Income Fund C1. P xX) — None — Sold PIT Partners Inc Class A Com (PJT) — None — Sold Starbucks Corp (SBUX) — Int/Div — Sold Vanguard Mid Cap Value Index Fund Admiral (VMAX) — Int/Div — Buy Walt Disney Co (DIS) — Int/Div — Sold Whole Foods Market Inc (WFM) — Int/Div — Sold Allergan PLC (AGN) — None — Sold Broadcom Limited (X)(Y) IRA #4 (H) Fidelity Cash Management (cash account) — Int/Div Keogh #1 (H) Fidelity Sptn $00 Index Ady — Int/Div — Sold Buffalo Small Cap Stock (X)(Y) Fid Fdm Idx 2020 Inv (X)(Y) Fidelity Diversified Int'l K — None — Sold Fidelity Low Priced Stk K — None — Sold T. Rowe Price Inst Lg Cap Grth — None — Sold Fidelity Sptn Ext Mkt Index Ady — Int/Div — Sold American Beacon Large Cap Value Fund Inst — None — Sold Fidelity Puritan K — Int/Div — Sold PIMCO High Yield Inst — Int/Div — Sold Fidelity Managed Income Portfolio 11 CL 1 — Int/Div — Sold Prudential Total Return Bd Q — Int/Div — Sold Fidelity Treasury Only Money Market Fund — Int/Div — Sold Reimbursement — PLI — November 7-8. 2017 — San Francisco, CA — IP Litigation Panclist — Transportation, meals, and lodging Transactions and coding through June 30, 2017, overlap with the initial report. As a result, items in the initial report indicating no value as of the end of June 2017 may also carry coding or transactions in this report. This is not indicative of missing transactions, but of the duplication resulting from overlapping reporting periods. Purchases on lines 27 and 56 settled after the close of the initial reporting period. Part VIL, lines 19, 22, 24, 25, 29, 33, 47, 50, 52, 54, 58, 62, 78, 84, 86, 88, 89,92, 96, 109, 111, 113, 114, 117, and 121: Corporate nume changes only. See initial report, lines 17, 19, 21, 22, 23, 25, 36, 38, 40, 41,42, 44, 57, 63, 65, 67, 68, 69, 71, 82, 84, 86, 87, £8, and 90, respectively. Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit vilue, per page 42 of the filing instructions. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/18761. Public record. Not legal advice.