# Haywood Stirling Gilliam jr > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/18724 ## Record - **Judge:** Haywood Stirling Gilliam jr - **Year:** 2016 - **Report type:** Annual - **Pages:** 19 ## Text Security Benefit Life Total Value Annuity — Interest IRA Z(H) — Int/Div Automatic Data Processing Stock — Int/Div — Sold (part) Automatic Data Processing Stock — Buy (add'l) Bank of the Ozarks Stock — Int/Div — Sold (part) Bank of the Ozarks Stock — Buy (add'l) Canadian National Railway Stock — Int/Div — Sold (part) Canadian National Railway Stock — Buy (add'l) Canadian National Railway Stock — Sold Cardinal Health Stock — Int/Div — Sold (part) Cardinal Health Stock — Buy (add'l) Cardinal Health Stock — Buy (add'l) Casey's General Store Stock — Int/Div — Buy Chubb Stock — Int/Div — Buy (add'l) Church & Dwight Stock — Int/Div — Sold (part) Church & Dwight Stock — Buy (add'l) Ecolab Stock — Int/Div — Sold (part) Ecolab Stock — Buy (add'l) EOG Resources Stock — Int/Div Energy Transfer Partners LP — Distribution Enterprise Products Partners LP — Distribution Factset Research Systems Stock — Int/Div — Sold (part) Factset Research Systems Stock — Buy (add'l) Factset Research Systems Stock — Sold (part) Factset Research Systems Stock — Buy (add'l) Flowers Foods Stock — Int/Div — Buy Genesis Energy LP (X) — Distribution Harris Corporation Stock — Int/Div — Sold (part) Harris Corporation Stock — Buy (add'l) Henry Jack & Associates Stock — Int/Div — Buy Hormel Foods Stock — Int/Div — Sold (part) Hormel Foods Stock — Buy (add'l) Magellan Midstream Partners LP Stock — istnbution Microsoft Stock — Int/Div — Buy Microsoft Stock — Buy (add'l) Nestle Stock — Int/Div — Sold Nike Stock — Int/Div — Buy Nike Stock — Buy (add'l) Novo Nordisk Stock — Int/Div — Sold (part) Novo Nordisk Stock — Buy (add'l) Parker Hannifin Corporation Stock — Int/Div — Sold (part) Perigo Stock — Int/Div — Buy Plains All American Pipeline LP Stock — Distribution Polaris Industries Stock — Int/Div — Buy (add'l) Polaris Industries Stock — Buy (add'l) Qualcomm Stock — Int/Div — Sold Roche Holdings Stock — Int/Div — Sold (part) Roche Holdings Stock — Buy (add'l) Roche Holdings Stock — Buy (add'l) Roper Industries Stock — Int/Div — Sold (part) Roper Industries Stock — Buy (add'l) Ross Stores Stock — Int/Div — Buy SE! Investments Stock — Int/Div — Buy Sherwin Williams Stock — Int/Div — Sold (part) Sherwin Williams Stock — Buy (add'l) Spectra Energy LP — istrnibution — Buy Sunoco Logistics Partmers LP — Distribution T. Rowe Price Group Stock — Int/Div Tiffany Stock — Int/Div — Buy Tiffany Stock — Sold TJX Stock — Int/Div United Technologies Corporation Stock — Int/Div — Buy United Technologies Corporation Stock — Buy (add'l) United Technologies Corporation Stock — Buy (add'l) Valspar Corporation Stock — Int/Div — Sold (part) Valspar Corporation Stock — Sold VF Corporation Stock — Int/Div — Sold Walmart Stores Inc. Stock — Int/Div — Buy Pershing Prime Reserves MMF — Distribution — Sold (part) Pershing Prime Reserves MMF — Buy (add'l) Pershing Prime Reserves MMF — Sold (part) Pershing Prime Reserves MMF — Sold (part) Pershing Prime Reserves MMF — Sold (part) Pershing Prime Reserves MMF — Sold (part) Pershing Prime Reserves MMF — Sold (part) Pershing Prime Reserves MMF — Sold (part) Pershing Prime Reserves MMF — Buy (add'l) Pershing Prime Reserves MMF — Sold (part) Pershing Prime Reserves MMF — Sold (part) Pershing Prime Reserves MMF — Buy (add'l) Pershing Prime Reserves MMF — Buy (add'l) Pershing Prime Reserves MMF — Sold (part) Pershing Prime Reserves MMF — Sold (part) Federated Treasury Obligations Capital MMF — Distribution — Buy Federated Treasury Obligations Capital MMF — Sold (part) Federated Treasury Obligations Capital MMF — Sold (part) Federated Treasury Obligations Capital MMF — Buy (add'l) Pershing Cash-Equivalent Account — Interest IRA Z(H) — Int/Div BlackRock Capital Investment Bonds — Interest MI Homes Bonds — Interest Redwood Trust Convertible Notes — Interest Broadsoft Bonds — Interest Chart Industries Bonds — Interest Blackstone Mortgage Trust Bonds — Interest Ares Capital Corporation Bonds — Interest — Sold KB Home Bonds — Interest — Sold Apollo Commercial Real Estate Bonds — Interest Ryland Group Bonds — Interest Renewable Energy Group Bonds — Interest ANI Pharmaceuticals Bonds — Interest Resource Capital Corp. Bonds — Interest — Sold Forestar Group Bonds — Interest Prospect Capital Corp. Bonds — Interest — Sold Echo Global Logistics Bonds — Interest PennyMac Bonds — Interest Encore Capital Group Bonds — Interest — Buy (add'l) Portfolio Recovery Associates Bonds — Interest — Buy (add'l) Portfolio Recovery Associates Bonds — Buy (add'l) Sandisk Corporation Bonds — Interest — Sold TTM Technologies Bonds — Interest Colony Capital Bonds — Interest Emergent Biosolutions Bonds — Interest UBS AG Callable Exchangeable Securities 90270kaw99 — Int/Div — Sold Barclays Bank PLC Synthetic Convertible Notes 06741 jv307 — None — Sold Barclays Bank PLC Synthetic Convertible Notes 06741 v893 — Int/Div Societe Generale Medium Term Notes — Int/Div — Buy (add'l) Atlas Air Bonds — Interest Seacor Holdings Bonds — Interest — Buy (add'l) Seacor Holdings Bonds — Sold 2 Global Bonds — Sold Helix Energy Solutions Group Bonds — Interest — Sold Fmisar Corp. Bonds — Interest — Buy (add'l) Huron Consulting Group Bonds — Interest — Buy Interdigital Bonds — Interest — Buy Calamp Corp. Bonds — Interest — Buy Calamp Corp. Bonds — Buy (add'l) Wells Fargo Bonds — Int/Div — Buy Aceto Corp. Bonds — Int/Div — Buy On Semiconductor Bonds — Interest — Buy On Semiconductor Bonds — Buy (add'l) Impax Laboratories Bonds — Interest — Buy Repligen Bonds — Int/Div — Buy Repligen Bonds — Sold Synchronoss Bonds — None — Buy Synchronoss Bonds — Sold Federated Treasury Obligations MNF — Distribution — Buy Federated Treasury Obligations MNF — Sold (part) Federated Treasury Obligations MNF — Buy (add'l) Federated Treasury Obligations MNF — Sold (part) Federated Treasury Obligations MNF — Buy (add'l) Federated Treasury Obligations MNF — Buy (add'l) Federated Treasury Obligations MNF — Sold (part) Federated Treasury Obligations MNF — Sold (part) Pershing Government Account MMF — Distribution — Sold (part) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Buy (add'l) Pershing Government Account MMF — Buy (add'l) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Buy (add'l) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Buy (add'l) Pershing Government Account MMF — Buy (add'l) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Buy (add'l) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Buy (add'l) Pershing Government Account MMF — Buy (add'l) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Sold (part) IRA £4 (H) — Interest AQR Managed Futures Strategy Fund — None — Sold Alger Capital Appreciation Institutional Fund Class 1 — None — Sold Calamos Global Convertible Fund Class — Interest — Sold (part) Deutsche X-Trackers MSCI EAFE Equity FTF — Int/Div — Buy (add'l) Federated Strategic Value Dividend Fund — Int/Div — Sold (part) Ivy Intemational Core Equity Fund Class A — None — Sold John Hancock Disciplined Value Fund Class A — Int/Div John Hancock Global Absolute Return Strategies Class A — None Oppenheimer Senior Floating Rate Fund Class Y — Int/Div — Sold Oppenheimer SteelPath MLP Alpha Class Y — Int/Div — Sold iShares TR TIPS BD ETF — Int/Div — Sold iShares TR iBoxx USD Investment Grade Corporate Bond ETF — Int/Div — Buy (add'l) iShares TR Barclays 7-10 Year Treasury Bond ETF — Int/Div — Sold (part) iShares TR Barclays 7-10 Year Treasury Bond ETF — Buy (add'l) iShares TR 1-3 Year Treasury Bond ETF — Int/Div — Sold (part) iShares TR International Treasury Bond ETF — Int/Div — Sold iShares TR MSCI ACWI ETF — Int/Div — Buy (add'l) iShares TR MSCI ACWI ETF — Buy (add'l) iShares TR MBS ETF — Int/Div iShares TR 1-3 Year Credit Bond ETF — Int/Div — Sold iShares TR MSC1 EAFE Minimum Volatility ETF — Int/Div Neuberger Berman Long Short Fund Institutional Class — Int/Div PowerShares DWA Momentum Portfolio FTF — Int/Div PowerShares S&P 500 Low Volatility Portfolio ETF — Int/Div SPDR S&P S00 ETF — Int/Div — Sold SPDR Health Care Select Sector ETF — Int/Div SPDR Energy Select Sector ETF — None — Sold SPDR Technology Select Sector ETF — Int/Div Templeton Global Bond Advantage Fund — Int/Div — Buy (add'l) Thormburg Limited Term Income Fund Class 1 — Int/Div — Sold Vanguard Malvern Short-Term Inflation Protected Securities ETF — Int/Div Vanguard International Equity Index Pacific ETF — None — Sold Vanguard Intemational Equity Index Europe ETF — Int/Div — Sold Vanguard REIT ETF — Int/Div — Sold Vanguard Small-Cap ETF — None — Sold WisdomTree Japan Hedged Equity ETF — Int/Div — Sold Edgewood Growth Fund Institutional Fund — Distribution — Buy Delaware Small Cap Core Fund — Int/Div — Buy Deutsche Enhanced Commodity Strategy Fund — Int/Div — Buy Eaton Vance Floating Rate Fund — Int/Div — Buy Eaton Vance Floating Rate Fund — Buy (add'l) Oppenheimer International Growth Fund — Int/Div — Buy Oppenheimer Developmg Markets Fund — Int/Div — Buy Prudential High Yield Fund Inc — Int/Div — Buy SPDR Real Estate Select Sector ETF (X) — Int/Div ProShares Short Dow 30 ETF — None — Buy ProShares Short Dow 30 ETF — Sold ProShares Short 20+ Year Treasury ETF — Int/Div — Buy ProShares Short 20+ Year Treasury ETF — Sold Pershing Government Account MMF — Distribution — Sold (part) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Sold (part) Pershing Government Account MMF — Sold (part) Federated Treasury Obligations Capital MMF — Distribution — Buy Federated Treasury Obligations Capital MMF — Sold (part) Federated Treasury Obligations Capital MMF — Buy (add'l) Federated Treasury Obligations Capital MMF — Buy (add'l) Brokerage Account #1 (H) Gamceo Global Gold, Natural Resources and Income Trust — Int/Div Tier REIT 1 — None American Funds College 2018 Fund -- 529 — Int/Div Citibank cash accounts — Interest Chase cash accounts — Interest Trust £1 (H) Personal Residence (Oakland. CA) — None Board President, Northem District of California Pructice Program Board of Governors Member, Association of Business Trial Lawyers Northern California Chapter Reimbursement — Lawyers Northern California Chapter — ery ew TV — IRL J ith yf Wa JAA ee a fee Spouse's income — 2016 — San Francisco Supenor Court salary Part VII - In some instances, Column B includes unrealized gains not constituting reportable income. Part VII, page 4, line 14 - On January 14, 2016, Ace Limited acquired Chubb and adopted the Chubb name. | therefore assume that this was an addition to what previously had been my position in Ace Limited. Part VII, page 8, line 69 - Pershing Prime Reserves MMF is a money fund account used for the sole purpose of purchasing assets in IRA #1. This account has existed since IRA #1 was opened, and should have been disclosed in my 2015 report. 1 inadvertently omitted this account from the earlier report. Part VII, page 10, line 114 - Exchangeable securities are linked to the performance of Google common stock. Part VIL, page 10, line 115 - Convertible notes are linked to the performance of International Paper Company common stock. Part VII, page 10, line 116 - Convertible notes are linked to the performance of General Electric common stock. Part VII, page 12, line 145 - Pershing Government Account MMF is & money fund account used for the sole purpose of purchasing assets in IRA #3, This account has existed since IRA #3 was opened, and should have been disclosed in my 2015 report. 1 inadvertently omitted this account from the earlier report. Part VII, page 16, line 218 - Pershing Government Account MMF is a money fund account used for the sole purpose of purchasmg assets in IRA #4. This account has existed since IRA #4 was opened, und should have been disclosed mn my 2015 report. | inadvertently omitted this account from the earlier report. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/18724. Public record. Not legal advice.