# Jon Ormond Newman > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/18608 ## Record - **Judge:** Jon Ormond Newman - **Year:** 2013 - **Report type:** Annual - **Pages:** 55 ## Text RPM Int'l Travelers T Rowe Price bonds: Bethel CT 17 3.0 Sabmiller Cohen & Steers Comcast Copart LVMH Moet Nike Class B Noble — Sold Ebay — Sold Eli Lilly — Sold Eli Lilly — Sold Ensco — Sold bonds (H): CTHealth& E4d‘1750 CT Mun. Elec. '164.0 CTSenesD'15358 Core Labs — Buy Covidien mutual funds (H): Plum Creek Timber Procter & Gamble accounts and cash (H) Bank of America -- Sarasota, FL Checking Acct. — Interest mm People’s Bank — Interest ma Wells Fargo Bank — Interest Morgan Stanley account (H): Morgan Stanley Active Assets Tax Free Trust — Interest stocks (H): Air Products — Int/Div Cisco — Int/Div Cummins — Int/Div Devon Energy — Int/Div Express Scripts — None Johnson and Johnson — Int/Div Johnson Controls — Int/Div Merck — Int/Div Microsoft — Int/Div Minnesota Mining and Manufacturing — Int/Div Roval Dutch Shell — Int/Div Total Fina — Int/Div Calamos Growth & Income C Fund — Distribution Dreyfus Premier Technology Fund — Distribution Fed Max Cap Fund — istmbution Henderson Int'l Op. Fund — None Invesco Balanced Risk Alloc, C Fund — Distribution — Buy Mainstay Large Cap Fund — Int/Div Oppenheimer SR Floatmg Rate Fund — Int/Div Prudential Jennison Small Cap C1 C Fund — istmbution Schwab 1000 Fund — istmbution SPDR Barcap Short Term Hi Yield Fund — None — Buy Babylon, N.Y.'1350 — Interest — Redeemed Bay County FL. School Board '19 4.25 — Interest Bridgeport “13 5.0 — Interest — Matured Brookfield CT'1435 — Interest CTGO. Ser. A'1350 — Interest — Matured CTGO. "1450 — Interest CTG.O. Ser. C1640 — Interest CTGO. Ser. C'I1650 — Interest CTGO. Ser. D'13425 — Interest — Matured CTGO. Ser. E'165.0 — Interest CT Health & Bd. '1534 — Interest CT Health '16 5.0 — Interest CT Spl Tax ‘152.75 — Interest Danbury CT.'192.5 — Interest Darien CT 1420 — Interest Erlanger-Elsmere KY. sch. '17 3.5 — Interest — Buy Fairfield CT 154.25 — Interest Florida Hurricane ‘16 5.0 — Interest Florida St. Turnpike '14 5.0 — Interest Fremomt CA'IS30 — Interest Glastonbury '13 4.25 — Interest — Redeemed Hartford County Met '13 3.25 — Interest — Redeemed Hartford CT'15 8.28 — Interest Jackson County '18 4.0 — None — Buy Lakewood County CTFS 154.0 — Interest Lee County School Bd. '17 4.0 — None — Buy NJ HCFFm. "1350 — Interest — Redeemed Northern Mun. Pwr Agy Minn '17 5.0 — Interest — Buy NY.Dorm. Auth. '1440 — Interest N.Y. Housing Develop. '18 2.25 — Interest Puerto Rico Power '14 5.25 — Interest Rensselear Co. N.Y.'1542 — Interest Shelton CT'17 2.125 — Interest St Lucie FL. sch. bd. '25 5.0 — None — Buy Tampa Bay FL. Water '18 5.0 — Interest Tarrant County Tex. Health '13 5.0 — Int/Div — Matured Tulsa County OK Indian Auth. '14 4.0 — Interest Univ. CT'1650 — Interest Weber County Utah Mun. Bldg. '13 3.25 — Interest — Buy Wells Fargo Account {(H): Wells Fargo Advisors, Sarasota FL Money Market Acct — Interest — Buy stocks (H): Aflac — Int/Div — Buy AT&T — Int/Div — Buy Amgen — Int/Div — Buy Apple — Int/Div — Buy Automatic Data Processing — Int/Div — Buy Berkshire Hathaway — None — Buy Chevron — Int/Div — Buy Cisco — Int/Div — Buy Cisco — None — Sold Coca-cola — Int/Div — Buy Colgate-Palmolive — Int/Div — Buy Conoco Phillips — Int/Div — Buy Dow Chemical — Int/Div — Buy DuPont — Int/Div — Buy Ford — Int/Div — Buy Ford — None — Sold General Electric — Int/Div — Buy General Mills — Int/Div — Buy Mimois Tool Works — Int/Div — Buy Intel — Int/Div — Buy Johnson & Johnson — Int/Div — Buy JP Morgan Chase — Int/Div — Buy Kimberly-Clark — Int/Div — Buy McDonalds — Int/Div — Buy Merck — Int/Div — Buy Microsoft — Int/Div — Buy Microsoft — Int/Div — Buy (add'l) Microsoft — None — Sold Nextera Energy — Int/Div — Buy Pfizer — Int/Div — Buy Procter & Gamble — Int/Div — Buy UGI Corp. — Int/Div — Buy US Bancorp — None — Buy H) Other 1/2 Int. W. Heid. CT., Condo purchased R988 $115,000 — None Thames & Hudson Rovalty Contract — Rovalty Condo, University Park, FL purchased 4/9/99 $179.000 — None — Sold AIG Annuity (IRA) — Interest AIG Annuity (IRA) — Interest Trust No. — Int/Div Morgan Stanley Active Assets Tax Free Trust stocks (H): Alexander & Baldwin — Sold Coming Covidien DuPont — Sold Exxon Mobil General Electric — Sold Honevwell — Sold (part) Insteel Koninklijke Phillips Mallinckrodt — from line 119) M & T Bank Norfolk Southem Pentair — Sold Pfizer — Sold (part) Pitney Bowes — Sold The ADT Corp. — from line 133) Tyco Intl mutual funds (H): Federated Floating Rate Strategic Income Fund — Buy bonds (H): Acalanes CA High Sch. '24 5.0 — Buy CTStSpl Tux 2039 Ledyard '13 5.0 — Matured Lee County FL ‘194.75 Miami-Dade County FL Sch. Bd. '17 4.0 — Buy Newtown CT'151358 New York NY Prior Issues '17 5.0 Niskayuna NY School Dist ‘17 5.0 a Trust No, 2 — Int/Div brokerage account No. (H). Morgan Stanley Active Assets Tax Free Trust stocks (H): Adobe Systems Agilent Amencan Express Automatic Data Processing Baxter Int'l Becton Dickinson Cigna DeMaster Blender — Sold Dominion Resources Edwards Life Resources Emerson Electric Express Scripts General Mills Hillshire Brands Home Depot Intel McDonalds Microsoft Clark County Nev ‘17 3.0 — Buy College of Charleston SC Cromwell CT 204.0 — Buy CT"1433 CTG.O. "1440 CT Health & E4'1535 CT Ste'1335 — Redeemed CT State'1340 — Redeemed CT State '144.0 Glastonbury CT "14 3.75 Groton CT'153.78 Guilford CT 18 3.0 Harrison NJ 203.0 — Buy Hartford County ‘18 3.5 Newtown CT'16 2.25 N.Y. Dorm. Auth. '17 5.0 Plymouth CT'17 3.0 South Central CT water ‘154.0 Southington CT '18 3.5 Tolland CT '13 4.0 — Redeemed UConn '143.7 Univ. Hawaii '16 4.0 — Buy Washmgton Health '23 5.25 — Buy Westport CT'135.0 — Redeemed brokerage account No. 2 (H). Morgan Stanley Active Assets Trust Free Trust stocks (H): Abbott Labs — Buy (add'l) Abbvie — Buy (add'l) Ace Lud — Buy Air Products — Buy Amencan Express Apache — Sold Apple Arcos Dorados — Sold ASML Holding — Buy Automatic Data Processing Blackrock Caterpillar — Buy (add'l) CDN Pucific RY — Buy Chevron — Buy (add'l) Coca-cola Comcast — Buy Comcast — Buy (add'l) Conoco Diageo EOG Resources — Buy Estee Lauder Exxon Mobil — Sold (part) Franklin Resources Freeport McMoran — Buy (add'l) General Electric HSBC HSBC — Buy (add'l) Intel — Buy (add'l) Intuitive Surgical Johnson & Johnson JP Morgan Chase Knaft Food Group McDonalds — Sold (part) Merck Mondelez — Buy (add'l) Nestle — Sold (part) News Corp. — Buy (add'l) Novartis — Buy Novartis — Buy (add'l) Novo-Nordisk Occidental Petroleum — Buy (add'l) Oracle Pepsico — Sold (part) Phillip Morris — Buy (add'l) Phillips 66 — Buy Praxair — Buy (add'l) Procter & Gamble — Sold Qualcomm Rw Tinto — Sold Roche Holding Royal Dutch — Buy (add'l) State St. Corp. — Buy Target Texas Instruments Time Wamer Total — Buy (add'l) Total — Sold (part) Twenty-first Century Fox United Technologies — Buy (add'l) Walgreen Wal-Mart — Sold (part) Walt Disney Wells Fargo — Buy Xilinx exchange traded and closed end funds (H): Powershares Fundamental Pure Mid Growth Fund Powershares Fundamental Pure Mid Value Fund SPDR Dow Jones Wilshire Int'l Real Est Fund SPDR Nuveen Barclays Fund — Buy (add'l) Vanguard 171 World Stk Index Fund — Buy (add'l) mutual funds (H): Artisan Mid Cap Fund Calamos Market Neutral Fund Cohen & Steers Realty Fund — Buy (add'l) Davis NY Venture Fund Franklin Conv. Sec. Adv. Fund Invesco Premier Tx Exempt Inst. Fund Ivy Global Nat. Res. Fund JP Morgan Dynamic Sm Cp Gr Sel Fund Legg Mason WA Emerg. Mkt. Debt Fund — Buy (add'l) Lord Abbett Bond Deb. F Fund Mamstay Large Cap Grw Fund Nuveen limited term muni bond Fund — Buy (add'l) Nuveen Tradewinds Emerg. Mkts. Fund Oppenheier Int'l Bond Y Fund — Buy (add'l) Prudential Jennison Mid Cap GW Z Fund Rovee Premier Inv Fund mm Trust No. 3 — Ine brokerage account No. 1 (H) Morgan Stanley Active Assets Tax Free Trust Acct. stocks (H): Accenture — Sold Air Products Apache Apple Danaher Emerson Electric — Sold Johnson & Johnson Target — Sold bonds (H): Bay County FL School '18 3.5 CT Higher Ed. "17 3.85 CTST143.0 Greece NY ''IS 50 Glastonbury '14 3.75 Gnswold'18 3.0 Henderson Nev. '1550 Marlborough CT '16 4.0 NJ. Tumpike "13 5.7 — Matured NJ Transp. ‘17 5.0 — Buy San Buenaventura CA water '17 4.0 — Buy Southington CT'18 3.5 UConn'14 3.7 brokerage account No. 2 (H) Morgan Stanley Active Assets Tax Free Trust Acct, stocks (H): AIA Group Air Liquide — Sold (part) Allianz America Movil — Sold Amencan Express Anheuser Busch Arm Holdings — Sold (part) Atlas Copco Baidu — Buy Banco Bilbao — Buy Barrick Gold — Buy (add'l) Baxrer Intl Bayensche Motore Werke — Buy Becton BG Group Bunge — Buy (add'l) CR Bard — Sold Canadwman National Ry Charles Schwab — Sold (part) Chevron Chubb Cisco — Sold (part) Adb6 — Buy (add'l) Cochlear Conoco CSL Ld, Dassault Systems DBS Group Dell — Sold Devon Dr. Pepper Ebay — Sold Exelon — Buy Express Scripts — Buy Exxon Mobil Fanuc Ltd Fresenius Medical Care — Buy (add'l) Fresenius Medical Care — Sold (part) Gazprom — Buy (add'l) Glaxo Smith Kline — Buy (add'l) Google — Sold Hong Kong Exchanges & Clearing — Buy HSBC Hova Icict Bank Imperial Oil ltau Unibanco — Buy (add'l) ltau Unibanco — Buy (add'l) Johnson & Johnson — Sold (part) L'Oreal Li & Fung — Sold Lonza — Sold LVMH Moet Mack Cali Realty — Buy Medtronic Microsoft — Sold (part) Mitsubishi — Buy Molson Monotaro — Buy MTN Group Nestle Newmont — Sold (part) Newmont — Buy (add'l) Nokian Tyres Northrop — Sold (part) Novo Nordisk Pepsico Petroleo ADS PNC Financial Potash — Sold Procter & Gamble Qiagen-Eur — Sold Roche SAP Ag Sasol — Buy (add'l) Schlumberger — Sold (part) Schneider Sigma-Aldrich Sonova — Sold (part) Suntrust Svenska Swatch — Sold (part) Sysmex Taiwan Semiconductor — Buy (add'l) Target Tesco Torchmark — Sold (part) Travelers Turkiye Garantu Bankasi — Buy (add'l) US Bancorp Unicharm Unilever NV NY — Sold (part) Wal-Mart Wells Fargo — Buy (add'l) WPP PLC Xinyi Glass — Sold Exchange Traded & Closed End Funds (Hy IShares MSCI Small Cap Fund Mutual Funds (H): Alliance Bernstein Small-Mid Cap Fund — Sold CRM Small Cap Value Inst. Fund — Buy Franklin Fed. Intm. Trm. Tx. Fr. Adv Fund — Buy (add'l) Franklin Fed. Intm. Trm. Tx. Fr. Adv Fund — Buy (add'l) Gabelli Equity Fund Invesco Pemier Fund — Buy (add'l) Lord Abbett Conv. Fund Lord Abbett Emerg. Mkts. Currr. Fund — Buy (add'l) Nuveen Ltd. Term Mun. Bond Fund — Buy (add'l) Oakmark Int'l Small Cap Fund Oppenheimer Int'l Bond Fund — Buy (add'l) Pimeco Real Return Fd — Buy (add'l) Thornburg Int'l Value Fund Tweedy Browne Global Value Fund mm Trust No. 4: — Int/Div brokerage account No. (H) Morgan Stanley Active Assets Tax Free Trust stocks (H): Accenture — Sold Apple Automatic Data Processing Danaher Ecolab Exxon Mobil Procter & Gamble — Sold United Technologies bonds (H): CT GO. Ser. C'145.258 — Redeemed Glastonbury CT 14 3.75 Kentucky St Prop '19 4.0 — Buy NJ. St Transp. '17 5.75 — Buy NYC Transition Fin. '16 5.0 Philadelphi PA Sch. ‘145.0 Phoenix AZ Civic lmpt. ‘154.0 Southington C1'18 35 UConn '14 3.7 U.S. Treasury '189.0 brokerage account No. 2 (H) Morgan Stanley Active Assets Tax Free Trust stocks (H): Advance Auto Parts — Buy AIA Group — Buy (add'l) Air Liquide — Sold (part) Allianz — Buy (add'l) Allianz — Sold (part) America Movil — Sold Anadarko Petroleum Anheuser-Busch Anasys Arm Holdings — Sold (part) Atlas Copco — Buy (add'l) Autodesk Baidu — Buy Banco Bilbao — Buy Bayerische Motoren Werke — Buy BG Group — Buy (add'l) Biogen — Sold (part) Blackbaud — Sold Broadcom — Buy (add'l) Bunge Ltd — Buy (add'l) Cablevision — Sold (part) Canadian Nat. Ry Church & Dwight — Sold (part) Citnx — Buy (add'l) Clarcor Cochlear — Buy (add'l) Cree — Sold (part) Dassault Directy Dolby — Buy (add'l) Donaldson — Sold (part) Dresser-Rand Eaton Vance Equifax — Buy Expeditors Int] — Buy (add'l) Factset Research Fanuc — Buy (add'l) Fluor Forest Lubs Freeport McMoran — Buy (add'l) Fresenius — Buy (add'l) Fresenius — Sold (part) Gazprom — Buy (add'l) Helco — Sold (part) Hillenbrand — Sold Hittite Microwave — Buy Hong Kong Exchanges & Clearing — Buy HSBC — Sold Icict Immunogen — Buy (add'l) Imperial Oil Isis Pharmaceuticals — Sold (part) ltau Unibanco — Buy (add'l) Jack Henry Jack Henry — Buy (add'l) L'Oreal L3 Comm. Landstar — Sold (part) Liberty Interactive Co. Inter A Liberty Media — Sold (part) Li & Fung — Sold Lonza — Sold LVMH Moet Mallinckrodt — from line 496) Mallinckrodt — Sold Micro Systems — Buy Microchip — Sold Mitsubishi — Buy Monotaro — Buy Monotype — Buy MSC Industries MSC Ine Com MTN Group — Buy (add'l) National Oilwell National Instruments — Sold Nestle Nokian Tyres Nordson — Buy Novo Nordisk — Buy Nucor Pall Pentair Petroleo SA ADS Potash — Sold Price Smart — Sold Qiagen-Eur — Sold RBC Beamngs — Buy (add'l) Roche Ross Stores — Sold (part) Sandisk — Sold (part) SAP AG Sasol Schlumberger — Sold (part) Schnewder — Buy (add'l) Seagate Tech — Sold (part) Silgan — Sold Strona Snap-on — Buy Sonova — Buy (add'l) Starz Liberty Cap Ser. A Svenska Swatch — Buy (add'l) Sysmex Tarwan Semiconductor — Buy (add'l) TE Connectivity Techne — Buy (add'l) Tesco The ADT Corp. Turkiye Garant — Buy (add'l) Tyco Int'l Unicharm Unilever United Health Vertex — Sold (part) Wabco Holdings — Buy Weatherford Int] — Buy (add'l) Wiey — Sold Wolverine — Sold (part) World Fuel Xinyi Glass — Sold Exchange Traded Closed End Funds (H): Ishares MSC1 EAFE Value Fund — Buy (add'l) Ishares Russell 3000 Fund Mutual funds: Alliance Bemstein Global Bond Advisor Fund — Buy (add'l) Columbia Acorn Fund Franklin Federal Intermediate-Term Tax Free Income Fund — Buy (add'l) Invesco Premier Tax Exempt — Buy (add'l) Lateef Fund — Buy Lord Abbett Cony. Fund Lord Abbett Emer. Mkts. Fund — Buy (add'l) Nuveen Tradewinds Emerging Markets Fund — Buy (add'l) Pimco Real Return Fund — Buy (add'l) TCW Total Return Bond Fund — Buy (add'l) Wells Fargo Advantage Opportunity Fund — Sold mm IRA consisting of Stocks and Corporate Bonds: — Int/Div brokerage account No. 1 (H) Citibank Bank Deposit corporate bonds (H); Bank of America '16 5.750 Bell South :16 5.2 Caterpillar '15 4.750 GE Capital '14 4.875 Kimberly Clark '13 5.0 — Matured Lowes'l1SS5.0 Pitney Bowes '14 4.875 — Redeemed mumcipal bonds: MGO. "154421 brokerage account No. 2 (H): Morgan Stanley, New Haven, CT liquid asset fund stocks (H): Aetna — Sold Aflac — Buy AIA Group Air Liquide — Sold (part) Allianz — Buy (add'l) Allstate — Sold (part) Amazon — Sold Amenca Movil — Sold American Express — Sold Amencan Int'l Group — Sold Amencan Tower — Sold Anadarko Petroleum — Sold (part) Anheuser Busch — Buy (add'l) Apache — Sold Apple — Sold (part) Apple — Buy (add'l) Arm Holding — Buy (add'l) Arm Holding — Sold (part) Astrazeneca — Buy (add'l) Astrazeneca — Sold (part) Atlas Copco — Buy (add'l) Baidu — Buy Banco Bilbao — Buy Bank of America — Sold (part) Bank of NY Mellon — Sold (part) Bayerische Motoren Werke — Buy Best Buy — Sold BG Group — Buy (add'l) BHP Billiton — Sold (part) Biogen — Sold Blackrock BP PLC Boemg — Sold Broadcom — Buy Bristol Mvers — Sold Bunge — Buy (add'l) CA Inc — Buy Canadian National Ry Capitol One — Sold Camival — Sold Caterpillar — Buy (add'l) Celgene — Sold Charles Schwab — Sold Chesapeake Energy Chevron — Sold Cisco — Buy (add'l) Cochlear — Buy (add'l) Cognizant — Sold Comcast — Sold Conoco Phillips Coming — Buy (add'l) Coming — Sold (part) Coming — Sold CST Brands — Sold Dassault Systems — Buy (add'l) DBS Group — Buy (add'l) Devon Energy Eaton — Sold (part) Express Scripts — Sold Exxon Mobil — Sold Fanuc — Buy (add'l) FedEx — Sold (part) Fifth Third Bank Ford Motor — Buy Ford Motor — Sold (part) Ford Motor — Buy (add'l) Freeport McMoran — Sold Fresenius — Buy (add'l) Fresenius — Sold (part) Gazprom — Buy (add'l) General Electric — Sold (part) General Motors — Sold Gilead — Sold Goldman Sachs — Buy (add'l) Goldman Sachs — Sold (part) Google — Sold Halliburton — Buy (add'l) Halliburton — Sold (part) Harns Corp. Delaware — Sold (part) Hartford Fin. Serv — Sold (part) Hewlett Packard — Buy (add'l) Home Depot — Sold Hong Kong Exchanges & Clearing — Buy HSBC — Sold HSBC — Sold (part) Icict Bank — Buy (add'l) Imperial Oil — Buy (add'l) International Game Tech — Sold (part) Intel — Sold Intel — Buy (add'l) Intel — Buy (add'l) Johson & Johnson — Sold JP Morgan Chase — Sold (part) Keycorp — Sold (part) Kohls — Buy Kraft Food Group — Sold Las Vegas Sands — Sold Li & Fung — Sold Liberty Global — Sold L'Oreal — Buy (add'l) L-3 Communications — Buy (add'l) Lonza — Sold Lowes — Sold Marsh & McLennan — Sold Mastercard — Sold Metlife — Sold (part) Microsoft — Buy (add'l) Mitsubishi — Buy Mondelez — Sold Monotaro — Buy MTN Group Nestle Netapp — Sold Newmont Mining — Buy (add'l) News Corp. — Sold Nokian Tyres — Buy (add'l) Novo Nordisk — Buy Oracle — Sold Peabody Energy — Sold Pepsico — Sold Petroleo SA ADS — Buy Phizer — Sold Phillip Morris — Sold PNC Financial — Sold (part) PNC Financial — Buy (add'l) Potash — Sold Precision Castparts — Sold Qiagen — Sold Qualcomm — Sold T60). — Buy Quest Diagnostics — Buy (add'l) Rw Tinto — Sold Roche Sasol — Buy (add'l) Schlumberger — Sold (part) Schnewder Elec — Buy (add'l) Schwab — Sold Sonova — Buy (add'l) St. Jude — Sold (part) Staples — Sold (part) Suntrust — Sold (part) Svenska — Buy (add'l) Swatch — Sold (part) Sysmex — Buy (add'l) Tarwan Semiconductors — Buy (add'l) Target — Sold Tesco Teva Pharmaceuticals — Buy Thermo-Fisher — Sold (part) Thomson Reuters — Sold TmeWaner — Sold Turkiye — Buy (add'l) Unicharm Unilever PLC — Buy (add'l) United Technologies — Sold Unon Pacific — Sold US Bancorp — Sold Valero Energy — Buy (add'l) Valero Energy — Sold (part) Verizon — Sold Walt Disney — Sold Wells Fargo — Sold (part) Willams Co — Sold Xinyi Glass — Sold (part) Yamana — Buy Zoetis — Sold Exchange Traded and Closed End Funds (Hy Ishares Barclays 7-10 Year Treasury Fund — Buy (add'l) Ishares Iboxx HY Corp. bond Fund — Sold Ishares MSC EAFE Index Fund — Buy (add'l) Ishares Russell 1000 Index Fund — Buy (add'l) Ishares Russell 1000 Value Fund — Buy (add'l) Ishares Russell 3000 Fund — Buy Ishares TIPS Bond Fund — Buy (add'l) Vanguard Utilities Fund — Buy (add'l) Mutual Funds (H): Eaton Vance Floating Rate Fund Invesco AIM ATST Premier — Buy (add'l) Invesco Mid Cap Core Equity Fund — Buy (add'l) JP Morgan Highbridge Statistical Market Neutral Fund — Buy Lege Mason Western Asset Emerging Markets Fund — Buy (add'l) Lord Abbett Bond Fund — Sold Oppenheimer Int'l Fund — Buy (add'l) Pimco Real Return Fund — Buy (add'l) Pimco Total Return Fund — Buy (add'l) WM IRA xconsisting of Stocks and Corporate Bonds (Hy: Celgene — Buy Cognizant — Buy CST Brands — Buy El Lilly — Buy Harris Corp. Delaware — Buy International Game Tech — Buy Liberty Global — Buy L-3 Communications — Buy Williams Co. — Buy Zoetis — Buy Monsanto — Sold gm Trust No. 2 (H): People's United — Sold Prudential Fin — Sold Corporator, Institute of Living Elector, Hartford Atheneum Life Regent, University of Hartford Trustee, No. pm Trust (assets listed in Part VIL lines 114-144 Gift — Yale Umversity — three mghts lodging, lunches, and dimmers at Global Constitutional smimar — $900.00 Reimbursement — Yale Umversity — Sept, 25-28, 2013 — New Haven, CT — attend Global Constitutional Seminar — breaktasts and parking three days Line 495: Core Labs was inadvertently omitted from the 2012 report, The date of purchase and cost have been filled in on this amended report, Line 506: Equifax was purchased in 2013. The eatry in column D (1) should be simply "buy. It has now been corrected. Line 538: The information required in Column [) has now been provided. Line 550: Nordson was inadvertently omitted from the 2012 report, The date of purchase ansd cost hive been filled in on this amended report. Line 666: Celgene was purchased on 2/20/13; an amended entry to reflect this purchase has been included on line 819 of this amended report. Line 672: Cognizant was purchased on 5/29/13; an amended entry to reflect this purchase has been included on line 820 of this amended report. Line 679: CST Brands was inadvertent;y omitted from the 2012 report. The purchase, date, and cost have been included on line 821 of this amended report. Line 685: Eli Lilly was purchased on 1/9/2013; un amended entry to reflect this purchase has been included on line 822 of this amended report. Line 708: Harris Corp, Delaware was purchased on 3/19/13; an amended entry to reflect this purchase has been included on line 823 of this amended report, Line 717: Intemational Game Tech. was purchased on 5/17/13; an amended entry to reflect this purchase has been included on line 824 of this amended report Line 728: Liberty Global was purchased on 2/6/13; an amended entry to reflect this purchase has been included on line 825 of this amended report. Line 730: L-3 Communications was purchased on 1/8/2013; an amended entry to reflect this purchase has been included on Hine 826 of this amended report. Line 794: Williams Co. was purchased on 1/3/2013: an amended entry to reflect this purchase has been included on line 827 of this amended report Line 798: Zoetis was purchased on 6/21/2013; an amended entry to reflect this purchase has been included on line 828 of this amended report, Responses keyed to lines listed in fourth paragraph in Committee's June 3 letter: Items listed in prior report not listed in 2013 report: Line 12 of 2012 report: This bond, identified as "CT '13 4.25" is listed on line 40 of the 2013 report, identified more fully as "CT G.O. Ser. D'13 425." Line 31 of 2012 report: This bond, identified as "UConn "16 5.0" is listed on line 69 of the 2013 report, identified as “Univ. CT 16 5.0." "UConn" is an abbreviation for University of Connecticut, Line 149 of 2012 report: This stock "Dentsply Intl." was not listed on the 2013 report because it was sold on 4/24/2011, as reported on line 165 of the 2011 report. The listing on line 149 of the 2012 report was inadvertent, Line 157: This stock "People’s United” was not listed on the 2013 report because it was sold on 12/21/2011. A corrected entry to reflect the Column D information is included on line 83 lof this amended report. Line 198: This stock "Prudential Financial” was not listed on the 2013 report because it was sold on 9/1/2011, The disposition entry "sold (part)” on line 228 of the 2011 report should have been "sold." A corrected entry to reflect the Column D information is included on line 832 of this amended report, Line 343 of 2012 report: This fund "Alliance Bernstein Discovery Value adv. Fund” is the same as "Alliance Beste small-mid cap Fund," which is reported (under the onginal name) on line 424 of the 2013 report as sold (with all information in Column D). | do not know when the name change occurred, but the ticker symbol "ABYSX" is the same for both names, Line 649 of 2012 report: This stock "Monsanto" was not listed on the 2013 report because it was sold on 5/8/2012. The sale should have been reported on the 2012 report. A report of that sale has been included on line 829 of this amended report. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/18608. Public record. Not legal advice.