# Milan Dale Smith jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/18508

## Record

- **Judge:** Milan Dale Smith jr
- **Year:** 2012
- **Report type:** Annual
- **Pages:** 31

## Text

NF) Divid Int & Prem Strategy FD — Sold (part)
General Electric Co. — Int/Div — Sold (part)
Coca-Cola Company — Int/Div
Intuitive Surgical Inc — None — Sold (part)
Kinder Morgan energy Partners LP Unit Ld Partnership — istnbution
American Tower Corp CL A — Distribution
Devon Energy Corp New — Int/Div
Pepsico Incorporated — Int/Div
Time Wamer, Inc. (Y)
Time Wamer Cable (Y)
Canadian Natl Ry Co. — Int/Div — Sold (part)
Canadian Natl Ry Co. — Sold (part)
First Colony Life Policy (Genworth) (Y)
Actna Life Policy MetLife — Int/Div
California Pizza Kitchen (Y)
Quanta SVCS Inc — None
Dow Chemical Company 5.750 12/15/12 — None — Sold
Dow Chemical Company 5.3000 3/15/13 — Interest
Franklin Universal Trust — Int/Div — Sold (part)
Franklin Universal Trust — Sold (part)
Franklin Universal Trust — Sold (part)
Franklin Universal Trust — Sold (part)
Franklin Universal Trust — Sold (part)
Franklin Universal Trust — Sold (part)
Franklin Universal Trust — Sold
Goldman Sachs 5.250 10/15/13 — Interest
John Hancock Life Ins Co Sr. Uns 4.15% Due 2/1512 — Interest — Sold
LaSalle Fndg LLC Multi 3.000 1/15/11 (Y)
McDonald's Corp 6.000 4/15/11 (Y)
MFS Intermediate Income Trust (Y)
New York Tel Co. 7.000 6/15/13 — Interest
Oneok Inc New — Int/Div — Sold (part)
Oneok Inc New — Sold (part)
Oneok Inc New — Sold (part)
Century Tel., Inc. Cpn 5.000% Due 2/15/15 — Interest
Dean Witter Discover Odd Cpn Med Term Notes 7.07% 21V14 — Interest
Boeing Co. Global Notes Cpn 5.125% Due 2/15/13 — Interest
Genzyme Corp Gen Div (Y)
Marmot Int Inc Class A — Int/Div
Money Mkt Oblig Trust Auto Cash Mgmt — Int/Div
Amencan Capital Agency Corp — Int/Div — Buy (add'l)
Amencan Capital Agency Corp — Buy (add'l)
Amencan Capital Agency Corp — Buy (add'l)
Amencan Capital Agency Corp — Buy (add'l)
Amencan Capital Agency Corp — Sold (part)
Amencan Capital Agency Corp — Sold (part)
Amencan Capital Agency Corp — Sold (part)
Amencan Capital Agency Corp — Sold (part)
Amencan Capital Agency Corp — Sold (part)
Williams Partners LP Com Unit Ltd Part Int — Distribution — Sold (part)
Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Int/Div — Buy (add'l)
Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Sold (part)
Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Sold (part)
Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Sold (part)
Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Sold (part)
Capstead Mtg Corp Com No Par — Int/Div
MFA Mortgage Investments Inc. (MFA Financial Inc) — Int/Div — Buy (add'l)
MFA Mortgage Investments Inc. (MFA Financial Inc) — Sold (part)
MFA Mortgage Investments Inc. (MFA Financial Inc) — Sold (part)
Hatteras Financial Corp — Int/Div — Buy (add'l)
Hatteras Financial Corp — Buy (add'l)
Hatteras Financial Corp — Buy (add'l)
Hatteras Financial Corp — Buy (add'l)
Hatteras Financial Corp — Buy (add'l)
Hatteras Financial Corp — Buy (add'l)
Hatteras Financial Corp — Sold (part)
Hatteras Financial Corp — Sold (part)
Putnam Managed Municipal Income Trust. SBI — Int/Div — Sold (part)
Putnam Municipal Opportunities Trust-SBI — Int/Div — Sold (part)
Putnam Municipal Opportunities Trust-SBI — Sold (part)
Putnam Municipal Opportunities Trust-SBI — Sold (part)
Putnam Municipal Opportunities Trust-SBI — Sold (part)
Seligman Mun FD SER Inc Natl Ser CL A wy)
Gabelli GIbl Util Inc Trust GDV (Y)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Int/Div — Buy (add'l)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Buy (add'l)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Barclays Intermediate Credit Bond Fund — Int/Div — Buy (add'l)
Ishares Barclays Intermediate Credit Bond Fund — Buy (add'l)
Ishares Barclays Intermediate Credit Bond Fund — Buy (add'l)
Ishares Barclays Intermediate Credit Bond Fund — Sold (part)
Ishares Barclays Intermediate Credit Bond Fund — Sold (part)
Ishares Barclays Intermediate Credit Bond Fund — Sold (part)
Ishares Barclays Intermediate Credit Bond Fund — Sold (part)
shares Barclays MBS Bond Fund ETF — Int/Div — Buy (add'l)
Ishares Barclays 1-3 YR Credit Bond Fund FTF — Int/Div — Buy (add'l)
Ishares Barclays 1-3 YR Credit Bond Fund FTF — Buy (add'l)
Ishares Barclays 1-3 YR Credit Bond Fund FTF — Sold (part)
Ishares Barclays 1-3 YR Credit Bond Fund FTF — Sold (part)
Ishares Barclays 1-3 YR Credit Bond Fund FTF — Sold (part)
Amnaly Capital Management Inc — Int/Div — Buy (add'l)
Amnaly Capital Management Inc — Buy (add'l)
Amnaly Capital Management Inc — Buy (add'l)
Amnaly Capital Management Inc — Buy (add'l)
Amnaly Capital Management Inc — Sold (part)
Amnaly Capital Management Inc — Sold (part)
Amnaly Capital Management Inc — Sold (part)
Amnaly Capital Management Inc — Sold (part)
Amnaly Capital Management Inc — Sold (part)
Amnaly Capital Management Inc — Sold (part)
Amnaly Capital Management Inc — Sold (part)
Linn Energy LLC — istnbution — Buy (add'l)
Linn Energy LLC — Buy (add'l)
Linn Energy LLC — Buy (add'l)
Linn Energy LLC — Sold (part)
Linn Energy LLC — Sold (part)
Copano Energy LLC — Distribution — Sold (part)
Ishares Trust Barclays Credit Bond Fund ETF — Int/Div — Buy (add'l)
Ishares Trust Barclays Credit Bond Fund ETF — Buy (add'l)
Ishares Trust Barclays Credit Bond Fund ETF — Buy (add'l)
Ishares Trust Barclays Credit Bond Fund ETF — Buy (add'l)
Ishares Trust Barclays Credit Bond Fund ETF — Buy (add'l)
Ishares Trust Barclays Credit Bond Fund ETF — Buy (add'l)
Ishares Trust Barclays Credit Bond Fund ETF — Buy (add'l)
Ishares Trust Barclays Credit Bond Fund ETF — Buy (add'l)
Ishares Trust Barclays Credit Bond Fund ETF — Sold (part)
Ishares Trust Barclays Credit Bond Fund ETF — Sold (part)
Ishares Trust Barclays Credit Bond Fund ETF — Sold (part)
Ishares Trust Barclays Credit Bond Fund ETF — Sold (part)
Ameren Corp — Int/Div — Sold (part)
Cenovus Energy Inc — Int/Div — Buy (add'l)
Cenovus Energy Inc — Sold (part)
Encana Corp (Y)
Abbott Laboratories — Int/Div — Sold (part)
Abbott Laboratories — Sold (part)
Abbott Laboratories — Sold (part)
H & OQ Life Sciences Investors SBI — Int/Div — Sold (part)
H & OQ Life Sciences Investors SBI — Sold (part)
H & OQ Life Sciences Investors SBI — Sold (part)
H & OQ Life Sciences Investors SBI — Sold (part)
H & OQ Life Sciences Investors SBI — Sold
Enterprise Products Partners LP — Distribution — Buy (add'l)
Enterprise Products Partners LP — Buy (add'l)
Enterprise Products Partners LP — Sold (part)
Enterprise Products Partners LP — Sold (part)
Enterprise Products Partners LP — Sold (part)
Enterprise Products Partners LP — Sold (part)
Enterprise Products Partners LP — Sold (part)
Enterprise Products Partners LP — Sold (part)
Enterprise Products Partners LP — Sold (part)
Blackrock Income Trust Inc — Int/Div — Buy (add'l)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
DWS Dreman Value Income Edge Fund Inc New — Int/Div — Sold (part)
DWS Dreman Value Income Edge Fund Inc New — Sold (part)
DWS Dreman Value Income Edge Fund Inc New — Sold (part)
DWS Dreman Value Income Edge Fund Inc New — Sold (part)
DWS Dreman Value Income Edge Fund Inc New — Sold (part)
DWS Dreman Value Income Edge Fund Inc New — Sold (part)
DWS Dreman Value Income Edge Fund Inc New — Sold (part)
DWS Dreman Value Income Edge Fund Inc New — Sold (part)
DWS Dreman Value Income Edge Fund Inc New — Sold (part)
DWS Dreman Value Income Edge Fund Inc New — Sold
Gabelli Dividend & Income Fund — Int/Div — Buy (add'l)
Gabelli Dividend & Income Fund — Buy (add'l)
Gabelli Dividend & Income Fund — Buy (add'l)
Gabelli Dividend & Income Fund — Buy (add'l)
Gabelli Dividend & Income Fund — Sold (part)
Gabelli Dividend & Income Fund — Sold (part)
Gabelli Dividend & Income Fund — Sold (part)
Gabelli Dividend & Income Fund — Sold (part)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Int/Div — Buy (add'l)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Buy (add'l)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Buy (add'l)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Buy (add'l)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Sold (part)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Sold (part)
HJ Heinz Co — Int/Div — Buy (add'l)
HJ Heinz Co — Buy (add'l)
HJ Heinz Co — Buy (add'l)
HJ Heinz Co — Sold (part)
HJ Heinz Co — Sold (part)
HJ Heinz Co — Sold (part)
HJ Heinz Co — Sold (part)
Eli Lilly & Co — Int/Div — Buy (add'l)
Eli Lilly & Co — Buy (add'l)
Eli Lilly & Co — Sold (part)
Eli Lilly & Co — Sold (part)
Eli Lilly & Co — Sold (part)
Eli Lilly & Co — Sold (part)
Eli Lilly & Co — Sold (part)
Eli Lilly & Co — Sold (part)
Statoil Asa Sponsored ADR — Int/Div — Buy (add'l)
Statoil Asa Sponsored ADR — Buy (add'l)
Statoil Asa Sponsored ADR — Buy (add'l)
Statoil Asa Sponsored ADR — Buy (add'l)
Statoil Asa Sponsored ADR — Sold (part)
Statoil Asa Sponsored ADR — Sold (part)
Statoil Asa Sponsored ADR — Sold (part)
Statoil Asa Sponsored ADR — Sold (part)
St Jude Medical Inc (Y)
Windstream Corp — Int/Div — Buy (add'l)
Windstream Corp — Buy (add'l)
Windstream Corp — Buy (add'l)
Windstream Corp — Buy (add'l)
Windstream Corp — Sold (part)
Windstream Corp — Sold (part)
Windstream Corp — Sold (part)
Windstream Corp — Sold (part)
Schwab CA Muni Money Fund Cash Money Market Fund (X) — Int/Div
Western Asset Emerging Mkts Income Fd Inc — Int/Div — Buy (add'l)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
Western Asset Emerging Mkts Income Fd Inc — Sold (part)
RBC Prime Money Market Cash Reserve — Int/Div
H & OQ Healthcare Investors SBI — Int/Div — Sold (part)
NF) Divid Int & Prem Strategy FD — Int/Div — Sold (part)
NF) Divid Int & Prem Strategy FD — Sold (part)
NF) Divid Int & Prem Strategy FD — Sold (part)
Corning Inc (Y)
NF) Divid Int & Prem Strategy FD — Sold (part)
NF) Divid Int & Prem Strategy FD — Sold (part)
NF) Divid Int & Prem Strategy FD — Sold (part)
NF) Divid Int & Prem Strategy FD — Sold (part)
NF) Divid Int & Prem Strategy FD — Sold
Ishares TR 2012 S&P AMT Free Municipal Ser FD — Int/Div — Sold
Ishares TR 2013 S&P AMT Free Municipal Ser FD — Int/Div
Ishares TR 2014 S&P AMT Free Municipal Ser FD — Int/Div
Managed Duration Invt Grade Mun FD — Int/Div — Sold (part)
Managed Duration Invt Grade Mun FD — Sold (part)
Ishares TR S&P Short Term Natl Amitfr — Int/Div — Buy (add'l)
Textron Inc — Int/Div — Sold (part)
Textron Inc — Sold (part)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Int/Div — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)
Allegheny Energy Inc. (Y)
BlackRock Credit Allocation — Int/Div — Buy (add'l)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
shares Trust Dow Jones US Technology Index Fund (Y)
Ishares Trust S&P Global Info Technology Sector Index Fund — Int/Div — Buy (add'l)
Ishares Trust S&P Global Info Technology Sector Index Fund — Buy (add'l)
Ishares Trust S&P Global Info Technology Sector Index Fund — Buy (add'l)
Ishares Trust S&P Global Info Technology Sector Index Fund — Sold (part)
Ishares Trust S&P Global Info Technology Sector Index Fund — Sold (part)
Calamos Global Dynamic Income Fund — Int/Div — Buy (add'l)
Calamos Global Dynamic Income Fund — Buy (add'l)
Calamos Global Dynamic Income Fund — Buy (add'l)
Calamos Global Dynamic Income Fund — Buy (add'l)
290), — Sold (part)
290), — Sold (part)
290), — Sold (part)
290), — Sold (part)
290), — Sold (part)
290), — Sold (part)
Liberty All-Star Equity Fund Sh Ben Int (Y)
Templeton Global Bond Fund Advisor CL — Int/Div — Sold (part)
AES Corp — Int/Div — Buy (add'l)
AES Corp — Buy (add'l)
AES Corp — Sold (part)
AES Corp — Sold (part)
AES Corp — Sold (part)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Int/Div — Buy (add'l)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Buy (add'l)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Buy (add'l)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Buy (add'l)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Buy (add'l)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)
Columbia Fds Ser TR IX Tax Exempt FD CLA — Int/Div — Sold (part)
Ishares TR 2015 S&P AMT Free Municipal Ser Fd — Int/Div
Ishares TR 2016 S&P AMT Free Municipal Ser Fd — Int/Div
Ishares TR 2017 S&P AMT Free Municipal Ser Fd — Int/Div
Gabelli Healthcare & Wellness Trust — Int/Div — Sold (part)
Gabelli Healthcare & Wellness Trust — Sold (part)
Gabelli Healthcare & Wellness Trust — Sold (part)
BlackRock Strategic Equity Dividend Trust — Int/Div — Buy (add'l)
BlackRock Strategic Equity Dividend Trust — Buy (add'l)
BlackRock Strategic Equity Dividend Trust — Buy (add'l)
BlackRock Strategic Equity Dividend Trust — Buy (add'l)
BlackRock Strategic Equity Dividend Trust — Sold (part)
BlackRock Equity Dividend Trust — Int/Div — Buy (add'l)
BlackRock Equity Dividend Trust — Buy (add'l)
BlackRock Equity Dividend Trust — Buy (add'l)
BlackRock Equity Dividend Trust — Buy (add'l)
BlackRock Equity Dividend Trust — Buy (add'l)
BlackRock Equity Dividend Trust — Sold (part)
BlackRock Equity Dividend Trust — Sold (part)
BlackRock Equity Dividend Trust — Sold (part)
BlackRock Equity Dividend Trust — Sold (part)
BlackRock Equity Dividend Trust — Sold (part)
BlackRock Equity Dividend Trust — Sold (part)
BlackRock Equity Dividend Trust — Sold (part)
Centerpoint Energy Inc — Int/Div — Buy (add'l)
Centerpoint Energy Inc — Buy (add'l)
Centerpoint Energy Inc — Buy (add'l)
Centerpoint Energy Inc — Sold (part)
Centerpoint Energy Inc — Sold (part)
Amencan Electric Power Co Inc — Int/Div — Buy (add'l)
Amencan Electric Power Co Inc — Sold (part)
Amencan Electric Power Co Inc — Sold (part)
Amencan Electric Power Co Inc — Sold (part)
Amencan Electric Power Co Inc — Sold (part)
Ishares TR Dow Jones EPAC Select Dividend — Int/Div — Buy (add'l)
Ishares TR Dow Jones EPAC Select Dividend — Buy (add'l)
Ishares TR Dow Jones EPAC Select Dividend — Buy (add'l)
Ishares TR Dow Jones EPAC Select Dividend — Sold (part)
Microchip Technology — Int/Div — Buy (add'l)
Microchip Technology — Sold (part)
Microchip Technology — Sold
Public Service Enterprise Group Ing — Int/Div — Buy (add'l)
Public Service Enterprise Group Ing — Buy (add'l)
Public Service Enterprise Group Ing — Sold (part)
Public Service Enterprise Group Ing — Sold (part)
Public Service Enterprise Group Ing — Sold (part)
Public Service Enterprise Group Ing — Sold (part)
Targa Resources Partners LP Unit Lid Partnership Int — Distribution — Buy (add'l)
Targa Resources Partners LP Unit Lid Partnership Int — Buy (add'l)
Targa Resources Partners LP Unit Lid Partnership Int — Sold (part)
Targa Resources Partners LP Unit Lid Partnership Int — Sold (part)
Targa Resources Partners LP Unit Lid Partnership Int — Sold (part)
Targa Resources Partners LP Unit Lid Partnership Int — Sold (part)
Invesco Mortgage Capital Inc — Int/Div — Buy (add'l)
Invesco Mortgage Capital Inc — Sold (part)
Invesco Mortgage Capital Inc — Sold (part)
Invesco Mortgage Capital Inc — Sold (part)
Invesco Mortgage Capital Inc — Sold (part)
Pimco ETF TR Enhanced Short Maturity — Int/Div — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Sold (part)
Southern Co — Int/Div — Buy (add'l)
ConocoPhillips — Int/Div — Sold
Ishares TR Dow Jones SEL Divid Index FD — Int/Div — Buy (add'l)
Apollo Residential Mortgage Inc — Int/Div — Sold (part)
Apollo Residential Mortgage Inc — Sold (part)
American Capital Mortgage Investment Corp — Int/Div — Sold (part)
CenturyLink Inc — None — Sold
Sprint Nextel Corp — None — Sold
FirstEnergy Corp — Int/Div
Sempra Energy — Int/Div — Buy
Sempra Energy — Buy (add'l)
Sempra Energy — Buy (add'l)
Sempra Energy — Sold (part)
Sempra Energy — Sold (part)
Anworth Mortgage Asset Corp — None — Buy
Anworth Mortgage Asset Corp — Buy (add'l)
Anworth Mortgage Asset Corp — Buy (add'l)
Western Asset/Claymore Inflation LKD Opp & Inc Fund — Int/Div — Buy
Western Asset/Claymore Inflation LKD Opp & Inc Fund — Buy (add'l)
Western Asset/Claymore Inflation LKD Opp & Inc Fund — Buy (add'l)
Western Asset/Claymore Inflation LKD Opp & Inc Fund — Sold (part)
shares TR JPMorgan USD Emerging Markets BD FD ETF — Int/Div — Buy
shares TR JPMorgan USD Emerging Markets BD FD ETF — Buy (add'l)
shares TR JPMorgan USD Emerging Markets BD FD ETF — Buy (add'l)
shares TR JPMorgan USD Emerging Markets BD FD ETF — Buy (add'l)
shares TR JPMorgan USD Emerging Markets BD FD ETF — Buy (add'l)
shares TR JPMorgan USD Emerging Markets BD FD ETF — Buy (add'l)
shares TR JPMorgan USD Emerging Markets BD FD ETF — Buy (add'l)
shares TR JPMorgan USD Emerging Markets BD FD ETF — Buy (add'l)
shares TR JPMorgan USD Emerging Markets BD FD ETF — Buy (add'l)
Frontier Communications Corp — Int/Div — Buy
Frontier Communications Corp — Buy (add'l)
Frontier Communications Corp — Buy (add'l)
Frontier Communications Corp — Buy (add'l)
Frontier Communications Corp — Sold (part)
Frontier Communications Corp — Sold (part)
Frontier Communications Corp — Sold (part)
Eaton Vance Risk Managed Global Diversified Equity Income — Int/Div — Buy
Eaton Vance Risk Managed Global Diversified Equity Income — Buy (add'l)
Eaton Vance Risk Managed Global Diversified Equity Income — Buy (add'l)
Eaton Vance Risk Managed Global Diversified Equity Income — Buy (add'l)
Eaton Vance Risk Managed Global Diversified Equity Income — Buy (add'l)
Eaton Vance Risk Managed Global Diversified Equity Income — Buy (add'l)
Eaton Vance Risk Managed Global Diversified Equity Income — Buy (add'l)
Eaton Vance Risk Managed Global Diversified Equity Income — Buy (add'l)
Eaton Vance Risk Managed Global Diversified Equity Income — Sold (part)
Eaton Vance Risk Managed Global Diversified Equity Income — Sold (part)
Eaton Vance Tax Managed Global Diversified Equity Income — Int/Div — Buy
EMC Corp-Mass — None — Buy
Hollyfrontier Corporation — Int/Div — Buy
Hollyfrontier Corporation — Buy (add'l)
Hollyfrontier Corporation — Sold (part)
Hollyfrontier Corporation — Sold (part)
Hollyfrontier Corporation — Sold (part)
Director, Western Justice Center
Director, Ninth Judicial Circuit Historical Society
Reimbursement — Umversity of Califorma Davis School of Law — April 7, 2012 to April 8,2012 — Davis, California — Judge Irving L. Neumiller Moot Court Competition — Transportation, Food, Hotel
Spouse's income — 2012 — Self-emploved, attomey
Spouse's income — 2012 — Gogian Foundation-Trustee
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Item 8, Part VII (Time Warner, Inc.). This asset, Time Warner. Inc., is below the reporting threshold per the filing instructions.

Ttem 9, Part VII (Time Warner Cable). This asset, Time Warner Cable, is below the reporting threshold per the filing instructions,

Item 12, Part VII (First Colony Life Policy (Genworth)). This asset, First Colony Life Policy (Genworth), is a life insurance policy with no cash value and should

not have been reported on 2011 FDR because it does not meet the reporting threshold.

Ttem 14, Pant VII (California Pizza Kitchen). This Asset, California Pizza Kitchen, was entirely disposed of in 2011. The 2011 FDR was marked "sold {part)™

which should have been marked "sold" in order to show the asset was fully disposed of in the reporting year.

Item 27, Part VII (La Salle Fadg LLC Multi 3.000 1/15/11). This Asset. La Salle Fndg LLC Multi 3.000 1/15/11, was entirely disposed of in 2011. The 2011 FDR

was marked "sold (part)” which should have been marked "sold" in order to show the asset was fully disposed of in the reporting year.

Item 28, Part VII (McDonald's Corp 6.000 4/15/11). This Asset, McDonald's Corp 6.000 4/15/11, was entirely disposed of in 2011. The 2011 FDR was marked

"sold {part)” which should have been marked “sold” in order to show the asset was fully disposed of in the reporting year.

Item 29, Part VII (MFS Intermediate Income Trust). This Asset, MFS Intermediate Income Trust, was entirely disposed of in 2011, The 2011 FDR was marked

"sold (part)” which should have been marked "sold" in order to show the asset was fully disposed of in the reporting year,

Item 72, Part VII (Seligman Mun FD Ser Inc Natl Ser CL A). This Asset, Seligman Mun FD Ser Inc Natl Ser CL A, was eatirely disposed of in 2011. The 2011

FDR was marked "sold (part)" which should have been marked "sold" in order to show the asset was fully disposed of in the reporting year.

Ttem 73, Part VII (Gabelli GIbl Util Inc Trust GDV). This Asset, Gabelli GIbl Util Inc Trust GDV, was entirely disposed of in 2011. The 2011 FDR was marked

"sold {part)” which should have been marked "sold" in order to show the asset was fully disposed of in the reporting year,

Item 127, Part VII (Encana Corp). This Asset, Encana Corp, was entirely disposed of in 2011. The 2011 FDR was marked "sold (part)” which should have been

marked "sold" in order to show the asset was fully disposed of in the reporting year,

Item 205, Part VII (St. Jude Medical Inc), This Asset, St. Jude Medical Inc, was entirely disposed of in 2011, The 2011 FDR was marked "sold (part)” which

should have been marked “sold” in order to show the asset was fully disposed of in the reporting year.

Item 267, Part VII (Allegeheny Energy Inc.). This Asset, Allegeheny Energy Inc., merged with item 276 (First Energy Corp) during 2011. The Asset on the

2011 FDR should have had no ending value and been marked as "merged with” in order to reflect the merger of First Energy Corp (item 276 on 2011 FDR) and

Allegeheny Energy Inc (item 175 on 2011 FDR).

Item 280, Part VII (Ishares Trust Dow Jones US Technology Index Fund). This Asset, Ishares Trust Dow Jones US Technology Index Fund, was entirely disposed

of in 2011, The 2011 FDR was marked “sold (part)" which should have been marked "sold" in order to show the asset was fully disposed of in the reporting year.

Item 296, Part VII (Liberty All-Star Equity Fund Sh Ben Int), This Asset, Liberty All-Star Equity Fund Sh Ben Int, was entirely disposed of in 2011. The 2011

FDR was marked "sold (part)" which should have been marked "sold" im order to show the asset was fully disposed of in the reporting year.

Item 297, Part VII (Corning Inc.). This Asset, Coming Inc., was entirely disposed of in 2011. The 2011 FDR was marked "sold (part)” which should have been

marked "sold" in order to show the asset was fully disposed of in the reporting year,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/18508. Public record. Not legal advice.