# Jon Ormond Newman > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/18448 ## Record - **Judge:** Jon Ormond Newman - **Year:** 2014 - **Report type:** Annual - **Pages:** 55 ## Text Weatherford Int'l Cisco — Int/Div Cummins — Int/Div Amgen — Int/Div Adobe Systems Agilent American Express Occidental Petroleum Oracle Pepsico Phillip Morris Phillips 66 Praxair Schnewder Shire PLC — Buy Merck — Buy Mutual Funds (H): Eaton Vance — Sold Intel Ean Energy — Buy Unicharm Unilever McDonalds United Health Microsoft Plum Creek Timber Vertex Wabco Holdings Wimmark — Buy Pfizer — Buy PNC Financial Procter & Gamble RPM Im Travelers T Rowe Price bonds (H): Bethel CT'17 30 Atlas Copco Southern Co — Buy T16. — Sold L'Oreal DBS Group WPP PLC Bank accounts and cash (H) Bank of America -- Sarasota, FL Checking Acct. — Interest mm People’s Bank — Interest — Closed mm Wells Fargo Bank — Interest Morgan Stanley account (H): Morgan Stanley Active Assets Tax Free Trust — Interest stocks (H): Air Products — Int/Div Devon Energy — Int/Div Express Scripts — None Johnson and Johnson — Int/Div Johnson Controls — Int/Div Merck — Int/Div Microsoft — Int/Div Minnesota Mining and Manufacturing — Int/Div Roval Dutch Shell — Int/Div Total Fina — Int/Div mutual funds (H): Calamos Fund — Distribution Dreyfus Premier Technology Fund — Distribution Fed Max Cap Fund — Distribution Henderson Int'l Op. Fund — Int/Div Invesco Balanced Risk Alloc, C Fund — Distribution Mainstay Large Cap Fund — Int/Div Oppenheimer SR Floatmg Rate Fund — Int/Div — Sold (part) Prudential Jennison Small Cap C1 C Fund — istmbution Revenueshares Mid Cap ETF — Int/Div — Buy Revenueshares Small Cap ETF — Int/Div — Buy Schwab 1000 Fund — Distribution SPDR Barcap Short Term Hi Yield Fund — Int/Div bonds (H): Bay County FL. School Board '19 4.25 — Interest Brookfield C1'143.5 — Interest — Matured Clark Cty Nev — Interest — Buy CT.GO."1450 — Interest — Matured CTG.O. Ser. C1640 — Interest Donaldson CTGO. Ser. C'I1650 — Interest CITGO. Ser. E'165.0 — Interest CTHealth& BEd. '1534 — Interest CT Health & Ed. '19 5.0 — None — Buy CT Health '16 5.0 — Interest CT Spl Tax ‘152.75 — Interest Danbury CT.'192.5 — Interest Darien CT 1420 — Interest — Matured Duncanville TX'I180 — None — Buy Erlanger-Elsmere KY. sch. '17 3.5 — Interest Fairfield CT'154.25 — Interest Florida Hurricane ‘16 5.0 — Interest Florida St. Turnpike '14 5.0 — Interest — Matured Fremomt CA'1S3.0 — Interest Hawai G.O "1840 — Interest Hartford CT'15 8.28 — Interest Jackson County '18 4.0 — Interest Lakewood County CTFS 154.0 — Interest Lee County School Bd. 174.0 — Interest Northern Mun. Pwr Agy Minn '17 5.0 — Interest NY. Dorm. Auth. '144.0 — Interest — Matured N.Y. Housing Develop. '18 2.25 — Interest Oxford Mass G.O. ‘1920 — None — Buy Palm Beach Cty FL 27 4.375 — Interest — Buy Penn Pub. School ‘18 5.0 — Interest — Buy Puerto Rico Power '14 5.25 — Interest — Matured Rensselear Co. N.Y.'1542 — Interest Shelton CT'17 2.125 — Interest Spokane Wash. "20 5.0 — Interest — Buy St. Lucie Sch. Bd. 25 5/0 — Interest — Sold Tampa Bay FL. Water '18 5.0 — Interest Tulsa County OK Indian Auth. ‘14 4.0 — Interest — Matured Univ. CT165.0 — Interest Weber County Utah Mun. Bldg. "13 3.25 — Interest Wells Fargo Account (H): Wells Fargo Advisors, Sarasota FL Money Market Acct — Interest stocks (H): Aflac — Int/Div AT&T — Int/Div Apple — Int/Div — Buy (add'l) Automatic Data Processing — Int/Div Berkshire Hathaway — None Blackstone group — istmbution — Buy Blackstone group — Sold Chevron — Int/Div — Buy (add'l) CDK Global — None — from line 80) CDK Global — Sold Coca-cola — Int/Div — Sold Colgate-Palmolive — Int/Div Conoco Phillips — Int/Div — Buy (add'l) Dow Chemical — Int/Div DuPont — Int/Div General Electric — Int/Div General Mills — Int/Div Halvard Health — None — from line 99) Nimois Tool Works — Int/Div Intel — Int/Div Johnson & Johnson — Int/Div JP Morgan Chase — Int/Div Kimberly-Clark — Int/Div McDonalds — Int/Div — Sold Merck — Int/Div Nextera Energy — Int/Div Pfizer — Int/Div Procter & Gamble — Int/Div Qualcomm — Int/Div — Buy UGH Corp. — Int/Div US Bancorp — Int/Div Merrill Edge Account (H) Dresser-Rand Memill Lynch direct deposit program — None — Buy Ishares core S&P small cap etf fund — Int/Div — Buy shares S&P small cap 600 growth — Int/Div — Buy Powershares QQOQ Trust Units Ser. Fund — Int/Div — Buy Vanguard Mid-Cap Value Index Funs — Int/Div — Buy Other (H): 12 Int. W. Htfd. CT., Condo purchased R/9/8R $115,000 — None Thames & Hudson Rovalty Contract — Rovalty AIG Annuity (IRA) — Interest AIG Annuity (IRA) — Interest Trust No. 1 — hy Morgan Stanley Active Assets Tax Free Trust stocks (H): Coming Covidien Exxon Mobil Honeywell Insteel Koninklijke Phillips — Buy (add'l) Mallinckrodt M & T Bank Norfolk Southern Pfizer The ADT Corp. Tyco Intl mutual funds (H): Federated Floating Rate Strategic Income Fund — Sold Federated Municipal High Yield Advantage A Fund — Buy bonds (H): Acalanes CA High Sch. 24 5.0 Bridgeport, CT'19 5.5 CT StSpl Tax 203.9 Lee County FL ‘194.75 — Redeemed Miami-Dade County FL Sch. Bd. "17 4.0 Newtown CT'15358 — Redeemed New York NY Prior Issues '17 5.0 Niskayuna NY School Dist. "17 5.0 Penn. ST Higher ed. '18 5.0 Washington State mir fuel 20 5.0 m@ Trust No, 2 — Int/Div brokerage account No. 1 (H) Morgan Stanley Active Assets Tax Free Trust stocks (H): Automatic Data Processing Baxter Int'l Becton Dickinson Cigna Dominion Resources Edwards Life Resources Emerson Electric Express Scripts General Mills Hillshire Brands — Sold Home Depot Clark County Nev '17 3.0 College of Charleston SC Cromwell CT 204.0 CT"'1433 — Matured CTG.O.'1440 — Matured CTHealth& E4'1535 CT Health & E4°17 5.0 CT Mun. Elec. '16 4.0 CT SeriesD'151.5 CT State '144.0 — Matured Glastonbury CT "14 3.75 — Matured Groton CT'153.78 — Matured Guilford CT'IS 3.0 Harrison NJ 203.0 Hartford County ‘18 3.5 Indiana St Fin ‘195.0 — Buy Morgan Stanley Active AssetsTax Free Trust Newtown CT'16 2.25 New York City Trust for Cultural Reserve 2150 — Buy New York ST Urban Dev '19 5.50 — Buy N.Y. Dorm. Auth. '17 5.0 Plymouth CT'17 3.0 — Redeemed Tampa FL '18 4.0 — Buy South Central CT water '15 4.0 Southington CT '18 3.5 UConn '14 3.7 — Matured Univ. Hawaii ‘16 4.0 Washington Health '23 5.25 brokerage account No. 2 (H) Mongan Stanley, New Haven, CT Money Market Acct. stocks (H): Abbott Labs Abbvie Acelud — Buy (add'l) Air Products American Express — Buy (add'l) Anheuser Busch — Buy Apple ASML Holding — Buy (add'l) Automatic Data Processing Blackrock Caterpillar CDN Pacific RY Celgene — Buy Chevron Coca-cola Comcast Conoco Diageo EOG Resources Estee Lauder Exxon Mobil Franklin Resources Freeport McMoran — Sold General Electric — Sold (part) HSBC — Sold Intel Intuitive Surgical — Sold Johnson & Johnson JP Morgan Chase Kraft Food Group McDonalds — Sold (part) Merck Mondelez Nestle News Corp Novartis Novo-Nordisk Procter & Gamble — Buy (add'l) Qualcomm Roche Holding Roval Dutch — Sold (part) Sabmuller State St. Corp. — Buy (add'l) Target — Buy (add'l) Target — Sold (part) Texas Instruments Time Wamer Total Twenty-first Century Fox Union Pacific — Buy United Technologies Walgreen Wal-Mart Walt Disney Wells Fargo Xilinx exchange traded and closed end funds (H): Alerian MLP Exchange Traded Fund — Buy Powershares Fundamental Pure Mid Growth Fund Powershares Fundamental Pure Mid Value Fund SPDR Dow Jones Wilshire Int'l Real Est Fund SPDR Nuveen Barclays Fund Vanguard 170 World Stk Index Fund mutual funds (H): Artisan Mid Cap Fund Brandes Emergimg Markets Fund — Buy Calamos Market Neutral Fund — Sold Cohen & Steers Realty Fund Davis NY Venture Fund Franklin Conv. Sec. Adv. Fund — Buy (add'l) Invesco Premier Tx Exempt Inst. Fund Ivy Global Nat. Res. Fund — Sold JP Morgan Dynamic Sm Cp Gr Sel Fund Legg Mason WA Emerg. Mkt. Debt Fund Lord Abbett Bond Deb. F Fund — Sold Mainstay Large Cap Grw Fund Mamstay Marketfield Fund — Buy Nuveen limited term muni bond Fund Nuveen Tradewinds Emerg. Mkts. Fund — Buy (add'l) Nuveen Tradewinds Emerg. Mkts. Fund — Sold Oppenheier Int'l Bond Y Fund Prudential Jennison Mid Cap GW Z Fund Royce Premier Inv Fund mm Trust No. 3: — Int/Div brokerage account No. 1 (H) Morgan Stanley Active Assets Tax Free Trust stocks (H): Air Products Apache Apple Danaher Johnson & Johnson bonds (H): Bay County FL School '1% 3.5 CT Higher Ed. "17 3.85 — Sold (part) CTST1430 — Matured Greece NY '155.0 Glastonbury '14 3.75 — Matured Gnswold '18 3.0 Henderson Nev. '155.0 Marlborough CT '16 4.0 NJ Transp. '17 5.0 San Buenaventura CA water '17 4.0 Southington CT'18 3.5 UConn'14 3.7 — Matured brokerage account No. 2 (H) Morgan Stanley Active Assets Tax Free Trust stocks (H): AIA Group — Buy (add'l) Air Liquide Allianz American Express — Sold (part) American Express — Sold (part) American Express — Buy (add'l) Anheuser Busch Amnaly Capital Mgmt — Buy Arm Holdings Baidu — Sold (part) Banco Bilbao Barrick Gold Baxter Int'l Bayerische Motore Werke Becton — Sold (part) Becton — Sold Bed. Bath & Bevond — Buy BG Group — Buy (add'l) Bunge — Sold (part) Canadian National Ry Charles Schwab — Sold Chevron — Buy (add'l) Chubb Cisco Cochlear — Sold Conoco CSL Lid, Dassault Systems Devon — Sold (part) Devon — Sold Diamond Offshore Drilling — Buy Dr. Pepper — Sold (part) Ebay — Buy Enn Energy — Buy Enn Energy — Sold Exelon — Sold (part) Exelon — Sold (part) Express Scripts — Buy (add'l) Exxon Mobil Fanuc Ltd. Fresenius Medical Care Fuchs Petrolub — Buy Gazprom — Sold Glaxo Smith Kline Honda — Buy Hong Kong Exchanges & Clearing HSBC — Sold Hova — Sold Icict Bank Imperial Oil — Buy (add'l) ltau Unibanco — Buy (add'l) ltau Unibanco — Sold (part) Johnson & Johnson — Sold (part) Linde AG — Buy L'Oreal LVMH Moet Mack Cali Realty Medtronic — Sold (part) Medtronic — Sold (part) Microsoft — Sold (part) Microsoft — Sold (part) Mitsubishi Molson — Sold (part) Monotaro MTN Group — Buy (add'l) MTN Group — Buy (add'l) Nestle Newmont Nokian Tyres — Sold Northrop — Sold Novo Nordisk — Buy (add'l) Novo Nordisk — Buy (add'l) Pepsico Petroleo ADS — Sold PNC Financial Procter & Gamble Roche Sands China Ltd. — Buy Sands China Ltd. — Buy (add'l) SAP Ag — Sold (part) SAP Ag — Buy (add'l) Sasol Schlumberger Sigma-Aldrich — Sold Sonova Southern Co — Sold Southwestern Energy — Buy Suntrust Svenska Swatch Symrise — Buy Symrise — Buy (add'l) Sysmex Taiwan Semiconductor — Buy (add'l) Target — Sold (part) Tesco — Sold Torchmark T Rowe Price — Buy Travelers Turkiye Garantu Bankasi US Bancorp Unicharm Unilever NV NY Wal-Mart — Buy (add'l) Wells Fargo — Sold (part) Xinyi Glass — Buy (add'l) Xinyi Glass — Sold (part) Exchange Traded & Closed End Funds (Hy IShares MSC1 Small Cap Fund Mutual Funds (H): CRM Small Cap Value Inst. Fund Franklin Fed. Intm. Trm. Tx. Fr. Adv Fund Gabelli Equity Fund Invesco Pemier Fund Lord Abbett Cony. Fund Lord Abbett Emerg. Mkts, Currr. Fund Nuveen Ltd. Term Mun. Bond Fund Oakmark Int'l Fund Oppenheimer Int'l Bond Fund Pimco Real Return Fd Thornburg Int'l Fund Tweedy Browne Fund JA Trust No. 4: — Int/Div brokerage account No. (H): Morgan Stanley Active Assets Tax Free Trust stocks (H): Apple Automatic Data Processing Danaher Ecolab Exxon Mobil Nike Class B United Technologies bonds (H): Glastonbury CT 14 3.75 — Matured Kentucky St Prop '19 4.0 NL. St Transp. '17 5.75 NYC Transition Fin. '16 5.0 Philadelphi PA Sch. "14 5.0 — Matured Phoenix AZ Civic lmpt. "154.0 Southington CT '18 35 UComm'14 13.7 — Matured U.S. Treasury '189.0 brokerage account No. 2 (H) Morgan Stanley Active Assets Tax Free Trust stocks (H): Advance Auto Parts — Sold (part) Advance Auto Parts — Sold AIA Group — Buy (add'l) Air Liquide Allianz Anadarko Petroleum Anheuser-Busch Anasys Arm Holdings Atlas Copco Autodesk Baidu — Sold (part) Banco Bilbao Bank of Hawaii — Buy Bayerische Motoren Werke BG Group — Buy (add'l) BG Group — Buy (add'l) Biogen Broadcom Bunge Lid — Sold (part) Cablevision — Buy (add'l) Canadian Nat. Ry Carbo Ceramics — Buy Carbo Ceramics — Sold Carbo Ceramics — Buy Church & Dwight Citrix Clarcor Cochlear — Sold Cohen & Steers — Sold (part) Comcast Copart — Sold (part) Core Labs — Buy (add'l) Covidien Cree Dassault Directy Dolby Ean Energy — Sold Equifax — Buy (add'l) Expeditors Int'l Factset Research — Sold (part) Fanuc Fluor Forest Labs — Sold Freeport McMoran Fresenius Fuchs Petrolub — Buy Gazprom — Sold Helco — Sold Hittite Microwave — Sold Hong Kong Exchanges & Clearing Icict Immunogen — Buy (add'l) Imperial Oil — Buy (add'l) Isis Pharmaceuticals ltau Unibanco — Sold (part) Jack Henry — Sold (part) L'Oreal L3 Comm. Landstar — Sold (part) Liberty Interactive Co. Inter A — Sold (part) Liberty Media Linde AG — Buy LVMH Moet Micro Systems — Sold Mitsubishi Monotaro — Buy (add'l) Monotype MSC Industries — Sold (part) MSC Inc Com — Buy (add'l) MTN Group — Buy (add'l) National Otlwell — Buy (add'l) Nestle Nokian Tyres — Sold Nordson Novo Nordisk — Buy (add'l) NOW Inc — Buy S$Hd — Buy (add'l) Nuance Comm — Buy S$hb6 — Buy (add'l) S$hb6 — Buy (add'l) Nucor Pall Pentair Petroleo SA ADS — Sold RBC Bearngs — Buy (add'l) Roche Ross Stores — Buy (add'l) Ross Stores — Sold (part) Sandisk Sands Chima — Buy Sands Chima — Buy (add'l) SAP AG — Sold (part) S80. — Buy (add'l) Sasol Schlumberger Schnewder Seagate Tech Shire PLC — Buy Signature Bank — Buy Strona — Buy (add'l) Snap-on Sonova Starz Liberty Cap Ser. A Svenska Swatch Symnise — Buy Symnise — Buy (add'l) Sysmex Taiwan Semiconductor TE Connectivity Techne — Sold Tesco — Sold The ADT Corp Towers Watson — Buy Turkiye Garanti Tyco Int'l Wolverine — Buy (add'l) World Fuel — Sold Xinyi Glass — Buy (add'l) Exchange Traded Closed End Funds (H): Ishares MSC Fund Ishares Russell 3000 Fund Mutual funds (H). Alliance Bernstein Global Fund Brandes Emergmg Markets Fund — Buy Columbia Acorn Fund Franklin Tax Free Fund Invesco Premier Tax Exempt Lateef Fund Lord Abbett Cony. Fund Lord Abbett Emer. Mkts. Fund Nuveen Tradewinds Fund — Sold Pimco Real Return Fund TCW Total Return Bond Fund S) IRA consisting of Stocks and Corporate Bonds: — Int/Div brokerage account No, (H): Citibank Bank Deposit corporate bonds (H): Bank of America '16 5.750 Bell South'165.2 — Redeemed Caterpillar '15 4,750 GE Capital '14 4.875 — Matured Lowes'lSS0 municipal bonds (H): 1 GO. "154421 brokerage account No. 2 (H) Morgan Stanley, New Haven, CT liquid asset fund stocks (H): Aflac — Sold AIA Group — Buy (add'l) Air Ligunde Allianz Allstate American Airlines Group — Buy 650), — Sold American Electric Power — Buy Ameriprise Financial — Buy Anadarko Petroleum — Sold Anheuser Busch Anthem Apple — Sold Arm Holding Astrazeneca — Sold Atlas Copco AT&T — Buy AT&T — Buy (add'l) BB&T — Buy BB&T — Sold Baidu — Sold (part) Banco Bilbao Bank of America — Sold Bank of NY Mellon — Sold Barrick Gold — Buy Barrick Gold — Sold (part) Barrick Gold — Buy (add'l) Bayerische Motoren Werke Baxter Int'l — Buy Baxter Int'l — Buy (add'l) BG Group — Buy (add'l) BHP Billiton — Sold (part) Blackrock — Sold BP PLC — Sold Broadcom — Sold Bunge CA Inc — Buy (add'l) Canadian National Ry Caterpillar — Sold Chesapeake Energy — Sold Chevron — Buy Chevron — Buy (add'l) Cisco — Sold (part) Cochlear — Sold Conoco Phillips — Buy (add'l) Conoco Phillips — Buy (add'l) Commg — Sold Dassault Systems DBS Group Devon Energy — Sold Dupont — Buy Eaton — Sold Enn Energy Holdings — Buy Enn Energy Holdings — Buy (add'l) Enn Energy Holdings — Sold Fanuc FedEx — Sold Fifth Third Bank — Sold (part) Ford Motor — Buy (add'l) T04, — Buy (add'l) Freeport-McMoran — Buy Fresenius Fuchs Petrolub — Buy T08. — Buy (add'l) T08. — Buy (add'l) Gazprom — Sold General Electric — Sold (part) GlaxoSmithKline — Buy T13. — Buy (add'l) Goldman Sachs — Sold Halliburton — Sold (part) Halliburton — Sold Harris Corp. Delaware Hartford Fin. Serv — Sold Hewlett Packard — Sold Hong Kong Exchanges & Clearing Hong Kong Exchanges & Clearing — Sold Icict Bank Imperial Oil — Buy (add'l) Imperial Oil — Buy (add'l) Intel — Buy Intel — Sold (part) Imtemational Game Tech — Sold International Paper — Buy International Paper — Sold (part) Johnson & Johnson — Buy JP Morgan Chase — Buy (add'l) Keycorp — Sold Kohls — Sold Lockheed — Buy L-3 Communications — Sold Linde AG — Buy LVMH Moet Macy's — Buy Mattel — Buy Mattel — Buy (add'l) Marathon Oil — Buy Marathon Oil — Sold Metlife — Buy (add'l) Microsoft — Sold (part) Microsoft — Sold Mitsubishi Molson Coors — Buy Molson Coors — Sold Monotaro MTN Group — Buy (add'l) MTN Group — Buy (add'l) Naviemt — Buy Naviemt — Buy (add'l) Nestle Newmont Mining — Sold Nokian Tyres — Sold Norfolk Southern — Buy Northrop Grumman — Buy Novo Nordisk — Buy (add'l) Novo Nordisk — Buy (add'l) Ocordental Petrolem — Buy T66. — Sold (part) Petroleo SA ADS — Sold Public Service Enterprise — Buy Quest Diagnostics — Sold Roche Royal Dutch Shell — Buy Royal Dutch Shell — Buy (add'l) Sands China Ltd — Buy Sands China Ltd — Buy (add'l) Sands China Ltd — Sold (part) Sands China Ltd — Buy (add'l) Sasol — Buy (add'l) Schlumberger Schnewder Elec Seadnill Lud — Buy Seadnill Lud — Sold Shire PLC — Buy SLM Corp’ — Buy SLM Corp’ — Sold Sonova St. Jude — Sold Staples — Sold Suntrust — Sold Svenska Swatch Symantec — Buy Symantec — Buy (add'l) Symirise — Buy Sysmex Tarwan Semiconductors — Buy (add'l) Tesco — Sold Teva Pharmaceuticals — Sold Thermo-Fisher — Sold Total — Buy Total — Buy (add'l) Travelers — Buy Turkiye Unicharm Unilever PLC Valero Energy — Sold Verizon — Buy Walmart — Buy Wellpoint — Buy Wells Fargo — Buy (add'l) Xerox — Buy Xinyi Glass — Sold (part) Xinyi Glass — Buy (add'l) Yamana — Sold Exchange Traded and Closed End Funds (Hy Ishares Barclays 7-10 Year Treasury Fund Ishares MSC EAFE Index Fund Ishares Russell 1000 Index Fund Ishares Russell 1000 Value Fund Ishares Russell 3000 Fund Ishares TIPS Bond Fund — Buy (add'l) SPDR DJ Wilshire Int'l Real Estate — Buy Vanguard Utilies Fund Cohen & Steers Pref, Sec. & Inc. — Buy Eaton Vance Floating Rate Fund — Sold Invesco AIM ATST Premier Invesco Mid Cap Core Equity Fund — Buy (add'l) JP Morgan Highbridge Statistical Marke Neutral Fund — Sold Legg Mason Western Asset Emerging Markets Fund — Buy (add'l) Mainstay Marketfield — Buy Oppenheimer Int'l Fund — Buy (add'l) Pimeco Real Return Fund Pimco Total Return Fund — Sold (part) Corporator, Hartford Hospatal Corporator, Institute of Living Elector, Hartford Atheneum Life Regent, University of Hartford Trustee, No. gg Trust (assets listed in Part VIL, lines 106-133 Gift — Yale Umversity — three mghts lodging, lunches, and dimmers at Global Constitutional smimar — $900.00 Reimbursement — Yale Umversity — Sept. 25.28, 2013 — New Haven, CT — attend Global Constitutional Seminar — breaktasts and parking three days global: all entries have been listed alphabetically within separately numbered brokerage accounts and, within each account, grouped within categories labeled "stocks," "exchange traded and closed end funds," "mutual funds," and "bonds” as permitted according to advice received from committee staff, Line 253: This stock, Procter & Gamble, was inadvertently listed on the 2013 report as sold: it was mn fact sold in part. Therefore it is listed on this report. line 437: This stock, Xinyi Glass, was inadvertently listed on the 2013 report as sold; it was in fact sold in part. Therefore it is listed on this report. Line 614:: This stock, Xinyi Glass, was inadvertently listed on the 2013 report us sold; it was in fact sold in part. Therefore it is listed on this report. Line 655: This listing for Anthem resulted from a change of name by Wellpoint, which is listed on line 810. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/18448. Public record. Not legal advice.