# A. Richard Caputo

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/18407

## Record

- **Judge:** A. Richard Caputo
- **Year:** 2011
- **Report type:** Annual
- **Pages:** 10

## Text

Trust — Int/Div
Bard CR. Incorporated - Common Stk
Bank Whitman Colfax, WA, 3.00% Cert of Dep, due 03/12/12 — Redeemed
Camival Corp Paired CTF common stock
Chevron Corp. - Common Stk
ConocoPhillips - Common Stk
Corning, Inc. - Common Stock
Dow Chemical Co. «- Common Stk
Intel Corp « Common Stock
Johnson & Johnson - Common Stk
LPL Insured Cash Account
Merck & Company, Inc. - Common Stock
Microsoft Corp. - Common Stk
Noble Corp - Common Stock
PPL Corp - Common Stock
Veolia Enviroment Spon ADR - Common Stock
Waste Management, Inc. - Common Stock
Western Digital Corp - Common Stock
IRA #1] — Int/Div
Am. Exp. Centurion Bank, 1.75% Cert of Dep, due 09/16/11 — Redeemed
Bank Whitman, 3.00% Certificate of Deposit, due 03/12/12 — Redeemed
Chevron Corp. - Common Stock
Frontier Communications Corp. - Common Stock
Leucadia National Corp. « Common Stock
LPL Insured Cash Account
McDonalds Corp. - Common Stock
PPL Corp. - Common Stock
Verizon Communications, Inc, - Common Stock
Whole Foods Market Inc. - Common Stock
Am. Exp. Centurion Bank, 1.15% Cert of Dep, due 12/09/13 — Buy
Ally Bank, 2.00% Certificate of Deposit, due 05/14/13 — Interest
Branch Banking & Trust Co., 3.00% Cert of Dep, due 03/12/12 — Interest
Goldman Sachs Bank USA, 3.05% Cert of Dep, due 02/13/12 — Interest
LPL Fmancial Insured Cash Account — Interest
East West Bank, 0.45% Certificate of Deposit, due 02/23/12 — Interest — Buy
Luzerne Bank Accounts — None
Wells Fargo Bank - Insured Cash Acct (formerly Wachovia BK) — None
Wachovia Bank - Money Market Account — Interest — Closed
Wells Fargo Bank - Savings Account — Interest — Open
IRA #2 — Int/Div
Whole Foods Market Inc. - Common Stk
LPL Financial Insured Cash Account
Direct TV Group Inc. - Common Stk — None
NEWS Corp. Cl A - Common Stk — Int/Div
Ally Bank, 2.05% Certificate of Deposit, due 05/07/13 — Interest
Am. Express Centurion Bank, 1.75% Cert of Dep, due 09/16/11 — Interest — Redeemed
Citi Bank, 3.8% Cert of Deposit, due 05/14/12 — Interest
Goldman Sachs Bank USA, 3.05% Cert of Deposit, due 02/13/12 — Interest
Keybank NA, 2.40% Certificate of Deposit, due 11/14/11 — Interest — Redeemed
LPL Financial Insured Cash Account — Interest
MBank, 1.60% Certificate of Deposit due 128/11 — Interest — Redeemed
Sallie Mae Bank, 2.35% Certificate of Deposit, due 05/06/11 — Interest — Redeemed
East West Bank, 0.45% Certificate of Deposit, due 02/23/12 — Interest — Buy
Am. Exp. Centurion Bank, 1.15% Cert of Dep, due 12/09/13 — None — Buy
acres vacant land - Orange County, Florida — None
Estate #1- acres vacant land, Slocum Twp Luzerne Cry - PA — None
Co-Trustee, Trust
IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of 5 US.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

signature: 8/ A. Richard Caputo

N

NY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, NE.

Washington, D.C. 20544

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/18407. Public record. Not legal advice.
