# Dennis L Howell > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/18315 ## Record - **Judge:** Dennis L Howell - **Year:** 2016 - **Report type:** Annual - **Pages:** 14 ## Text IRA Z(H) AQR Managed Futures Stratagy Fund Class 1 — Int/Div — Buy DFA 5 Yr. Global Income Fund Class — Int/Div — Buy (add'l) DFA Emerg. Mkts Value Fund Class 1 — Int/Div DFA Emerg. Mkt. Fund Class — Int/Div DFA Emerg. Mkts. Sm Cap Fund — Int/Div DFA Int'l Real Estate Sec. Fund Class — Int/Div DFA Int'l Sm. Cap Value Fund Class — Int/Div DFA Int'l Small Co. Fund Class — Int/Div DFA Int'l Value Fund Class — Int/Div DFA US Large Cap Value Fund Class — Int/Div DFA Real Estate Sec. Fund Class — Int/Div DFA US Large Co. Fund Class 1 — Int/Div DFA US Micro Cap Fund Class — Int/Div DFA US Sm. Cap Value Fund Class — Int/Div Loomis Sayles Bond Fund — Int/Div — Sold Natixis ASG Managed Future Stratagy Fund — Int/Div — Buy Vanguard Ltd Term T/E Fd (Adm) — Int/Div Vanguard ST mvest. Grade (Admiral) — Int/Div — Sold (part) Virtus Multi Sector S-T Bond — Int/Div — Sold (part) Vanguard 500 Index (admiral) — Int/Div — Sold (part) Vanguard Mkt Neutral Fund Class Inv SHS — Int/Div — Buy Apollo Invint Corp — Int/Div — Buy LMCG Gb Market Neutral Fund — None — Buy LMCG Gb Market Neutral Fund — Sold TD Bank- Cash Account — None — Sold UBS Bank US Cash Account — None — Buy SEP IRA £2 (H) DFA § yr. Global Income Fund — Int/Div DFA Core Emerg. Mkts. Fund — Int/Div DFA Int'l Real Estate Fund — Int/Div — Sold (part) DFA Int'l Core Equity — Int/Div DFA Real Estate Sec. Fund — Int/Div — Sold (part) DFA US Core Equity 2 Fund — Int/Div — Sold (part) Loomis Savles Bond Fund — None — Sold VG SIT Invest. Grade (Admiral) — Int/Div Virtus Mult Sector S-T Bond — Int/Div LMCG BIb Market Neutral Fund — None — Buy LMCG BIb Market Neutral Fund — Sold Natixis ASG Manage Future Strategy Fund — Int/Div — Buy Vanguard Mkt Neutral Fund Class Inv SHS — Int/Div — Buy AQR Managed Futures Strategy Fund Class 1 — Int/Div — Buy TD Bank-Cash accounts — None — Sold UBS Bank USA Acct Cash Account — None — Buy IRA 43H) S&P 500 Depository Receipts — Int/Div AQR Fds Diversified Arbitrage — None — Sold Baron Small Cap Fund — None DFA § yr. Global Income Fund — Int/Div DFA Emerg. Mkt Value Fund Class 1 — Int/Div DFA Emerg. Mkts, Fund Class — Int/Div DFA Emerg. Mkts. Sm. cap Fund Class — Int/Div DFA Int'l Real Estate Fund Class 1 — Int/Div DFA Int'l Sm. Cap Value Fund Class — Int/Div DFA Int'l Small Co. Fund Class 1 — Int/Div DFA Int'l Value Fund Class — Int/Div DFA Large Cap Value Fund Class — Int/Div DFA Real Estate Sec. Fund Class — Int/Div DFA US Large Co. Instl Class 1 — Int/Div DFA US Micro Cap Fund Class — Int/Div DFA US Sm. Cap Value Fund Class — Int/Div Loomis Sayles Bond Fund — None — Sold Natixis ASG Global Alt Fd CL — None — Sold Vanguard Pacific Stock Index Fund Investor — Int/Div VG European Stock Index Fund Investor — Int/Div VG S/T Invest Grade Fund (Admiral) — Int/Div Virtus Multi Sector S-T Bond — Int/Div AQR Managed Futures Fund 1 — Int/Div — Buy Natixis ASG Managed Futures Stratagy Fund Class 1 — Distribution — Buy Vanguard Market Neutral Fund Class INV SHS — Int/Div — Buy LMCG Gib Market Neutral Fund — None — Buy LMCG Gib Market Neutral Fund — Sold TD Bank - cash accounts — None — Closed UBS Bank US cash account — None — Open UBS Fmancial Services Acct. 70 (H) First Horizon Nat'l Corp. FHN — Int/Div Home Trust Bank Shares (HTBI) — Int/Div — Sold Blackrock Muniholdings Quality Fund, Inc, MUS — Int/Div Blackrock Muniyield Quality Fund 111 Ine. MY1 — Int/Div Blackrock Muniyield Quality Fund, Inc CLD, MQY — Int/Div — Sold Blackrock Muniyield Quality Fund 11, Inc MOT — Int/Div — Sold Nuveen Quality Muni Fund, Inc. NQI — Int/Div Blackrock Munivield Fund, Inc. MYD — Int/Div — Sold (part) Leg Mason, Inc. Bond — Int/Div — Buy Leg Mason, Inc. Bond — Sold Valdus Hidgs LTD — Int/Div — Buy Valdus Hidgs LTD — Sold ARES MGMT L P PFD Unit Ser A — Int/Div — Buy Goldman Sachs Group, Inc — Int/Div — Buy Goldman Sachs Group, Inc — Sold UBS Financial Services Acct. 68(Estate #1 Xi) Hy UBS Bank Deposit x — None Fidelity Souther Corp x — Int/Div General Motors Co. x — Int/Div Motors Lig Co Gue TR UBI x — Int/Div Warrants General Motors Corp. x — Int/Div FNR 109109) x — Int/Div FHR 1163 1163JA x — Int/Div JFHR ISTSK x — Int/Div Invesco Quality Muni Inc. Trst Com x — Int/Div Apollo Invemt Corp x — Int/Div BGC Partners Inc. x — Int/Div Dominion Resources Ine x — Int/Div — Buy Ing Groep NV x — Int/Div Qwest Comp x — Int/Div — Buy Blackrock Muniholding x — None — Sold Blackrock Muniyvield x — None — Sold Goldman Sachs Group Inc. x — None — Sold MS Capital Trust 11] x — None — Sold UBS Fmancial Services Acct. 19BH Estate #2 x(H) UBS Bank USA Deposits x — None Nuveen Amt-Free Municipal Credit Income Fund x — Int/Div — Buy Apollo Investment Corp x — Int/Div — Buy Ares Mgmt L P PFD Unit Ser A x — Int/Div — Buy Associated Banc Preferred x — Int/Div — Buy Lege Mason Inc.x — Int/Div — Buy Lege Mason Inc.x — Sold PNC PRO x — Int/Div — Buy PNC PRO x — Sold UBS Fmancial Services HH IRA Estate #3 x(H) FNR 1992-195C x — Int/Div FHR 1578 K x — Int/Div FNR 1994 - G6 x — Int/Div Legg Mason Inc Bond x — Int/Div UBS Financial Services Acct 16 (H) Blackrock Munivield Fund Inc — Int/Div Amercian Balance Fund-529A Fund #1011 CLBX-Balanced track — Int/Div American Balance Fund- S29A Fund #1011 CLBX-Balanced track — Int/Div First Citizens Investors Services (H) Buncombe County NC CTFS — Int/Div — Redeemed Orange County NC CTFS — Int/Div — Redeemed Umversity NC Charlotte Rev — Int/Div NC Med Care Comm Health Care Facs R Ed NC Med Care — Int/Div NC Med Care Comm Health Care Facs R Ed NC Med Care — Int/Div Hamett County NC LTD Oblig RFDG — Int/Div — Buy Maonroe NC LTD Oblig RFDG — Int/Div — Buy Wells Fargo Bank cash account — Interest Rental Property #1 Burnsville, NC — Reat Rental Property #2 Burnsville, NC — None Rental Property #3 Burnsville, NC — None Rental Property #4 Burnsville, NC — None Spruce Pine. Mitchell County, NC #1 — None — Sold Spruce Pine, Mitchell County, NC #2 1228/15 — None Spruce Pine, Mitchell County, NC #3 1228/15 — None Arbuckle, Yancey County, NC £1 11/30/15 — None UBS Bank-IRA 91 cash account — None — Redeemed UBS Bank Deposit cash account — None — Redeemed Wells Fargo Bank cash account — None — Redeemed Southern Farm Bureau Life Insurance Whole Life — Interest Dennis L. Howell PA — None VIL Investments and Trusts (#127) and (#128) Each of these two funds are investments for the college education of my grandchildren. | can select only the general investment stratagy of these plans and have chosen the balanced track. | do not own, nor can | select, the specific stocks, bonds, or other assets. These items were listed in the 2015 report as #84 & #85. (#125) (#126) Blackrock Muni Yield Fund, Inc. - This investment was listed on the 2015 report as #86. This asset was purchased on October 17, 2012. #5 87,88, 89, 90, 91, 92. 93, and 94 from the 2015 disclosure are now reported as items #'s 142, 143, 144, 145, 146, 147 and 148. These properties were inherited by the filer as the result of the death of the filer's mother. #93 on the 2015 report listed an asset us Strategic Global Income Fund. That fund and account did not exist and was listed in error. #87 in the 2015 report is now reported as #142. This was a dwelling house which was inherited by the filer as the result of the death of the filer's mother. This house was sold. The sale is reported in the 2016 report as #142 and the proceeds are reported in line items #1 10 through #119. #65 mn the 2015 report is now reported us #149. 466 in the 2015 report is now reported as #150, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/18315. Public record. Not legal advice.