# James Orenstein > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/18270 ## Record - **Judge:** James Orenstein - **Year:** 2012 - **Report type:** Annual - **Pages:** 17 ## Text Chase bank aceosre [1 [] — Interest IBM — Int/Div Verizon — Int/Div Family Real Estate Trust — Interest Computershare — Int/Div — with line 2) — note m Part VII UBS ACU — Int/Div UBS Bank USA Deposit Acct — Interest UNTS First Trust Target VIP Aug 2012 — Int/Div — Buy UNTS First Trust Target VIP May 2011 Sr. — None — Redeemed UBS ACU — None Columbia Growth NY 529 Portfolio Class A — None UBS ROTH — Int/Div UBS Bank USA Deposit Account — Interest UBS Liguid Assets Fund — Int/Div Apple Inc — Int/Div EMC Corp — None Google Inc — None EGA Emerging Global Shares — Int/Div — Sold Ishares Trust S&P Smallcap 600 Index Fund — Int/Div shares Trust S&P Latin Amer 40 Index Fund — Int/Div SPDR S&P Midcap 400 — Int/Div Fidelity Advisor New Insights Fund — Int/Div — Sold (part) El Paso Pipeline Partners LP — Int/Div Nuveen Quality Preferred Income Fund 2 — Int/Div Nuveen Quality Preferred Income Fund — Int/Div Alliance Bernstein High Income Fund — Int/Div — Buy (add'l) Alliance Bernstein High Income Fund — Buy (add'l) Alliance Bernstein High Income Fund — Buy (add'l) Alliance Bernstein High Income Fund — Buy (add'l) Alliance Bernstein High Income Fund — Buy (add'l) Alliance Bernstein High Income Fund — Buy (add'l) Alliance Bernstein High Income Fund — Buy (add'l) Eaton Vance Global Macro Absolute Return Fund — Int/Div — Sold (part) Eaton Vance Global Macro Absolute Return Fund — Sold Putnam Diversified Income Trust — Int/Div — Sold (part) Templeton Global Total Return Class A — Int/Div — Buy (add'l) SPDR Gold Trust — None Invesco Balanced-Risk Allocation Fund A — Int/Div — Buy Invesco Balanced-Risk Allocation Fund A — Buy (add'l) Pimco All Assets Auth-A — Int/Div — Buy Pimco All Assets Auth-A — Buy (add'l) DWS Enhanced Commodity Strategy Fund A — Int/Div — Sold Putnam Absolute Return S00 — Int/Div — Sold (part) UBSROI 1 — Int/Div UBS Bank USA Dep Acct — None American Funds Capital World Growth & Income Fund C1 A — Int/Div American Funds New World Fund C1 A — Int/Div American Funds Smallcap World Fund C1 A — Int/Div — Buy (add'l) American Funds Euro Pacific Growth Fund C1 A — Int/Div American Funds Growth Fund of America ClA — Int/Div American Funds Income Fund of America CA — Int/Div American Funds New Perspective Fund CIA — Int/Div American Funds Washington Mutual Investors Fund C1 A — Int/Div — Buy (add'l) American Funds American Balanced Fund CA — Int/Div Kem County CA Municipal Bond — None UBS ACU — Int/Div RMA NY Money Fund — Int/Div Stag Indl Inc — Int/Div — Sold Teekay LNG Partners LP — Int/Div — Sold UNTS FT Target VIP Portf. May 2011 SR — None — Sold Lehman Bros Holdings Inc. { Defaulted) — None — Sold Sallie Mae Ednotes Callable — Interest Florida State Brd. Ed. Cap. Outlay FSA — Interest Sentinel Short Maturity Govt Fnd — Int/Div — Sold John Hancock New York Venture Annuity — None UBS ACC — None Bond Fund of America — None Capital World Growth & Income Fund — None Euro Pac Growth Fund — None Growth Fund of Amenica — None Income Fund of America — None New Perspective Fund — None Smallcap World Fund — None Washington Mutual Investors Fund — None UBS ACC — Int/Div UBS Bank USA Dep Acct — Interest UNTS AAM Global Gold Income Portf — Int/Div — Redeemed Long Island NY Pwr Elec Municipal Bonds — None NYC Water Municipal Bonds — Interest NYS Dorm Municipal Bond — None Oklahoma City OK Municipal Bond — None Indiana Transn Fin Auth Municipal Bond — None Yorba Linda CA Mumcipal Bond — None Clark Co Wash Vancouver Ser Municipal Bond — None DC Washington Mandarin Hotel Municipal Bond — None Wentzville MO Sch Municipal Bond — None New Jersey St Transn Municipal Bond — None Palo Alto CA Municipal Bond — None Coppell Tex ISD Municipal Bond — None — Sold Adams 12 Five Star Schs Colo Municipal Bond — None New York City SR A Municipal Bond — None Brock Tex Indpt Sch Dst Municipal Bond — None Prosper Tx lsd Rfdg Bk Municipal Bond — None Salem-Keizer OR Municipal Bond — None — Sold Meda Valley TX Mumicipal Bond — None San Rafael CA City Hi GH Municipal Bond — None Utah Tran Auth Sales Tax Municipal Bond — None Desert Calif Cmty Clge Municipal Bond — None — Sold Lewisville TX Municipal Bonds — None — Sold (part) Manhattan Beach USD Cal Municipal Bond — None Chicago IL Bd of Ed Municipal Bond — None Athens-Clarke Conty GA Municipal Bond — None Illinois Dev Fin Au Reti Hsg Municipal Bond — None — Sold Monterey Peninsula CA Municipal Bond — None Chicago IL Lukefront Municipal Bond — None Houston TX Wir & Swr Municipal Bond — None — Sold (part) Washington State Ser E Municipal Bond — None NJ Trans Trust Ser C Municipal Bond — None San Joaquin Delta Comnty Ser B Municipal Bond — None Denton TX Indep Sch Municipal Bond — None Mesquite TX ISD Municipal Bond — None Washington St Mtr Vehicl Municipal Bond — None Ennis TX Indpt Sch Dst Municipal Bond — None UBS ACC — Int/Div UBS Bank USA Dep Acct — Interest RMA Government Portfolio — Int/Div Apple Computer Inc — Int/Div AT&T Inc — Int/Div Centurylink Inc — Int/Div Johnson & Johnson Com — Int/Div — Sold Lorillard Inc — Int/Div — Buy (add'l) Lorillard Inc — Buy (add'l) Lorillard Inc — Buy (add'l) Lorillard Inc — Buy (add'l) Salesforce.com Inc — None Eaton Vance Tax Managed Buy Write Opportunities Fund — Int/Div — Sold Eaton Vance Tax Managed Diversified Equity Income Fund — Int/Div — Sold Ishares Trust S&P Latin Amer 40 Index Fund — Int/Div Blackrock U.S. Opportunities — Int/Div — Buy (add'l) Blackrock U.S. Opportunities — Sold (part) FBR Small Cap Fund Investor Class — None — Sold (part) FBR Small Cap Fund Investor Class — with line 135) — note mn Part VII Fidelity Advisor New Insights Fund C1 A — Int/Div — Sold (part) Fidelity Advisor New Insights Fund C1 A — Buy (add'l) Hennessy Cornerstone Growth Fund Institutional Class — None — Open — note m Part VII JP Morgan U.S. Large Cap Core Plus Fund A — Int/Div — Buy (add'l) JP Morgan U.S. Large Cap Core Plus Fund A — Sold (part) Miller Convertible Fund Class A — Int/Div — Buy (add'l) Miller Convertible Fund Class A — Sold Neuberger Berman Equity Income Fund Class A — Int/Div — Buy (add'l) Neuberger Berman Equity Income Fund Class A — Sold (part) Neuberger Berman Equity Income Fund Class A — Buy (add'l) Neuberger Berman Equity Income Fund Class A — Buy (add'l) Neuberger Berman Equity Income Fund Class A — Buy (add'l) Oakmark Fund Class — Int/Div — Buy (add'l) Oakmark Fund Class — Sold (part) Oppenheimer Developing Markets Fund CIA — Int/Div — Sold (part) Kinder Morgan Energy Partners MLP — Int/Div DWS Municipal Income Trust — Int/Div Nuveen Ins Mum Opport Fd — Int/Div Nuveen Prem Income Mun Fund 2 Inc — Int/Div Artio Global High Income Fund Class A — Int/Div — Buy (add'l) Artio Global High Income Fund Class A — Buy (add'l) Artio Global High Income Fund Class A — Buy (add'l) Artio Global High Income Fund Class A — Sold (part) Artio Global High Income Fund Class A — Buy (add'l) Artio Global High Income Fund Class A — Buy (add'l) Artio Global High Income Fund Class A — Buy (add'l) Artio Global High Income Fund Class A — Buy (add'l) Artio Global High Income Fund Class A — Buy (add'l) Artio Global High Income Fund Class A — Buy (add'l) Artio Global High Income Fund Class A — Buy (add'l) Loomis Sayles Strategic Income Fund Class A — Int/Div — Buy (add'l) Loomis Sayles Strategic Income Fund Class A — Buy (add'l) Mainstay High Yield Opportunity Class A — Int/Div — Buy (add'l) Putnam Diversified Income Trust Class A — Buy (add'l) Putnam Diversified Income Trust Class A — Buy (add'l) Putnam Diversified Income Trust Class A — Buy (add'l) Putnam Diversified Income Trust Class A — Sold Gateway Fund Class A — Int/Div Hatteras Alpha Hedged Strategies Fund — Int/Div — Sold First Eagle Gold Fund Class A — Int/Div First Eagle Global Fund Class A — Int/Div — Sold (part) First Eagle Global Fund Class A — Buy (add'l) First Eagle Global Fund Class A — Buy (add'l) Adpunct professor, New York University School of Law Gift — Robert Jones — Tickets to Camegie Hall Opening Night Concert and Dinner — $5,000.00 Gift — Federal Bar Council — Tickets to Law Day Dinner and Thanksgiving Day Luncheon — $1,300.00 Liability — Department of Education Direct Loan ) Servicing — Family member's student loan Income — 2012 — New York University School of Law — $26,955.00 Spouse's income — 2012 — Department of Justice -« US, Attorney's Office, Eastern District of New York dhe Sol ERE BQ RR EAI Ye I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S US. app. § 501 et. seq, 5 U + § 7353, and Judicial Conference regulations. signature: 8/ James Orenstein NOTE: ANY INDIVID L WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SAN ONS (5 U.S.C. app. § 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/18270. Public record. Not legal advice.