# Haywood Stirling Gilliam jr > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/18263 ## Record - **Judge:** Haywood Stirling Gilliam jr - **Year:** 2018 - **Report type:** Annual - **Pages:** 21 ## Text Citibank cash accounts (cash) — Interest Chase cash accounts (cash) — Interest Security Benefit Life Total Value Annuity (fixed annuity) — Interest IRAZI(H) Federated Treasury Obligations Capital MMF (cash) — Interest — Closed Cetera Insured Deposit Sweep Account (cash) — Interest — Open Cetera Insured Deposit Sweep Account (cash) — Closed Steris PLC (STE) — Int/Div — Sold Chubb Stock (CB) — Int/Div — Sold Aarons Inc (AAN) — Int/Div — Sold Albemarle Corp (ALB) — Int/Div — Sold Andeavor (ANDV) — None — Sold Ameriprise Financial (AMP) — Int/Div — Sold Antero Midstream Partners (AM) — None — Sold Bank of the Ozarks Stock (OZRK) — Int/Div — Sold Becton Dickinson (BDX) — Int/Div — Sold Buckeye Partners (BPL) — None — Sold Canadian National Railway (CNI) — Int/Div — Sold Cardinal Health Stock (CAH) — Int/Div — Sold Casey's General Store Stock (CASY) — Int/Div — Sold Costco Wholesale (COST) — Int/Div — Sold Ecolab Stock (ECL) — Int/Div — Sold EOG Resources Stock (EOG) — Int/Div — Sold EQT Midstream Partners (EQM) — None — Sold Enable Midstream Partners (ENBL) — None — Sold Enterprise Products Partners LP (EPD) — None — Sold Flowers Foods Stock (FLO) — Int/Div — Sold General Dynamics (GD) — Int/Div — Sold Hanover Ins Group (THG) — Int/Div — Sold Harris Corporation Stock (HRS) — Int/Div — Sold Hommel Foods Stock (HRL) — Int/Div — Sold International Business Machines (IBM) — Int/Div — Sold Minos Tool Works (1TW) — Int/Div — Sold Magellan Midstream Partners LP Stock (MMI — None — Sold Microsoft Stock (MSFT) — Int/Div — Sold Nike Stock (NKE) — Int/Div — Sold Novo Nordisk Stock (NVO) — Int/Div — Sold Parker Hannifin Corporation Stock (PH) — Int/Div — Sold Phillips 66 Partners (PSXP) — None — Sold Polans Industries Stock (P11) — Int/Div — Sold Raytheon Company (RTN) — Int/Div — Sold Roche Holdings Stock (RHHBY) — Int/Div — Sold Roper Industries Stock (ROP) — Int/Div — Sold Ross Stores Stock (ROST) — Int/Div — Sold SEI Investments Stock (SEIC) — Int/Div — Sold Sherwin Williams Stock (SHW) — Int/Div — Sold Shire PLC (SHPG) — Int/Div — Sold Spectra Energy LP (SEP) — None — Sold Suncor Energy (SU) — Int/Div — Sold TIX Stock (TIX) — Int/Div — Sold Tallgrass Energy Partners (TEP) — None — Sold Tallgrass Energy Group Cl A (TEGP) — None — Sold Tencent Holdings (TCEHY) — Int/Div — Sold Texas Instruments (TXN) — Int/Div — Sold Union Pacific Corp (UNP) — Int/Div — Sold United Technologies Corporation Stock wrx) — Int/Div — Sold Walmart Stores Inc. Stock (WMT) — Int/Div — Sold Western Gas Partners (WES) — None — Sold Western Gas Equity Partners (WGP) — None — Sold Williams Partners (WPZ) — Int/Div — Sold Xilinx Inc (XLNX) — Int/Div — Sold Digital Realty Trust (DLR) — Int/Div — Sold IRA#Z2(H) Federated Treasury Obligations MMF (cash) — Distribution — Closed Cetera Insured Deposit Sweep Account (cash) — Interest — Open Cetera Insured Deposit Sweep Account (cash) — Closed M/1 Homes Bonds (55292PAB1) — None — Sold HCI Group Inc Bonds (40416EAB9) — None — Sold New Mtn Fin Corp Bonds (647551AB6) — None — Sold Huron Consulting Group Bonds (447462ABS) — Interest — Sold ANI Pharmaceuticals Bonds (00182CAAL) — None — Sold Rovi Corp Sr Nt Bonds {779376AD4) — Interest — Sold Echo Global Logistics Bonds (27875TAA9) — None — Sold PenmyMac Bonds (TO932AABY) — Interest — Sold Calamp Corp. Bonds (128126ABS) — Interest — Sold Portfolio Recovery Associates Bonds (T36400AB1) — Interest — Sold Aceto Corp. Bonds (004446AD2) — None — Sold (part) Aceto Corp. Bonds (004446AD2) — Sold Arbor Realty Tr Inc Bonds (038923AB4) — Interest — Sold On Semiconductor Bonds (682 189AK 1) — Interest — Sold TTM Technologies Bonds (87305RAD1) — None — Sold Colony Capital Bonds (19624RAB2) — Interest — Sold Tutor Perini Corp Fxd Rt Conv (901 109A DO) — None — Buy Tutor Perini Corp Fxd Rt Conv (901 109A DO) — Sold Barclays Bank PLC Synthetic Convertible Notes 06741 v893 (06741JV89) — None — Sold Inphi Corp Bonds (45772FACI) — Interest — Sold (part) Inphi Corp Bonds (45772FACI) — Sold PDC Energy Inc GTD Fixed Rate Note {6912TRAD3) — None — Buy PDC Energy Inc GTD Fixed Rate Note {6912TRAD3) — Sold Societe Generale Medium Term Notes (SI368WX VE) — None — Sold New York Mtg Tr Inc Fxd Rt Conv Nts (649604ADT) — Interest — Sold Blackstone Mtg Trust Bonds (09257WAB6) — Interest — Sold Atlas Air Bonds (049164BHS) — Interest — Sold Honzon Global Corp Bonds (44052WAA2) — Interest — Sold Apollo Commercial Real Estate Bonds (03762UAB) — Interest — Sold Western Asset Mtg Cap Corp Bonds {9S790DAAY)Y — Interest — Sold Integrated Device Tech Bonds (4581 18ACO) — Interest — Sold Theravance Inc Bonds (S8338TABO)Y — Interest — Sold Veeco Instrs Inc Bonds (922417AD2) — Interest — Sold Redwood Tr Inc Fxd Rt Sr Nt Cony {7S8075AC9) — Interest — Buy Redwood Tr Inc Fxd Rt Sr Nt Cony {7S8075AC9) — Sold Helix Energy Solutions Group Inc (42330PAJ6) — None — Buy Helix Energy Solutions Group Inc (42330PAJ6) — Sold Macquarie Infrastructure Corp Bonds (5SH0RBARY — Interest — Sold Amtrust Finl Sves Bonds (032359AG6) — Interest — Sold Viavi Solutions Inc Fxd Rt Sr Nt Cony (925550AB 1) — None — Buy Viavi Solutions Inc Fxd Rt Sr Nt Cony (925550AB 1) — Sold Finisar Corp. Bonds (31787AAM3) — None — Buy (add'l) Finisar Corp. Bonds (31787AAM3) — Sold Deutsche Bank AG, London Branch Lkd (25155MKM28) — None — Buy Deutsche Bank AG, London Branch Lkd (25155MKM28) — Sold JPMorgan Chase Finl Co LLC Global GTD (4R129H1139) — None — Buy JPMorgan Chase Finl Co LLC Global GTD (4R129H1139) — Sold JPMorgan Chase Finl Bal GTD Med Term (4664TMRL)Y — None — Buy JPMorgan Chase Finl Bal GTD Med Term (4664TMRL)Y — Sold Green Plains Inc Fxd Rt Sr Nt Cony (393222AF — None — Buy Green Plains Inc Fxd Rt Sr Nt Cony (393222AF — Sold IRA Z 3H) Horizon Active Risk Assist Fund Class N (ARANX) — Int/Div — Buy Horizon Active Risk Assist Fund Class N (ARANX) — Buy (add'l) Horizon Defined Risk Fund Investor Class (HNDRX) — Int/Div — Buy Horizon Active Income Fund Class N (AIMNX) — Int/Div — Buy Horizon Active Income Fund Class N (AIMNX) — Sold (part) First Tr ETF 111 Horizon Managed Vol Des Intl ETF (HDMV) — Int/Div — Buy First Tr ETF 111 Horizon Managed Vol Domestic ETF (HUSV) — Int/Div — Buy Invesco ETF Tr Dynamic Large Cap Growth ETF (PWB) — Int/Div — Buy Invesco ETF Tr Dynamic Large Cap Growth ETF (PWB) — Sold iShares Tr Short Treas Bd ETF (SHV) — Int/Div — Buy iShares Tr Short Treas Bd ETF (SHV) — Sold (part) Vanguard Bd Index Fds Vanguard Total Bd Market ETF (BND) — Int/Div — Buy Barclays Bloomberg Commodity Index (nr — None — Sold DBX ETF (formerly Deutsche) X-Trackers MSCI EAFE Equity ETF (DBEF) — None — Sold DBX X-Trackers High Yield Corp BF (HYLB) — Int/Div — Sold Edgewood Growth Fund Institutional Fund (EGFIX) — None — Sold Delaware Small Cap Core Fund Inst] Class (DCCIX) — None — Sold Eaton Vance Floating Rate Fund (EIBLX) — Int/Div — Sold Eaton Vance Global Macro Abs Ret (EGRIX) — None — Sold Federated Strategic Value Dividend Fund (SVAIX) — Int/Div — Sold iShares TR Core U.S. Aggregate Bd ETF (AGG) — Int/Div — Buy iShares TR Core U.S. Aggregate Bd ETF (AGG) — Buy (add'l) iShares TR Core U.S. Aggregate Bd ETF (AGG) — Buy (add'l) iShares TR Core U.S. Aggregate Bd ETF (AGG) — Sold (part) iShares TR Core U.S. Aggregate Bd ETF (AGG) — Sold (part) iShares TR Core U.S. Aggregate Bd ETF (AGG) — Sold iShares TR iBoxx USD Investment Grade Corporate Bond ETF (LOD) — Int/Div — Buy (add'l) iShares TR iBoxx USD Investment Grade Corporate Bond ETF (LOD) — Sold iShares Barclays 20+ Yr Treas Bd (TLT) — Int/Div — Sold iShares TR Barclays 7-10 Year Treasury Bond ETF (IEF) — Int/Div — Sold iShares TR 1-3 Year Treasury Bond ETF (SHY) — Int/Div — Buy (add'l) iShares TR 1-3 Year Treasury Bond ETF (SHY) — Sold iShares TR MSC ACW! ETF (ACW) — None — Buy (add'l) iShares TR MSC ACW! ETF (ACW) — Sold (part) iShares TR MSC ACW! ETF (ACW) — Sold iShares TR Core MSC! EAFE (1EFA) — None — Buy (add'l) iShares TR Core MSC! EAFE (1EFA) — Sold John Hancock Disciplined Value Fund Class A(JVLAX) — None — Sold Neuberger Berman Long Short Fund Institutional Class (NLSIX) — None — Sold Oppenheimer International Growth Fund HOIGYX) — None — Sold Oppenheimer Developing Markets Fund HODVYX) — None — Sold (part) Oppenheimer Developing Markets Fund HODVYX) — Sold Invesco (formerly PowerShares) DWA Momentum Portfolio ETF (PDP) — None — Sold Schwab Strategic Tr US Small-Cap ETF (SCHA) — None — Buy Schwab Strategic Tr US Small-Cap ETF (SCHA) — Sold SPDR Technology Select Sector ETF (XLK) — Int/Div — Sold Templeton Global Bond Advantage Fund (TGBAX) — Int/Div — Sold Vanguard Bond Index Short Term Bd (BSV) — Int/Div — Sold Vanguard Malvern Short-Term Inflation Protected Securities ETF (VTIP) — Int/Div — Sold Vanguard Mtg Backed Secs (VMBS) — Int/Div — Sold Vanguard Index Funds Vanguard REIT (VNQ) — Int/Div — Sold Vanguard Index Funds Vanguard Total Stk MKkt(VThH — Int/Div — Buy (add'l) Vanguard Index Funds Vanguard Total Stk MKkt(VThH — Sold IRA 24 (H) FDIC Insured Deposit Sweep Account (cash) — Interest — Open Medtronic PLC Shs (MDT) — Int/Div — Buy Steris PLC Shs (STE) — Int/Div — Buy Chubb LTD Com (CB) — Int/Div — Buy Chubb LTD Com (CB) — Sold (part) Aaron's Inc Com (AAN) — Int/Div — Buy Albemarle Corp Com (ALB) — Int/Div — Buy Ameriprise Finl Inc Com (AMP) — Int/Div — Buy Andeavor Logistics LP Com (ANDX) — None — Buy Andeavor Logistics LP Com (ANDX) — Sold Antero Midstream Partners LP (AM) — None — Buy Bank Ozk (formerly Bank of the Ozarks) HOZK) — Int/Div — Buy Bank Ozk (formerly Bank of the Ozarks) HOZK) — Sold Bank Ozk (formerly Bank of the Ozarks) HOZK) — Buy Bank Ozk (formerly Bank of the Ozarks) HOZK) — Sold Becton Dickinson & Co (BDX) — Int/Div — Buy Canadian Natl Ry Co Com (CN) — Int/Div — Buy Canadian Natural Res LTD (CNQ) — Int/Div — Buy Casey's Gen Stores Inc (CASY) — Int/Div — Buy Cheniere Energy PArtmers LP COM (CQP) — None — Buy Church & Dwight Co Inc (CHD) — Int/Div — Buy Church & Dwight Co Inc (CHD) — Buy (add'l) Costco Wholesale Corp New Com (COST) — Int/Div — Buy Costco Wholesale Corp New Com (COST) — Sold (part) EQM Midstream Partners LP (EQM) — None — Buy EQM Midstream Partners LP (EQM) — Sold (part) Ecolab Inc Com (ECL) — Int/Div — Buy Enable Midstream Partners LP Com (ENBL) — None — Buy EQGP Holdings LP Com (EQGP) — None — Buy EQGP Holdings LP Com (EQGP) — Sold Energy Transfer LP Com (ET) — None — Buy Enlink Midstream Ream Partners LP (ENLK) — None — Buy Enterprise Prods Partners LP (EPD) — None — Buy Enterprise Prods Partners LP (EPD) — Buy (add'l) General Dynamics Corp Com (GD) — Int/Div — Buy Hanover Ins Group Inc Com (THG) — Int/Div — Buy Hasbro Inc Com (HAS) — Int/Div — Buy Hasbro Inc Com (HAS) — Buy (add'l) Helmerich & Payne Inc Com (HP) — Int/Div — Buy Hess Midstream Partners LP (HESM) — None — Buy Hormel Foods Corp Com (HRL) — Int/Div — Buy Ninos Tool Works Inc Com (ITW) — Int/Div — Buy Ninos Tool Works Inc Com (ITW) — Sold (part) International Business Machs Corp Com (IBM) — Int/Div — Buy Intl Flavors & Fragrances Inc (FF) — Int/Div — Buy Lockheed Martin Corp Com (LMT) — Int/Div — Buy MPLX LP Com Unit Repstg LTD Partner Int (MPLX) — None — Buy MPLX LP Com Unit Repstg LTD Partner Int (MPLX) — Sold (part) Magellan Midstream Partners LP Com Unit (MMP) — None — Buy Microsoft Corp Com (MSFT) — Int/Div — Buy Microsoft Corp Com (MSFT) — Sold (part) Nike Inc C1 B (NKE) — Int/Div — Buy Noble Midstream Partners LP Com Unit I(NBLX) — None Occidental Pete Corp Com (OXY) — Int/Div — Buy ONEOK Inc New Com (OKE) — None — Buy Parker Hannifin Corp Com (PH) — Int/Div — Buy Phillips 66 Partners LP Com (PSXP) — None — Buy Polaris Industries Inc Com (P11) — Int/Div — Buy Raytheon Co Com New (RTN) — Int/Div — Buy Roper Technologies Inc Com (ROP) — Int/Div — Buy Ross Stores Inc (ROST) — Int/Div — Buy SEI Investments Co Com (SEIC) — None — Buy Sherwin Willams Co Com (SHW) — Int/Div — Buy Sherwin Willams Co Com (SHW) — Sold (part) Shire PLC Spons ADR (SHPG) — Int/Div — Buy Summit Midstream Partners LP Com (SMLPM) — None — Buy Suncor Energy Inc New Com (SU) — Int/Div — Buy TJX Cos Inc New Com (TJX) — Int/Div — Buy Tallgrass Energy GP LP Shs Cl A (TGE) — None — Buy Tallgrass Energy GP LP Shs Cl A (TGE) — Sold (part) Tallgrass Energy GP LP Shs Cl A (TGE) — Sold (part) Targa Res Corp Com (TRGP) — None — Buy Tencent Hldgs LTD ADR (TCEHY) — None — Buy Tencent Hldgs LTD ADR (TCEHY) — Buy (add'l) Texas Instruments Inc (TXN) — Int/Div — Buy Texas Instruments Inc (TXN) — Sold (part) USA Compression Partners LP Com Unit (USAC) — None — Buy Union Pac Corp Com (UNP) — Int/Div — Buy Valero Energy Partners (VLP) — None — Buy Valero Energy Partners (VLP) — Sold VF Corp Com (VFC) — Int/Div — Buy Viper Energy Partners LP Com Unit (VNOM) — None — Buy Visa lnc Com Cl A (V) — Int/Div — Buy Visa lnc Com Cl A (V) — Buy (add'l) Western Gas Partners LP Com Lnit (WES) — None — Buy Western Gas Partners LP Com Lnit (WES) — Sold (part) Williams Partners LP New Com (WPZ) — Int/Div — Buy Williams Partners LP New Com (WPZ) — with line 261) Williams Cos Ine Com (WMB) — Int/Div — Buy (add'l) Xilinx Inc Com (XLNX) — Int/Div — Buy Digital Rity Tr Inc Com (DLR) — Int/Div — Buy Miller Convertible Bond Fund Class IMCIFX) — Int/Div — Buy Brokerage Account #1 (H) Gamco Global Gold, Natural Resources and Income Trust (GGN) — Int/Div Tier REIT L (TIER) — Int/Div COLLEGE 529 £1 (H) American Funds College Enrollment Fund-529A (CENAX) — Int/Div — Buy American Funds College 2018 Fund -- 529 (CNEAX) — Int/Div — Sold Trustee, Trust #1 (no reportable holdings) Board President, Northem District of California Pructice Program Board of Governors Member, Association of Business Trial Lawyers Northern California Chapter Reimbursement — Delaware Chapter of the Federal Bar Association — O5S032018-0504201 — Wilmington, DE — Delaware Bench and Bar Conference — Transportation, hotel, meals Spouse's income — 2018 — Jewish Family and Commumity Services (salary) Part VIL, lines 135 & 225: These assets became reportable without corresponding reportable transactions. Part VII, lines 237 & 282 (2017): These assets are not reportable in this cycle; there are no corresponding reportable transactions, Part VIL, line 165: Ticker symbol change only; see 2017, line 279. Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per page 42 of the filing instructions. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/18263. Public record. Not legal advice.