# Colleen McMahon > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/18097 ## Record - **Judge:** Colleen McMahon - **Year:** 2015 - **Report type:** Annual - **Pages:** 34 ## Text Thomburg Ltd. Term Muni. Fd Nat'l — Int/Div Kohl's Corp. Com (IRA) — Int/Div Thomberg Value Fund Class A Mut Fd (IRA) — None Morgan Stanley Venture Investors 11 LP (IRA) — None — Sold (part) Morgan Stanley Venture Investors 11 LP (IRA) — Sold (part) Morgan Stanley Venture Investors [11 LP — None — Sold (part) Morgan Stanley Venture Investors [11 LP — Sold (part) MSCPmIL.P — None pm (1998 300,0000) — None pom (1998 300.000) — None Northwestern Mututal Life — None EVILCO Life Insurnace (Trust # )- NAC Phoenix Life Ins — None Northwestern Mututal Life (Trust21) — None Northwestern Mututal Life{ Trust 21) — None Madison National Life Ins{Trust # 1)--N/AC Madison National Life — Interest CSG Systems International Inc.Com — Int/Div — Buy (add'l) CSG Systems International Inc.Com — Sold (part) Summit Mariner, LLC — None Summit Mariner LLC/JP Morgan Checking — Interest Rental # 1 JPMorgan Checking — None Rental #2 New York, NY(1999 S 900.000) — Rent Rental # 2/JP Morgan -Checking — Interest JP Morgan(Checking)- — None Vacant Land pum (1999 8 425.000 ) — None Trident Capital Fund V LP — Distribution — Sold (part) — Note # Trident Capital Fund V LP — Sold (part) Trident Capital Fund V LP — Sold (part) — Note #5 To Ln # 424 Trident Capital Fund V LP — Sold (part) — Note # 5-To Lon # 425 Linx Partners (Q) LP — Distribution — Sold — Note # Grove Capital Commitment Partners LP — None pm Golf Partners LLC — None Silvaris Corp Preferred B -N/C -Silvaris Corp-Preferred C-1 — None JP Morgan (Checking) — Interest JK & B Capital IV QIP LP — None Perseus Biophurmaceutical Investor LP — None — Sold Skyline Venture Partners Qualified Purchaser Fund IN LP — None — Sold (part) Grovell LP — None JP Morgan Checking( Foundation #1) — Interest Capital Income Builders Fd C1 A(IRA) — Int/Div Kinderhook Capital LP — None Capital World Grth & Income Fd Cl A(IRA) — Int/Div JP Morgan Tax Free MM Premier Sweep — Interest Menemsha Captial Partners Ltd — None — Note #2 Capital SLI Group LLC (Y) — None CGI Partners LP — None — Sold (part) Micell Technologies Inc.{Com) — None Lx Partners 11 LP — None — Sold (part) Lone Cypress Company Lid — Distribution — Sold (part) — Note # Lone Cypress Company Lid — Sold Sentinel Capital Investors 111 LP — Distribution — Buy (add'l) — Note # Sentinel Capital Investors 111 LP — Sold (part) Sentinel Capital Investors 111 LP — Sold (part) Sentinel Capital Investors 111 LP — Sold (part) SFM Participation 11 LP — Distribution — Sold (part) — Note # SFM Participation 11 LP — Sold (part) SFM Participation 11 LP — Sold (part) SFM Participation 11 LP — Sold (part) SFM Participation 11 LP — Sold (part) SFM Participation 11 LP — Sold (part) SFM Participation 11 LP — Sold (part) North Salem Acquisition & Development Fund 2005 LP(Y) — None Thomburg Core Growth Cl A (IRA) — None Jetblue (Com) — None — Sold (part) Jetblue (Com) — Buy (add'l) Jetblue (Com) — Sold (part) Aisling Capital 11 LP — None — Buy (add'l) Aisling Capital 11 LP — Buy (add'l) Aisling Capital 11 LP — Sold (part) Aisling Capital 11 LP — Sold (part) Aisling Capital 11 LP — Sold (part) — Note # 5-To Ln #427 Aisling Capital 11 LP — Sold (part) — Note # 5-To Line #429 By The Way Productions LLC (Y) — None JK &B Capital V LP — None — Buy (add'l) JK &B Capital V LP — Buy (add'l) JK &B Capital V LP — Buy (add'l) JK &B Capital V LP — Buy (add'l) JK &B Capital V LP — Buy (add'l) SEEFULP — None — Buy (add'l) SEEFULP — Buy (add'l) Towerbrook Investors 11 Executive Fund LP — Distribution — Sold (part) — Note # Towerbrook Investors 11 Executive Fund LP — Sold (part) Trident VILP — None — Sold (part) Trident VILP — Sold (part) Kinderhook Capital Fund 11 LP — Distribution — Buy (add'l) — Note # Kinderhook Capital Fund 11 LP — Sold (part) Kinderhook Capital Fund 11 LP — Sold (part) Kohls Corp (Com). — Int/Div — Buy (add'l) Kohls Corp (Com). — Buy (add'l) Kohls Corp (Com). — Buy (add'l) Kohls Corp (Com). — Sold (part) Kohls Corp (Com). — Sold (part) KPB Partners LP — Interest Thomburg-lncome Builder C1 — Int/Div Thomburg Global Opportunity C1 1 — Int/Div Morgan Stanley Bank (Savings) — Interest — Closed Thomburg CRE GWT (IRA) — None Imavem LLC (Y) — None Ironwood Management Partmers Fund 11 LP — Distribution — Buy (add'l) — Note # Ironwood Management Partmers Fund 11 LP — Sold (part) Ironwood Management Partmers Fund 11 LP — Sold (part) Ironwood Management Partmers Fund 11 LP — Buy (add'l) Ironwood Management Partmers Fund 11 LP — Buy (add'l) RGI Partners 1 BLP — Distribution — Sold (part) — Note # RGI Partners 1 BLP — Sold (part) RGI Partners Lid — Distribution — Buy (add'l) — Note # RGI Partners Lid — Buy (add'l) RGI Partners Lid — Sold (part) SC Capital (P) LP — None Tailwind Capital Partners LP — Distribution — Buy (add'l) — Note # 1 & Note # 4 Tailwind Capital Partners LP — Sold (part) — Note #2 4 Tailwind Capital Partners LP — Sold (part) — Note 2 4 Tailwind Capital Partners LP — Sold (part) — Note #2 4 Tailwind Capital Partners LP — Sold (part) — Note #2 4 Tailwind Management LP — Iistnbution — Sold (part) — Note # Tailwind Management LP — Sold (part) Tailwind Capital Partners (GP) LP — istmbution — Sold (part) — Note # 1 & Note # 4 Tailwind Capital Partners (GP) LP — Sold (part) — Note #2 4 Apex Companies LLC — Note #4 Transit Wireless LLC — Note #24 Hamilton State Bancshares Inc — Note #4 Oceus Networks Inc — Note #2 4 Optimal(X) — Sold (part) — Note # 4 & Note # 11 Nautilus Neurosciences Inc — Sold (part) — Note #4 Versapharm (X) — Sold (part) — Note #4 & Note # 11 Cumberland Consulting Group LLC — Note 24 RE Transportation Inc — Sold (part) — Note #4 Brawler Industrial Fabrics — Note #4 Northeast Comm of Wisconsin Inc — Note 2 4 Towerco 11 (X) — Sold (part) — Note # 4 & Note “#11 Amencan Home Food Products Ine (Com) — None Perseus Soros Partners — None — Sold (part) Syndicate Holdings Corp{Com) — None Perseus Soros BrioPharmaceutical Fund LP — None — Sold Safe Bulkers Inc(Com) — Int/Div — Buy (add'l) Safe Bulkers Inc(Com) — Buy (add'l) Safe Bulkers Inc(Com) — Buy (add'l) Safe Bulkers Inc(Com) — Buy (add'l) Artisanal Cheese LLC(Bndge Loan) — None Nassau Point Partners LP (Y) — None Camulos BioEnergy Debt Holdings LLC — None — Closed — Note #3 Camulos BioEnergy Partners LLC — None — Closed — Note #3 Camulos Gateway HI Partners LLC — None — Sold Camulos Gateway RH Partners LLC — None — Sold Asling Investors [11 LP — Distribution — Buy (add'l) — Note # Asling Investors [11 LP — Buy (add'l) Asling Investors [11 LP — Buy (add'l) Asling Investors [11 LP — Sold (part) Asling Investors [11 LP — Sold (part) Asling Investors [11 LP — Sold (part) Asling Investors [11 LP — Sold (part) — Note # 5-To Ln # 431 Asling Investors [11 LP — Sold (part) — Note # 5 To Ln #432 Asling Investors [11 LP — Sold (part) — Note # 5- To Ln #434 Asling Investors [11 LP — Sold (part) — Note # 5-To La #435 Asling Investors [11 LP — Sold (part) — Note # 5-To Ln # 436 Eastern Growth Capital 1 LP (Y) — None Eastern Growth Capital 11 LP — None — Sold (part) Eastern Growth Capital 11 LP(IRA) — None Linx-Metaltech Co Investment LLC — Interest — Sold (part) Linx-Metaltech Co Investment LLC — Sold (part) Linx-Metaltech Co Investment LLC — Sold (part) Olympus Capital Asia IV LP — None — Buy (add'l) Olympus Capital Asia IV LP — Buy (add'l) Olympus Capital Asia IV LP — Sold (part) UBS RMA Tax Free (MM) — Interest Safe Bulkers Inc (ComXIRA) — Int/Div Towerbrook Investors 111 Executive Fund pr — Distribution — Sold (part) — Note # Towerbrook Investors 111 Executive Fund pr — Sold (part) Towerbrook Investors 111 Executive Fund pr — Sold (part) Towerbrook Investors 111 Executive Fund pr — Sold (part) Towerbrook Investors 111 Executive Fund pr — Sold (part) Invesco Equity Income FD A (401K) — None Morgan Stanley Bank(Saving ) Foundation a1 — Interest NYS Dormitory 4 % Due 10/1/15 — Interest — Matured NYS Domitory 5.25 % Due 8/15/15 — Interest — Sold (part) NYS Domitory 5.25 % Due 8/15/15 — Sold First Republic Bank (Checking) — Interest The West Africa Fund LP — None NuCana Biomed Ltd (Ordinary Shares) (IRA) — None Yumsing LLC — None — Sold (part) Corda Bancorp Ser B(Com)(IRA) — None Michael Walsdorf- (Indirect Investment 71 Smith Street LLC) — None — Sold (part) — Note #9 Beryllium LLC — None Kinderhook Capital Fund 111 LP — Distribution — Buy (add'l) — Note #1 Kinderhook Capital Fund 111 LP — Buy (add'l) Kinderhook Capital Fund 111 LP — Sold (part) NYS Dormitory 5.25 % Due 5/15/15 — Interest — Matured Nuclea Biotechnologies Inc-Convertible Note — None Corda Bancorp Inc Ser B (Com) — None Rapid Ratings Intemational Inc (Com) — None — Buy (add'l) Rapid Ratings Intemational Inc (Com) — Buy (add'l) Rapid Ratings Intemational Inc (Com) — Buy (add'l) Parkstone Capital Partners LLC — Distribution — Sold (part) — Note # Lone Peak Partners Fund LP — Distribution — Note # UBS Bank USA Dep MM (IRA) — Interest NYS Dorm 5.625% Due 6/1/16 — Interest — Sold (part) Tailwind Capital Group LLC — Distribution — Note # Empowered World Ventures LLC(Preferred A) — None CSL Energy Opportunity Fd 1 LP — None — Buy (add'l) CSL Energy Opportunity Fd 1 LP — Sold (part) CSL Europe Energy Services LP — None Parkstone Capital Partners 11 LP — Distribution — Sold (part) — Note # Parkstone Capital Partners 11 LP — prt) pm Investment Group LLC — None mm Capital Partners LLC (Promissory Note) — None — Distnbuted — Note # 12-To La # 438 NYS Energy Res & Dev 2.25 % Due 12/1/15 — Interest — Matured Patchogue Metford NY Un 4.25 Due wins — Interest — Matured Artiman Venture Fund LP — Distribution — Sold (part) — Note # EOS Sleep Management LLC N/C EOS Healthcare Partners LLC — None — Buy (add'l) OD Funding Partners LLC — None — Sold (part) OD Funding Partners LLC — Sold (part) Nextremity Solutions Inc — None — Buy (add'l) Linx-Ad Co-lnvest LLC — None Collision Funding Partners LLC — None — Buy (add'l) adTheorent Inc Convertible Promissory Note) — None Figue Holdings LLC (Promissory Note NJ Cl (Class B Common) — None Jonathan Kully (Indirect Investment 71 Smith Street LLCO) — None — Sold (part) — Note 29 JustFamily Com.lnc(. Preferred Stock) — None Kenesto Corp (Preferred C) — None — Buy (add'l) Kenesto Corp (Preferred C) — Buy (add'l) Kenesto Corp (Preferred C) — Buy (add'l) Kenesto Corp (Preferred C) — Buy (add'l) MogilityCapital Fund LP — None OpenFin Inc (Preferred Stock) — None — Buy (add'l) Remedy Pharmaceuticals Inc — None — Buy (add'l) Tyrogenex Inc.(Ser B Convertible Preferred) — None XCovery Holdings LLC — None NYS Dorm 4% Due 7/1/16 — Interest NYS Mig Auth 1.2 % Due 4/1/16 — Interest NYS Dorm 4 % Due 7/1/17 — Interest Monroe County NY 4 % Due 6/1/15 — Interest — Matured NYS Mig 5% Due 11/1/16 — Interest Batavia NY 4% Due 3/1/17 — Interest Dryden NY Cent School 4%Due 6/15/16 — Interest — Sold Rochester NY Unliited Tax 3.25% Due 2116 — Interest NYS Muni Bd 5% Due S/15/16 — Interest NYS Mig 2 % Due 4/1/16 — Interest — Sold East Rochester NY 3 % Due 10/20/15 — Interest — Matured Cardflight Inc (Preferred) — None — Buy (add'l) Fenway HTM Partners LLC — None FunnelFire Inc (ConvPromissory Note) — None Gam Fitness Inc{Com) — None — Buy (add'l) CMNet Inc (D/B/A iSeek Corp) Ser ( (Preferred) — None Lmx RE-Co-Invest LLC — Interest — Sold (part) Lmx RE-Co-Invest LLC — Sold (part) Lmx RE-Co-Invest LLC — Sold (part) Lmx RE-Co-Invest LLC — Sold (part) Lmx HILP — None — Buy (add'l) Lmx HILP — Sold (part) Lmx HILP — Sold (part) Monaeo Inc(Conv. Promissory Note) — None — Buy (add'l) Moolagram Inc (Ser Al Preferred ) — None One Up Games LLC(Note ) — None — Buy (add'l) Romulus Capital 11 US Feeder LP — None — Buy (add'l) Storypunda Enterprises Inc(Cony Promissory Note) — None Tengrade Inc (Preferred) — None Linx-Grammer Co LLC — Distribution — Sold (part) — Note # Linx-Grammer Co LLC — Sold (part) Linx-Grammer Co LLC — Sold (part) NYS Dorm 4% Due 5/15/17 — Interest State of NY Thruway 4 % Due 3/15/15 — Interest — Matured State of NY Dorm 5% Due 7/1/16 — Interest — Sold (part) Lake Placid NY 5S % Due 6/15/16 — Interest Onondaga Cuty NY TR Cult 5 % Due 12/1/15 — Interest — Matured MTA Rev BD 5.5% Due 1/1/15 — Interest — Matured West Seneca NY 4% Due 11/15/17 — Interest NY NY Ser C 5% Due 8/1/17 — Interest State of NY Dorm 3% Due 3/1/18 — Interest — Matured Tarrytown NY 4 % Due 5/1/18 — Interest Tailwind Capital Partners 11 LP — None — Buy (add'l) — Note # 10 Tailwind Capital Partners 11 LP — Sold (part) — Mote # 10 bail — Buy (add'l) — Note # 10 bail — Buy (add'l) — Note # 10) bail — Buy (add'l) — Note # 10) bail — Buy (add'l) — Note # 10 TowerCo 2013 — Note # 10 Diamondback Drugs — Note # 10) Long's Drugs — Note 2 10) Colony Hardware — Buy — Note # 10 Lieberman Research Worldwide — Buy — Note # 10 National HME — Buy — Note # 10) Premiere Store Fixtures — Buy — Note 2 10) TowerCo IV — Buy — Note # 10 Uniserv LLC — None Trust #4 — Int/Div — Buy (add'l) — Note # 7 Safebulkers Inc Ser B 8 % Preferred Principal Global Diversified Income Fd CI A — Sold Thomburg Income Builders C1 1 — Sold Thornburg Global Opp Fd CI Thornburg Intl Value Fd — Sold Thomburg Limited Term Inc C1 — Sold UBS Bank USA Dep Account JP Morgan Checking Nextremity Solutions Inc (Cony Promissory Note ) EOS Sleep Management LLC / N/C EOS Healthcare Partners LLC Exxon Mobil Corp{Com) — Buy (add'l) Microsoft Corp(Com) — Buy (add'l) Columbia Select Large Cap Growth FD — Buy Columbia Select Large Cap Growth FD — Sold Trust# 3 — Int/Div — Note #7 Cellular Dynamics International Inc (Preferred A) — Sold Thomburg Intemational Growth Fd — Buy Thomburg Intemational Growth Fd — Sold Thomburg Global Opportunities Fd — Buy Thomburg Global Opportunities Fd — Sold Thomburg Income Builders C1 1 — Buy Thomburg Income Builders C1 1 — Sold Thomburg Intl Value Fd — Buy Thomburg Intl Value Fd — Sold UBS Bank USA -Depost Account — Open UBS AG Deposit Acount — Open AG Team Partners LLC — Buy (add'l) Tailwind Capital Partners 11 (GP)LP — None — Buy (add'l) — Note # 10 Tailwind Capital Partners 11 (GP)LP — Buy (add'l) Tailwind Capital Partners 11 (GP)LP — Buy (add'l) Tailwind Capital Partners 11 (GP)LP — Buy (add'l) Island Air LLC — None — Buy (add'l) Island Air LLC — Closed — Note # 8 The Yard (Promissory Note) — Interest RGI Partners B LP — None — Sold (part) Radius Networks Inc (Com) — None Moolagram Inc (Preferred Ser A-2 ) — None Safebulkers Ser D 8 % Preferred — Int/Div ChantlQ LLC — None Transplant Genomics Ine (Convertible Note) — Interest — Buy Transplant Genomics Incl Preferred A) — None — Buy Gravitas Technology Service LLC — None — Sold (part) Real Endpoints LLC — None — Buy (add'l) Valuestream Development Lab Fund LLC — None — Buy (add'l) Romulus Placester Special Opportunity Fd — None Grove Hospitality Asia GP LLC — Distribution — Sold (part) — Note # Grove Hospitality Europe GP LLC — None Grove Aurelis 11 GP LLC — istnbution — Sold (part) — Note # Grove Aurelis 11 GP LLC — Sold (part) GN WMC LLC — Distribution — Sold (part) — Note # Romulus Cohealo Special Opportunity Fund pr — None Invesco International Growth A (401K) — None — Buy (add'l) Safebulkers Inc (Ser C Preferred) (IRA) — Int/Div Safebulkers Inc (Ser D 8 % Preferred) — None — Sold NY NY 5% Due ¥1/17 — Interest City of NY 5% Due 1/15/19 — Interest NY S Urban Dev 5% Due 3/15/18 — Interest NYCNY TRans 5% Due 11/1/19 — Interest Met Trans Authority S % Due 11/15/18 — Interest NYS Dorm SS % Due 2/15/17 — Interest NY NY Unlimited Tax S % Due 8/1/18 — Interest NYS Thruway Auth 4 % Due 1/1/17 — Interest NYS Thruway § % Due 5/1/19 — Interest NYS Dormatory 5 % Due 7/1/18 — Interest NYS Dormatory 5 % Due 3/15/19 — Interest Nassau County NY 5 % Due 10/1/19 — Interest Rochester NY 4% Due 2/15/19 — Interest Personalized Cancer Therapy Inc (Com) — None — Buy (add'l) Romulus ELC B3 Special Opportunity LP — None Sommetrics. Ince (Preferred Ser B) — None — Buy (add'l) RetSKU Ine (Semor Convertible Note) — None — Buy (add'l) Sensai Corp (Convertible Note) — None Cycle Pharmaceuticals LTD (Ser A Shares) — None — Buy (add'l) Free ATM Inc (Ser A Preferred) — None Engage Simply Inc (Convertible Note) — None Build and Image LLC — None — Buy (add'l) Call Rail Investors LLC — None Appremnet LLC -N/C SpireCube LLC — istmbution — Note # Linx-Transpro Co-Invest LLC — Distribution — Sold (part) — Note # Linx-Transpro Co-Invest LLC — Sold (part) Linx-Transpro Co-Invest LLC — Sold (part) Linx-Transpro Co-Invest LLC — Sold (part) Linx-Gullett Co-Invest LLC — Distribution — Sold (part) — Note # Linx-Gullett Co-Invest LLC — Sold (part) Linx-Gullett Co-Invest LLC — Sold (part) Linx-Gullett Co-Invest LLC — Sold (part) S50 Mast LLC — None — Buy AG Team Partners LLC — None — Buy AG Team Partners LLC — Buy (add'l) AG Team Partners LLC — Buy (add'l) AG Team Partnners HI LP — None — Buy ClickDimension LLC — None — Buy ClickDimension LLC — Sold (part) CSL Energy Opp Fund 11 LP — None — Buy CSL Energy Opp Fund 11 LP — Buy (add'l) Estimize Inc (Ser B Preferred) — None — Buy Exitround Inc. (Conv Note) — None — Buy Grotech Ventures 111 LP — None — Buy assy — Buy (add'l) assy — Buy (add'l) Karma Culture LLC — None — Buy Kinderhook Capital Fund 1V — None — Buy Kinderhook Capital Fund 1V — Buy (add'l) Kinderhook Capital Fund 1V — Buy (add'l) Kinderhook Capital Fund 1V — Buy (add'l) Linx-