# Jeffrey T. Gilbert > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/18054 ## Record - **Judge:** Jeffrey T. Gilbert - **Year:** 2014 - **Report type:** Annual - **Pages:** 19 ## Text JP Morgan Chase Joint Bank Accounts (various) — Int/Div Reed Smith Partner Defined Benefit Plan No Control — Int/Div — Redeemed NWM IRA -- American Funds Europacific Growth Fund F2 — Int/Div — Buy (add'l) NWM IRA -- American Funds Europacific Growth Fund F2 — Buy (add'l) NWM IRA -- American Funds Europacific Growth Fund F2 — Buy (add'l) NWM IRA -- American Funds International Growth and Income-F2 — Int/Div — Buy NWM IRA -- Brokerage Money Market — Int/Div — Buy NWM IRA -- Brown Cap Mgmt Mut FDS Sm Co Inst] — Int/Div — Buy NWM IRA -- Columbia Acom International Fund — Int/Div NWM IRA -- Dodge & Cox Income Fund F-2 — Int/Div — Buy (add'l) NWM IRA -- Dodge & Cox Income Fund F-2 — Buy (add'l) NWM IRA -- Eagle Small Cap Growth Fund Class A — Int/Div — Sold NWM IRA -- Fidelity Advanced New Insights 1 — Int/Div — Buy NWM IRA -- Franklin High Income Fund — Int/Div — Sold NWM IRA -- Harbor Bond Fund Institutional Class — Int/Div — Sold (part) NWM IRA -- John Hancock Disciplined Value Mid Cap Fund Class — Int/Div — Buy NWM IRA -- The Oakmark Intemational Fund — Int/Div NWM IRA -- MFS International Growth Fund Class 1 — Int/Div — Sold NWM IRA -- Oppenheimer Developing Markets — Int/Div — Buy (add'l) NWM IRA -- Pimco Income Fund Class P — Int/Div — Buy (add'l) NWM IRA -- Pimco Total Return Fund Class P — Int/Div — Sold NWM IRA -- Pimco Commodity Real Retum — Int/Div NWM IRA -- Scout International Fund — Int/Div — Sold NWM IRA -- Templeton Global Bond Fund Advisor Class — Int/Div NWM IRA -- Vanguard Index FDS Vanguard REIT ETF — Int/Div — Buy (add'l) Northshore Univ Health 403(b) mmm Dodge & Cox Income Fund — Int/Div — Buy Northshore Univ Health 403(b) mmm ING Artio Froeign — Int/Div — Sold Northshore Univ Health 403(b) mmm ING Small Company Fund — Int/Div — Sold VANGUARD UTILITIES ET VPU — Int/Div Northshore Univ Health 403(b) mmm Oppenheimer Inml Growth — Int/Div — Buy Northshore Univ Health 403(b) mmm Pimco Total Return — Int/Div — Sold Northshore Umv Health 305(b) Is Stable Value — Int/Div Northshore Univ Health 403(h) mmm T. Rowe Price Value Fund — Int/Div Northshore Univ Health 403(b) mmm Vitrus Emerging Markets - Y — Int/Div — Buy Northshore Lmv Health 405(b) Imm Voy Small Company Fund — Int/Div — Buy WELLS FARGO JOINT ACCOUNT AND JUDGE'S IRA ACCOUNT (HY AETNA INC — Int/Div — Buy AETNA INC — Buy (add'l) AETNA INC — Sold (part) AFLAC. INC — Int/Div — Sold ALLSTATE CORP — Int/Div — Buy AMDOCSLTD — Int/Div — Sold (part) AMGEN INC — Int/Div — Sold (part) ANADARKO PETROLEUM CORP — Int/Div — Buy ANADARKO PETROLEUM CORP — Sold AON PLC CLASS A — Int/Div — Sold APACHE CORP COMMON — Int/Div — Sold APPLE INC — Int/Div — Buy ALTOMATIC DATA PROCESSING — Int/Div — Sold (part) BAKER HUGHES — Int/Div — Buy S10. — Sold BAXTER INTERNATIONAL INC — Sold BCE INC — Int/Div — Buy BHP BILLITON.LTD — Int/Div — Buy BHP BILLITON.LTD — Sold BOEING CO — Int/Div BP PLC SPONS ADR — Int/Div — Sold BRINKER INTL INC — Int/Div — Buy BRINKER INTL INC — Buy (add'l) BROWN AND BROWN INC.COM — Int/Div — Buy CAL-MAINE FOODS INC — Int/Div — Buy CALIFORNIA RES CORP — Int/Div — Buy CARDINAL HEALTH INC — Int/Div CDK GLOBAL HOLDINGS — Int/Div — Buy CHEVRON CORPORATION — Int/Div — Buy (add'l) CHEVRON CORPORATION — Sold (part) CHIPOTLE MEXICAN GRILL CLASS A — Int/Div — Sold CHURCH & DWIGHT INC — Int/Div — Buy CISCO SYSTEMS INC — Int/Div — Sold CITIGROUP INC NEW — Int/Div — Sold (part) CITIGROUP INC NEW — Sold CLOROX COMPANY — Int/Div — Sold CONVERGYS CORP — Int/Div — Buy CONVERGYS CORP — Buy (add'l) CME GROUP. INC — Int/Div — Sold (part) CME GROUP. INC — Sold COCALCOLA COY) — Sold CVS HEALTH CORPORATION — Int/Div — Sold (part) CVS HEALTH CORPORATION — Sold (part) DISCOVER FINANCIAL — Int/Div DISNEY WALT COMPANY — Int/Div — Sold (part) DUPONT FABROS TECHNOLOGY — Int/Div — Buy DUPONT FABROS TECHNOLOGY — Buy (add'l) DUPONT FABROS TECHNOLOGY — Buy (add'l) EASTMAN CHEMICAL COMPANY — Int/Div — Buy EMERSON ELECTRIC — Int/Div — Sold ENCANA CORP — Int/Div — Buy ENCANA CORP — Sold EVEREST RE GROUPLTD — Int/Div — Buy EVEREST RE GROUPLTD — Buy (add'l) EXXON MOBIL CORP — Int/Div — Buy (add'l) FACTSET RESEARCH SYSTEMS — Int/Div — Buy FASTENAL CO — Int/Div — Sold GALAXOSMITH LINE PLC — Int/Div — Buy (add'l) GALAXOSMITH LINE PLC — Sold GENERAL ELECTRIC COMPANY — Int/Div — Buy (add'l) GENTEX CORPORATION — Int/Div — Buy GENTEX CORPORATION — Buy (add'l) GILDEN ACTIVEWEAR, INC — Int/Div — Buy GILDEN ACTIVEWEAR, INC — Sold GOLDMAN SACHS GROUP INC — Int/Div — Sold (part) GOOGLE — Int/Div — Sold HALLIBURTON COMPANY — Int/Div — Buy HOME DEPOT INC — Int/Div HONEYWELL INTERNATIONAL — Int/Div INGREDION INCORPORATED — Int/Div — Sold INTEL CORP — Int/Div — Buy INTERCONTINENTALEXCHANGE — Int/Div — Buy INTUIT INC — Int/Div — Sold ISHARES ET RUSSELL 1000 VALLE — Int/Div — Buy ISHARES MSC — Int/Div — Buy ISHARES MSC — Sold ISHARES RUSSELL-2000) — Int/Div — Buy ISHARES RUSSELL-2000) — Sold JOHNSON & JOHNSON — Int/Div JPMORGAN CHASE & COMPANY — Int/Div KIMBERLY CLARK CORP — Int/Div — Sold LEXMARK INTL INC — Int/Div — Buy LORILARD INC — Int/Div — Sold LYONDELLBASEL INDUSTIES — Int/Div — Buy LYONDELLBASEL INDUSTIES — Buy (add'l) LYONDELLBASEL INDUSTIES — Sold MAGNA INTL CORP — Int/Div — Buy MAGNA INTL CORP — Sold MARATHON PETROLEUM CORP — Int/Div — Buy MARATHON PETROLEUM CORP — Buy (add'l) MARATHON PETROLEUM CORP — Sold (part) MASTERCARD INCCL A — Int/Div — Sold (part) MATTEL INCORPORATED — Int/Div — Sold MICROCHIP TECHNOLOGY — Int/Div — Sold MICROSOFT CORP — Int/Div — Buy MOTOROLA SOLUTIONS. INC — Int/Div — Buy MOTOROLA SOLUTIONS. INC — Sold MURPHY USA INC — Int/Div — Sold (part) NORTHRUP GRUMMAN CORP — Int/Div — Buy NOVARTIS AG SPON ADR — Int/Div — Buy NLCOR CORP — Int/Div — Buy OCCIDENTAL PETE CORP — Int/Div — Buy OCCIDENTAL PETE CORP — Sold (part) OMNICOM GROUP — Int/Div — Sold ORACLE CORPORATION — Int/Div — Buy ORACLE CORPORATION — Buy (add'l) PPG INDUSTRIES INC — Int/Div — Buy PEOPLES UNITED FINANCIAL — Int/Div — Sold PFIZER INCORPORATED — Int/Div POWERSHARES WATER SOURCES — Int/Div — Sold PROCTOR & GAMBLE CO — Int/Div QUALCOMM INC — Int/Div — Sold ROCK-TENN CO — Int/Div — Buy ROCK-TENN CO — Sold SAP SE-SPONSORED ADDR — Int/Div — Sold SHENANDOAH — Int/Div — Buy SHENANDOAH — Sold SKETCHERS USA INC — Int/Div — Buy SKETCHERS USA INC — Buy (add'l) SKETCHERS USA INC — Sold SOLTHERN COPPER CORP(Y) — Sold SPDR GOLD TRUSTY) — Sold SPDR GOLD TRUSTY) — Sold (part) STARBUCKS CORP — Int/Div — Sold (part) SUNTRUST — Int/Div — Buy SUNTRUST — Sold (part) SUNTRUST — Sold TAIWAN SEMICONDUCTOR MFG CO LTD ADR — Int/Div — Sold (part) THERMO FISHER SCIENTIFIC INC — Int/Div — Buy TIX COS INC — Int/Div — Buy TIX COS INC — Buy (add'l) TRINITY INDUSTRIES INC — Int/Div — Buy TRINITY INDUSTRIES INC — Sold UNION PACIFIC CORP — Int/Div — Sold (part) UNION PACIFIC CORP — Sold (part) UNITED TECHNOLOGIES — Int/Div — Sold US BANCORP — Int/Div — Sold (part) VANGUARD ENERGY — Int/Div — Sold VANGUARD MATERIALS — Int/Div — Buy VANGUARD MATERIALS — Sold VANGUARD UTILITIES ET — Int/Div — Buy VANGUARD UTILITIES ET — Sold (part) VIACOM INCCLB — Int/Div WEYHAEUSER CO — Int/Div — Buy WHOLE FOODS MARKET INC — Int/Div — Buy WHOLE FOODS MARKET INC — Sold (part) WELLS FARGO MM - SWEEP ACCT — Interest WELLS FARGO MM - SWEEP ACCT — Interest BALTIMORE MD PROJ REV SUB WTR PROIJS SER A B\E CPN 3.625% — Interest — Buy BREVARD CNTY FL MERRITT ISLAND GOY) — Matured BUTLER AL UTILS BRD WTR & SWR REV B'E AGM B/Q CPN 2.000% — Interest — Buy CORPUS CHRISTI TX RFDG GEN IMPT G/IOLTD BE AGM CPN 5.0000 — Interest DISTRICT COLUMBIA REF-SER C G/O UNLTD B/E XLCA (YY) — Matured DIST COLUMBIA W&S AUTH PUB UTIL REV RFDG SUB CPN S.0000% — Interest — Buy DIST COLUMBIA W&S AUTH PUB UTIL REV RFDG SUB CPN S.0000% — Buy DIST COLUMBIA W&S AUTH PUB UTIL REV RFDG SUB CPN S.0000% — Sold (part) DIST COLUMBIA W&S AUTH PUB UTIL REV RFDG SUB CPN S.0000% — Sold (part) GEORGIA STATE RD & TWY 45K — Interest — Sold HARRIS ONTY TX MUN UTIL DIST 198 RFDG G/O UNLTD CPN 3.000% — Interest HILLSBOROUGH CNTY FL SCH BRD REF B\E CPN $2500 — Interest KANSAS CITY MO WATER REV SER F B/E OID CPN 3 500%, — Interest LONGMONT CO ELEC & BROADBANDUTIL CPN S.000& — Interest — Buy MILWAUKEE WISCONSIN PROM NTS SER NI(Y) — Matured MOON AREA SCHOOL DIST — Interest — Sold MOUNTAIN TOP AREA JT SAN AUTH Yr — Matured NEW BRUNFELS TX CTF — Interest — Sold NEW BRITIANCTSUBSER B — Interest — Sold (part) NEW BRITIANCTSUBSER B — Sold NORTH CAROLINA EASTN MUN PWR AGY PWR SYS REV RFDG CPN 4.000%, — Interest — Buy OHIO ST TPKCOMMN TPK REV REF SER A FGIC INSD CPD §.500" — Interest PARMA OHIO SERIES A GIO (Y) — Matured PASSAIC VALLEY NJ WTR COMMN REV BE CPN 5.000 — Interest PEACE RIVER/MANASOTA REGL WTR SUPPLEY AUTH FL CPN 4.000% — Interest PENNSYLVANIA ST ID REV RFDG FCON DEV B/E CPN S.0000% — Interest PHILADELPHIA PA GAS WKS REV RFDG 1975S GEN CPN 5.175%, — Interest PORT ST LUCIE FL UTIL RV REF&IMPY SYS REV BE CPN 8.2500 — Interest — Buy RICE LAKE WI AREA SCHOOL DIST SCH IMPT SER AY) — Matured ROCKLAND CITY NY VAR PURP SER A G/O UNLTD B\E CPN 4.250% — Interest VIRGIN VALLEY NV WTR DIST WTR REV BQ B/E CPN 4.000% — Interest WEST MIFFLN PA SAN SWR MUN ALTH SWR REV RFDG CPN 5.000% — Interest — Buy WICHITAH KS WTR&SWR UTIL REV SER A CPN 3.625% — Interest WELLS FARGO ADVISORS IRA ACCOUNT pm (H) GOOGLE INCSL A — Sold SKETCHERS USA INC — Sold VANGUARD MATERIALS ETF — Buy CARDINAL HEALTH INC CAH — Int/Div TAIWAN SEMINCONDUCTOR MFG CO LTD ADR TSM — Int/Div Agreement — 2010 — Partnership Withdrawal Agreement, Jeffrey T. Gilbert and Reed Smith, LLP, return of capital Income — 2014 — Northwestern University - Ad unct faculty — S5.000.00 Spouse's income — 2014 — Northshore University Health System My responses to the Committee's questions in its letter of November 27, 2015, conceming certain line items m Part VII of my 2014 report filed on August 18.2015, are as follows: Lines | and 2 (2014 report). These two lines were deleted and 4 “header” ling (H) wus inserted in Line 35 of the 2014 report. All the lines from 36 to 219 pertain to these two brokerage accounts. Line 3 (2014 report). The line was deleted and « “header” line (H) was inserted in Line 220 of the 2014 report. All the lines from 221 to 226 pertain to this brokerage account. The three asset holdings (lines 224 - 226) were not previously reported as the account was considered to be one with “No control.” Line 152 (2014 report). This asset was purchased in two separate transactions in 2012 and 2013 and mistakenly not reported in the annual reports filed for those years. One purchase occurred on November 20, 2012, at a value code of K. The other occurred on August 30, 2013, at a value code of J. (This 2013 purchase actually is reported on line 190 of my 2013 report filed on January 27, 2015.) Both lots were sold on September S, 2014, at a value code of K in Line 151 of the current report (2014). Lines 184 and 185 (2014 report). These ure sweep money market accounts that contain cash from sales transactions that is waiting to be reinvested. I did not report these kinds of accounts m my joint account or IRA mn prior years because | did not think they needed to be reported. My accountant prepared my 2014 report and included these accounts in that report. Line 46 (2013 report). The Powershares High Yeild Equity Dividend Achievers Portfolio shares were sold 02/12/2012 and 03/09/2012 and should not have appeared on the 2013 report. The summary of the two sales now appears in line 145 with a (Y). Line 91 (2013 report). This asset was sold on January 24, 2014, at a value code of K. My 2014 report had the sale reflected in line 147 under the name Powershares Power Resources. Line 146 has been changed to reflect the name previously used in Line 91 of the 2013 report, Line 116 (2013 report). This is the sume asset reported as sold on September 5, 2014, on line 151 of my 2014 report. The SAP AG changed its legal name to SAP SE. Line 127 (2013 report). The District Columbia REF-SER C G/O UNLTD B/E AMBAC ETM bond matured 06/01/2012 at PAR and should not have appeared on the 2013 report. The sule maturation no appears in line 189 with a (Y). Line 175 and 176 (2013 report). These two bonds from my 2013 report appear in lines 191 and 192 of my 2014 report, with additional information to help differentiate between the two of them. Line 190 (2013 report). This is the same asset reported as sold on September 5, 2014, on line 151 of my 2014 report. The SAP AG changed its legal name to SAP SE. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/18054. Public record. Not legal advice.