# Robert D. Drain > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/18014 ## Record - **Judge:** Robert D. Drain - **Year:** 2012 - **Report type:** Annual - **Pages:** 18 ## Text Khols — Sold Earthlink — Buy Citibank Account #1 — Interest Citibank Accout #2 — Interest Access Financial Account #1 — Int/Div — Sold (part) Access Financial Account #1 — Sold (part) Access Financial Account #2 — Interest Access Financial Account #3 — Interest — Sold (part) FifthThird Bancorp common — Int/Div US Trust Managed US TCommon Account (no control) — Int/Div — note m Part VII Arr Prods & Chems — Sold Amazon — Buy (add'l) Amazon — Buy (add'l) Amazon — Buy (add'l) Apache — Sold AT&T — Sold CA Inc — Sold Cameron Int'l — Sold Citigroup — Buy (add'l) Citigroup — Buy (add'l) Citigroup — Sold (part) Citigroup — Sold Col. Select Large Cap Growth FD Class Z Col, Value & Restr. FD Class 2 — Sold (part) Col. Value & Restr. FD Class 2 — Redeemed Comcast — Sold (part) CVS Caremark — Sold (part) CVS Caremark — Sold Ebay Emerson Elec — Buy Emerson Elec — Sold Express Scripts — Sold (part) Express Scripts — Sold (part) Express Scripts — Sold Exxon Mobil Gilead Sciences — Sold Google Mess — Sold Home Depot — Sold (part) Home Depot — Sold Humana — Sold JPMorgan Chase — Buy JPMorgan Chase — Sold (part) JPMorgan Chase — Sold Khols — Buy Kraft Foods — Sold (part) Marsh & McLennan — Buy (add'l) Marsh & MClennan — Sold Merck — Sold Mondelez Intl — Buy Monsanto — Sold Morgan Stanley — Buy (add'l) Morgan Stanley — Sold National Oilwell Varco Nielsen Hldgs NV — Sold Oracle — Sold Pepsico — Sold Pfizer — Sold PGAE — Sold Progressive — Sold Public SVC Ent — Sold Qualcomm — Sold SPDR S&P Dividend ETF — Sold (part) Target Thermo Fisher — Buy Thermo Fisher — Sold Union Pac VISA — Sold Walmart — Buy Walmart — Sold Wells Fargo — Sold Wells Fargo — Sold Analog Devices — Sold Badu ADR — Buy (add'l) Badu ADR — Sold BE Aerospace — Sold Cimarex Energy — Sold Denbury Res — Sold Dover — Sold Electronic Arts — Buy (add'l) Electronic Arts — Buy (add'l) Electronic Arts — Sold Energizer Hidgs — Sold FifthThird Bancorp — Sold First Rep Bk, San Fran — Buy (add'l) First Rep Bk, San Fran — Sold Fiserv — Sold Goodyear Tire — Sold (part) Goodyear Tire — Sold Intercontinental Exchange — Sold Invesco Lid. — Buy (add'l) Invesco Lid, — Sold (part) Invesco Lid. — Sold (part) Invesco Lid — Sold LAM Reaseach — Buy LAM Research — Buy (add'l) LAM Research — Sold New Onental ADR — Buy New Onental ADR — Sold Peabody Energy — Buy (add'l) Peabody Energy — Buy (add'l) Peabody Energy — Sold Principal Finl — Sold Rovi — Buy (add'l) Rowi — Buy (add'l) Rovi — Sold Skyworks Solutions — Buy (add'l) Skyworks Solutions — Buy (add'l) Skyworks Solutions — Sold Skyworks Solutions — Sold Weight Watchers — Sold Weverhaeuser — Buy Weverhaeuser — Sold (part) Weverhacuser — Sold Casey's Gen Stores — Sold Collective Brands — Sold Columbia Select Small Cap FD Class 2 — Sold (part) Comstock Res — Buy Comstock Res — Sold Earthlink — Buy (add'l) Earthlink — Buy (add'l) Earthlink — Buy (add'l) Earthlink — Sold Insulet — Sold Tennant — Sold Vera Bradley — Buy Vera Bradley — Sold Alkermes PLC — Sold Covidien PLC — Sold Encsson ADR — Buy Ericson ADR — Buy (add'l) Encson ADR — Sold ITAU Unibanco Hldgs ADR — Sold Siemens ADR — Sold Tyco Int'l — Sold Unilever ADR — Sold HDFC BK ADR — Sold IShares MSCI Emergmg Mkts Index FD Teva Pharmaceutical ADR — Buy (add'l) Teva Pharmaceutical ADR — Sold Vale ADR — Buy (add'l) Vale ADR — Sold Col. US Govt. Mig Fd C1 2 — Buy Port Auth NY & NJ CONS BDS-OID 2018 NY NY Go Ref BDS Babylon NY Pub Impt BDS North Hempstead NY Pub Impt BDS Port Auth NY & NJ CONS BDS OID 2021 NY St Dorm Auth St. Pers BDs 2022 Col Short Term Mun. BD Fd C1 Z — Buy American Tower — Buy (add'l) American Tower — Sold Digital Rlty REITs — Sold BofA Tax Exempt Reserves — Sold (part) BofA Tax Exempt Reserves — Sold (part) BofA Tax Exempt Reserves — Sold (part) BofA Tax Exempt Reserves — Buy (add'l) BofA Tax Exempt Reserves — Buy (add'l) BofA Tax Exempt Reserves — Buy (add'l) US Trust managed IRA Rollover Account (no control) — Int/Div — note mm part VII BofA Money Market Savings Aston Montag & Caldwell Growth Fd. C11 — Buy Col Dividend Income FD CL Z MFS Value Fd. C1 1 — Buy TCW Select Equities Fd. Cla — Buy Col Select Large Cap Growth FD CL 2 Col Viave & Restr. FDCL Z — Redeemed Col Select Small Cap FD CL 2 IShares MSC Emerging Mkts FD Walmart Stores Bank of NY Med. Term. Sr. Nt. Berkshire Hathaway Fin Corp. Gtd. Sr. Nt CMB Ultra Short Term Bd. Fd. — Buy Col. Corp. Income Fd. Class Z — Buy Col Income Op. Fd. Class Z — Buy Col. Strat. Income Fd. Class Z — Buy Col. US Govt Mtg. Fd. Class Z — Buy Fidelity Advisor Floating Rt. High Income Fd. — Buy Pimco Total Return Fd. — Buy Pimco Commodity Real Return Strategy FD FifthThird Bancorp common — Int/Div US Trust IRA (no control) — Int/Div — note m part VII BofA Money Market Col. Select Large Cap Growth Fd. Class Z SPDR S&P Div. ETF SPDR S&P S00 ETF US Treas Strips NY 529 savings program #1 — None — Buy (add'l) NY 529 savings program #2 — None — Buy (add'l) NY 529 savings program #3 — None — Buy (add'l) John Hancock Inve. Tr. 11 (Y) Blackrock MuniHoldings INSD FD (Y) Mastercard (Y) SELLY) SPX (Y) NYSE Euronext (Y) Reimbursement — Association (O'Neil Institute) — hal Hi SI Te Tu IC Pa Ta Oka a conference on bankruptcy issues (Transportation, Hotel, Food) Reimbursement — Le I a SAT amas amr He a Center/ American Bankruptcy Institute — ghana hada Sadie — t—t. — bench” conference on bankruptcy issues (Transporation, Food) Reimbursement — Law/ American Bankruptcy Institute — bankruptcy issues (Transporation, Hotel Food) Reimbursement — Women Judges — judges conference (Transportation, Hotel, Food) Reimbursement — judges and students (Transportation, Hotel. Food) Income — 02/05/2010 — St. Johns Umiversity School of Law LL.M seminar — S3000.00 1. Part VII, limes 8-161, columns B and C. The U.S. Trust-managed account described on line 8 is held and managed in trust by U.S. Trust as a fiduciary It is not a personal brokerage or financial management account. We have no discretion with respect to any of the individual assets in the account, which are listed in lines 9--161 Instead, U.S. Trust makes each investment, buy or sell decision with respect to the individual assets in the account. We are able only to increase or decrexse the aggregate investment in the account (in addition to periodically being able to change risk categories), | therefore reported the assets in the account in accordance with the method for reporting trust assets in the filing instructions. 2. Part VIL, lines 162-182, columns B and C. The U.S. Trust-managed IRA rollover account described in line 162 is held and managed in trust by U.S. Trust as a fiduciary for me with respect to the rollover of my former pension and 401(k) accounts. As with the account described on line 8 of Part VIl and above, | have no discretion with respect to any of the individual assets in the account, which are listed in lines 162-182, with the exception of periodically being ble to change risk categories. | therefore reported the assets in the account in accordance with the method for reporting trust assets in the filing instructions. 3. Part VIL lines 184-189, columns B and C. The U.S. Trust-managed IRA rollover account described in line 184 is held and managed by U.S, Trust as a fiduciary for with respect to the rollover of former 401(k) account. As with the accounts described in lines 8 and 162 of Part VII and above, she has no discretion with respect to any of the individual assets in the account, which are listed in lines 185-189, with the exception of periodically being able to change risk categories. 1 therefore reported the assets in the account in accordance with the method for reporting trust assets in the filing instructions. 4. Part VII lines 192-193. These two investments should have been listed as sold in my 2012 Report. The sale dates were 11/10.2011 (John Hancock Inv. Tr. 11, line 192) and 2/14/11 (Blackrock Muniholdings INSD FD, line 193). There was no gain in either transaction. 5. Part VII lines 194-197 These four investments were listed in lines 420 (Mastercard), 342 (SEI), 343 (SPX) and 340 (NYSE Euronext) of my 2012 Report as partial sales when, in fact, they were completely sold. The remaining information on these lines in the 2012 Report is accurate. 6. The September 25, 2013 inquiry lester from Hon. Joseph H, McKinley, Jr. states that Loews Cos. was last listed in line 75 of my 2012 Report and inquired why it was not listed in my 2013 Report; however, Loews Cos, is listed in line 250 of my 2012 Report as having been sold. For that reason it doesn not appear in my 2013 Report. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/18014. Public record. Not legal advice.