# Robert E. Nugent 3 > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/17973 ## Record - **Judge:** Robert E. Nugent 3 - **Year:** 2016 - **Report type:** Annual - **Pages:** 10 ## Text ROIRA #1 (H) Fidelity Gov't MM Daily Money Fund (R/ O IRA} — Int/Div Transamerica MMA — Int/Div — Sold Rydex Gov't Long Bond Fd — Int/Div — Buy Rydex Gov't Long Bond Fd — Sold Rydex HY Strategy Bond Fd — Int/Div — Buy Rydex HY Strategy Bond Fd — Sold Rydex HY Strategy Bond Fd — Buy Northern HY Fixed Inc — Int/Div — Buy American High Income F1 — Int/Div — Buy American High Income F1 — Sold Black Rock HY Bond ClassA — Int/Div — Buy Black Rock HY Bond ClassA — Sold Putmam HY Class A — Int/Div — Buy Putmam HY Class A — Sold United Development Funding IV — Int/Div Global Net Lease, Inc.(X) — Int/Div — Sold Direxion HY Bull — Int/Div — Buy Transamerica High Yield — Int/Div — Buy (add'l) Transamerica High Yield — Buy (add'l) Transamerica High Yield — Sold JP Morgan Gov Bond Fd — Int/Div — Sold JP Morgan Liquid Assets MMA — Int/Div — Sold JP Morgan High Yield Bond Fd--see Part — Int/Div — Sold Halcon Res Corp — Int Vereit, f/k/a Ameerican Realty Capital- see Part VII — Int/Div — Sold ROIRA #2 (H) Fidelity Gov't MM Daily Money Fund (R/ O IRA} — Int/Div Amencan Funds Fundamental Inv — Int/Div Amencan Funds Growth — Int/Div AmFunds Income Fund America — Int/Div Simple IRA #1 (H) Amencan Funds as below Amencan Mutual Fund — Int/Div — Buy (add'l) Fundamental Investors — Int/Div — Buy (add'l) Capital Income Builder — Int/Div — Buy (add'l) Growth Fund America — Int/Div — Buy (add'l) Capital World Growth — hy — Buy (add'l) Capital World Growth — Buy (add'l) Emprise Bank Account — Interest Emprise Bank MMA — Interest Emprise Bank Passbook Account 11 — Interest Citizens Bank Saving — Interest Learning Quest $29 Fund Short-term (American Century) — Distribution Vanguard MMA — Int/Div Northwestern Mutual Whole Life #1 — Int/Div Northwestern Mutual Whole Life #2 — Int/Div Northwestern Mutual Whole Life 23 — Int/Div Emprise CD6(77) — Interest Realty LLC — Distribution — Buy LrossFirst Bank Busmess — Interest CrossFirst Bank MMA see Part 8 — Interest CrossFirst Pers Savings — Interest Bulls & Bears Investment Club (H)--see Part 8 Alphabet A — Int/Div Alphabet — Int/Div Amazon — Int Amgen — Int/Div GE — Int/Div Ishares Emerg Mkt — Int/Div Phillips 66 — Int/Div Williams Co — Int/Div Immediate Past President, National Conference of Bankruptcy Judges Reimbursement — Nat'l Conf. of Bankruptcy Judges — 3/14-31572016 — Fort Worth, TX — NCBJ Midyear Meeting — truvel, meals, and lodging Reimbursement — Kansas Bur Association — 4/8/2016 — Overland Park, KS — KBA Section Seminar — travel Reimbursement — Bankruptcy Bar Assoc. S.D. Fla. — 5/12.5/152016 — Chicago ILMarco Island, FL — BBA Annual Weekend Retreat CLE — travel, meals, and lodgmg Reimbursement — Nat'l Assoc. of Bankruptcy : Trustees — 9/8-/9/2016 — Sun Diego, CA — NABT Annual Meeting — travel, meals, and lodging Reimbursement — Nat'l Conf, of Bankruptcy Judges — 10/25-100292016 — San Francisco, CA — NCBJ Annual Meeting — travel, meals, and lodging Spouse's income — 112116 — Realtor Income through Part 111-B--as discussed below. spouse established single-member LLC for business. Part 7, Line 21--Amenican Realty Capital, Inc. changed its name to Vereit, Inc. sometime in 2015. Held this stock in RO IRA #1 on 12/31/15 in J amount, but inadvertently omitted from 2015 report—-was included in 2014 report. Part 7, Line 24--Sold JP Morgan HY Fund 12/10/15; amount M. Inadvertent omission from 2015 report. Part 7, IRA #2's interest in American New Perspective closed out on 7/18/2012--no gain, and sold for value code K. Apparently failed to remove this row over the years and have done so now. Part 7, Line 52-54--Spouse established single-member LLC for realtor business; CrossFirst Bank "Business reported last year as sole proprietor business account; CrossFirst Bank MMA, formerly reported as "Business" MMA still perosnally held. Part 7, Line 57, et seq. 1 am 1/60 of this investment ¢lub and was admitted on 10/15/16. T only know month of acquisition--date shown as first of applicable months is supposition only. Part 7, general statement: In further response to the Committee's letter dated September 20, 2017, I reviewed my prior reports. In so doing, I noted that 1 reported my interest in Hartford High Yield as "sold" as of August 5, 2014 per line 15 of my 2014 report. 1 did not delete the holding’s header from my '15 report which has now been closed. As for Ivy High Income, per line 14 of my 2013 report, that entire position was sold on July 25, 2013. Unfortunately, 1 showed it "sold m part” when it should have, in fact, been shown as “sold,” Again, the header carried forward to both the 2014 and 2015 reports due to my failure to delete it. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17973. Public record. Not legal advice.