# Ronald H. Sargis > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/17903 ## Record - **Judge:** Ronald H. Sargis - **Year:** 2014 - **Report type:** Annual - **Pages:** 22 ## Text Rental Property. Sacramento, California — Rent Bank of America Demand Accounts — Interest Golden Credit Umon Demand Account — Interest Bank of the West Demand Account — Interest Bank of America Accounts, Dependant — Interest Bank of America Accounts, Dependant — Interest State Farm Whole Life Insurance — Int/Div MINERAL RIGHTS, Livingston, CA — None Brokerage Account #1 MERRIL LYNCH DIRECT DEPOSIT {CASH ACCOUNT) — Int ADT CORP — Distribution PENTAIR PLC PNR (Renamed PENTAIR LTD) — Distribution TYCO INTERNAT TYC — Int/Div COVIDIEN PLC COV — Int/Div TE CONNECTIVITY LTD TEL — Int/Div CESCA THERAPEUTICS KOOL (Formerly named THERMOGENSIS) — None NOKIA NOK — Int/Div SIRIUS XM SIRI — Int/Div Brokerage Account #2 CASH ACCOUNT, GOLDMAN SACHS BANK USA (X) — Interest CASH ACCOUNT. DISCOVER BANK — Interest CASH ACCOUNT CITIBANK NA — Interest ORACLE ORCL — Int/Div Brokerage Account ¥ 2-1 FEDERATED CAP RESERVES — Int/Div DREYFUS TECH GROWTH DTGBX — Int/Div Brokerage Account #3 HARTFORD CAP APPRC FD HCACX — Int/Div — Buy (add'l) 13 — istnbution Brokerage Account #4 Dependent GROWTH FD AMER GFACX — Distribution — Buy (add'l) GUGGENHEIM MID CAP VALUE A -. SEVSX — istnbution — Buy (add'l) as. — Int/Div BLACKROCK GLOBAL ALLOCATION MCLOX — Int/Div — Buy (add'l) BLACKROCK GLOBAL ALLOCATION MCLOX — Distribution — Buy (add'l) BROKERAGE ACCOUNT #5 Dependants GOLDMAN SACHS INSURED CASH ACCOUNT — Interest COSTCO — Int/Div BROKERAGE ACCOUNT #8 IRA Rollover GENERAL MARKET CASH FUND, RW BAIRD — Int/Div DEUTSCHE X-TRACKERS MSCI EAF HEDGED EQUITY ETF — Int/Div — Buy DEUTSCHE X-TRACKERS MSCI EAF HEDGED EQUITY ETF — Distribution — Buy (add'l) S10. — Sold (part) S10. — Buy (add'l) FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX ETF FBT — Int/Div — Buy FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX ETF FBT — Sold (part) FLEXSHARES TRUST QLTY DIV INDEX FUND QDF — Int/Div — Buy (add'l) FLEXSHARES TRUST QLTY DIV INDEX FUND QDF — Sold (part) GLOBAL X FTSE NORDIC REGION ETF GXF — None — Buy GLOBAL X FTSE NORDIC REGION ETF GXF — Sold (part) GLOBAL X MLP & ENERGY INFRASTRUCTURE MLPX ETF — Int/Div — Buy GLOBAL X MLP & ENERGY INFRASTRUCTURE MLPX ETF — Buy (add'l) GLOBAL X MLP & ENERGY INFRASTRUCTURE MLPX ETF — Sold (part) ISHARES MSCI SWITZERLAND INDEX FFT EWL — Int/Div — Sold (part) ISHARES MSCI SPAIN ETF EWP — Int/Div — Buy ISHARES MSCI SPAIN ETF EWP — Sold (part) ISHARES MSCI AUSTRALIA ETG EWA — Int/Div — Buy ISHARES MSCI AUSTRALIA ETG EWA — Buy (add'l) ISHARES MSCI AUSTRALIA ETG EWA — Sold (part) ISHARES MSC1 JAPAN ETF EW) — Int/Div — Sold (part) ISHARES MSC1 JAPAN ETF EW) — Sold (part) ISHARES ASIA SOETF AIA — Int/Div — Buy ISHARES MICROCAP ETF IW( — Int/Div — Buy ISHARES MICROCAP ETF IW( — Buy (add'l) ISHARES MICROCAP ETF IW( — Sold (part) ISHARES MICROCAP ETF IW( — Sold (part) ISHARES MICROCAP ETF IW( — Buy (add'l) ISHARES MICROCAP ETF IW( — Buy (add'l) ISHARES CORE S&P SOO ETF IVV — Int/Div — Buy ISHARES CORE S&P SOO ETF IVV — Buy (add'l) ISHARES CORE S&P SOO ETF IVV — Sold (part) ISHARES MSC1 EAFE INDEX ETF EFA — Int/Div — Sold (part) ISHARES MSC1 EAFE INDEX ETF EFA — Sold (part) ISHARES US HOME CONSTRUCTION ETFITB — Int/Div — Buy ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF AAX) — Int/Div — Sold (part) ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF AAX) — Buy (add'l) ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF AAX) — Sold (part) ISHARES MSCI UNITED KINGDON INDEX ETF EWU — Int/Div — Sold (part) ISHARES MSCI UNITED KINGDON INDEX ETF EWU — Buy (add'l) SCHWAB US REITETF SCHH — Int/Div — Buy SCHWAB US REITETF SCHH — Buy (add'l) SCHWAB US REITETF SCHH — Buy (add'l) SCHWAB US REITETF SCHH — Sold (part) SCHWAB US REITETF SCHH — Sold (part) SECTOR FINANCIAL SELECT SECTOR SPDR ETF XLF — Int/Div — Buy SECTOR FINANCIAL SELECT SECTOR SPDR ETF XLF — Sold (part) SECTOR ENERGY SELECT SECTOR SPDR ETF XLE — Int/Div — Buy SECTOR CONSUMER DISCRETIONARY SFLECT SECTOR SPDR FTF XLY — Int/Div — Buy VANGUARD FTSE DEVELOPED MKETS ETF VEA — Int/Div — Sold (part) VANGUARD LARGE CAP ETF VV — Int/Div — Buy (add'l) VANGUARD LARGE CAP ETF VV — Buy (add'l) VANGUARD LARGE CAP ETF VV — Sold (part) VANGUARD LARGE CAP ETF VV — Sold (part) VANGUARD LARGE CAP ETF VV — Sold (part) VANGUARD LARGE CAP ETF VV — Buy (add'l) WISDOMTREE TRUST EURPOE HEDGED EQUITY FUND ETF HEDJ — Int/Div — Buy WISDOMTREE TRUST EURPOE HEDGED EQUITY FUND ETF HEDJ — Distribution — Buy (add'l) WISDOMTREE TRUST EURPOE HEDGED EQUITY FUND ETF HEDJ — Sold (part) WISDOMTREE TRUST EURPOE HEDGED EQUITY FUND ETF HEDJ — Buy (add'l) WISDOMTREE TRUST EURPOE HEDGED EQUITY FUND ETF HEDJ — Buy (add'l) WISDOMTREE TRUST EURPOE HEDGED EQUITY FUND ETF HEDJ — Buy (add'l) WISDOMTREE JAPAN HEDGED EQUITY ETF DX) — Int/Div — Buy (add'l) WISDOMTREE JAPAN HEDGED EQUITY ETF DX) — Distribution — Sold (part) WISDOMTREE JAPAN HEDGED EQUITY ETF DX) — Buy (add'l) WISDOMTREE LARGE CAP DIVIDEND ETF DLN — Int/Div — Buy WISDOMTREE JAPAN SMALL CAP DIVIDEND ETF DF) — Int/Div — Sold (part) WISDOMTREE JAPAN SMALL CAP DIVIDEND ETF DF) — Sold (part) BARCLAYS BANK PLC ETN+ SELECT MLP ETNS ATMP — Interest — Buy BARCLAYS BANK PLC ETN+ SELECT MLP ETNS ATMP — Sold (part) ALPS RIVERFRONT STRATEGIC INCOME FUND RIGS — Int/Div — Buy (add'l) ALPS RIVERFRONT STRATEGIC INCOME FUND RIGS — Buy (add'l) ALPS RIVERFRONT STRATEGIC INCOME FUND RIGS — Sold (part) ALPS RIVERFRONT STRATEGIC INCOME FUND RIGS — Sold (part) ALPS RIVERFRONT STRATEGIC INCOME FUND RIGS — Sold (part) ALPS RIVERFRONT STRATEGIC INCOME FUND RIGS — Sold (part) All Interests Fully Divested in Yr for Brokerage Account #8 CLAYMORE WILSHIRE MICRO CAP ETF WMCR — Int/Div — Sold (part) CLAYMORE WILSHIRE MICRO CAP ETF WMCR — Sold (part) CLAYMORE WILSHIRE MICRO CAP ETF WMCR — Sold FIRST TRUST DOW JONES SELECT MICRO CAP INDEX ETF FDM — Int/Div — Sold FIRST TRUST NASDAQ TECHNOLGY DIVIDEND INTEX ETF — Int/Div — Buy FIRST TRUST NASDAQ TECHNOLGY DIVIDEND INTEX ETF — Sold (part) FIRST TRUST NASDAQ TECHNOLGY DIVIDEND INTEX ETF — Sold (part) FIRST TRUST NASDAQ TECHNOLGY DIVIDEND INTEX ETF — Sold GLOBAL X NORWAY ETF — None — Buy GLOBAL X NORWAY ETF — Buy (add'l) GLOBAL X NORWAY ETF — Sold (part) GLOBAL X NORWAY ETF — Buy (add'l) GLOBAL X NORWAY ETF — Sold ISHARES MSCI GERMANY INDEX ETF EWG — None — Sold ISHARES MSCI SOUTH KOREA CAPPED ETF EWY — None — Sold ISHARES MSC1 EAFE VALUE ETF EFV — None — Sold ISHARES MSC1 ACWI EX US INDEX FD ACWX — None — Sold ISHARES TR MSCI EMERGING MKTS ETF EEM — None — Sold ISHARES CORE MSCI EMERGING MARKETS ETF IEMG — Int/Div — Buy 1443, — Buy (add'l) 1443, — Sold (part) 1443, — Sold ISHARES CORE S&P SMALL CAP ETF UR — Int/Div — Sold (part) ISHARES CORE S&P SMALL CAP ETF UR — Buy (add'l) ISHARES CORE S&P SMALL CAP ETF UR — Sold ISHARES MSC EMU ETF EZL — Int/Div — Sold (part) ISHARES MSC EMU ETF EZL — Sold ISHARES MSC1 CANADA INDEX ETF EWC — None — Sold ISHARES MSCI1 POLAND CAPPED ETF — Int/Div — Buy ISHARES MSCI1 POLAND CAPPED ETF — Sold (part) ISHARES MSCI1 POLAND CAPPED ETF — Sold ISHARES 1-3 YR CREDIT BOND EN CS) — Int/Div — Sold ISHARES IBOXX $ HIGH YIELD CORP BOND ETF — Int/Div — Buy ISHARES IBOXX $ HIGH YIELD CORP BOND ETF — Sold ISHARES NORTH AMERICAN MULTIMEDIA NETWORKING ETF — Int/Div — Buy ISHARES NORTH AMERICAN MULTIMEDIA NETWORKING ETF — Sold (part) ISHARES NORTH AMERICAN MULTIMEDIA NETWORKING ETF — Sold (part) ISHARES NORTH AMERICAN MULTIMEDIA NETWORKING ETF — Sold ISHARES TRANSPORTATION AVERAGE ETF — Int/Div — Buy ISHARES TRANSPORTATION AVERAGE ETF — Sold (part) ISHARES TRANSPORTATION AVERAGE ETF — Sold ISHARES US CONSUMER GOODS EFT — Int/Div — Buy ISHARES US CONSUMER GOODS EFT — Sold (part) ISHARES US CONSUMER GOODS EFT — Sold MARKET VECTORS OIL SERVICES ETF ou — None — Sold POWERSHARES DYNAMIC BUYBACK ACHIEVERS ETF PKW — None — Sold POWERSHARES DYNAMIC BUYBACK ACHIEVERS ETF PKW — Sold POWERSHARES S&P 500 HIGH BETA ETF SPHB — Int/Div — Sold (part) POWERSHARES S&P 500 HIGH BETA ETF SPHB — Sold (part) POWERSHARES S&P 500 HIGH BETA ETF SPHB — Sold POWERSHARES DYNAMIC FOOD & BEVERAGE — Int/Div — Buy POWERSHARES DYNAMIC FOOD & BEVERAGE — Buy (add'l) POWERSHARES DYNAMIC FOOD & BEVERAGE — Sold (part) POWERSHARES DYNAMIC FOOD & BEVERAGE — Sold RYDEX GUGGENHEIM S&p 500 EQUAL WEIGHT ENERGY ETF — Int/Div — Buy RYDEX GUGGENHEIM S&p 500 EQUAL WEIGHT ENERGY ETF — Sold (part) RYDEX GUGGENHEIM S&p 500 EQUAL WEIGHT ENERGY ETF — Sold SPDR BARCLAYS CAPITAL HIGH YIELD BOND ETF — Int/Div — Buy SPDR BARCLAYS CAPITAL HIGH YIELD BOND ETF — Sold VANGUARD FISE ELROPE ETF VGK — Int/Div — Sold (part) VANGUARD FISE ELROPE ETF VGK — Sold (part) VANGUARD FISE ELROPE ETF VGK — Sold (part) VANGUARD FISE ELROPE ETF VGK — Sold VANGUARD INFORMATION TECHNOLOGY — None — Buy VANGUARD INFORMATION TECHNOLOGY — Sold (part) VANGUARD INFORMATION TECHNOLOGY — Sold VANGUARD SHORT TERM CORP BOND ETF VCSH — Int/Div — Sold WISDOMTREE EUROPE SMALL CAP DIVIDEND ETF — Int/Div — Buy WISDOMTREE EUROPE SMALL CAP DIVIDEND ETF — Sold (part) WISDOMTREE EUROPE SMALL CAP DIVIDEND ETF — Sold (part) WISDOMTREE EUROPE SMALL CAP DIVIDEND ETF — Sold Brokerage Account #9 IRA Rollover CASH/MONEY MARKET -- RW Baird General MMKT Class A — Int/Div CAPITAL WORLD GWTH & INCOME FD CWGFX — Int/Div — Buy (add'l) CAPITAL WORLD GWTH & INCOME FD CWGFX — Buy (add'l) CAPITAL WORLD GWTH & INCOME FD CWGFX — Buy (add'l) CAPITAL WORLD GWTH & INCOME FD CWGFX — Buy (add'l) DAVIS NEW YORK VENTURE DNVYX — Int/Div — Sold (part) DAVIS NEW YORK VENTURE DNVYX — istnbution — Buy (add'l) DAVIS NEW YORK VENTURE DNVYX — Sold (part) DAVIS NEW YORK VENTURE DNVYX — Buy (add'l) GATEWAY GATEX — Int/Div — Buy (add'l) GATEWAY GATEX — Buy (add'l) GATEWAY GATEX — Buy (add'l) GATEWAY GATEX — Buy (add'l) GROWTH FUND AMER GFAFX — Int/Div — Sold (part) GROWTH FUND AMER GFAFX — istnibution — Sold (part) GROWTH FUND AMER GFAFX — Sold (part) GROWTH FUND AMER GFAFX — Buy (add'l) GUGGENHEIM MID CAP VALLE A SEVAX — Int/Div — Buy (add'l) ma. — istrnibution HARRIS ASSOC INVT OAKMARK INTL FD OAKIX — Int/Div — Buy (add'l) 219. — Distribution IVY FDS INC ASSET STRATEGY FD WASYX — Int/Div — Buy (add'l) 21 — istnbution KEELEY FUNDS SMALL CAP VALUE KSCIX — Int/Div — Buy (add'l) KEELEY FUNDS SMALL CAP VALUE KSCIX — Distribution — Buy (add'l) KEELEY FUNDS SMALL CAP VALUE KSCIX — Buy (add'l) STRATTON SMALL CAP VALUE STSCX — istnbution — Buy (add'l) 226. — Int/Div CALAMOS CONVERTIBLE FUND CICVX — Int/Div — Buy (add'l) CALAMOS CONVERTIBLE FUND CICVX — Distribution — Buy (add'l) CALAMOS CONVERTIBLE FUND CICVX — Buy (add'l) CALAMOS CONVERTIBLE FUND CICVX — Buy (add'l) ADVISORY RESEARCH MLP & ENERGY INCOME INFIX (Name Change) — Int/Div — Buy (add'l) — Addition Information ADVISORY RESEARCH MLP & ENERGY INCOME INFIX (Name Change) — Buy (add'l) ADVISORY RESEARCH MLP & ENERGY INCOME INFIX (Name Change) — Buy (add'l) ADVISORY RESEARCH MLP & ENERGY INCOME INFIX (Name Change) — put) ADVISORY RESEARCH MLP & ENERGY INCOME INFIX (Name Change) — Buy (add'l) ADVISORY RESEARCH MLP & ENERGY INCOME INFIX (Name Change) — Buy (add'l) PERMANENT PORTFOLIO FD PRPFX — Int/Div — Sold (part) PERMANENT PORTFOLIO FD PRPFX — Distribution — Buy (add'l) PRINCIPAL GLOBAL DIVERSIFIED INCM PGDPX — Int/Div — Buy PRINCIPAL GLOBAL DIVERSIFIED INCM PGDPX — Distribution — Buy (add'l) PRINCIPAL GLOBAL DIVERSIFIED INCM PGDPX — Buy (add'l) PRINCIPAL GLOBAL DIVERSIFIED INCM PGDPX — Buy (add'l) PRINCIPAL GLOBAL DIVERSIFIED INCM PGDPX — Buy (add'l) PRINCIPAL GLOBAL DIVERSIFIED INCM PGDPX — Buy (add'l) PRINCIPAL GLOBAL DIVERSIFIED INCM PGDPX — Buy (add'l) PRINCIPAL GLOBAL DIVERSIFIED INCM PGDPX — Buy (add'l) LOOMIS SAYLES BOND INSTL LSBDX — Int/Div — Buy (add'l) LOOMIS SAYLES BOND INSTL LSBDX — Distribution — Buy (add'l) LOOMIS SAYLES BOND INSTL LSBDX — Buy (add'l) LOOMIS SAYLES BOND INSTL LSBDX — Buy (add'l) LOOMIS SAYLES BOND INSTL LSBDX — Buy (add'l) LOOMIS SAYLES BOND INSTL LSBDX — Buy (add'l) LOOMIS SAYLES BOND INSTL LSBDX — Buy (add'l) LOOMIS SAYLES BOND INSTL LSBDX — Buy (add'l) LOOMIS SAYLES BOND INSTL LSBDX — Buy (add'l) LOOMIS SAYLES BOND INSTL LSBDX — Buy (add'l) LOOMIS SAYLES BOND INSTL LSBDX — Buy (add'l) LOOMIS SAYLES BOND INSTL LSBDX — Buy (add'l) TEMPLETON GLOBAL BOND ADVISOR TGBAX — Int/Div — Buy TEMPLETON GLOBAL BOND ADVISOR TGBAX — Buy (add'l) TEMPLETON GLOBAL BOND ADVISOR TGBAX — Buy (add'l) TEMPLETON GLOBAL BOND ADVISOR TGBAX — Buy (add'l) TEMPLETON GLOBAL BOND ADVISOR TGBAX — Buy (add'l) TEMPLETON GLOBAL BOND ADVISOR TGBAX — Buy (add'l) TEMPLETON GLOBAL BOND ADVISOR TGBAX — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — Int/Div — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — Distribution — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — Buy (add'l) VANGUARD INTER TERM BOND FUND VBIIX — a VANGUARD INTER TERM BOND FUND VBIIX — Buy (add'l) Trust #1 CALIFORNIA BANK & TRUST DEPOSIT ACCOUNTS — Interest BANK OF AMERICA. NA — Interest US GOVERNMENT BONDS — Interest scsnssissnse ENDescscssnsns Trustee —- Trust #1], Trust #1, Family Member Reimbursement — Cahfornia Association of Collectors — 10/23/2014 10242014 — San Diego, CA — Annual Converntion (Speaker) — Travel and Lodging Income — 2014 — McGeorge School of Law, University of the Pacific — $2,250.00 Spouse's income — 2014 — State of California, Califorma Department of Public Health --- Salary Part VII, Line 219: Name change of Famco MLP + Energy Income (INFIX) to Advisory Research MLP & Energy Research (INFIX) --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17903. Public record. Not legal advice.