# Mark Lawrence Wolf

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/17890

## Record

- **Judge:** Mark Lawrence Wolf
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 33

## Text

BROKERAGE ACCOUNT £2 (H)
McDonald's Corp — Int/Div
Schwab Govt Money Fund — Int/Div
3 E Brokerage Account (H) 51
Fidelity Treasury Money Market Fd (FZFXX) — Int/Div
Fidelity Total Bond ETF (FBND) — Int/Div — Sold
Flexshares IBOXX 5-year Tarag — Int/Div — Buy
Flexshares IBOXX 5-year Tarag — Sold
iShares Core S&P S00 ETF — Int/Div — Buy
iShares Core S&P S00 ETF — Sold (part)
iShares Inc MSC Jpn ETF — None — Buy (add'l)
iShares Inc MSC Jpn ETF — Sold (part)
iShares Inc MSC Jpn ETF — Sold (part)
iShares Inc MSC Jpn ETF — Buy (add'l)
iShares Inc MSC Jpn ETF — Buy (add'l)
iShares Inc MSC Jpn ETF — Sold (part)
iShares Inc MSC Jpn ETF — Sold
iShares MSCI FRNTR 100 ETF (FM) — Int/Div — Sold
iShares TR MSCI ACWI ETF (ACW) — Int/Div — Sold (part)
iShares TR MSCI ACWI ETF (ACW) — Sold (part)
iShares TR MSCI ACWI ETF (ACW) — Sold (part)
iShares TR MSCI ACWI ETF (ACW) — Sold (part)
iShares TR MSCI ACWI ETF (ACW) — Sold
iShares Trust MSC India Index FD (INDA) — Int/Div — Sold
iShares TIPS Bond ETF (TIP) — Int/Div — Sold (part)
iShares TIPS Bond ETF (TIP) — Buy (add'l)
iShares TR Barclays 7 « 10 Yr (1EF) — Int/Div — Sold
iShares TR US Treas BD ETF — Int/Div — Buy
iShares TR US Treas BD ETF — Buy (add'l)
iShares US ETF Trust Commodities Select — Int/Div — Buy
iShares US ETF Trust Commodities Select — Sold
iShares US ETF Tr Short Maturity Bd INEAR) — Int/Div — Buy (add'l)
iShares US ETF Tr Short Maturity Bd INEAR) — Buy (add'l)
iShares US ETF Tr Short Maturity Bd INEAR) — Sold (part)
iShares US ETF Tr Short Maturity Bd INEAR) — Sold (part)
iShares US ETF Tr Short Maturity Bd INEAR) — Sold
iShares Gold Trust iShares (IAL) — Int/Div — Buy (add'l)
iShares Gold Trust iShares (IAL) — Buy (add'l)
iShares Gold Trust iShares (IAL) — Sold (part)
iShares US Eft Tr Sht Mat DS ETF — Int/Div — Buy
JP Morgan ETF Trust Ultra Short Income — Int/Div — Buy
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Sold
Powershares QQQ Tr Unit Ser 1{QQQ) wk! a Invesco QOQOQ Tr Unit Ser — Int/Div — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk! a Invesco QOQOQ Tr Unit Ser — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk! a Invesco QOQOQ Tr Unit Ser — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk! a Invesco QOQOQ Tr Unit Ser — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk! a Invesco QOQOQ Tr Unit Ser — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk! a Invesco QOQOQ Tr Unit Ser — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk! a Invesco QOQOQ Tr Unit Ser — Sold (part)
Powershares QQQ Tr Unit Ser 1{QQQ) wk! a Invesco QOQOQ Tr Unit Ser — Sold (part)
Powershares QQQ Tr Unit Ser 1{QQQ) wk! a Invesco QOQOQ Tr Unit Ser — Sold
Sector SPDR Tr Shs Ben Int Utilities — Int/Div — Buy
Sector SPDR Tr Shs Ben Int Utilities — Sold
SPDR Gold Tr Gold Shs — Int/Div — Buy
SPDR Gold Tr Gold Shs — Buy (add'l)
SPDR Gold Tr Gold Shs — Sold (part)
SPDR S&P SOO ETF — Int/Div — Sold
Spdr Ser TR DJ Wilshire Small Cap — Int/Div — Buy
Spdr Ser TR DJ Wilshire Small Cap — Buy (add'l)
Spdr Ser TR DJ Wilshire Small Cap — Buy (add'l)
Vanguard Intl Equity Index Fund FTSE Emerging Market ETF (VWO) — Int/Div — Sold
Vanguard Index Fds Small Cap (VBR) — Int/Div — Sold (part)
Vanguard Index Fds Small Cap (VBR) — Buy (add'l)
Vanguard Index Fds Small Cap (VBR) — Sold (part)
Vanguard Index Fds Small Cap (VBR) — Sold (part)
Vanguard Index Fds Small Cap (VBR) — Sold (part)
Vanguard Index Fds Small Cap (VBR) — Sold (part)
Vanguard Index Fds Small Cap (VBR) — Sold (part)
Vanguard Scottsdale Fds Short Tern TreasA — Int/Div — Buy
Vanguard Scottsdale Fds Short Tern TreasA — Buy (add'l)
Vanguard Scottsdale Fds Short Tern TreasA — Buy (add'l)
Wisdomtree Trust Japan Hedge EQT (DXJ) — Int/Div — Sold (part)
Wisdomtree Trust Japan Hedge EQT (DXJ) — Sold
Wisdomtree Tr Japan Small cap Divid FD — Int/Div — Buy
Wisdomtree Tr Japan Small cap Divid FD — Sold
World Gold Tr SPDR GId Minis — None — Buy
3 E Brokerage Account 95 (H)
Fidelity Treasury Money Market Fd (FZFXX) — Int/Div
Flexshares IBOXX S-year Targ — Int/Div — Buy
Flexshares IBOXX S-year Targ — Sold
iShares Core S&P Total US Stock Market ETF ATOT) — Int/Div — Buy (add'l)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core S&P Total US Stock Market ETF ATOT) — Buy (add'l)
iShares Core S&P Total US Stock Market ETF ATOT) — Buy (add'l)
iShares Core S&P Total US Stock Market ETF ATOT) — Buy (add'l)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core S&P SOO ETF — Int/Div — Buy
iShares Inc Core MSCI Emerging Markets ETF (1IEMG) — Int/Div — Sold
iShares Core US Aggregate Bond ETF (AGG) — Int/Div — Sold
iShares Core S&P SOO ETF — Int/Div — Buy
iShares Core S&P SOO ETF — Sold (part)
iShares Inc MSC JPN ETF New — Int/Div — Buy
iShares Inc MSC JPN ETF New — Buy (add'l)
iShares Inc MSC JPN ETF New — Sold
iShares TR MSCI ACWI ETF (ACW — Int/Div — Sold (part)
iShares Gold Trust iShares (IAL) — Int/Div — Buy
iShares Gold Trust iShares (IAL) — Buy (add'l)
iShares Gold Trust iShares (IAL) — Buy (add'l)
iShares Gold Trust iShares (IAL) — Sold (part)
iShares Gold Trust iShares (IAL) — Sold (part)
iShares TIPS Bond ETF (TIP) — Int/Div — Sold (part)
iShares TIPS Bond ETF (TIP) — Buy (add'l)
iShares TR Barclays 7 - 10 Yr (IEF) — Int/Div — Sold
iShares TR Short Treas Bd (SHY) — Int/Div — Sold (part)
iShares TR Short Treas Bd (SHY) — Buy (add'l)
iShares US ETF Trust Commodities Select — Int/Div — Buy
iShares US ETF Trust Commodities Select — Sold
iShares Tr Short Treas Bd — Int/Div — Buy
iShares Tr Short Treas Bd — Buy (add'l)
iShares Tr Short Treas Bd — Buy (add'l)
iShares US E1r Tr Short Maturity Bd (NEAR) — Int/Div — Buy (add'l)
iShares US E1r Tr Short Maturity Bd (NEAR) — Buy (add'l)
iShares US E1r Tr Short Maturity Bd (NEAR) — Sold (part)
iShares US E1r Tr Short Maturity Bd (NEAR) — Sold
iShares US Treas Be ETF — Int/Div — Buy
JP Morgan ETF Trust Ultra Short Income — Int/Div — Buy
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Sold
Powershares QQQ Tr Unit Ser 1{QQQ) wk/ a Invesco QQOQ Tr Unit — Int/Div — Sold
Sector SPDR TR Shs Ben Int Utilities — Int/Div — Buy
Sector SPDR TR Shs Ben Int Utilities — Sold
SPDR S&P SOO ETF — Int/Div
Vanguard Scottsdale Fds Short Ter Treas — Int/Div — Buy
Vanguard Scottsdale Fds Short Ter Treas — Buy (add'l)
Vanguard Scottsdale Fds Short Ter Treas — Buy (add'l)
Wisdomtree Tr Floating Rt TreaA — Int/Div — Buy
Wisdomtree Tr Floating Rt TreaA — Sold (part)
Wisdomtree Tr Floating Rt TreaA — Sold
World Gold TR SPDR Glid Minis — None — Buy
3 E Brokerage Account 00 (H)
Fidelity Treasury Money Market Fd (FZFXX) — Int/Div
Fidelity Total Bond ETF (FBND) — Int/Div — Buy (add'l)
Fidelity Total Bond ETF (FBND) — Sold
Flexshares IBOXX S-year Targ — Int/Div — Buy
Flexshares IBOXX S-year Targ — Sold
iShares Core S&P S00 Ev — Int/Div — Buy
iShares Core S&P S00 Ev — Sold (part)
iShares Core S&P S00 Ev — Sold (part)
iShares Inc MSCI FRNTR 100 ETF (FM) — Int/Div — Sold
iShares Inc MSC JPN ETF New — Int/Div — Buy
iShares Inc MSC JPN ETF New — Sold (part)
iShares Inc MSC JPN ETF New — Sold
iShares TR MSCI ACWI ETF (ACW) — Int/Div — Sold (part)
iShares TR MSCI ACWI ETF (ACW) — Sold
iShares Trust MSC India Index FD (INDA) — Int/Div — Sold
iShares TIPS Bond ETF (TIP) — Int/Div — Buy (add'l)
iShares TIPS Bond ETF (TIP) — Sold (part)
iShares TIPS Bond ETF (TIP) — Buy (add'l)
iShares US ETF Trust Commodities Select — Int/Div — Buy
iShares US ETF Trust Commodities Select — Sold
iShares TR Barclays 7 - 10 Yr (IEF) — Int/Div — Sold
iShares TR US Treas BD ETF — Int/Div — Buy
iShares TR US Treas BD ETF — Buy (add'l)
iShares US ETF Tr Short Maturity Bd (NEAR) — Int/Div — Buy (add'l)
iShares US ETF Tr Short Maturity Bd (NEAR) — Buy (add'l)
iShares US ETF Tr Short Maturity Bd (NEAR) — Buy (add'l)
iShares US ETF Tr Short Maturity Bd (NEAR) — Buy (add'l)
iShares US ETF Tr Short Maturity Bd (NEAR) — Sold (part)
iShares US ETF Tr Short Maturity Bd (NEAR) — Sold
iShares Gold Trust iShares (IAL) — Int/Div — Buy (add'l)
iShares Gold Trust iShares (IAL) — Buy (add'l)
JP Morgan ETF Trustr Ultra Short Income — Int/Div — Buy
JP Morgan ETF Trustr Ultra Short Income — Buy (add'l)
JP Morgan ETF Trustr Ultra Short Income — Sold (part)
JP Morgan ETF Trustr Ultra Short Income — Sold (part)
JP Morgan ETF Trustr Ultra Short Income — Sold (part)
JP Morgan ETF Trustr Ultra Short Income — Sold (part)
JP Morgan ETF Trustr Ultra Short Income — Buy (add'l)
JP Morgan ETF Trustr Ultra Short Income — Buy (add'l)
JP Morgan ETF Trustr Ultra Short Income — Sold (part)
JP Morgan ETF Trustr Ultra Short Income — Sold
Powershares QQQ Tr Unit Ser 1{QQQ) wk/ a Invesco QOQOQ Tr Unit — Int/Div — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk/ a Invesco QOQOQ Tr Unit — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk/ a Invesco QOQOQ Tr Unit — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk/ a Invesco QOQOQ Tr Unit — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk/ a Invesco QOQOQ Tr Unit — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk/ a Invesco QOQOQ Tr Unit — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk/ a Invesco QOQOQ Tr Unit — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQ) wk/ a Invesco QOQOQ Tr Unit — Sold (part)
Powershares QQQ Tr Unit Ser 1{QQQ) wk/ a Invesco QOQOQ Tr Unit — Sold (part)
Powershares QQQ Tr Unit Ser 1{QQQ) wk/ a Invesco QOQOQ Tr Unit — Sold (part)
Sector SPDR TR Shs Ben Int Utilities — Int/Div — Buy
Sector SPDR TR Shs Ben Int Utilities — Sold
SPDR Gold TR Gold Shs — Int/Div — Buy
SPDR Gold TR Gold Shs — Buy (add'l)
SPDR Gold TR Gold Shs — Buy (add'l)
SPDR Gold TR Gold Shs — Sold (part)
SPDR Gold TR Gold Shs — Sold
SPDR Ser TR DJ Wilshire Small Cap — Int/Div — Buy
SPDR Ser TR DJ Wilshire Small Cap — Buy (add'l)
SPDR Ser TR DJ Wilshire Small Cap — Buy (add'l)
SPDR Ser TR DJ Wilshire Small Cap — Buy (add'l)
SPDR Ser TR DJ Wilshire Small Cap — Sold (part)
Vanguard Intl Equity Index Fund FTSE Emerging Market ETF — Int/Div — Sold
Vanguard Index Fds Small Cap (VBR) — Int/Div — Buy (add'l)
Vanguard Index Fds Small Cap (VBR) — Buy (add'l)
Vanguard Index Fds Small Cap (VBR) — Sold (part)
Vanguard Index Fds Small Cap (VBR) — Sold (part)
Vanguard Scottsdale Fds Short Term Treas — Int/Div — Buy
Vanguard Scottsdale Fds Short Term Treas — Buy (add'l)
Vanguard Scottsdale Fds Short Term Treas — Buy (add'l)
Wisdomtree Trust Japan Hedge EQT (DXJ) — Int/Div — Sold
World Gold Tr Spdr Gid Minis — None — Buy
13 E Brokerage Account 64 (H)
Fidelity Treasury Money Market Fd (FZFXX) — Int/Div
Fidelity Total Bond ETF (FBND) — Int/Div — Sold
Flexshares IBOXX 5-Year Targ — Int/Div — Buy
Flexshares IBOXX 5-Year Targ — Sold
iShares Core S&P S00 ETF — Int/Div — Buy (add'l)
iShares Core S&P S00 ETF — Sold (part)
iShares Core S&P S00 ETF — Sold (part)
iShares Core S&P S00 ETF — Sold (part)
iShares lnc MSCI FRNTR 100 ETF (FM) — Int/Div — Sold
iShares lnc MSCI Jpn ETF — None — Buy (add'l)
iShares lnc MSCI Jpn ETF — Sold (part)
iShares lnc MSCI Jpn ETF — Sold (part)
iShares lnc MSCI Jpn ETF — Buy (add'l)
iShares lnc MSCI Jpn ETF — Buy (add'l)
iShares lnc MSCI Jpn ETF — Sold (part)
iShares lnc MSCI Jpn ETF — Sold
iShares TR MSC ACWI ETF (ACW — Int/Div — Sold (part)
iShares TR MSC ACWI ETF (ACW — Sold (part)
iShares TR MSC ACWI ETF (ACW — Sold (part)
iShares TR MSC ACWI ETF (ACW — Sold
iShares Trust MSC India Index FD (INDA) — Int/Div — Sold
iShares TIPS Bond ETF (TIP) — Int/Div — Sold (part)
iShares TIPS Bond ETF (TIP) — Buy
iShares TIPS Bond ETF (TIP) — Sold (part)
iShares TR Barclays 7 - 10 Yr (1EF) — Int/Div — Sold
iShares Gold Trust iShares (IAL) — Int/Div — Buy (add'l)
iShares Gold Trust iShares (IAL) — Sold (part)
iShares US ETF Tr Commodities Select — Int/Div — Buy
iShares US ETF Tr Commodities Select — Sold
iShares US ETF Tr Short Maturity Bd (NEAR) — Int/Div — Buy (add'l)
iShares US ETF Tr Short Maturity Bd (NEAR) — Buy (add'l)
iShares US ETF Tr Short Maturity Bd (NEAR) — Buy (add'l)
iShares US ETF Tr Short Maturity Bd (NEAR) — Sold (part)
iShares US ETF Tr Short Maturity Bd (NEAR) — Sold
iShares TR US Treas Bd ETF — Int/Div — Buy
iShares TR US Treas Bd ETF — Buy (add'l)
iShares TR US Treas Bd ETF — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Int/Div — Buy
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
bail — Sold (part)
bail — Sold (part)
bail — Sold (part)
Powershares QQ Tr Unit Ser {QQQm/k/a Invesco QQO Tr Unit Ser! (QOQ) — Int/Div — Buy (add'l)
Powershares QQ Tr Unit Ser {QQQm/k/a Invesco QQO Tr Unit Ser! (QOQ) — Buy (add'l)
Powershares QQ Tr Unit Ser {QQQm/k/a Invesco QQO Tr Unit Ser! (QOQ) — Buy (add'l)
Powershares QQ Tr Unit Ser {QQQm/k/a Invesco QQO Tr Unit Ser! (QOQ) — Buy (add'l)
Powershares QQ Tr Unit Ser {QQQm/k/a Invesco QQO Tr Unit Ser! (QOQ) — Buy (add'l)
Powershares QQ Tr Unit Ser {QQQm/k/a Invesco QQO Tr Unit Ser! (QOQ) — Buy (add'l)
Powershares QQ Tr Unit Ser {QQQm/k/a Invesco QQO Tr Unit Ser! (QOQ) — Sold (part)
Powershares QQ Tr Unit Ser {QQQm/k/a Invesco QQO Tr Unit Ser! (QOQ) — Sold (part)
Powershares QQ Tr Unit Ser {QQQm/k/a Invesco QQO Tr Unit Ser! (QOQ) — Sold (part)
Sector SPDR TR SHS Ben Int Utilities — Int/Div — Buy
Sector SPDR TR SHS Ben Int Utilities — Sold
SPDR Gold Tr Gold Shs — Int/Div — Buy
SPDR Gold Tr Gold Shs — Buy (add'l)
SPDR Gold Tr Gold Shs — Buy (add'l)
SPDR Gold Tr Gold Shs — Sold (part)
SPDR Gold Tr Gold Shs — Sold (part)
SPDR Gold Tr Gold Shs — Sold (part)
SPDR Ser TR DJ Wilshire Small CapETF — Int/Div — Buy
SPDR Ser TR DJ Wilshire Small CapETF — Buy (add'l)
SPDR Ser TR DJ Wilshire Small CapETF — Buy (add'l)
SPDR Ser TR DJ Wilshire Small CapETF — Buy (add'l)
SPDR Ser TR DJ Wilshire Small CapETF — Sold
SPDR S&P S00 ETF — Int/Div — Sold
Vanguard Intl Equity Index Fund FTSE Emerging Market ETF — Int/Div — Sold
Vanguard Index Fds Small Cap (VBR) — Int/Div — Buy (add'l)
Vanguard Index Fds Small Cap (VBR) — Buy (add'l)
Vanguard Index Fds Small Cap (VBR) — Sold (part)
R11] — Sold (part)
Vanguard Scottsdale Fds Short Term Treas (VGSH) — Int/Div — Buy
Vanguard Scottsdale Fds Short Term Treas (VGSH) — Buy (add'l)
iShares Gold Trust iShares (IAL) — Buy (add'l)
Vanguard Scottsdale Fds Short Term Treas (VGSH) — Buy (add'l)
Vanguard Scottsdale Fds Short Term Treas (VGSH) — Buy (add'l)
Wisdomtree Trust Japan Hedge EQT (DXJ) — Int/Div — Buy (add'l)
Wisdomtree Trust Japan Hedge EQT (DXJ) — Sold (part)
Wisdomtree Trust Japan Hedge EQT (DXJ) — Sold
World Gold Tr SPDR Gld Minis (GLDM) — Int/Div — Buy
World Gold Tr SPDR Gld Minis (GLDM) — Buy (add'l)
3 E Brokerage Account 53 (H)
Fidelity Treasury Money Market Fd (FZFXX) — Int/Div
Flexshares IBOXX S year Targ — Int/Div — Buy
Flexshares IBOXX S year Targ — Sold
iShares Inc Core MSCI Emerging Markets ETF (IEMG) — Int/Div — Sold (part)
iShares Inc Core MSCI Emerging Markets ETF (IEMG) — Sold
iShares Core S&P SOO ETF (1IVV) — Int/Div — Buy
iShares Core S&P SOO ETF (1IVV) — Sold (part)
iShares Core S&P Total US Stock Market ETF ATOT) — Int/Div — Buy (add'l)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core S&P Total US Stock Market ETF ATOT) — Buy (add'l)
iShares Core S&P Total US Stock Market ETF ATOT) — Buy (add'l)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core S&P Total US Stock Market ETF ATOT) — Buy (add'l)
iShares Core S&P Total US Stock Market ETF ATOT) — Buy (add'l)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core S&P Total US Stock Market ETF ATOT) — Sold (part)
iShares Core US Aggregate Bond ETF (AGG) — Int/Div — Sold
iShares TR MSC ACWI ETF (ACW) — Int/Div — Sold (part)
RL¥S — Sold
iShares Inc MSC JPN ETF New — Int/Div — Buy
iShares Inc MSC JPN ETF New — Sold
iShares Inc MSC JPN ETF New — Buy (add'l)
iShares Inc MSC JPN ETF New — Buy (add'l)
iShares Inc MSC JPN ETF New — Sold
iShares TIPS Bond ETF (TIP) — Int/Div — Sold (part)
R*3] — Sold (part)
R*3] — Buy (add'l)
R*3] — Sold
iShares TR Barclays 7 - 10 Yr (IEF) — Int/Div — Sold
iShares TR Short Treas Bd (SHV) — Int/Div — Buy (add'l)
iShares TR Short Treas Bd (SHV) — Buy (add'l)
iShares TR Short Treas Bd (SHV) — Sold (part)
iShares TR Short Treas Bd (SHV) — Sold (part)
iShares TR Short Treas Bd (SHV) — Buy (add'l)
iShares TR Short Treas Bd (SHV) — Sold (part)
iShares US ETF Tr Short Maturity Bd (NFAR) — Int/Div — Buy (add'l)
iShares US ETF Tr Short Maturity Bd (NFAR) — Buy (add'l)
iShares US ETF Tr Short Maturity Bd (NFAR) — Sold (part)
iShares US ETF Tr Short Maturity Bd (NFAR) — Sold (part)
REN] — Buy (add'l)
REN] — Sold (part)
iShares TR US Treas BD ETF (GOVT) (X) — Int/Div — Sold (part)
iShares US ETF Trust Commodities Select — Int/Div — Buy
iShares US ETF Trust Commodities Select — Sold (part)
iShares US ETF Trust Commodities Select — Sold (part)
iShares Gold Trust iShares (IAL) — Int/Div — Buy (add'l)
iShares Gold Trust iShares (IAL) — Buy (add'l)
iShares Gold Trust iShares (IAL) — Sold (part)
iShares Gold Trust iShares (IAL) — Sold (part)
iShares Gold Trust iShares (IAL) — Sold (part)
iShares Gold Trust iShares (IAL) — Sold
JP Morgan ETF Trust Ultra Short Income FTF — Int/Div — Buy
JP Morgan ETF Trust Ultra Short Income FTF — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income FTF — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income FTF — Sold (part)
JP Morgan ETF Trust Ultra Short Income FTF — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income FTF — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income FTF — Sold (part)
JP Morgan ETF Trust Ultra Short Income FTF — Sold
Sector SPDR TR Shs Ben Int Utilities — Int/Div — Buy
Sector SPDR TR Shs Ben Int Utilities — Sold
Vanguard Scottsdale Fds Short Term Treas (VGSH) — Int/Div — Buy
Wisdomtree TR Floating Rat Trea — Int/Div — Buy
ARO. — Buy (add'l)
ARO. — Sold (part)
ARO. — Sold
World Gold TR SPDR GLD MINIS (1GLDM) — Int/Div — Buy
3 E Brokerage Account 56 (H)
Fidelity Treasury Money Market Fd (FZFXX) — Int/Div
Fidelity Total Bond ETF (FBND) — Int/Div — Sold
Flexshares IBOXX 5-Year Targ — Int/Div — Buy
Flexshares IBOXX 5-Year Targ — Sold
iShares Core S&P ETF (IVY) — Int/Div — Buy
iShares Core S&P ETF (IVY) — Sold
iShares Ine MSCI FRNTR 100 ETF (FM) — Int/Div — Sold
Share lnc MSCI JPN ETF — Int/Div — Buy (add'l)
Share lnc MSCI JPN ETF — Sold (part)
Share lnc MSCI JPN ETF — Sold (part)
Share lnc MSCI JPN ETF — Sold
iShares TR MSCI ACWI ETF (ACW) — Int/Div — Sold (part)
iShares TR MSCI ACWI ETF (ACW) — Sold (part)
iShares TR MSCI ACWI ETF (ACW) — Sold (part)
iShares TR MSCI ACWI ETF (ACW) — Sold (part)
iShares TR MSCI ACWI ETF (ACW) — Sold
iShares TIPS Bond ETF (TIP) — Int/Div — Sold (part)
iShares TIPS Bond ETF (TIP) — Buy (add'l)
iShares TR Barclays 7 - 10 Yr (IEF) — Int/Div — Sold
iShares TR US Treas Bd EFT (GOVT) — None — Buy
iShares US ETF Trust Commodities Select (COMTY — Int/Div — Buy
iShares US ETF Trust Commodities Select (COMTY — Sold
iShares US ETF Tr Short Maturity Bd (NEAR) — Int/Div — Buy (add'l)
iShares US ETF Tr Short Maturity Bd (NEAR) — Buy (add'l)
iShares US ETF Tr Short Maturity Bd (NEAR) — Sold
iShares Gold Trust iShares (IAL) — Int/Div — Buy (add'l)
iShares Gold Trust iShares (IAL) — Buy (add'l)
iShares Gold Trust iShares (IAL) — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Int/Div — Buy
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Sold (part)
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income — Buy (add'l)
JP Morgan ETF Trust Ultra Short Income — Sold
Powershares QQQ Tr Unit Ser 1{QQQm/k/a Invesco QQOQ Tr Unit Ser — Int/Div — Sold (part)
Powershares QQQ Tr Unit Ser 1{QQQm/k/a Invesco QQOQ Tr Unit Ser — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQm/k/a Invesco QQOQ Tr Unit Ser — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQm/k/a Invesco QQOQ Tr Unit Ser — Buy (add'l)
Powershares QQQ Tr Unit Ser 1{QQQm/k/a Invesco QQOQ Tr Unit Ser — Sold (part)
Powershares QQQ Tr Unit Ser 1{QQQm/k/a Invesco QQOQ Tr Unit Ser — Sold (part)
Powershares QQQ Tr Unit Ser 1{QQQm/k/a Invesco QQOQ Tr Unit Ser — Sold
Sector SPDR Tr Shs Ben Int Utilities — Int/Div — Buy
Sector SPDR Tr Shs Ben Int Utilities — Sold
SPDR Gold Tr Gold Shs — Int/Div — Buy
SPDR Gold Tr Gold Shs — Buy (add'l)
SPDR Gold Tr Gold Shs — Sold (part)
SPDR Gold Tr Gold Shs — Sold (part)
SPDR Ser Tr DJ Wilshire Small Cap — Int/Div — Buy
SPDR Ser Tr DJ Wilshire Small Cap — Buy (add'l)
SPDR Ser Tr DJ Wilshire Small Cap — Sold
SPDR S&P S00 ETF — Int/Div — Sold
Vanguard Intl Equity Index Fund FTSE Emerging Market ETF — Int/Div — Sold
Vanguard Index Fds Small Cap (VBR) — Int/Div — Buy (add'l)
Vanguard Index Fds Small Cap (VBR) — Buy (add'l)
Vanguard Index Fds Small Cap (VBR) — Sold (part)
Vanguard Index Fds Small Cap (VBR) — Sold (part)
Vanguard Index Fds Small Cap (VBR) — Sold (part)
Vanguard Index Fds Small Cap (VBR) — Sold
Vanguard Scottsdale Fds Short Term Treas (VGSH) — None — Buy
Vanguard Scottsdale Fds Short Term Treas (VGSH) — Buy (add'l)
Wisdomtree Trust Japan Hedge EQT (DX) — Int/Div — Sold
Wisdomtree Trust Japan Small Cap Divid FD — Int/Div — Buy
Wisdomtree Trust Japan Small Cap Divid FD — Buy (add'l)
World Gold TrSPDR Gld Minis — Int/Div — Buy
CHARLES SCHWAB MONEY MARKET ACCOUNT — Int/Div — Sold
Fidelity USA n/k/a Fidelity Money Market Checking Account — Interest
Bank of America (savings) — Interest
Bank of America (checking) — Interest
LILO, LLC (Limited Liability Corporation) — Int/Div
Citizens Bank (savings and checkings) — Interest
Chairman Emeritus, Director, Albert Schweitzer Fellowship
Chur, John Wilham Ward Fellowship
Chair, Integrity Imniatives International
Adpmunct Lecturer, Harvard University Kennedy School
Semor Fellow, Harvard University Carr Center for Human Rights
Reimbursement — ENGLAND/NTEGRITY INITIATIVES INT'L — PROGRAM
Reimbursement — ENGLAND/NTEGRITY INITIATIVES INTL — PROGRAM
Reimbursement — WORLD BANK — 5/9-1012018 — WASHINGTON, DC — EDUCATIONAL PROGRAM — TRANSPORTION FOOD LODGING
Reimbursement — ENGLAND/ANTEGRITY INITIATIVES INTL — PROGRAM
Reimbursement — USAID — 10727-11712018 — UKRAINE — EDUCATIONAL PROGRAM — TRANSPORTION FOOD LODGING
Reimbursement — ENGLAND/NTEGRITY INITIATIVES INTL — PROGRAM
Income — 2018 — Harvard Kennedy School - Teaching — S11.000.00
In 2018, most of the assets owned by

and me were managed by 3Edge Asset Management ("3Edge"). We invest in what 3Edge calls "Funds," through

which identical investments are made simultaneously for many investors, They are not mutual funds. Rather, various index shares are bought and sold for

individual accounts at various times. Therefore, there are many transactions described in this Report which would not be required to be reported if we were

invested in mutual funds which engaged in similar transactions.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17890. Public record. Not legal advice.