# Paul Adam Engelmayer

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/17772

## Record

- **Judge:** Paul Adam Engelmayer
- **Year:** 2011
- **Report type:** Annual
- **Pages:** 24

## Text

IRA #1
Cash — Interest
Brokerage #5 (X)
IRA #6
ING Senior Income C1 A — Int/Div — Buy (add'l)
MFS Emerging Markets Debt Fund Class — Int/Div
lvy Global Natural Resources Fund Class
Franklin Templeton Emerging Markets Bond Fund — Int/Div — Buy
IRA #2
MFS Emerging Markets Debt Fund Class — Buy
Templeton Global Bond Fund C1 A — Sold
IRA}
ING Senior Income Cl A — Int/Div — Buy (add'l)
MFS Emerging Markets Debt Fund Class — Int
lvy Global Natural Resources Fund C1 Y
Trost #1
Acadian Emerging Markets — Int/Div
Eaton Vance Structured Emerging Markets
GRT Value Fund Advisors Class
ING Senior Income Cl A — Int/Div
ING Senior Income Fund F1 Q
iShares Tr MSC EAFE Index Fd
iShares Tr S&P 400 BARRA Midcap Growth
lvy Asset Strategy Fund Class A — Int/Div
Loomis Sayles Strategic Income A — Int/Div
PIMCO Funds Total Return Fund Inst] 235 — Int/Div
T. Rowe Price Emerging Market Bond Fund — Int/Div
Wisdomtree Large Cap Dividend — Int/Div
Wisdomtree MidCap Dividend
Berkshire Hathaway Inc Del B — Buy (add'l)
lvy Global Natural Resources Fund C1 Y
Schwab NY Tax Ex Money Sweep Shares Y)
Trust #2
Acadian Bmergimg Markets — Int/Div
Eaton Vance Structured Emerging Markets A
ING Senior Income C1 A — Int/Div
iShares Tr MSCI EAFE Index Fd — Int/Div
iShares Tr S&P 400 BARRA Midcap Growth
lvy Asset Strategy Fund Class A
Loomis Sayles Strategic Income A — Int/Div
PIMCO Funds Total Return Fund Inst] 235 — Int/Div
T. Rowe Price Emerging Markets Bond Fund — Int/Div
Wisdomtree Large Cap Dividend
Wisdometree MidCap Dividend
Berkshire Hathaway Inc Del B — Buy (add'l)
Ivy Global Natural Resources Fund C1 Y
Schwab Municipal Money Fund Sweep Shares (Y)
Brokerage £1
Eaton Vance Structured Emerging Markets 1 — Int/Div — Buy (add'l)
ING European Bank Loan — Int/Div
ING Senior Income C1 A
ING Senior Income Fund C1 Q
iShares Tr S&P 600 BARRA Small Cap Growth — Sold
MFS Emerging Markets Debt Fund Class — Int/Div
New York Port Authority
Prudential Jenmison Natural Resources Cl A
Schwab NY Tax Ex Money Sweep Shares
Aria Consumer Fund
Berkshire Hathaway Inc Del B — Buy (add'l)
Deutsche Bank AG London 307 US CMS
lvy Global Natural Resources Fund CY
JLP Credit Opportunity Fund — Sold
Prudential Jennison Natural Resources Fund C17 — Buy (add'l)
First Eagle Global — Int/Div — Buy
First Eagle Global — Buy (add'l)
Aberdeen Emerging Markets — Int/Div — Buy
Brokerage #2
Schwab NY Tax Ex Money Sweep Shares
Brokerage #3
Consumer Stap SPDR — Int/Div — Sold (part)
Consumer Stap SPDR — Buy (add'l)
Consumer Stap SPDR — Sold (part)
Consumer Stap SPDR — Buy (add'l)
Consumer Stap SPDR — Buy (add'l)
Consumer Stap SPDR — Buy (add'l)
Consumer Stap SPDR — Buy (add'l)
Consumer Stap SPDR — Buy (add'l)
Comsumer Stap SPDR — Sold (part)
Consumer Stap SPDR — Buy (add'l)
Consumer Stap SPDR — Sold (part)
Consumer Dis SS SPDR — Int/Div — Sold (part)
Consumer Dis SS SPDR — Buy (add'l)
Consumer Dis SS SPDR — Sold (part)
Consumer Dis SS SPDR — Buy (add'l)
Consumer Dis SS SPDR — Buy (add'l)
Consumer Dis SS SPDR — Sold (part)
Consumer Dis SS SPDR — Buy (add'l)
Consumer Dis SS SPDR — Buy (add'l)
Consumer Dis SS SPDR — Buy (add'l)
Energy Select Sector SPDR — Int/Div — Sold (part)
Energy Select Sector SPDR — Buy (add'l)
Energy Select Sector SPDR — Sold (part)
Energy Select Sector SPDR — Buy (add'l)
Energy Select Sector SPDR — Buy (add'l)
Energy Select Sector SPDR — Buy (add'l)
Energy Select Sector SPDR — Sold
Healthcare SS SPDR — Int/Div — Buy (add'l)
Healthcare SS SPDR — Sold (part)
Healthcare SS SPDR — Buy (add'l)
Healthcare SS SPDR — Buy (add'l)
Healthcare SS SPDR — Buy (add'l)
Healthcare SS SPDR — Sold (part)
Healthcare SS SPDR — Buy (add'l)
Healthcare SS SPDR — Buy (add'l)
Healthcare SS SPDR — Sold (part)
Healthcare SS SPDR — Sold (part)
Healthcare SS SPDR — Buy (add'l)
Healthcare SS SPDR — Sold
Materials SS SPDR — Int/Div — Sold (part)
Materials SS SPDR — Buy (add'l)
Materials SS SPDR — Sold (part)
Materials SS SPDR — Buy (add'l)
Materials SS SPDR — Buy (add'l)
Materials SS SPDR — Sold
Schwab NY Tax Ex Money Sweep Shares
Select Sector SPDR Amex Industrial — Inv — Sold (part)
Select Sector SPDR Amex Industrial — Buy (add'l)
Select Sector SPDR Amex Industrial — Sold (part)
Select Sector SPDR Amex Industrial — Buy (add'l)
Select Sector SPDR Amex Industrial — Buy (add'l)
Select Sector SPDR Amex Industrial — Sold
Select Sector SPDR Financial — Sold (part)
Select Sector SPDR Fumancial — Buy (add'l)
Select Sector SPDR Fmancial — Sold (part)
Select Sector SPDR Financial — Buy (add'l)
Select Sector SPDR Financial — Sold
Select Sector SPDR Technology — Int/Div — Sold (part)
Select Sector SPDR Technology — Buy (add'l)
Select Sector SPDR Technology — Sold (part)
Select Sector SPDR Technology — Buy (add'l)
Select Sector SPDR Technology — Buy (add'l)
Select Sector SPDR Technology — Sold (part)
Select Sector SPDR Technology — Buy (add'l)
Select Sector SPDR Technology — Buy (add'l)
Select Sector SPDR Technology — Buy (add'l)
Utilities Sel SPDR — Int/Div — Sold (part)
Utilities Sel SPDR — Buy (add'l)
Unlities Sel SPDR — Sold (part)
Utilities Sel SPDR — Buy (add'l)
Utlities Sel SPDR — Buy (add'l)
Utilities Sel SPDR — Buy (add'l)
Utlities Sel SPDR — Sold (part)
Utilities Sel SPDR — Buy (add'l)
Unlities Sel SPDR — Sold (part)
Utilities Sel SPDR — Buy (add'l)
Unlities Sel SPDR — Sold (part)
Brokerage #4
Acadian Emerging Markets — Int/Div — Buy (add'l)
Causeway International Value Fund Invest — Int/Div — Sold
Elmira County NY School (Y)
GRT Value Fund Advisor Class — Int/Div — Buy (add'l)
GRT Value Fund Advisor Class — Sold
iShares Tr MSC EAFE Index Fd — Int/Div — Sold
iShares Tr S&P 400 BARRA Midcap Value — Sold
iShares Tr S&P 600 BARRA Small Cap Growth — Int. — Sold
MFS Emerging Markets Debt Fund Class — Int/Div
PIMCO Funds Total Return Fund Inst] 235 — Int/Div — Sold
Prudential Jenmison Natural Resources Cl A
Schwab NY Tax Ex Money Sweep Shares
Wisdomtree Large Cap Dividend — Int/Div
Berkshire Hathaway Inc Del B — Sold (part)
Berkshire Hathaway Inc Del C1 A
Ivy Global Natural Resources Fund C1 Y
Microsoft Corp Com (Y)
Pfizer Inc(Y)
Landmark Value Strategies QP — Redeemed
Prudential Jennison Natural Resources Fund C17
First Eagle Global Inst] C1 — Int/Div — Buy
First Eagle Global Inst] C1 — Buy (add'l)
PIMCO Unconstrained Bond Inst] Cl — Buy
401k) #1
Acadian Emerging Markets — Buy (add'l)
Acadian Emerging Markets — Buy (add'l)
Acadian Emerging Markets — Buy (add'l)
Acadian Emerging Markets — Buy (add'l)
Acadian Emerging Markets — Buy (add'l)
Acadian Emerging Markets — Buy (add'l)
Acadian Emerging Markets — Buy (add'l)
Acadian Emerging Markets — Buy (add'l)
Acadian Emerging Markets — Buy (add'l)
Acadian Emerging Markets — Buy (add'l)
Acadian Emerging Markets — Sold
Brandes Inst Intl Equity Fund — Sold (part)
Brandes Inst Int] Equity Fund — Buy
Brandes Inst Intl Equity Fund — Sold
ING Senior Income Fund C1'W — Int/Div — Sold (part)
ING Semor Income Fund C1 W — Sold (part)
ING Senior Income Fund C1 W — Sold
Franklin Templeton Emerging Markets Debt Opp — Buy
Franklin Templeton Emerging Markets Debt Opp — Sold (part)
Franklin Templeton Emerging Markets Debt Opp — Sold
Ivy Global Natural Resources — Buy
lvy Global Natural Resources — Sold
Aberdeen Emerging Markets Inst] — Buy
Aberdeen Emerging Markets Instl — Sold
UTMA #1
Eaton Vance Structured Emerging Markets A
ING Senior Income Cl A
iShares Tr MSC EAFE Index Fd — Int/Div
Loomis Savles Global Bond Inst] — Int/Div
Wisdomtree Large Cap Dividend
Wisdom Tree MidCap Dividend
Ivy Global Natural Resources Fund C1 Y
UTMA #2
Eaton Vance Structured Emerging Markets A
ING Senior Income Fund C1 A — Int/Div
iShares Tr MSC EAFE Index Fd
Loomis Sayles Global Bond Inst] — Int/Div
WisdomTree Large Cap Dividend
Wisdom Tree MidCap Dividnd
Berkshire Hathaway Inc Del B
lvy Global Natural Resources Fund C1 Y
UTMA #3
Eaton Vance Structured Emerging Markets A
ING Senior Income CIO (Y)
ING Senior Income Cl A
iShares Tr MSCI EAFE Index Fd — Int/Div
Loomis Savles Global Bond Inst] — Int/Div
Wisdom Tree Large Cap Dividend
WisdomTree MidCap Dividend
Ivy Global Natural Resources Fund C1 Y
JUTMA 24
Eaton Vance Structured Emerging Markets A
ING Senior Income Cl A — Int/Div
iShares Tr MSCI EAFE Index Fd
Loomis Savles Global Bond Inst] — Int/Div
Wisdom Tree Large Cap Dividend
Wisdom Tree MidCap Dividend
Berkshire Hathaway Inc Del B
lvy Global Natural Resources Fund C1 Y
529 Plan #1
New York Saves Bond Market Index Portfolio — Sold
New York Saves Bond Market Index Portfolio — Buy (add'l)
New York Saves Growth Stock Index Portfolio — Buy (add'l)
New York Saves Mid Cap Index Portfolio — Buy (add'l)
New York Saves Mid Cap Index Portfolio — Sold
New York Saves Small Cap Stock Index Portfolio — Buy (add'l)
New York Saves Small Cap Stock Index Portfolio — Sold
New York Saves Value Stock Index Portfolio — Buy (add'l)
New York Saves Interest Accumulation Index Portfolio — Buy
529 Plan #2
New York Saves Developed Markets Income Portfolio
New York Saves Interest Accumulation Portfolio — Sold (part)
New York Saves Mid Cap Index Portfolio — Buy (add'l)
New York Saves Growth Stock Index Portfolio — Sold
New York Saves Growth Stock Index Portfolio — Buy
New York Saves Inflation Protected Portfolio — Buy (add'l)
New York Saves Value Stock Index Portfolio — Buy (add'l)
New York Saves Income Portfolio (X) — Sold
New York Saves Small Cap Stock Index Portfolio (X) — Sold
529 Plan #3
New York Saves Developed Markets Income Portfolio
New York Saves Mid Cap Stock Index Portfolio
New York Saves Inflation Protected Portfolio — Buy (add'l)
New York Saves Small Cap Stock Index Portfolio
New York Saves Income Portfolio (X) — Sold
529 Plan #4
New York Saves Bond Market Index Portfolio — Sold
New York Saves Developed Markets Income Portfolio — Sold
New York Saves Growth Stock Index Portfolio — Sold (part)
New York Saves Mid Cap Stock Index Portfolio — Sold
New York Saves Inflation Protected Portfolio — Sold (part)
New York Saves Small Cap Stock Index Portfolio — Sold
New York Saves Value Stock Index Portfolio — Sold (part)
New York Saves Interest Accumulation Portfolio — Buy
Formerly Brokerage #5 (since added to Brokerage #1)
BHP Billiton Limited (BHP) — Sold
Fidelity Select Energy Fund — Sold
Fidelity Select Energy Services — Sold
General Electric (GE) — Sold
Travelers Cos Inc Com (TRV) — Sold
United Parcel SVC Inc CI B (LPS) — Sold
IRA #4
Vanguard Value Index Fund Admiral Shares — Sold
Vanguard Extended Market Index Fund Admiral Shares — Sold
Vanguard Wellington Fund Admiral — Int/Div — Sold
lvv Global Natural Resources — Buy
ING Semior Income Cl A — Int/Div — Buy
IRA #5
Fidelity Cash Reserves
Fidelity Contrafund — Sold
Fidelity Growth & Income — Sold
Fidelity Select Defense & Aerospace — Sold
Aberdeen Emerging Markets Instl — Int/Div — Buy
ING Semor Income Cl A — Int/Div — Buy
Aberdeen Emerging Markets — Int/Div — Buy
Acadian Emerging Markets — Int/Div — Buy
Defimitive Guardian Fund Ltd — Buy
Franklin Templeton EM Debt Op — Int/Div — Buy
lvv Global Natural Resources Fund C1 Y — Buy
Schwab Advanced Cash Reserves — Buy
WCPHD Defined Benefits Plan — Sold — over into IRA #6
Teachers Retirement System of NY 403(b) #1
Diversified Equity — Sold (part)
Diversified Equity — Sold (part) — RMD to Estate #1
Stable Value — Sold (part)
Stable Value — Sold (part) — RMD to Estate #1
Intermational Equity — Sold (part)
Intemational Equity — Sold (part) — RMD to Estate #1
Inflation Protection — Sold (part)
Inflation Protection — Sold (part) — RMD to Estate #1
Citigroup Checking Account — Interest
Chase Checking Account
Westchester County Real Estate Parcel #1
Westchester County Real Estate Parcel #2
Estate #1 (X)
HSBC Checking Account £1 (X)
Vanguard REIT Index Fund — Int/Div
New York City Real Estate Parcel #1 (X) — Sold — to Estate #1
Parmer, Wilmer Cutler Pickering Hale & Dorr
Agreement — 2009 — WilmerHale partnership agreement re interest earned on retained capital of former partners
Income — Partnership loncome (1/1/11 - 8/31/11) — $1.320.837.00

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17772. Public record. Not legal advice.