# Milan Dale Smith jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/17492

## Record

- **Judge:** Milan Dale Smith jr
- **Year:** 2016
- **Pages:** 19

## Text

General Electric Co — Int/Div
Intuitive Surgical Inc — None — Sold (part)
Intuitive Surgical Inc — Sold (part)
Intuitive Surgical Inc — Sold (part)
Amencan Tower Corp CL A — Int/Div — Sold (part)
Devon Energy Corp New — None — Sold
Pepsico Incorporated — Int/Div — Sold (part)
Canadian Natl Ry Co — Int/Div
Aetna: Whole Life Insurance Policy — None
Quanta SVCS Inc — None
Oneok Inc New — Int/Div — Buy (add'l)
Oneok Inc New — Buy (add'l)
Oneok Inc New — Buy (add'l)
Oneok Inc New — Sold (part)
Oneok Inc New — Sold (part)
Oneok Inc New — Sold (part)
Oneok Inc New — Sold (part)
Oneok Inc New — Sold (part)
AGNC Investment Corp (Formerly American Capital Agency Corp) — Int/Div — Buy (add'l)
AGNC Investment Corp (Formerly American Capital Agency Corp) — Sold (part)
AGNC Investment Corp (Formerly American Capital Agency Corp) — Sold
Williams Partners LP Com Unit Ltd Part Int — Distribution
Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Int/Div — Buy (add'l)
Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Sold (part)
MFA Mortgage Investments Inc. (MFA Financial Inc) — Int/Div — Buy (add'l)
MFA Mortgage Investments Inc. (MFA Financial Inc) — Sold (part)
Putnam Managed Municipal Income Trust SBI — Int/Div
Putnam Municipal Opportunities Trust-SBI — Int/Div
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Int/Div — Buy (add'l)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Barclays Intermediate Credit Bond Fund — Int/Div — Buy (add'l)
Ishares Barclays Intermediate Credit Bond Fund — Buy (add'l)
Ishares Barclays 1-3 YR Credit Bond Fund ETF — Int/Div — Buy (add'l)
Alps ETF TR Sprott Gold Miners ETF — Buy (add'l)
Ishares Barclays 1-3 YR Credit Bond Fund ETF — Buy (add'l)
Ishares Core US Credit Bond (FKA Ishares Trst Barclay Credit Bond ETF) — Int/Div — Sold (part)
Ishares Core US Credit Bond (FKA Ishares Trst Barclay Credit Bond ETF) — Sold (part)
Ishares Core US Credit Bond (FKA Ishares Trst Barclay Credit Bond ETF) — Sold (part)
Ishares Core US Credit Bond (FKA Ishares Trst Barclay Credit Bond ETF) — Sold (part)
Ishares Core US Credit Bond (FKA Ishares Trst Barclay Credit Bond ETF) — Sold (part)
Ameren Corp — Int/Div — Sold (part)
Ameren Corp — Sold (part)
Abbott Laboratories — Int/Div — Sold (part)
Enterprise Products Partners LP — Int/Div
Blackrock Income Trust Inc — Int/Div — Sold (part)
Gabelli Dividend & Income Fund — Int/Div — Sold (part)
EliLilly & Co — Int/Div — Sold (part)
EliLilly & Co — Sold (part)
EliLilly & Co — Sold (part)
H & Q Healthcare Investors SBI — Int/Div
Managed Duration Invt Grade Mun FD — Int/Div
Ishares TR S&P Short Term Natl Amtfr — Int/Div — Buy (add'l)
Textron Inc — Int/Div — Buy (add'l)
Textron Inc — Sold (part)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Int/Div — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)
BlackRock Credit Allocation — Int/Div — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
Ishares Trust S&P Global Info Technology Sector Index Fund — Int/Div — Sold (part)
Ishares Trust S&P Global Info Technology Sector Index Fund — Sold (part)
Ishares Trust S&P Global Info Technology Sector Index Fund — Sold (part)
Ishares Trust S&P Global Info Technology Sector Index Fund — Sold (part)
Calamos Global Dynamic Income Fund — Int/Div — Buy (add'l)
Calamos Global Dynamic Income Fund — Sold (part)
Calamos Global Dynamic Income Fund — Sold (part)
Coming Inc — Int/Div — Sold (part)
Coming Inc — Sold (part)
Coming Inc — Sold (part)
Coming Inc — Sold (part)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Int/Div — Sold (part)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)
Columbia Fds Ser TR IX Tax Exempt FD CLA — Int/Div
Ishares TR 2016 S&P AMT Free Municipal Ser Fd — Int/Div — Sold
Ishares TR 2017 S&P AMT Free Municipal Ser Fd — Int/Div
Gabelli Healthcare & Wellness Trust — Int/Div — Sold (part)
Gabelli Healthcare & Wellness Trust — Sold (part)
BlackRock Equity Dividend Trust — Int/Div — Sold (part)
BlackRock Equity Dividend Trust — Sold (part)
BlackRock Equity Dividend Trust — Sold (part)
Centerpoint Energy Inc — Int/Div — Buy (add'l)
Centerpoint Energy Inc — Sold (part)
American Electric Power Co Inc — Int/Div — Sold (part)
American Electric Power Co Inc — Sold (part)
American Electric Power Co Inc — Sold (part)
American Electric Power Co Inc — Sold (part)
Pimco ETF TR Enhanced Short Maturity — Int/Div — Buy (add'l)
Alps ETF TR Sprott Gold Miners ETF — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Sold (part)
Southern Co — Int/Div — Sold (part)
Ishares TR Dow Jones SEL Divid Index FD — Int/Div
FirstEnergy Corp — Int/Div — Sold (part)
Sempra Energy — Int/Div — Sold (part)
Sempra Energy — Sold (part)
Anworth Mortgage Asset Corp — Int/Div — Buy
Anworth Mortgage Asset Corp — Buy (add'l)
Anworth Mortgage Asset Corp — Buy (add'l)
Anworth Mortgage Asset Corp — Buy (add'l)
Anworth Mortgage Asset Corp — Buy (add'l)
Frontier Communications Corp — Int/Div — Buy (add'l)
Frontier Communications Corp — Buy (add'l)
Frontier Communications Corp — Buy (add'l)
Frontier Communications Corp — Sold (part)
Frontier Communications Corp — Sold (part)
Eaton Vance Risk Managed Global Diversified Equity Income — Int/Div — Buy (add'l)
Eaton Vance Tax Managed Global Diversified Equity Income — None
Hollyfrontier Corporation — None — Sold
Intel Corp — Int/Div — Sold (part)
Abbvie Inc. (Spinoff of Abbott Laboratories) — Int/Div — Sold (part)
Abbvie Inc. (Spinoff of Abbott Laboratories) — Sold (part)
Abbvie Inc. (Spinoff of Abbott Laboratories) — Sold (part)
Merck & Co. Inc — Int/Div — Sold (part)
Merck & Co. Inc — Sold (part)
Air Lease Corporation — Int/Div — Sold (part)
Eaton Vance California Municipal Bond Fund — Int/Div — Sold (part)
Eaton Vance California Municipal Bond Fund — Sold (part)
Eaton Vance California Municipal Bond Fund — Sold (part)
Eaton Vance California Municipal Bond Fund — Sold (part)
Ishares 2018 AMT Free Muni Term ETF — Int/Div
Conagra Foods Inc — Int/Div — Sold (part)
Conagra Foods Inc — Sold (part)
Conagra Foods Inc — Sold (part)
Conagra Foods Inc — Sold (part)
Discover Financial Services — None — Sold
Citigroup Inc Com — Int/Div — Buy (add'l)
Citigroup Inc Com — Sold (part)
Neuberger Berman Real Estate Securities Income Fund — Int/Div — Sold (part)
Neuberger Berman Real Estate Securities Income Fund — Sold (part)
Sunedison Inc — None — Sold (part)
Sunedison Inc — Sold
Money Mkt Obligs Tr Federated Prime Obligs FD — Int/Div — Closed
Ishares 3 to 7 Year Treasury Bond ETF — Int/Div — Buy (add'l)
Ishares 3 to 7 Year Treasury Bond ETF — Sold (part)
Ishares 3 to 7 Year Treasury Bond ETF — Sold (part)
Ishares 3 to 7 Year Treasury Bond ETF — Sold (part)
Ishares US ETF Tr Short Term Maturity Bond ETF — Int/Div — Buy (add'l)
Ishares US ETF Tr Short Term Maturity Bond ETF — Buy (add'l)
One Gas Inc — Int/Div — Sold (part)
One Gas Inc — Sold (part)
Ishares Tr 0-5 Yr Invt Grade Corp Bd ETF — Int/Div
SPDR Nuveen Barclays California Municipal Bond ETF — Int/Div — Sold
Nuveen California AMT Free Municipal Income Fund — Int/Div
SPDR Nuveen Barclays Short Term Municipal Bond ETF — Int/Div — Buy
SPDR Nuveen Barclays Short Term Municipal Bond ETF — Sold (part)
Ishares Gold Trust — None — Buy
Ishares Gold Trust — Buy (add'l)
Ishares Gold Trust — Buy (add'l)
Ishares Gold Trust — Buy (add'l)
Central Fund of Canada LTD CL-A Non Voting Shares — Int/Div — Buy (add'l)
Central Fund of Canada LTD CL-A Non Voting Shares — Buy (add'l)
Central Fund of Canada LTD CL-A Non Voting Shares — Buy (add'l)
Central Fund of Canada LTD CL-A Non Voting Shares — Buy (add'l)
Central Fund of Canada LTD CL-A Non Voting Shares — Buy (add'l)
Central Fund of Canada LTD CL-A Non Voting Shares — Buy (add'l)
Central Fund of Canada LTD CL-A Non Voting Shares — Sold (part)
Pimco Intermediate Municipal Bond Active Exchange Traded Fund — Int/Div — Buy (add'l)
AlpsETF TR Alerian MLP — Int/Div — Buy
AlpsETF TR Alerian MLP — Buy (add'l)
Pattern Energy Group Inc Class A — Int/Div — Buy
Pattern Energy Group Inc Class A — Buy (add'l)
Pattern Energy Group Inc Class A — Buy (add'l)
Pattern Energy Group Inc Class A — Buy (add'l)
Pattern Energy Group Inc Class A — Buy (add'l)
Pattern Energy Group Inc Class A — Sold (part)
Kinder Morgan Inc — None — Sold
Centurylink Inc — Int/Div — Buy (add'l)
Northern Tier Energy LP — Int/Div — Buy (add'l)
Northern Tier Energy LP — Sold (part)
Northern Tier Energy LP — Sold
Communications Sales & Leasing Inc Com (Spinoff of Windstream Corp) — Int/Div — Buy
Communications Sales & Leasing Inc Com (Spinoff of Windstream Corp) — Buy (add'l)
Communications Sales & Leasing Inc Com (Spinoff of Windstream Corp) — Buy (add'l)
Communications Sales & Leasing Inc Com (Spinoff of Windstream Corp) — Buy (add'l)
Communications Sales & Leasing Inc Com (Spinoff of Windstream Corp) — Buy (add'l)
Communications Sales & Leasing Inc Com (Spinoff of Windstream Corp) — Sold (part)
Bank of Nova Scotia — Int/Div — Sold (part)
Bank of Nova Scotia — Sold (part)
Annaly Capital Management Inc — None — Buy
Annaly Capital Management Inc — Sold (part)
Annaly Capital Management Inc — Sold
Vanguard Calif Tax Free Intermediate Term Tax Exempt Fund — Int/Div — Buy (add'l)
Vanguard Calif Tax Free Intermediate Term Tax Exempt Fund — Buy (add'l)
Vanguard Calif Tax Free Intermediate Term Tax Exempt Fund — Sold (part)
Eaton Corporation — Int/Div — Buy
Vanguard Short Term Government Bond ETF — Int/Div — Buy (add'l)
Vanguard Short Term Government Bond ETF — Buy (add'l)
Vanguard Short Term Government Bond ETF — Buy (add'l)
Vanguard Short Term Government Bond ETF — Buy (add'l)
Vanguard Short Term Government Bond ETF — Buy (add'l)
Vanguard Short Term Government Bond ETF — Sold (part)
US Govt Money Market Fund RBS Reserve Class — Int/Div
Transamerica Advisors: Whole Life Insurance Policy — None
Aurora National Life Assurance: Whole Life Insurance Policy — None
Metlife: Whole Life Insurance Policy — Int/Div
Lamb Weston Holdings Inc Common Stock (Spinoff of Conagra Foods Inc.) — Int/Div — from line 125)
Lamb Weston Holdings Inc Common Stock (Spinoff of Conagra Foods Inc.) — Sold (part)
Orbital Atk Inc Com — Int/Div — Buy
Orbital Atk Inc Com — Buy (add'l)
Tsakos Energy Navig USDI — Int/Div — Buy
Tsakos Energy Navig USDI — Buy (add'l)
Tsakos Energy Navig USDI — Buy (add'l)
Tsakos Energy Navig USDI — Buy (add'l)
Tsakos Energy Navig USDI — Sold (part)
Vaneck Vectors ETF TR Gold Miners ETF — None — Buy
Alps ETF TR Sprott Gold Miners ETF — Int/Div — Buy
Alps ETF TR Sprott Gold Miners ETF — Buy (add'l)
Alps ETF TR Sprott Gold Miners ETF — Buy (add'l)
Alps ETF TR Sprott Gold Miners ETF — Buy (add'l)
Alps ETF TR Sprott Gold Miners ETF — Sold (part)
Euronav NV — Int/Div — Buy
Euronav NV — Buy (add'l)
Euronav NV — Buy (add'l)
Euronav NV — Buy (add'l)
bea} — Buy (add'l)
bea} — Buy (add'l)
bea} — Sold (part)
Vanguard Scottsdale Funds Vanguard Intermediate-Term — Int/Div — Buy
Vanguard Scottsdale Funds Vanguard Intermediate-Term — Sold
SPDR Ser 1K S&P Biotech E1F — Int/Div — Buy
SPDR Ser 1K S&P Biotech E1F — Buy (add'l)
Franco-Nevada Corporation — None — Buy
Pimco Stocksplus Short Fund Class — None — Buy
Hatteras Financial Group — Int/Div — Buy
Hatteras Financial Group — Sold
Allergan PLC — None — Buy
Allergan PLC — Buy (add'l)
Allergan PLC — Sold
Vanguard 1 SE Developed Markets £1 — Int/Div — Buy
Schwab Target 2030 Fund — Int/Div — Buy
Schwab CA Tax Free Bond — Int/Div — Buy
Spouse's income — 2016 — Self Employed Attorney
Spouse's income — 2016 — Gogian Foundation-Trustee

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17492. Public record. Not legal advice.