# Raymond C. Fisher

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/17446

## Record

- **Judge:** Raymond C. Fisher
- **Year:** 2014
- **Report type:** Annual
- **Pages:** 11

## Text

FIA Card Svcs NA RASP — Int/Div
RFC STRIPS 0% 10/15/15 — None
US TREAS STRIPS 0% 2/15/14 — None — Redeemed
US TREAS STRIPS 0% 11/15/14 — None — Redeemed
FINANCING CORP STRIPS 0% 5/30/14 — None — Redeemed
CD WEBSTER BK, CT 3/31/14 — Interest — Redeemed
CD CITIBANK NANV 2.55% 3/24/15 — Interest
ALGER SPECTRA FUND — None — Buy (add'l)
ALGER SPECTRA FUND — Buy (add'l)
ALGER SPECTRA FUND — Int/Div — Buy (add'l)
BLACKROCK GLOBAL ALLOCCL A — None — Buy (add'l)
BLACKROCK GLOBAL ALLOCCL A — Buy (add'l)
BLACKROCK GLOBAL ALLOCCL A — Int/Div — Buy (add'l)
CALAMOS INTERNATL — None — Sold
CLEARBRIDGE APPREC FUND — None — Buy
CLEARBRIDGE APPREC FUND — Buy (add'l)
CLEARBRIDGE APPREC FUND — Int/Div — Buy (add'l)
COLUMBIA DIV INCOME — Int/Div — Buy (add'l)
COLUMBIA DIV INCOME — Buy (add'l)
COLUMBIA DIV INCOME — Int/Div — Buy (add'l)
DREYFUS APPREC FD — None — Buy (add'l)
DREYFUS APPREC FD — Int/Div — Buy (add'l)
DREYFUS APPREC FD — Sold
FEDERATED KAUFMAN LG CAP — None — Buy
FRANKLIN MUT GLOBAL DISC FD — None — Buy (add'l)
FRANKLIN MUT GLOBAL DISC FD — Buy (add'l)
FRANKLIN MUT GLOBAL DISC FD — Int/Div — Buy (add'l)
FRANKLIN STRATEGIC INC FD — Int/Div — Buy (add'l)
FRANKLIN STRATEGIC INC FD — Sold
GABELLI ASSET FD — None — Buy (add'l)
GABELLI ASSET FD — Buy (add'l)
GABELLI ASSET FD — Int/Div — Buy (add'l)
GUGGENHEIM BULLETSHARES(GBS) 2016 — None — Buy
GBS 2017 — None — Buy
GBS 2018 — None — Buy
GBS 2019 — None — Buy
INTREPID CAP FD — None — Buy (add'l)
INTREPID CAP FD — Int/Div — Buy (add'l)
INTREPID CAP FD — Sold
INVESCO BAL RISK FD — None — Sold
JHANCOCK STRATEGIC INCM — Int/Div — Buy (add'l)
JHANCOCK STRATEGIC INCM — Sold
J.HANCOCK DISCIPLINED VALUE — None — Buy
KOPERNIK GLOBAL — None — Buy
LEGG MASON BW GLOBAL — None — Buy
LORD ABBET INT'L — Int/Div — Buy (add'l)
LORD ABBET INT'L — Sold
LORD ABBETT SHORT TERM — Int/Div — Buy (add'l)
LORD ABBETT SHORT TERM — Sold
METROPOLITAN WEST TOT.RET.BOND — None — Buy (add'l)
METROPOLITAN WEST TOT.RET.BOND — Int/Div — Buy (add'l)
METROPOLITAN WEST TOT.RET.BOND — Sold
MFS VALUE FD — None — Buy (add'l)
MFS VALUE FD — Int/Div — Buy (add'l)
MFS VALUE FD — Buy (add'l)
NATIONWIDE GENEVA GROWTH (fka Highmark Geneva Mid Cap) — None — Sold
PIONEER FUNDAMENTAL GRWTH — None — Buy (add'l)
PIONEER FUNDAMENTAL GRWTH — Buy (add'l)
PIONEER FUNDAMENTAL GRWTH — Int/Div — Buy (add'l)
PIONEER FUND GWTH — None — Buy
PIONEER FUND GWTH — Buy (add'l)
PIONEER FUND GWTH — Int/Div — Buy (add'l)
PRINCIPAL MID CAP BLEND — None — Buy (add'l)
PRINCIPAL MID CAP BLEND — Sold
PRUDENTIAL SHORT TERM CORP BOND — None — Buy (add'l)
PRUDENTIAL SHORT TERM CORP BOND — Int/Div — Buy (add'l)
PRUDENTIAL SHORT TERM CORP BOND — Sold
PRUDENTIAL TOTAL RETURN — Int/Div — Buy (add'l)
PRUDENTIAL TOTAL RETURN — Sold
PUTNAM EQUITY INCOME — None — Buy
SUN AMERICA FOCUSED DIV — None — Buy (add'l)
SUN AMERICA FOCUSED DIV — Int/Div — Buy (add'l)
SUN AMERICA FOCUSED DIV — Buy (add'l)
TEMPLETON GLOBAL FD — None — Buy (add'l)
TEMPLETON GLOBAL FD — Int/Div — Buy (add'l)
TEMPLETON GLOBAL FD — Sold
THORNBURG INVESTMENT INCM — Int/Div — Buy (add'l)
THORNBURG INVESTMENT INCM — Int/Div — Buy (add'l)
THORNBURG INVESTMENT INCM — Sold
UAM FPA CRESCENT — None — Buy (add'l)
UAM FPA CRESCENT — Int/Div — Buy (add'l)
UAM FPA CRESCENT — Sold
VIRTUS MULTISECTOR S-T BOND FD — Int/Div — Buy (add'l)
VIRTUS MULTISECTOR S-T BOND FD — Sold
WESTERN ASSET CORE — Int/Div — Buy (add'l)
WESTERN ASSET CORE — Sold
C.SCHWAB MUNI FUND — None — Closed
NATIONWIDE AMERICA'S VISION ANNUITY (FID.VIP EQUITY) — Distribution
JACKSON NAT'L LIFE (ANNUITIES) — Distribution
Member, Board of Directors, Western Justice Center (nonprofit), Pasadena, CA
Gift — 1. — A et ed TE Pere So Tt i a Ee ——
Reimbursement — Stanford Law School — 2/6-7/2014 — Stanford, CA — Moot Court — Meals, transportation,lodging
Reimbursement — Chicago Law School — 4/13-15/2014 — Chicago, IL — Speaking to students, faculty — Meals, transportation, lodging
Reimbursement — Amerncan Law Institute — 12/3-5/2014 — Washington D.C — Advisory Committee Meeting — Meals, transportation,lodging
VIL LINE 28: IVA purchase/sale misreported for 2012 as a 2012 transaction, but was actually a purchase on 12/2/09 and sale on 11/22/11. The values were

correctly reported as K per book value (T)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17446. Public record. Not legal advice.