# Kathryn C. Ferguson

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/17414

## Record

- **Judge:** Kathryn C. Ferguson
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 12

## Text

Aston/River Rd Independent Value N — None — Sold
US Savings Bonds — None
Brinker Capital Inc:
Aberdeen Emerging Mrkts CL A — Int/Div — Buy (add'l)
Aberdeen Emerging Mrkts CL A — Int/Div — Sold
Avenue Credit Strategies Investor — Int/Div — Buy
Avenue Credit Strategies Investor — Sold (part)
Avenue Credit Strategies Investor — Sold
Clearbridge Small Cap Grw CL A — Int/Div — Buy
Clearbridge Small Cap Grw CL A — par)
Clearbridge Small Cap Grw CL A — Sold
Columbia Dividend Opportunity CL A — Int/Div — Buy (add'l)
Columbia Dividend Opportunity CL A — Int/Div — Sold
Columbia Select Lrg Cap Growth Class A — None — Buy
Columbia Select Lrg Cap Growth Class A — None — Sold
Delaware Value Fd CLA — Int/Div — Buy (add'l)
Delaware Value Fd CLA — Int/Div — Sold
Doubleline Low Duration CL N — Int/Div — Buy
Doubleline Low Duration CL N — Int/Div — Sold
Doubleline Total RT Bond Fd CL N — Int/Div — Buy (add'l)
Doubleline Total RT Bond Fd CL N — Int/Div — Sold
Driehaus Active Income Fund — Int/Div — Buy (add'l)
Driehaus Active Income Fund — Int/Div — Sold
Fidelity Intermediate Muni Income — Int/Div — Buy (add'l)
Fidelity Intermediate Muni Income — Int/Div — Sold
Forward EM Corporate Debt Fund Investor — Int/Div — Buy (add'l)
Forward EM Corporate Debt Fund Investor — Int/Div — Sold
JP Morgan Strategic Income Opport A — Int/Div — Buy
JP Morgan Strategic Income Opport A — Int/Div — Sold (part)
JP Morgan Strategic Income Opport A — Int/Div — Sold
JP Morgan Tax Aware Real Rtn Select CL — Int/Div — Sold
Listed Private Equity CL A — None — Sold
Merger Fund — None — Sold
Merk Hard Currency Fund Investor CL — None — Sold
MEFS International Value Fund CLA — Int/Div — Buy (add'l)
MEFS International Value Fund CLA — Int/Div — Sold
Morgan Stanley Global Real Estate Port P — None — Sold
Northern Intermed Tax Exempt Fund — Int/Div — Buy (add'l)
Northern Intermed Tax Exempt Fund — Int/Div — Sold
Ridgeworth Mid Cap Value Equity CLI — None — Sold
Rivernorth Core Opportunity Fund — None — Buy (add'l)
Rivernorth Core Opportunity Fund — Sold
RS Global Natural Resources CL A — None — Sold
Spartan 500 Index FDAdvantage Class — Int/Div — Buy (add'l)
Spartan 500 Index FDAdvantage Class — Int/Div — Sold
T Rowe Price Growth Stock Advisor CL — Int/Div — Buy (add'l)
T Rowe Price Growth Stock Advisor CL — Int/Div — Sold
T Rowe Price Intl Stock Advisor CL — None — Sold
TCW Dividend Focused Fund CL N — Int/Div — Buy (add'l)
TCW Dividend Focused Fund CL N — Int/Div — Sold
TCW Small Cap Growth Class N — None — Sold
Touchstone Focused Equity Fund Class A — None — Buy (add'l)
Touchstone Focused Equity Fund Class A — Sold
Wasatch Emerging Markets Small Cap FD — None — Sold
Wasatch Frontier Emerging Small Cos — None — Sold (part)
Wasatch Frontier Emerging Small Cos — Sold
Wasatch Intemational Opportunities FD — None — Buy (add'l)
Wasatch Intemational Opportunities FD — Sold
Wells Fargo Ultra Shrt Trm Muni CL A — Int/Div — Buy (add'l)
Wells Fargo Ultra Shrt Trm Muni CL A — Int/Div — Sold
New England Securities Inc.
BMO Intermediate — Int/Div — Buy
BMO Intermediate — Int/Div — Buy (add'l)
Delaware Tax Free — Int/Div — Buy
Delaware Tax Free — Int/Div — Buy (add'l)
Dodge & Cox Stock — Int/Div — Buy
Dodge & Cox Stock — Int/Div — Buy (add'l)
Eaton Vance — Int/Div — Buy
Eaton Vance — Int/Div — Buy (add'l)
European Growth — Int/Div — Buy
European Growth — Int/Div — Buy (add'l)
Goldman Sachs Short — Int/Div — Buy
Goldman Sachs Short — Int/Div — Buy (add'l)
JP Morgan Short — Int/Div — Buy
JP Morgan Short — Int/Div — Buy (add'l)
Western Asset — None — Buy
Western Asset — None — Buy (add'l)
T Rowe Price Growth — Int/Div — Buy
T Rowe Price Growth — Int/Div — Buy (add'l)
T Rowe Price Emerging Markets — Int/Div — Buy
T Rowe Price Emerging Markets — Int/Div — Buy (add'l)
Vanguard Specialized Appreciation Index FD ETF — Int/Div — Buy
Vanguard Specialized Appreciation Index FD ETF — Int/Div — Buy (add'l)
Vanguard Intl Equity Emerging Mkts ETF — Int/Div — Buy
Vanguard Intl Equity Emerging Mkts ETF — Int/Div — Buy (add'l)
Vanguard Short-Term — None — Buy
Vanguard Short-Term — Buy (add'l)
Vanguard — None — Buy
Vanguard — Buy (add'l)
Vanguard 500 Index — Int/Div — Buy
Vanguard 500 Index — Int/Div — Buy (add'l)
Vanguard Index FDS — Int/Div — Buy
Vanguard Index FDS — Int/Div — Buy (add'l)
Vanguard Index FDS ETF — Int/Div — Buy
Vanguard Index FDS ETF — Int/Div — Buy (add'l)
BOARD MEMBER, FRIENDS OF THE LAMBERTVILLE LIBRARY
Reimbursement — BANKRUPTCY oo JUDGES — NOVEMBER 2, 2013 — Ea RW Sd NN Sl py — ANNUAL MEETING C — a ET TE Nr oy

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17414. Public record. Not legal advice.