# Paul L. Friedman > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/17412 ## Record - **Judge:** Paul L. Friedman - **Year:** 2013 - **Report type:** Annual - **Pages:** 16 ## Text SEE PART VIII - ASSET ORDER SLIGHTLY CHANGED LISTED INVESTMENT FUNDS: BROKERAGE ACCOUNT Gabelli Small Cap Fund — Int/Div Gabelli Asset Fund — Int/Div Harbor International — Int/Div Fidelity Spartan Tax Free Bond Fund — Int/Div — Sold (part) iShares Cohen & Steers Realty Majors Index Fd — Int/Div iShares Russell 1000 Growth Index Fund — Int/Div iShares Russell 2000 Growth Index Fund — Int/Div iShares Russell 2000 Value Index Fund — Int/Div Vanguard Short Term Tax Exempt Fund — Int/Div Brown Capital Mgmt Small Company Fd — Int/Div Perkins Mid Cap Value Fund — Int/Div — Sold Royce Special Equity Fund — Int/Div — Sold (part) Eaton Vance Parametric Fund — Int/Div — Sold SPDR S&P Dividend Fund — Int/Div Vanguard Dividend Appreciation Fund — Int/Div — Buy Vanguard Dividend Appreciation Fund — Buy (add'l) Vanguard Limited Term Tax Exempt Fd — Int/Div — Buy Vanguard Limited Term Tax Exempt Fd — Buy (add'l) IRA ACCOUNT #1 — Int/Div J Rowe Price Equity Income i Longleaf Partners — Sold (part) i Longleaf Partners — Sold Longleaf Partners Small Cap Fd PIMCo Real Return — Sold (part) PIMCo Real Return — Sold (part) Schwab Money Market Fd Morgan Stanley US RE — Sold (part) American Funds EuroPacific Growth Fd. F — Sold (part) T. Rowe Price Mid Cap Growth — Sold (part) T. Rowe Price Mid Cap Growth — Sold (part) Deodge & Cox Stock First Eagle Global Harbor International — Sold Loomis Sayles Investment Gr Bond Fd — Buy (add'l) American Fed Bank CD 3.0% 01/09/13 — Matured Ohio Valley Bk CD 3.45% 07/15/14 Royce Special Equity Fd T. Rowe Price Capital Appreciation Fd Vanguard PRIMECAP Core Fd Vanguard Small Cap Growth Index Fd Lazard Emerging Markets Fd PRIMECAP Odyssey Stock Fd Discover Bank CD 3.5% 05/13/14 The Delafield Fund — Sold T. Rowe Price Growth Stock Fund SPDR S&P Dividend Fund Dodge & Cox Income Fund — Buy (add'l) Loomis Sayles Bond Fund — Buy (add'l) Vanguard GNMA Fund — Sold (part) Vanguard GNMA Fund — Sold Goldman Sachs Bank CD 1.8% 08/08/17 Discover Bank CD 1.9% 09/21/16 GE Capital Bank CD 1.05% 02/17/15 Templeton Global Bond Fund — Buy (add'l) Goldman Sachs Bank CD 1.15% 01/09/18 — Buy Gabelli Small Cap Growth Fund — Buy h -Vanguard Corporate Bond Fund — Buy h -Vanguard Corporate Bond Fund — Buy (add'l) h -Vanguard Corporate Bond Fund — Buy (add'l) Vanguard Dividend Appreciation Fund — Buy Vanguard Dividend Appreciation Fund — Buy (add'l) Vanguard Dividend Appreciation Fund — Buy (add'l) Vanguard Dividend Appreciation Fund — Buy (add'l) Vanguard Short Term Federal Fund — Buy Vanguard Short Term Federal Fund — Sold IRA ACCOUNT 2 — Int/Div Schwab Money Market Fund T. Rowe Price Mid Cap Growth Fd Loomis Sayles Investment Gr Bond Fd — Buy (add'l) T. Rowe Price Growth Stock Fd American Funds FuroPacific Growth Fd GE Capital Fncl CD 5% 08/27/13 — Matured Ohio Valley Bk CD 3.45% 07/15/14 Brown Capital Mgmt Small Company Fd — Sold (part) Perkins Mid Cap Value Fd — Sold (part) Perkins Mid Cap Value Fd — Sold Royce Special Equity Fund American Funds New World Fd First Eagle Global Discover Bank CD 3.5% 05/13/14 SPDR S&P Dividend Fund Dodge & Cox Income Fund — Buy (add'l) Loomis Sayles Bond Fund — Buy (add'l) Vanguard GNMA Fund — Sold (part) Vanguard GNMA Fund — Sold Templeton Global Bond Fund — Buy (add'l) Goldman Sachs Bank CD 1.55% 10/17/17 Vanguard Short “Term Federal Fund — Buy Vanguard Short “Term Federal Fund — Sold Vanguard Small Cap Fund — Buy Vanguard Corporate Bond Fund — Buy Discover Bank CD 2.00% 8/28/18 — Buy Goldman Sachs Bank CD 2. 15% 8/15/19 — Buy Vanguard Dividend Appreciation Fund — Buy MONEY MARKET ACCOUNTS: T. Rowe Price Tax Exempt Fd — Interest Schwab US Treasury Money Fd — Interest TAX EXEMPT FUNDS: BROKERAGE ACCOUNT Anne Arundel Cnty 4.2% — Interest Mass Water Pollution 3.25% — Interest District of Columbia 3.25% — Interest New Hampshire Health 4.00% — Interest District of Columbia 5.00% — Interest — Sold — Part VIII District of Columbia 5.00% — Interest — Buy STOCK WARRANTS: Scios Nova Inc — None — Part VIII LIFE INSURANCE Security Mutual Life Ins. Co. of NY Universal Life Policy — Int/Div — Part VIII Mass Mutual Life Ins Co — Int/Div — Part VIII 1, See attached Rider A Gift — See attached Rider C Agreement — See attached Rider B Reimbursement — Sec attached Rider C Income — 2013 — Retirement Income Pension Plan Administered by State Street Retiree Service - Pension Plan — $22 509.00 A LINJAINA RIAL LJIWDA RATION INT, INE 2 AJAN FRIEDMAN, PAUL L. 5/7/14 RIDER C: REIMBURSEMENTS AND GIFTS American Law Institute January 16-18, 2013 Meeting of ALI Council in Philadelphia. Reimbursement by the American Law Institute for transportation, hotel and meals. American Bar Association March 7-9, 2013 White Collar Crime Seminar in Las Vegas. Reimbursement by the American Bar Association for transportation, hotel and meals. Kennedy Center Gala. Value $600 Value $500 nnu enelit. Value $350 American Law Institute October 16-18, 2013 Meeting of ALI Council in New York. Reimbursement by the American Law Institute for transportation, hotel and meals. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17412. Public record. Not legal advice.