# Scott W. Dales

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/17318

## Record

- **Judge:** Scott W. Dales
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 8

## Text

Comcast Corp Class A Common — Int/Div
AT&T — Int/Div
Alcatel Lucent Common — None — Sold
Vodafone Group PLC — Int/Div
Verizon Communications Common Stock — Int/Div
CenturyLink, Inc. Common (fka Qwest Communications Int'l — None
Frontier Communications Corp. — None
Trustco Bank Corp. NY Common (UTMA) — Int/Div
Met Life Policy Holders Trust — Int/Div
Kalamazoo Community Foundation 401(k) and 403(b) JDD) — Int/Div
TIAA-CREF 403(b) Retirement Fund (JDD) — Int
Amencan Funds 529A Accounts (H) — Int/Div
American Funds Fundamental Invs
American Funds Gr Fnd Of Amer
Capital World Growth & Income (American Funds)
The Income Fund Of America (American Funds)
American Mutual Fund (American Funds)
Capital Income Builder (American Funds)
Principal Financial Group Variable Universal Life (SWD) (H) — Int/Div
Bond & Mortgage Securities (Principal Funds)
Diversified International (Principal Funds)
Dreyfus VIP Opportumistic Small Cap {Drevius)
Equity Income Account (Principal Funds)
Fidelity VIP Equity-Income (Fidelity Funds)
Invesco Core Equity (Invesco Investment Services, Inc.)
Largecap Blend I1 {Principal Funds)
Largecap Growth (Principal Funds)
Midcap (Principal Funds)
Principal Financial Group Variable Universal Life JDD)Y (H) — Int/Div
Bond & Mortgage Securities (Principal Funds)
Diversified International (Principal Funds)
Dreyfus VIP Opportumstic Small Cap (Drevfus)
Equity Income Account (Principal Funds)
Fidelity VIP Equity-Income (Fidelity Funds)
Invesco Core Equity {Invesco Investment Services, Inc.)
Largecap Blend I1 (Principal Funds)
Largecap Growth (Principal Funds)
Midcap (Principal Funds)
Lake Michigan Federal Credit Union {Deposit Accounts) — Int/Div
PNC Bank (Deposit Accounts) — hy
PNC Incentive Savings Plan X — istnbution — Closed
Secretary, Chief Lake Property Owners Assn
Reimbursement — National Conference of Bankruptcy Judges — April 8-9, 2013 — Scottsdales, AZ — Panelist at legal education seminar — Lodging, meals, transit for 2 night trip
Reimbursement — American Bankruptcy Institute (ABI) — Nov. 11,2013 — Detroat, MI — Panelist ar legal education seminar — Mileage for day trip
Spouse's income — 2013 — Kalamazoo Community Foundation (Wages)
Part VII, lines 1-7: The stock interests in the "Baby Bells" and their successors are the product of a gift

These "Baby Bell” assets on Lines 1-7 are disclosed though below the reporting threshhold.

Part VII, line 10: the Kalamazoo Community Foundation retirement plan reported "gains™ which 1 assume take the form of reinvested tax-deferred dividends or

other return on investment. This is.

retirement account.

Part VIL, line 11: the TIAA-CREF reported “gains™ which | assume take the form of reinvested tax-deferred dividends or other return on investment. This is

retirement account

Part VIL, line 41: | terminated my participating in the PNC Investment Savings Plan (the successor tp National City Bank's comparable plan I assume) promptly

upon my appointment in 2007. Nevertheless, on or about Oct. 31, 2013 | received a check in the amount of $99.30 evidently representing a settlement of claims

asserted (without my involvement) on behalf of persons holding interests in the PNC Investment Savings Plan during the time when | was employed by PNC's

predecessor in interest, National City Bank. | rolled over this check to my Thrfit Savings Plan.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17318. Public record. Not legal advice.