# Thomas L. Ambro

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/17304

## Record

- **Judge:** Thomas L. Ambro
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 22

## Text

M&T Bank Account — None
M&T Bank Account — None
Trust Account 26 (H)
Harris Assoc Oakmark — Int/Div — Sold (part)
Harris Assoc Oakmark — Sold (part)
Wells Fargo Bank, N.A. Bank Deposit Sweep — Interest
IRA Account #2 (H)
Fairholme Fund — Int/Div
Dodge & Cox Intl Stock FD — Int/Div
Federated Strategic Value Dividend FD — Int/Div
Nantxis FDS TR Oakmark Intl FD — Int/Div
Brandes Invt TR Inst] Emerging Mkts FD — Int/Div
Matthews Asia Dividend FD — Int/Div
Primecap Odyssey FDS Aggressive Growth FD — Int/Div — Sold (part)
Pimco Equity SER — Int/Div
Neuberger Berman Alternative FDS — None
Primecap Odyssey Growth — Int/Div — Sold (part)
Vartus Emerging Markets Opportunies Fund — Int/Div
JP Morgan TR Strategic Income Opportunity — Int/Div — Buy (add'l)
Dodge & Cox Stock FD — Int/Div
Dodge & Cox Income FD — Int/Div — Buy (add'l)
Doubleline FDS TR Total Return BD FD — Int/Div — Buy (add'l)
Harris Assoc lnvt TR Oukmark Global Select FD — Int/Div
Federated Equity FDS Intl Strategic Value Div FD — Int/Div
Saratoga Advantage TR James Alpha Glbl Real Estate Invst — Int/Div
Lord Abbett Investment TR Short Duration Income — Int/Div — Sold
T Rowe Price New Era Fund — Int/Div — Sold (part)
Steelpath MLP FDS TR Oppenheimer — Int/Div
Artisan Partners FDS Inc Global Value FD Adv — Int/Div
Guggenheim FDS TR Macro Opportunities FD Inst CL — Int/Div — Buy
Kinetics MUT FDS INC Paradigm Fund Instl CL — None — Buy
Kinetics MUT FDS Inc Small Cap Opportunities FD Inst] CL — None — Buy
Pimco Low Duration Income Fund — Int/Div — Buy
Pimco Low Duration Income Fund — Sold (part)
Pimco Low Duration Income Fund — Sold (part)
Pimco Low Duration Income Fund — Sold (part)
Pimeo FDS Income FD Inst] CL — Int/Div — Buy
Trust for Advised port Miller Opportynity TR — None — Buy
Artisan Intl Small Cap Fund Investor Series — Int/Div — Open
Brown Cap Mgmt Small Co FD Inst] CL — Int/Div — Open
Devon Entergy Corp — Int/Div — Open
Fairholme FDS In Fosused Income Fund — Int/Div — Open
Oakmark International Small Cap FD Advisor CL — Int/Div — Open
Knot Offshore Partners LP — Int/Div — Open
Marine Harvest Asaspon Adr — Int/Div — Open
Matthews Intl FD Asian Growth & Income FD — Int/Div — Open
Miller Invt Trust Convertible BD FD — Int/Div — Open
Professionally Managed Portfolio CL Inst! Hodges Small Cap — Int/Div — Open
Rex Energy Corp — None — Open
Sunoco LP — Distribution — Open
Vanguard Specialized Energy FD Admiral Shares — Int/Div — Open
Trust Account £12 (H)
Fairholme Fund — Int/Div
Dodge & Cox Intl Stock FD — Int/Div — Buy (add'l)
Matthews Asia Dividend FD — Int/Div — Buy (add'l)
Primecap Odyssey FDS Aggressive Growth FD — Int/Div — Buy (add'l)
Primecap Odyssey FDS Aggressive Growth FD — Buy (add'l)
Primecap Odyssey FDS Aggressive Growth FD — Sold (part)
Dodge & Cox Stock Fund — Int/Div
Wells Fargo Bank, N.A. Bank Deposit Sweep — Interest
Saratoga Advantage TR James Alpha Glbl Real Estate — Int/Div
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Int/Div — Buy (add'l)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Buy (add'l)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Buy (add'l)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Buy (add'l)
National Oil Well Varco Inc — Int/Div
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Buy (add'l)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Buy (add'l)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Buy (add'l)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Buy (add'l)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Buy (add'l)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Buy (add'l)
Pimeo Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)
Pimco Low Duration Income Fund — Int/Div — Open
Pimco Low Duration Income Fund — Sold
American Funds Developing World Growth & Income FD — Int/Div — Buy
Artisan Intl Small Cap Fund Investor Series — Int/Div — Buy
Oakmark Global Select Fund Advisor Class — Int/Div — Buy
Oakmark International Small Cap FD Advisor CL — Int/Div — Buy
Matthews Intl FD Asain Growth & Income FD — Int/Div — Buy
Nuveen Muni TR High Yield Mun BD FD — Int/Div — Buy
Virtus Funds Vontobel Emerging Mkts Opportunities FD — Int/Div — Buy
Ensco Plc — Int/Div — Buy
Ensco Plc — Buy (add'l)
Ensco Plc — Buy (add'l)
Brown Cap Mgmt Mut FDS Brown Cap Mgmt Small Co FD — Int/Div — Open
BHP Billiton LTF Spon Adr — Int/Div — Open
Cabot Oil & Gas — Int/Div — Open
Enbridge Inc — Int/Div — Open
Enterprise Products Partners — Distribution — Open
Energy Trsnsfer Partners — None — Buy
Johnson & Johnson — Int/Div — Open
Mdeley Capital Corp — Int/Div — Open
Microsoft Corp — Int/Div — Open
National Oil Well Varco Inge — Int/Div — Open
Natixis FDS TR 11 Vaughan Nelson Select FDCLY — Int/Div — Open
Natixis Fund Trust 11 Vaughan Nelson Value Class Y — Int/Div — Open
Plains GP Holdings LP — Int/Div — Open
Range Resources — Int/Div — Open
Rex Energy — None — Open
Rio Tinto Ple Spon Adr — Int/Div — Open
South32 LTD Spon — Int/Div — Open
Southwestern Energy Co — None — Open
Southwestern Energy Co — Buy (add'l)
USA Compression Partners LP Com — istnbution — Open
Vanguard Funds Dividend Growth Fund Investor Class — Int/Div — Open
Vanguard Spreialized Portfolios Energy Port Investor Class — Int/Div — Open
Weatherford International PLC Wr — None — Open
WSFS Financial Corp — Int/Div — Open
Springside, LLC (2000 - $300,000, 2012. £20,123) — Interest
Middletown Professional Properties, LLC (2004 - $80,925) — Rent — Sold — Delaware LP
Trust #15 (H)
Johnson & Johnson — Int/Div
Microsoft Corp — Int/Div
Range Resources Corp — Int/Div
Rex Energy Corp — None
Fairholme FDS Ine — None — Buy (add'l)
Brown Cap Mgmt Mutual FDS Small Co Fund — None
Vanguard Specialized Portfolios Energy Port Investor — Int/Div
Medley Capital Corp — Int/Div
Enterprise Products Partners — Distribution — Buy (add'l)
Plains GP Holdings LP — Int/Div
Weatherford International PLC — None
BHP Billiton LTF Spon ADR — Int/Div
Cabot Oil & Gas — Int/Div
Rio Tinto PLC Spon ADR — Int/Div
South32 LTD Spon — Int/Div
Natixis FDS TR II Vaughan Nelson Select FDCLY — Int/Div — Buy (add'l)
Natixis FDS TR II Vaughan Nelson Select FDCLY — Buy (add'l)
Natixis FDS TR II Vaughan Nelson Select FDCLY — Sold (part)
Natixis Funds Trust [I Vaughan Nelson Value Class Y — None
Midcoast Energy Partners LP — Distribution — with line 145)
Spectra Energy Corp — Int/Div — with line 145)
USA Compression Partners LP — Distribution
Vanguard Funds Dividend Growth Fund Tnvst CL — Int/Div
Wells Fargo Bank, N.A Bank Deposit Sweep (x) — None
Enbridge Inc — Int/Div
Pimco Low Duration Income Fund — Int/Div — Buy
WSFS Financial Corp — Int/Div — Buy
Ensco Plc — None — Buy
Ensco Plc — Buy (add'l)
Southwestern Energy Co — None — Buy
IRA #3 (H)
Devon Energy Corp — Int/Div
Exxon Mobil Corp — Int/Div
Brown Cap Mgmt Mut FDS Small Co Fund Inv — None — Sold (part)
Brown Cap Mgmt Mut FDS Small Co Fund Inv — Sold (part)
Brown Cap Mgmt Mut FDS Small Co Fund Inv — Sold (part)
Fairholme FDS Inc — Int/Div — Buy (add'l)
Harris Assoc Invt TR Oakmark Global Select FD — None — Sold (part)
Professionally Manged Portfolio CL Inst] Hodges Small Cap — None
Matthews Intl FD Asian Growth & Income FD — Int/Div
Rex Energy Corp — None
Marine Harvest ASA Sponsored ADR — Int/Div
Knot Offshore Partners LP — Int/Div
Vanguard Specialized Energy FD Admiral Shares — Int/Div
Sunoco LP — Int/Div
Miller Invt Trust Convertible BD FD — Int/Div — Sold (part)
Miller Invt Trust Convertible BD FD — Sold (part)
Miller Invt Trust Convertible BD FD — Sold (part)
Fairholme FDS IN Focused Income FD — None — Buy (add'l)
Artisan Intl Small Cap Fund Investor Series — None — Buy
Artisan Intl Small Cap Fund Investor Series — Buy (add'l)
Harris Assoc Invt TR Oakmark Int] Small Cap FD — None — Buy
Harris Assoc Invt TR Oakmark Int] Small Cap FD — Buy (add'l)
Trust 216 (H)
Apollo Investment Corp — Int/Div
Blackrock Kelso Capital Corp — Int/Div
Medley Capital Corp — Int/Div
TICC Capital Corp — Int/Div — Sold
Wells Fargo Bank, N.A Bank Deposit Sweep — Interest
Golub Cap BDC Inc — Int/Div
TPG Specialty Lending Inc — Int/Div
PCM Family LLC — Int/Div
The Sequoia Fund — Int/Div — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
Trust #18 (H)
Wells Fargo Bank, N.A Bank Deposit Sweep — Interest
Mc Kinney TX RFDG C/O LTD — None — Sold
West Wilson Util Dist TN WTR WKS Rev — Interest
Montana ST BRD Regents High Ed Rey — Interest
Ocean Cnty NJ RFDG SER A G/O Unl TD — Interest
Port Seattle WA REV RFDG Inter Ser a — Interest — Buy (add'l)
Metropolitan Transn Auth NY Rev — Interest
New York NY City Transtnl Fin Auth Bldg Aid Rev — Interest
New Mexico Fin Auth Rev SR Lien Pub Proj Rvlvng FD Ser C — Interest
New York ST Envmntl Facs Corp Rev ST Ser D — Interest
Central Puget Sound WA Regl Tran Auth Sales & Use Tax Rev — Interest
New York ST Dorm Uth Revs Non ST Supported Debt CPN — Interest
Idaho Hlth Facs Suth Rev Trinity Health CR Grp — Interest — Sold
USF Fing Corp FL CTF Partn Ridg Mstr Lse PG Ser — Interest
Hawaii St Unrefunded Balance Rfdg Ser Fd — Interest
Athens Clarke Cnty GA Uni Govt Dey Auth Rev Rfdg Univ GA — None
Harris Caty TX Cultural Ed Facs Fin Corp Med FA CS Rev — None
Trust £19 (H)
Bank Deposit Sweep — Int/Div
iShares Russell 1000 Value FD — Int/Div — Sold (part)
iShares Core S&P S00 Index FD — Int/Div — Buy (add'l)
SPDR S&P Intl Small Cap — None — Sold
Vanguard FTSE Developed Markets ETF — Int/Div — Buy (add'l)
Vanguard INTL Equity Index FDS FTSE Emerging MKTS — Int/Div — Sold (part)
Vanguard Mid Cap — Int/Div — Sold (part)
Vanguard REIT — Int/Div — Sold (part)
Vanguard Small Cap Value VBR — Int/Div — Sold (part)
Vanguard Small Cap VB — Int/Div — Sold (part)
Vanguard Total Bond Market BND — Int/Div — Buy (add'l)
Vanguard Total Stock Market ETF — Int/Div — Buy (add'l)
Vanguard Mid Cap Value Index Fund — Int/Div — Sold
IRA #6 (H)
Invesco Global Real Estate — Int/Div — Buy (add'l)
Invesco Global Real Estate — Sold (part)
Deutsche Secs TR Enhanced Commodity Strat FD Inst] Class — Int/Div — Buy (add'l)
Columbia Select Large Cap Growth Fund CLZ — Int/Div — Buy (add'l)
Columbia Select Large Cap Growth Fund CLZ — Sold (part)
Eaton Vance Mutual FDS Trust Global Macro Abst Return Advtg FD — Int/Div — Buy (add'l)
Goldman Sachs TR Finl Square Treas Instrs FD Inst CL — Int/Div — Sold (part)
Goldman Sachs TR Finl Square Treas Instrs FD Inst CL — Sold
John Hancock FDS 11 Global Absolute Return Strategies FD CL — None — Buy (add'l)
Hotchkis & Wiley FDS Mid Cap Value FD CL — Int/Div — Sold (part)
John Hancock Funds II Absolute Return Currency FDCL 1 — None — Sold (part)
Aberdeen Total Return Bnd Fund CL — Int/Div — Buy (add'l)
Aberdeen Total Return Bnd Fund CL — Buy (add'l)
Aberdeen Total Return Bnd Fund CL — Sold
MFS Ser TR Value FD — Int/Div — Sold (part)
MFS Ser TR X Emerging Mkts Debt FD CL — Int/Div — Buy (add'l)
JP Morgan TR US Large Cap Core Plus FD SEL CL — Int/Div — Sold (part)
Neuberger Berman Alternative FDs Long Short FD last! CL — None
Amencan Europacific Growth FU CL F2 — Int/Div — Sold (part)
Amencan Europacific Growth FU CL F2 — Sold (part)
Investment Managers SER TR Oak Ridge Small CP Growth FD CL — None — Buy (add'l)
Investment Managers SER TR Oak Ridge Small CP Growth FD CL — Sold
Oppenheimer Dev Mkts CL Y — Int/Div — Sold (part)
Oppenhiemer Intl BD FD CL Y — Int/Div — Buy (add'l)
Principal FDS Inc High Yield FD Inst] CL — Int/Div — Buy (add'l)
Principal FDS Inc High Yield FD Inst] CL — Sold (part)
Victory Sycamore Small Co Oppty FD CL 1 — Int/Div — Sold (part)
AQR FDS Managed Futures Strategy FL CL — None — Buy (add'l)
Principal FDS Inc Global Multi Strategy FD Insti CL — Int/Div
Wells Fargo Funds TR Special Mid Cap Value FD CL — Int/Div — Sold (part)
American Century Invt TR Diversified BD FD — Int/Div — Buy
American Century Invt TR Diversified BD FD — Buy (add'l)
American Century Invt TR Diversified BD FD — Buy (add'l)
American Century Invt TR Diversified BD FD — Buy (add'l)
Brown Advisory FDS Small Cap Growth FD — Int/Div — Buy
Trustee, Thomas L. Ambro Revocable Trust
Member (Ementus), Georgetown Lmiversity Alumni Admissions Program Board of Advisors
Member, Georgetown University Northern Delaware Alumni Admissions Program
Member, Board of Editors, Delaware Lawver
Member (Emernttus), TrBar Opinion Committee
Member, Advisory Board, Working Group on Legal Opinions Foundation
Liability — TD, Bank NA — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 96)
Liability — TD, Bunk NA — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 06)
Liability — TD, Bank N.A — Limited guaranty of commercial loan to Springside, LLC {Part VII, Line 96)
Liability — PNC Bank, NA — Non-Recourse Guaranty and Suretyship Agreement (Part VII, Line 98)
Reimbursement — New York University — May 15-16, 2017 — New York City, NY — Schigman Lecture — Transportation, Lodging
Reimbursement — Georgetown University — September 10-11 2017 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown Umiversity — September 16-18, 2017 — Washington, DX — Teaching Class — Transportation
Reimbursement — Georgetown Umiversity — September 24-26, 2007 — Washington, DX — Teaching Class — Transportation
Reimbursement — Georgetown University — October 1-2, 2017 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown Umversity — October 15-16, 2017 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — October 21-23, 2017 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown Umiversity — October 25, 2017 — Washington, DX — Teaching Class — Transportation
Reimbursement — Georgetown University — October 29-30, 2017 — Washington, DX — Teaching Class — Transportation
Reimbursement — Georgetown University — November 5-6, 2017 — Washington, DC — leaching Class — Transportation
Reimbursement — Georgetown University — November 12-13, 2017 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — November 17, 2017 — Washington, DX — Teaching Class — Transportation
Reimbursement — Georgetown University — November 19-20, 2017 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — November 26-27, 2017 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — December 3-4, 2017 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown Umiversity — December 10-11, 2017 — Washington, DC — Teaching Class — Transportation
Income — 27 — Georgetown University - teaching — S6.000.00)
Asset listed in Part VIL Line 118, has rental activity from property located in Middletown, DE. This asset was purchased in 2004 for $80,925, This asset was sold

June 14, 2017 to Debra Delaware LP and Debra Delaware LLC,

Asset listed in Part VII, Line 117, has rental activity from property located near Newark, DE.

Asset listed in Part VIL, Line 182, has rental activity from property located in New Castle County, DE.

Assets listed in Part VII, under IRA Account £2 as open were transfered from IRA Account #3. TRA Account #3 account was closed during 2017.

Assets listed in Part VII, under Trust Account #12 as open were transferred from Trust Account #15. Trust Account #15 was closed during 2017.

Asset listed in Part VII, line 145, Enbridge Inc., was Spectra Energy on prior report. Spectra Energy and Midcoast Energy Partners merged with Enbridge Inc

during 2017, This asset was transferred to Trust Account #12 as stated above.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17304. Public record. Not legal advice.