# Gene E.K. Pratter

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/17037

## Record

- **Judge:** Gene E.K. Pratter
- **Year:** 2016
- **Pages:** 17

## Text

Lebenthal Lisanti Small Growth Retirement #5 — Int/Div
DFA US Small Cap Value - Retirement #3 — Int/Div
DFA US Large Cap Value - Retirement #5 — Int/Div — Buy (add'l)
Federated US Gov't Ultrashort - Retirement #5 — Int/Div
First Eagle Overseas - Retirement #3 — Int/Div
Janus Fund - Retirement #5 — Int/Div
Schwab Money Market - Retirement #5 — Int/Div
Westcore MIDCO Growth - Retirement #5 — None — Sold
William Blair Int'l Small Growth Retirement #5 — Int/Div
William Blair International Growth Retirement #5 — Int/Div
Federated Gov't Ultrashort - Retirement #6 — Int/Div
Baron Growth - Retirement #6 — Int/Div
First Eagle Overseas - Retirement #6 — Int/Div
Royce Opportunity - Retirement #6 — Int/Div
Schwab Money Market - Retirement #6 — Int/Div
Janus Fund - Retirement #6 — Int/Div
DFA Intemational Large Growth Retirement #6 — Int/Div
Baron Growth - Retirement #7 — Int/Div — Sold (part)
DFA US Micro Cap - Retirement #7 — Int/Div — Sold (part)
DFA Emerging Markets Core Equity Retirement #7 — Int/Div
DFA International Small Value - Retirement “7 — Int/Div — Sold (part)
DFA International Small Value - Retirement #7 — None — Sold (part)
DFA International Value - Retirement #7 — Int/Div
DFA One Year Fixed - Retirement #7 — Int/Div
DFA US Small Cap Value - Retirement #7 — Int/Div — Sold (part)
DFA US Large Cap Value - Retirement #7 — Int/Div — Sold (part)
DFA US Large Cap Value - Retirement #7 — None — Buy (add'l)
Dodge & Cox Stock - Retirement #7 — Int/Div
Federated Gov't Ultrashort - Retirement #7 — Int/Div — Sold (part)
First Eagle Overseas - Retirement #7 — Int/Div
Hotchkis & Wiley Mid Value - Retirement #7 — Int/Div
Morgan Stanley Intemational Equity Retirement #7 — Int/Div
Morgan Stanley Emerging Markets Retirement #7 — Int/Div — Sold (part)
Royce Opportunity - Retirement #7 — Int/Div
Schwab Money Market - Retirement #7 — Int/Div
Westcore Intl Small Cap - Retirement #7 — Int/Div
Westcore Mid Cap Value - Retirement #7 — Int/Div — Sold (part)
Westcore MIDCO Growth - Retirement #7 — None — Sold
William Blair International Growth Retirement #7 — Int/Div
Janus Fund - Retirement #7 — Int/Div — Buy (add'l)
Janus Fund - Retirement #7 — None — Sold (part)
Janus Fund - Retirement #7 — None — Sold (part)
Hotchkis & Wiley Large Cap Value Retirement #7 — Int/Div — Sold (part)
William Blair Large Growth - Retirement #7 — Int/Div — Buy (add'l)
William Blair Large Growth - Retirement #7 — None — Sold (part)
Lebenthal Lisanti Small Growth Retirement #7 — Int/Div
William Blair Int'l Small Growth Retirement #7 — Int/Div
Metropolitan West Total Return Retirement #7 — Int/Div
BlackRock Low Duration - Retirement #7 — Int/Div — Sold (part)
BlackRock Low Duration - Retirement #7 — None — Buy (add'l)
Ivy Mid Growth - Retirement #7 — Int/Div — Buy (add'l)
William Blair Mid Cap Growth - Retirement #7 — Int/Div — Buy (add'l)
DFA Global Real Estate - Retirement #7 — Int/Div — Sold (part)
DFA Global Real Estate - Retirement #7 — None — Sold (part)
Victory Global Natural Resources Retirement #7 — None — Buy (add'l) — Section VII
Ell Global Property - Retirement #7 — Int/Div — Sold (part)
MainGate MLP - Retirement #7 — Int/Div
MainStay Marketficld - Retirement #7 — None — Sold
William Blair Small Growth - Retirement #7 — None — Sold (part)
Morgan Stanley AIP - Retirement #7 — Int/Div
DFA International Large Growth Retirement #7 — Int/Div
Schwab Money Market - Trust #1 — Int/Div
Dodge & Cox Stock - Trust #1 — Int/Div
Baron Growth - Trust #1 — Int/Div
Federated Short Term Muni - Trust #1 — Int/Div
First Eagle Overseas - Trust #1 — Int/Div
Hotchkis & Wiley Large Cap Value - Trust #1 — Int/Div
Hotchkis & Wiley Mid Cap Value - Trust #1 — Int/Div
Janus Fund - Trust #1 — Int/Div
Morgan Stanley International Equity - Trust #1 — Int/Div
Royce Opportunity - Trust #1 — Int/Div
Westcore Mid Cap Value - Trust #1 — Int/Div
Westcore MIDCO Growth - Trust #1 — None — Sold
DFA Tax Managed Marketwide Value Trust #1 — Int/Div
DFA US Micro Cap - Trust #1 — Int/Div
DFA Intl Small Cap Value - Trust #1 — Int/Div — Sold (part)
Waestcore Intl Small Cap - Trust #1 — Int/Div
DFA Int'l Value - Trust #1 — Int/Div
DFA US Small Value - Trust #1 — Int/Div
William Blair Mid Growth - Trust #1 — Int/Div
DFA Short Term Muni - Trust #1 — Int/Div
Metropolitan West Total Return - Trust #1 — Int/Div
William Blair Small Cap Growth - Trust #1 — Int/Div
DFA Global Real Estate - Trust #1 — Int/Div
EI Global Property - Trust #1 — Int/Div — Buy
MainGate MLP - Trust #1 — Int/Div — Buy (add'l)
Victory Global Resources - Trust #1 — None — Buy — Scetion VII
MainStay Marketficld - Trust #1] — None — Sold
William Blair International Growth - Trust #1 — Int/Div
DFA Emerging Markets - Trust #1 — Int/Div
DFA Intemational Large Growth - Trust #1 — Int/Div
T.Rowe Price New Era - Trust #1 — None — Sold
Ivy Mid Growth - Trust #1 — Int/Div — Buy
William Blair Large Growth - Trust #1 — Int/Div — Buy
Baron Growth - Brokerage #1 — Int/Div
DFA Tax Mgd US Marketwide Value Brokerage #1 — Int/Div — Sold (part)
DFA US Small Value - Brokerage #1 — Int/Div
DFA Emerging Markets Core Equity Brokerage #1 — Int/Div — Sold (part)
DFA Tax Mgd Intemational Value Brokerage #1 — Int/Div
East River Bank Stock - Brokerage #1 — None — Sold
Federated Short Term Muni - Brokerage #1 — Int/Div
First Eagle Overseas - Brokerage #1 — Int/Div
Janus Fund - Brokerage #1 — Int/Div — Sold (part)
Janus Overseas - Brokerage #1 — None — Sold
Morgan Stanley Intemational Equity Brokerage #1 — Int/Div
Schwab Money Market - Brokerage #1 — Int/Div
Westcore MIDCO Growth - Brokerage #1 — None — Sold
Hothckis & Wiley Large Cap Value Brokerage #1 — Int/Div
Hotchkis & Wiley Mid Cap Value Brokerage #1 — Int/Div — Sold (part)
William Blair Int'l Small Growth Brokerage #1 — Int/Div
William Blair Large Growth - Brokerage #1 — Int/Div
William Blair Mid Cap Growth - Brokerage #1 — Int/Div — Sold (part)
William Blair Small Cap Growth Brokerage #1 — Int/Div — Sold (part)
Westcore Mid Cap Value - Brokerage #1 — Int/Div — Sold (part)
DFA Int'l Small Value - Brokerage #1 — Int/Div — Sold (part)
DFA Short Term Muni - Brokerage #1 — Int/Div — Sold (part)
Metropolitan West Total Return - Brokerage #1 — Int/Div — Sold (part)
William Blair Int'l Growth - Brokerage #1 — Int/Div
Thornburg Limitd Term Municipal Brokerage #1 — Int/Div
DFA Global Real Estate - Brokerage #1 — Int/Div
Dodge & Cox Stock - Brokerage #1 — Int/Div
MainGate MLP - Brokerage #1 — Int/Div
Royce Opportunity - Brokerage #1 — Int/Div — Sold (part)
DFA US Micro Cap - Brokerage #1 — Int/Div
DFA Int'l Large Growth - Brokerage #1 — Int/Div — Buy
Ivy Mid Growth - Brokerage #1 — Int/Div — Buy
Baron Growth - Brokerage #2 — Int/Div
DFA US Micro Cap - Brokerage #2 — Int/Div
DFA Tax Mgd Marketwide Value Brokerage #2 — Int/Div
DFA US Small Value - Brokerage #2 — Int/Div
Dodge & Cox Stock - Brokerage #2 — Int/Div
Federated Short Term Muni - Brokerage #2 — Int/Div
First Eagle Overseas - Brokerage #2 — Int/Div
Hotchkis & Wiley Large Cap Value Brokerage #2 — Int/Div
Hotchkis & Wiley Mid Cap Value Brokerage #2 — Int/Div
Janus Fund - Brokerage #2 — Int/Div
Janus Overseas - Brokerage #2 — None — Sold
Morgan Stanley International Equity Brokerage #2 — Int/Div
Royce Opportunity - Brokerage #2 — Int/Div
Schwab Money Market - Brokerage #2 — Int/Div
Westcore Mid Cap Value - Brokerage #2 — Int/Div
Westcore International Small Cap Brokerage #2 — Int/Div
Metropolitan West Total Return - Brokerage #2 — Int/Div
DFA Short Term Muni - Brokerage #2 — Int/Div
DFA Global Real Estate - Brokerage #2 — Int/Div
MainGate MLP - Brokerage #2 — Int/Div
MainStay Marketficld - Brokerage #2 — None — Sold
DFA Intl Small Cap Value - Brokerage #2 — Int/Div
William Blair International Growth Brokerage #2 — Int/Div
DFA Emerging Markets Core Equity Brokerage #2 — Int/Div
DFA International Value - Brokerage #2 — Int/Div
Ivy Mid Cap Gowth - Brokerage #2 — Int/Div
DFA Int'l Large Growth - Brokerage #2 — Int/Div — Buy
William Large Growth - Brokerage #2 — Int/Div — Buy
DFA One Year Fixed - Retirement #8 — Int/Div
Federated Gov't Ultrashort - Retirement #8 — Int/Div
Lebenthal Lisanti Small Growth Retirement #8 — Int/Div
Baron Growth - Retirement #8 — Int/Div
DFA Emerging Markets Core Equity Retirement #8 — Int/Div
DFA International Value - Retirement #8 — Int/Div
DFA US Large Value - Retirement #8 — Int/Div
DFA US Small Value - Retirement #8 — Int/Div
DFA US Micro Cap - Retirement #8 — Int/Div
Dodge & Cox Stock - Retirement #8 — Int/Div
DFA Int'l Small Cap Value - Retirement #8 — Int/Div
First Eagle Overseas - Retirement #8 — Int/Div
Hotchkis & Wiley Large Cap Value Retirement #8 — Int/Div
Hotchkis & Wiley Mid Cap Value Retirement #8 — Int/Div
Janus Fund - Retirement #8 — Int/Div — Buy (add'l)
Morgan Stanley Emerging Markets Retirement #8 — Int/Div
Morgan Stanley International Equity Retirement #8 — Int/Div
Royce Opportunity - Retirement #8 — Int/Div
Schwab Money Market - Retirement #8 — Int/Div
Westcore Intl Small Cap - Retirement #8 — Int/Div
Westcore Mid Cap Value - Retirement #8 — Int/Div
Westcore MIDCO Growth - Retirement #8 — None — Sold
William Blair International Growth Retirment #8 — Int/Div
William Blair Large Cap Growth Retirement #8 — Int/Div — Buy (add'l)
William Blair Intl Small Growth Retirement #8 — Int/Div
BlackRock Low Duration - Retirement #8 — Int/Div
Metropolitan West Total retum - Retirement #8 — Int/Div
William Blair Small Growth - Retirement #8 — Int/Div
William Blair Mid Growth - Retirement #8 — Int/Div — Buy (add'l)
Ivy Mid Growth - Retirement #8 — Int/Div — Buy (add'l)
DFA Global Real Estate - Retirement #8 — Int/Div
EI Global Property - Retirement #8 — Int/Div
MainGate MLP - Retirement #8 — Int/Div
MainStay Marketficld - Retirement #8 — None — Sold
Victory Global Resources - Retirement #8 — None — Buy (add'l) — Section VII
Morgan Stanley AIP - Retirement #8 — Int/Div
DFA Intemational Large Growth Retirement #8 — Int/Div — Buy (add'l)
Equitable Variable Life - Alliance Common Stock — None
Equitable Variable Life - Alliance International — None
PNC Bank Accounts — Interest
Nantucket Bank Account — Interest
401K Plan (X)
John Hancock Balanced — None
Co-Trustee, Trust #1
Liability — Bank of America — Credit Card
Reimbursement — Duke University Law School — October 6-7. 2016 — San Diego, CA — Duke Law School Conference — Transportation, lodging, meals
Reimbursement — American Bar Association — October 18-20, 2016 — Las Vegas, NV — National Institute on Class Actions Conference — Transportation, lodging, meals
Reimbursement — Northwestem School of Law — November 16-17 2016 — Chicago, IL — Complex Litigation Conference — Transportation, lodging, meals
Spouse's income — 2016 — Duane Mormns LLC (Attorney)
Spouse's income — 2016 — Cohen, Placitella & Roth (Attorney)
Line 55, 88 and 189. RS Global Natural Resources changed its name to Victory Global Natural Resources in 2016,

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17037. Public record. Not legal advice.