# Ronald H. Sargis

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/17015

## Record

- **Judge:** Ronald H. Sargis
- **Year:** 2011
- **Pages:** 21

## Text

WISDOM I KEE ASIA DEBT ETF — Int/Div — Buy
WISDOM I KEE ASIA DEBT ETF — Sold
WISDOMTREE CHINESE YUAN ETF — None — Buy
WISDOMTREE CHINESE YUAN ETF — Sold (part)
WISDOMTREE CHINESE YUAN ETF — Sold
WISDOMTREE JAP HDGD EQT ETF — None — Buy
WISDOMTREE JAP HDGD EQT ETF — Buy (add'l)
WISDOMTREE JAP HDGD EQT ETF — Sold (part)
WISDOMTREE JAP HDGD EQT ETF — Sold (part)
WISDOMTREE JAP HDGD EQT ETF — Sold
JPMORGAN CHASE ALERIAN MLP IND X ENT BASED ON WAP AM) — Int/Div — Sold (part)
JPMORGAN CHASE ALERIAN MLP IND X ENT BASED ON WAP AM) — Sold
UBS AG JERSEY E TRACS LKD ALER TAN MLP INFRASTRUCTURE MLPI — Int/Div — Sold (part)
UBS AG JERSEY E TRACS LKD ALER TAN MLP INFRASTRUCTURE MLPI — Sold
Intentionally Blank Line
Brokerage Account #9 IRA Rollover
CASHMONEY MARKET -- RW Baird Ge neral MMKT Class A — Int/Div
CAPITAL WORLD GW IH & INCOME FD CWGEX — Int/Div
CALAMOS CONVERTIBLE FUND CIC vx — Int/Div
242 — istnbution
DAVIS NEW YORK VENTURE DNVYX — Int/Div
DAVIS NEW YORK VENTURE DNVYX — Buy (add'l)
GROWTH FUND AMER GFAFX — Int/Div
HARRIS ASSOC INVT OAKMARK INTL FD OAKIX — Int/Div
HARRIS ASSOC INVT OAKMARK INTL FD OAKIX — Buy (add'l)
HUSSMAN INVT GROWTH FD HSGFX — Int/Div
HUSSMAN INVT GROWTH FD HSGFX — Buy (add'l)
IVY FDS INC ASSET STRATEGY FD WA SYX — Int/Div
KEELEY FUNDS SMALL CAP VALUE KSCIX — None
SECURITY EQUITY FD MID CAP VAL LESEVAX — Int/Div
254. — Ihistnbution
PERMANENT PORTFOLIO FD PRPFX — Int/Div
256. — Iistnibution
VANGUARD INTER TERM BOND FUND — Int/Div — Buy
258 — Distribution
Intentionally Blank Line
Trust #1
CALIFORNIA BANK & TRUST -- DEP OSIT ACCOUNTS — Interest
US GOVERNMENT BONDS — None
METROPOLITAN LIFE INSURANCE PR OCEEDS — None
Intentionally Blank Line
Estate #1 — None
Liability — CXumrmgn TOM uaF ( 1SC voir — dnd CIV, bend, i a (A-H) arin) Jr
Reimbursement — NONE (No, — wrtable income, assets, or — nsactions. )
Reimbursement — NONE (No — wtable income. assets, or — sactions. )
Part VII, Brokerage Acct. #6, Line 52, and Brokerage Acct. #7, Line 230, are former retirement accounts which were liquidated to minimize owership of

individual stocks, and the proceeds were rolled into Brokerage Accts. 8 and 9.

Part VII, Line S05 - Estate #1. The probate estate for this has no assets, with everything being administered through Trust #1.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17015. Public record. Not legal advice.
