# Alan J. Baverman

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/17009

## Record

- **Judge:** Alan J. Baverman
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 33

## Text

SCHWAB SEP IRA 665
Deposit Account — Interest
srael STSBD 7TH JU — Interest
SCHWAB CONTR IRA 049
Dreyfus Funds Standish GL Fixed Inc — Int/Div
FirstBank P R Santruce CD (11/17) — Interest — Matured
GE CAP Bk Retail CD (8/18) (Now called Goldman Sachs Bank) — Interest
Barclays Bank DEL CD (8/19) — Interest — note, Part VIII
Guggenheim S&P 500 Equal Weig HC ETF-RYH — Int/Div
IShares U S Real Estate ETF (IYR) — Int/Div
PIMCO Foreign Inst SHS PFORX — Int/Div
PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Int/Div
Synchrony Bank Retail CD 7/24/17 — Interest — Matured
Vanguard Sector Ind FDS ETF (VIS) — Int/Div
Vanguard Health Care ETF: VHT — Int/Div
SCHWAB CONTR IRA S80
Ch Schwab US REIT ETF (SCHH) — Int/Div
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Int/Div
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE} — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE)} — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE)Y — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE)Y — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Funda EMG Mkuts Large ETF IV (FNDE) — Int/Div
Schwab Funda EMG Mkits Large ETF IV (FNDE) — Buy (add'l)
Schwab Funda EMG Mkits Large ETF IV (FNDE)Y — Buy (add'l)
Schwab Funda EMG Mkuts Large ETF IV (FNDE)Y — Buy (add'l)
Schwab Funda EMG Mkus Large ETF IV (FNDE)Y — Buy (add'l)
Schwab Funda EMG Mkuts Large ETF IV (FNDE) — Buy (add'l)
Schwab Funda EMG Mkus Large ETF 1V (FNDE) — Buy (add'l)
Schwab Funda EMG Mkuts Large ETF IV (FADE) — Buy (add'l)
Schwab Funda EMG Mkus Large ETF IV {FNDE) — Buy (add'l)
Schwab Funda EMG Mkts Large ETF IV (FNDE) — Buy (add'l)
Schwab Funda EMG Mkus Large ETF 1V (FNDE)Y — Buy (add'l)
Schwab Funda EMG Mkits Large ETF IV (FNDE) — Buy (add'l)
Schwab Funda EMG Mkuts Large ETF IV (FNDE) — Buy (add'l)
Schwab Funda EMG Mkits Large ETF IV (FNDE) — Buy (add'l)
Schwab Funda EMG Mkus Large ETF IV (FNDE)Y — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Int/Div
Schwab Fundamental INL Large COM ETF (FNDFY — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)
Schwab Fundamental INL Large COM ETF {FNDF) — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)
Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)
Schwab Fundamental INt] smal COM ETF (FNDC) — Int/Div
Schwab Fundamental INt smal COM ETF (FNDC) — Buy (add'l)
Schwab Fundamental INt smal COM ETF (FNDC) — Buy (add'l)
Schwab Fundamental INt] smal COM ETF (FNDC) — Buy (add'l)
Schwab Fundamental INtl smal COM ETF (FNDC) — Buy (add'l)
Schwab Fundamental INtl smal COM ETF {FNDC)Y — Buy (add'l)
Schwab Fundamental INtl smal COM ETF (ENDO) — Buy (add'l)
Schwab Fundamental IN smal COM ETF (ENDO) — Buy (add'l)
Schwab Fundamental INtl smal COM ETF (FNDC) — Buy (add'l)
Schwab Fundamental INtl smal COM ETF (FNDC) — Buy (add'l)
Schwab Fundamental INtl smal COM ETF (FADO) — Buy (add'l)
Schwab Fundamental INt smal COM ETF {FNDC)Y — Buy (add'l)
Schwab Fundamental INtl smal COM ETF (FNDC) — Buy (add'l)
Schwab Fundamental IN smal COM ETF (FNDC) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Int/Div
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA)Y — Int/Div
Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF {FNDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF {FNDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)
Schwab Fundamental US Small Com ETF (FENDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)
Schwab Int'l Equity E1¥ (SCHF) — Int/Div
Schwab Intl Equity ETF (SCHF) — Int/Div — Buy (add'l)
Schwab Int'l Equity ETF (SCHF) — Int/Div — Buy (add'l)
Schwab Int'l Equity ETF (SCHF) — Int/Div — Buy (add'l)
Schwab Int Equity E17 (SCHF) — Int/Div — Buy (add'l)
Schwab Intl Equity ETF (SCHF) — Int/Div — Buy (add'l)
Schwab Int'l Equity ETF (SCHF) — Int/Div — Buy (add'l)
Schwab Int Equity E1F (SCHF) — Int/Div — Buy (add'l)
Schwab Int'l Equity E1¥ (SCHF) — Int/Div — Buy (add'l)
Schwab Intl Equity ETF (SCHF) — Int/Div — Buy (add'l)
Schwab Int'l Equity ETF (SCHF) — Int/Div — Buy (add'l)
Schwab Intl Equity E11 (SCHF) — Int/Div — Buy (add'l)
Schwab Int'l Equity E1v (SCHF) — Int/Div — Buy (add'l)
Schwab Int'l Equity ETF (SCHF) — Int/Div — Buy (add'l)
Schwab Int'l Equity ETF (SCHF) — Int/Div — Buy (add'l)
Schwab Int'l Small Cap Eqy ETF (SCHC) — Int/Div
Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Intl Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Intl Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Int/Div
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Large CAP ETF (SCHX) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Int/Div
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Schwab US Small CAP ETF (SCHA) — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Int/Div
Vanguard GLBAL EX US REAL EST ETF IV (VNOQI — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNOQI) — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNOQI) — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)
Schwab US Small Cap ETF (SCHA) — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNOQI — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNOQI) — Buy (add'l)
Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)
SCHWAB IRA CONTRIB 359
Deposit Account — Interest
Israel ST SSD JUB 05/19 — Interest
PIMCO Foreign Inst SHS (PFORX) — Int/Div — Closed — to Schwab 995
PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Int/Div — Closed — to Schwab 995
Vanguard Sector Index FDS Vanguard Utils Viper — Int/Div
SCHWAB IRA CONTRIB 995 — Open
Total Schwab Bank Savings Sweep — Interest — Open
PIMCO Foreign Inst SHS (PFORX) — Int/Div — Open — tm Schwab 359
PIMCO Foreign Inst SHS (PFORX) — Sold
PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Int/Div — Open — tm Schwab 359
PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Sold
Ch Schwab US REIT ETF (SCHH) — Int/Div — Buy
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Ch Schwab US REIT ETF (SCHH) — Buy (add'l)
Global X MLP ETF: MLPA — Int/Div — Buy
Global X MLP ETF: MLPA — Buy (add'l)
Global X MLP ETF: MLPA — Buy (add'l)
Global X MLP ETF: MLPA — Buy (add'l)
Global X MLP ETF: MLPA — Buy (add'l)
Global X MLP ETF: MLPA — Buy (add'l)
Global X MLP ETF: MLPA — Buy (add'l)
Global X MLP ETF: MLPA — Buy (add'l)
Global X MLP ETF: MLPA — Buy (add'l)
1Shares High Yield Corp Bond ETF: SHYG — Int/Div — Buy
1Shares High Yield Corp Bond ETF: SHYG — Buy (add'l)
IShares High Yield Corp Bond ETF: SHYG — Buy (add'l)
IShares High Yield Corp Bond ETF: SHYG — Buy (add'l)
1Shares High Yield Corp Bond ETF: SHYG — Buy (add'l)
1Shares High Yield Corp Bond ETF: SHYG — Buy (add'l)
IShares High Yield Corp Bond ETF: SHYG — Buy (add'l)
Powershares Senior Loan ETF: BKLN — Int/Div — Buy
Powershares Senior Loan ETF: BKLN — Buy (add'l)
Powershares Senior Loan ETF: BKLN — Buy (add'l)
Powershares Senior Loan ETF: BKLN — Buy (add'l)
Powershares Senior Loan ETF: BKLN — Buy (add'l)
Powershares Senior Loan ETF: BKLN — Buy (add'l)
Powershares Senior Loan ETF: BKLN — Buy (add'l)
Powershares Senior Loan ETF: BKLN — Buy (add'l)
Powershares Senior Loan ETF: BKLN — Buy (add'l)
Schwab Intermediate Term US TRS ETF SCHR — Int/Div — Buy
Schwab Intermediate Term US TRS ETF SCHR — Buy (add'l)
Schwab Intermediate Term US TRS ETF SCHR — Buy (add'l)
Schwab Intermediate Term US TRS ETF SCHR — Buy (add'l)
Schwab Intermediate Term US TRS ETF SCHR — Buy (add'l)
Schwab Intermediate Term US TRS ETF SCHR — Buy (add'l)
Schwab Intermediate Term US TRS ETF SCHR — Buy (add'l)
Schwab US Dividend Equity E11: SCHD — Int/Div — Buy
Schwab US Dividend Equity ETF: SCHD — Buy (add'l)
Schwab US Dividend Equity ETF: SCHD — Buy (add'l)
Schwab US Dividend Equity ETF: SCHD — Buy (add'l)
Schwab US Dividend Equity 1511: SCHD — Buy (add'l)
Schwab US Dividend Equity ETF: SCHD — Buy (add'l)
Schwab US Dividend Equity ETF: SCHD — Buy (add'l)
Schwab US Dividend Equity ETF: SCHD — Buy (add'l)
Schwab US Dividend Equity E1F: SCHD — Buy (add'l)
Schwab US Dividend Equity ETF: SCHD — Sold (part)
Schwab US TIPS ETF: SCHP — Int/Div — Buy
Schwab US TIPS ETF: SCHP — Buy (add'l)
Schwab US TIPS ETF: SCHP — Buy (add'l)
Schwab US TIPS ETF: SCHP — Buy (add'l)
Schwab US TIPS ETF: SCHP — Buy (add'l)
Schwab US TIPS ETF: SCHP — Buy (add'l)
Schwab US TIPS ETF: SCHP — Buy (add'l)
Schwab US TIPS ETF: SCHP — Buy (add'l)
SPDR BLMBRG BRCLY Intermdt TRM ETF: ITR (as of 12/20: SPIB) — Int/Div — Buy
SPDR BLMBRG BRCLY Intermdt TRM ETF: ITR — Buy (add'l)
SPDR BLMBRG BRCLY Intermdt TRM FTF ITR — Buy (add'l)
SPDR BLMBRG BRCLY Intermdt TRM ETF: ITR — Buy (add'l)
SPDR BLMBRG BRCLY Intermdt TRM ETF: ITR — Buy (add'l)
SPDR BLMBRG BRCLY Intermdt TRM ETF: ITR — Buy (add'l)
SPDR BLMBRG BRCLY Intermdt TRM ETF ITR — Buy (add'l)
SPDR Intermediate TRM CRPRATE BND ETFSPIB — Buy (add'l)
SPDR BLMBRG BRCLY EMG MKT LCL ETF: EBND — Int/Div — Buy
SPDR BLMBRG BRCLY EMG MKT LCL ETF: EBND — Buy (add'l)
SPDR S&P Int'l Divident ETF: DWX — Int/Div — Buy
SPDR S&P Int'l Divident ETF: DWX — Buy (add'l)
SPDR S&P Int'l Divident ETF: DWX — Buy (add'l)
SPDR S&P Int'l Divident ETF: DWX — Buy (add'l)
SPDR S&P Int'l Divident ETF: DWX — a
SPDR S&P Int'l Divident ETF: DWX — Buy (add'l)
SPDR S&P Int'l Divident ETF: DWX — Buy (add'l)
SPDR S&P Int'l Divident ETF: DWX — Buy (add'l)
Schwab Intl Equity ETF (SCHF) — Buy (add'l)
SPDR Wells Fargo Preferred Stock ETF PSK — Int/Div — Buy
SPDR Wells Fargo Preferred Stock ETF PSK — Buy (add'l)
SPDR Wells Fargo Preferred Stock ETF PSK — Buy (add'l)
SPDR Wells Fargo Preferred Stock ETF PSK — Buy (add'l)
SPDR Wells Fargo Preferred Stock ETF PSK — Buy (add'l)
SPDR Wells Fargo Preferred Stock ETF PSK — Buy (add'l)
SPDR Wells Fargo Preferred Stock ETF PSK — Buy (add'l)
SPDR Wells Fargo Preferred Stock ETF PSK — Buy (add'l)
Vaneck Vectors J P Margan Emerging Mkkis LOC: EMLC — Int/Div — Buy
Vaneck Vectors J P Margan Emerging Mkkis LOC: EMLC — Buy (add'l)
Vaneck Vectors J P Margan Emerging Mkkts LOC: EMLC — Buy (add'l)
Vaneck Vectors J P Margan Emerging Mkkis LOC: EMLC — Buy (add'l)
Vaneck Vectors J P Margan Emergmg Mkkis LOC: EMLC — Buy (add'l)
Vaneck Vectors J P Margan Emerging Mkkis LOC: EMLC — Buy (add'l)
Vaneck Vectors J P Margan Emerging Mkkts LOC: EMLC — Buy (add'l)
Vanguard GLBAL EX US RE ETF: VNQI — Int/Div — Buy
Vanguard GLBAL EX US RE ETF: VNQI — Buy (add'l)
Vanguard GLBAL EX US RE ETF: VNQI — Buy (add'l)
Vanguard GLBAL EX US RE ETF: VNQI — Buy (add'l)
Vanguard GLBAL EX US RE ETF: VNQI — Buy (add'l)
Vanguard Mtge Backed SEC ETF: VMBS — Int/Div — Buy
Vanguard Mtge Backed SEC ETF: VMBS — Buy (add'l)
Vanguard Mtge Backed SEC ETF: VMBS — Buy (add'l)
Vanguard Mtge Backed SEC ETF: VMBS — Buy (add'l)
Vanguard Mtge Backed SEC ETF: VMBS — Buy (add'l)
Vanguard Mtge Backed SEC ETF: VMBS — Buy (add'l)
Vanguard Mtge Backed SEC ETF: VMBS — Buy (add'l)
Vanguard Mtge Backed SEC ETF: VMBS — Buy (add'l)
Vanguard Total Int'l Bud ETF: BNDX — Int/Div — Buy
Vanguard Total Int'l Bnd ETF: BNDX — Buy (add'l)
Vanguard Total Int'l Bnd ETF: BNDX — Buy (add'l)
Vanguard Total Int'l Bnd ETF: BNDX — Buy (add'l)
Vanguard Total Int'l Bnd ETF: BNDX — Buy (add'l)
Vanguard Total Int'l Bnd ETF: BNDX — Buy (add'l)
Vanguard Total Int'l Bnd ETF: BNDX — Buy (add'l)
Vanguard Total Int'l Bnd ETF: BNDX — Buy (add'l)
Vanguard Int'l HGH DIV YLD ETF VYMI — Int/Div — Buy
XTRACKERS USD HIGH YLD COR BND ETF: HYLB — Int/Div — Buy
XTRACKERS USD HIGH YLD COR BND ETF: HYLB — Buy (add'l)
SCHWAB CONTRIB IRA 931 — Open
Total Schwab Bank Savings Sweep — Interest — Open
Charles Schwab US REIT ETF (SCHH) — Int/Div — Buy
Charles Schwab US REIT ETF (SCHH) — Buy (add'l)
Charles Schwab US REIT ETF (SCHH) — Buy (add'l)
Charles Schwab US REIT ETF (SCHH) — Buy (add'l)
Charles Schwab US REIT ETF (SCHH) — Buy (add'l)
Charles Schwab US REIT ETF (SCHH) — Buy (add'l)
Charles Schwab US REIT ETF (SCHH) — Buy (add'l)
Charles Schwab US REIT ETF (SCHH) — Buy (add'l)
Charles Schwab US REIT ETF (SCHH) — Buy (add'l)
Charles Schwab US REIT ETF (SCHH) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE)Y — Int/Div — Buy
Schwah Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkis Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emergmg Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emergimg Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)
Schwab Funda EMG Mkts Large COM ETF (FNDE) — Int/Div — Buy
Schwab Funda EMG Mkts Large COM ETF (FNDE) — Buy (add'l)
Schwab Funda EMG Mkts Large COM ETF (FNDE) — Buy (add'l)
Schwab Funda EMG Mkts Large COM ETF (FNDE) — Buy (add'l)
Schwab Funda EMG Mkts Large COM ETF (FNDE) — Buy (add'l)
Schwab Funda EMG Mkts Large COM ETF (FNDE) — Buy (add'l)
Schwab Funda EMG Mkts Large COM ETF (FNDE) — Buy (add'l)
Schwab Funda EMG Mkts Large COM ETF (FNDE) — Buy (add'l)
Schwab Funda EMG Mkts Large COM ETF (FNDE) — Buy (add'l)
Schwab Funda EMG Mkts Large COM ETF (FNDE) — Buy (add'l)
Schwab Funda EMG Mkts Large COM ETF (FNDE) — Buy (add'l)
Schwab Fundamental Intl Large Com ETF (FNDF) — Int/Div — Buy
Schwab Fundamental Intl Large Com ETF {FNDF) — Buy (add'l)
Schwab Fundamental Intl Large Com ETF (FNDF) — Buy (add'l)
Schwab Fundamental Intl Large Com ETF (FNDF) — Buy (add'l)
Schwab Fundamental Intl Large Com ETF (FNDF) — Buy (add'l)
Schwab Fundamental Intl Large Com ETF {FNDF) — Buy (add'l)
Schwab Fundamental Intl Large Com ETF (FNDF) — Buy (add'l)
Schwab Fundamental Intl Large Com ETF (FNDF) — Buy (add'l)
Schwab Fundamental Intl Large Com ETF (FNDF) — Buy (add'l)
Schwab Fundamental Intl Large Com ETF {FNDF) — Buy (add'l)
Schwab Fundamental Intl Large Com ETF (FNDF) — Buy (add'l)
Schwab Fundamental Intl Small Com ETF (FNDC) — Int/Div — Buy
Schwab Fundamental Intl Small Com ETF (FNDC) — Buy (add'l)
Schwab Fundamental Intl Small Com ETF {FNDC) — Buy (add'l)
Schwab Fundamental Intl Small Com ETF (FNDC) — Buy (add'l)
Schwab Fundamental Intl Small Com ETF {ENDC) — Buy (add'l)
Schwab Fundamental Intl Small Com ETF (FNDC) — Buy (add'l)
Schwab Fundamental Intl Small Com ETF (ENDC) — Buy (add'l)
Schwab Fundamental Intl Small Com ETF (FNDC) — Buy (add'l)
Schwab Fundamental Intl Small Com ETF (FNDC) — Buy (add'l)
Schwab Fundamental US Large Co ETF (FNDX) — Int/Div — Buy
Schwab Fundamental US Large Co ETF (FNDX) — Buy (add'l)
Schwab Fundamental US Large Co ETF (FNDX) — Buy (add'l)
Schwab Fundamental US Large Co ETF (FNDX) — Buy (add'l)
Schwab Fundamental US Large Co ETF (FNDX) — Buy (add'l)
Schwab Fundamental US Large Co ETF (FNDX) — Buy (add'l)
Schwab Fundamental US Large Co ETF (FNDX) — Buy (add'l)
Schwab Fundamental US Large Co ETF (FNDX) — Buy (add'l)
Schwab Fundamental US Large Co ETF (FNDX) — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA) — Int/Div — Buy
Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)
Schwab Fundamental US Small Com ETF {FNDA)Y — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)
Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)
Schwab Intl Equity ETF (SCHF) — Int/Div — Buy
Schwab Intl Equity ETF (SCHF) — Buy (add'l)
Schwab Intl Equity ETF (SCHF) — Buy (add'l)
Schwab Intl Equity ETF (SCHF) — Buy (add'l)
Schwab Intl Equity ETF (SCHF) — Buy (add'l)
Schwab Intl Equity ETF (SCHF) — Buy (add'l)
Schwab Intl Equity ETF (SCHF) — Buy (add'l)
Schwab Intl Equity ETF (SCHF) — Buy (add'l)
Schwab Intl Small Cap Eqy ETF (SCHC) — Int/Div — Buy
Schwab Intl Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Intl Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Intl Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Intl Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Intl Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Intl Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab Intl Small Cap Eqy ETF (SCHC) — Buy (add'l)
Schwab US Large Cap ETF (SCHX) — Int/Div — Buy
Schwab US Large Cap ETF (SCHX) — Buy (add'l)
Schwab US Large Cap ETF (SCHX) — Buy (add'l)
Schwab US Large Cap ETF (SCHX) — Buy (add'l)
Schwab US Large Cap ETF (SCHX) — Buy (add'l)
Schwab US Large Cap ETF (SCHX) — Buy (add'l)
Schwab US Large Cap ETF (SCHX) — Buy (add'l)
Schwab US Large Cap ETF (SCHX) — Buy (add'l)
Schwab US Small Cap ETF (SCHA) — Int/Div — Buy
Schwab US Small Cap ETF (SCHA) — Buy (add'l)
Schwab US Small Cap ETF (SCHA) — Buy (add'l)
Schwab US Small Cap ETF (SCHA) — Buy (add'l)
Schwab US Small Cap ETF (SCHA) — Buy (add'l)
Schwab US Small Cap ETF (SCHA) — Buy (add'l)
Schwab US Small Cap ETF (SCHA) — Buy (add'l)
Vanguard Glbal Ex US Real Est ETF IV {(VNQI) — Int/Div — Buy
Vanguard Glbal Ex US Real Est ETF IV (VNQI) — Buy (add'l)
Vanguard Glbal Ex US Real Est ETF IV (VNQI) — Buy (add'l)
Vanguard Glbal Ex US Real Est ETF IV (VNOI) — Buy (add'l)
Vanguard Glbal Ex US Real Est ETF IV (VNOQI) — Buy (add'l)
RENTAL PROPERTY
I (2017 Assessment: $272,500) — Reat
IEEE . (2017 Assessment: $152,040) — Rent
FAMILY S CORPORATION (FI) — Distribution
AMERICAN FUNDS
AF U.S Govt Money Market-A (AFAXX) — Int/Div — Open
American High-Income Mum Bond Fund A (AMHIX) — Int/Div — Open — from AWSHX
American Funds Fundamental Investors: Class A (FIA) (Now ANCFX) — Int/Div
Amencan Funds WaMu Investors Fund Class A IWMIF-A) (now AWSHX) — Int/Div — Sold (part) — to AHIM-A
Amenican Funds WaMu Investors Fund Class A IWMIF-A) (now AWSHX) — Sold (part) — to MMF-A
Amenican Funds Money Market Fund-A IMMF-A) — Int/Div
American Funds New Economy Fund-A INEF-A) (now ANEFX — Int/Div
American Funds Smallcap World Fund-A ASCWF-A) (now SMCWYX) — Int/Div
Trust Bank Account (SunTrust) — Interest
BANK ACCOUNTS
North Georgia Bank 1 — Interest
North Georgia Bank 2 — Interest
North Georgia Bank 3 — Interest
North Georgia Bank 4 — Interest
North Georgia Bank 5 — Interest
SunTrust — Closed
Chase — Interest
Chase 11 — Interest
First Landmark — Interest — Open
TRUST BROKERAGE ACCOUNT (E: Trade) — Closed — Part VIL note 2
BELL & HOWELL RETIREMENT (11) SAVINGS PLAN NO. 3 (Fidelity) — Closed — Part VIL, note 3
SCHWAB INH IRA BENE 146
Deposit account — Distribution
IRREVOCABLE TRUST
TransAmerica Annuity (Fixed) — Distribution
pn Real Estate (2017 assessment: $257,700) — None
Power of Attorney, Trustee
Liability — Flagstar Bank — Mortgage on Rental Property # 2 mmm
Spouse's income — 2017 — Self-employed real estate broker-agent and managing real estate broker (Keller Williams)
1. Part VII, Line 8. | may have mistakenly noted in my 2016 Report that this CD was closed. It does not mature until 8/19.

2. Part VII, Line 458: No longer have signatory/trade authority

3. Part VII, Line 459: Adult daughter's account; no longer have signatory/trade authroity.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/17009. Public record. Not legal advice.