# Alan J. Baverman > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/16885 ## Record - **Judge:** Alan J. Baverman - **Year:** 2016 - **Report type:** Annual - **Pages:** 17 ## Text SCHWAB CONTR IRA 580 BROKERAGE ACCT Fid SEP IRA 090 Fid Govt MM (SPAXX) — Int/Div — Closed — to Schwab 665 Synchrony Bank Retail CD 7/25/16 — Interest — Redeemed Synchrony Bank Retail CD 7/24/17 — Interest — Closed — to Schwab 665 Barckays BK DEL CD (8/19) — Interest — Closed — to Schwab 665 FirstBank P R Santruce CD (11/17) — Interest — Closed — to Schwab 665 GE CAP Bk Retail CD (8/18) — Interest — Closed — to Schwab 665 Ally Bank CD (8/16) — Interest — Redeemed Drevfus Funds Standish GL Fixed Inc — Int/Div — Closed — to Schwab 665 PIMCO Inv Gr Corp Bond Inst] — Int/Div — Closed — to Schwab 665 PIMCO Foreign Inst SHS — Int/Div — Closed — to Schwab 665 Israel ST SBD 7TH JU — Interest — Closed — to Schwab 665 Fudelity Select Pharmaceuticals Index — Distribution — Sold Fidelity MSC Health Care Index ETF — Int/Div — Sold Fidelity Select Health Care Index — Distribution — Sold (part) Fudelity Select Health Care Index — Sold Fudelity Select Pharmaceuticals Index — istrnibution — Sold (part) Fidelity Select Pharmaceuticals Index — Sold Fidelity Select Biotechology Index — istmbution — Sold (part) Fidelity Select Biotechology Index — Sold IShares Core S&P Total US St Mkt ETF — Int/Div — Sold IShares U S Real Estate ETF (IYR) — Int/Div — Sold (part) IShares U S Real Estate ETF (IYR) — Closed — to Schwab 665 Vanguard Sector Ind FDS ETF (VIS) — Int/Div — Closed — to Schwab 665 SCHWAB SEP IRA 665 Deposit Account — Interest — Open — tm Fud OW) Barckays BK DEL CD (8/19) — Open — fm Fad 090 Barckays BK DEL CD (8/19) — Closed — to Schwab (49 Dreyfus Funds Standish GL Fixed Inc — Open — tm Fad 090 Dreyfus Funds Standish GL Fixed Inc — Closed — to Schwab 049 FirstBank P R Santruce CD (11/17) — Open — fm Fad 090 FirstBank P R Santruce CD (11/17) — Closed — to Schwab 665 GE CAP Bk Retail CD (8/18) — Open — tm Fud 090 GE CAP Bk Retail CD (8/18) — Closed — to Schwab (049 IShares U S Real Estate ETF (IYR) — Open — tm Fad 090 IShares U S Real Estate ETF (IYR) — Closed — to Schwab 049 lsrael ST SBD 7TH JU — Interest — Open — fm Fad 090 PIMCO Foreign Inst SHS PFORX — Open — tm f1d O90 PIMCO Foreign Inst SHS PFORX — Closed — to Schwab 049 PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Open — tm Fid O09) PIMCO Inv Gr Corp Bond Inst (PIGIX) — Closed — to Schwab 049 Synchrony Bank Retail CD 7/24/17 — Open — tm Fad O90) Synchrony Bank Retail CD 7/24/17 — Closed — to Schwab 049 Vanguard Sector Ind FDS ETF (VIS) — Open — tm Fid O90) Vanguard Sector Ind FDS ETF (VIS) — Closed — to Schwab 049 SCHWAB CONTR IRA 049 Barckays BK DEL CD (8/19) — Interest — Closed — tm Schwab 665 Drevius Funds Standish GL Fixed Inc — Int/Div — Open — tm Schwab 665 FirstBank P R Santruce CD (11/17) — Interest — Open — tm Schwab 665 GE CAP Bk Retail CD (8/18) — Interest — Open — tm Schwab 665 Guggenheim S&P 500 Equal Weig HC ETFRYH — Int/Div — Buy Guggenheim S&P 500 Equal Weig HC ETFRYH — Buy (add'l) Guggenheim S&P S00 Equal Weig HC FTF RYH — Buy (add'l) Guggenheim S&P 500 Equal Weig HC ETFRYH — Buy (add'l) IShares U S Real Estate ETF (IYR) — Int/Div — Open — tm Schwab 665 PIMCO Foreign Inst SHS PFORX — Int/Div — Open — tm Schwab 665 PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Int/Div — Open — tm Schwab 665 Synchrony Bank Retail CD 7/24/17 — Interest — Open — tm Schwab 665 Vanguard Sector Ind FDS ETF (VIS) — Int/Div — Open — tm Schwab 665 Vanguard Health Care ETF: VHT — Int/Div — Buy Vanguard Health Care ETF: VHT — Buy (add'l) Vanguard Health Care ETF: VHT — Buy (add'l) Vanguard Health Care ETF: VHT — Buy (add'l) Ch Schwab US REIT ETF (SCHH) — Int/Div — Buy Ch Schwab US REIT ETF (SCHH) — Buy (add'l) Ch Schwab US REIT ETF (SCHH) — Buy (add'l) Ch Schwab US REIT ETF (SCHH) — Buy (add'l) Ch Schwab US REIT ETF (SCHH) — Buy (add'l) Ch Schwab US REIT ETF (SCHH) — Buy (add'l) Ch Schwab US REIT ETF (SCHH) — Buy (add'l) Schwab Emerging Mkts Equity ETF (SCHE) — Int/Div — Buy Schwab Emerging Mkis Equity ETF (SCHE) — Buy (add'l) Schwab Emerging Mkts Equity ETF (SCHE)Y — Buy (add'l) Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l) Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l) Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l) Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l) Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l) Schwab Funda EMG Mkts Large ETF IV (FNDE) — Int/Div — Buy Schwab Funda EMG Mkts Large ETF IV (FNDE)Y — Buy (add'l) Schwab Funda EMG Mkuts Large ETF 1V (ENDE) — Buy (add'l) Schwab Funda EMG Mkts Large ETF IV (FNDE) — Buy (add'l) Schwab Funda EMG Mkts Large ETF IV (FNDE)Y — Buy (add'l) Schwab Funda EMG Mkts Large ETF IV (FNDE)Y — Buy (add'l) Schwab Funda EMG Mkts Large ETF IV (FNDE) — Buy (add'l) Schwab Funda EMG Mkts Large ETF IV {(FNDE)Y — Buy (add'l) Schwab Funda EMG Mkits Large ETF IV {FNDE) — Buy (add'l) Schwab Funda EMG Mkits Large ETF IV {FNDE) — Buy (add'l) Schwab Fundamental INL Large COM ETF (FNDF) — Int/Div — Buy Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l) Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l) Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l) Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l) Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l) Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l) Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l) Schwab Fundamental IN smal COM ETF (FNDC) — Int/Div — Buy Schwab Fundamental INtl smal COM ETF (FNDC) — Buy (add'l) Schwab Fundamental INt smal COM ETF {ENDC)Y — Buy (add'l) Schwab Fundamental INt smal COM ETF (ENDC) — Buy (add'l) Schwab Fundamental INt smal COM ETF (ENDO) — Buy (add'l) Schwab Fundamental INt smal COM ETF (FNDC) — Buy (add'l) Schwab Fundamental US Large ETF IV (FNDX) — Int/Div — Buy Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l) Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l) Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l) Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l) Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l) Schwab Fundamental US Small Com ETF (FNDA)Y — Int/Div — Buy Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l) Schwab Fundamental US Small Com ETF {FNDA) — Buy (add'l) Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l) Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l) Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l) Schwab Int'l Equity ETF (SCHF) — Int/Div — Buy Schwab Int'l Equity ETF (SCHF) — Buy (add'l) Schwab Int] Equity E1¥ (SCHF) — Buy (add'l) Schwab Int'l Equity E17 (SCHF) — Buy (add'l) Schwab Int'l Equity ETF (SCHF) — Buy (add'l) Schwab Int'l Equity ETF (SCHF) — Buy (add'l) Schwab Intl Equity ETF (SCHF) — Buy (add'l) Schwab Int'l Small Cap Eqy ETF (SCHC) — Int/Div — Buy Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l) Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l) Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l) Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l) Schwab US Large CAP ETF (SCHX) — Int/Div — Buy Schwab US Large CAP ETF (SCHX) — Buy (add'l) Schwab US Large CAP ETF (SCHX) — Buy (add'l) Schwab US Large CAP ETF (SCHX) — Buy (add'l) Schwab US Small CAP ETF (SCHA) — Int/Div — Buy Schwab US Small CAP ETF (SCHA) — Buy (add'l) Schwab US Small CAP ETF (SCHA) — Buy (add'l) Schwab US Small CAP ETF (SCHA) — Buy (add'l) Schwab US Small CAP ETF (SCHA) — Buy (add'l) Schwab US Small CAP ETF (SCHA) — Buy (add'l) Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Int/Div — Buy Vanguard GLBAL EX US REAL EST ETF IV (VNOQI — Buy (add'l) Vanguard GLBAL EX US REAL EST ETF IV (VNOQI) — Buy (add'l) Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l) Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l) Vanguard GLBAL EX US REAL EST ETF IV (VNOQI) — Buy (add'l) BROKERAGE ACCT Fid IRA 350 Fudelity Govt MM — Int/Div — Closed — to Schwab 359 MUFG UnionBank NA CD IDX ZERO (form. Union Bank CD) — Interest — Redeemed IShares Core Total US BD Mkt ETF — Int/Div — Sold (part) IShares Core Total US BD Mkt ETF — Sold PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Int/Div — Closed — to Schwab 359 PIMCO Foreign Inst SHS (PFORX) — Int/Div — Closed — to Schwab 359 Fidelity Select Materials Portfolio — Int/Div — Sold (part) Fiudehity Select Materials Portfolio — Int/Div — Sold Fudehity Select Software & IT SRV — Int/Div — Sold Fidelity Select Chemicals — Int/Div — Sold Fudelity MSC Info Tech Ind ETF (FTEC) — Int/Div — Sold Israel ST SSD JUB 05/19 — Interest — Closed — to Schwab 359 Vanguard Sector Index FDS Vanguard Utils Viper — Int/Div — Closed — to Schwab 359 SCHWAB IRA CONTRIB 359 Deposit Account — Interest — Open Israel ST SSD JUB 05/19 — Interest — Open — tm Fidelity 350 PIMCO Foreign Inst SHS (PFORX) — Int/Div — Open — tm Fidelity 350 PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Int/Div — Open — tm Fidelity 350 Vanguard Sector Index FDS Vanguard Utils Viper — Int/Div — Open — tm Fidelity 350 BROKERAGE ACCT Fid X19 Cash Acct (Fidelity) — Interest — Closed RENTAL PROPERTY 1 Atlanta, DeKalb Co., Ga. (2016 Assessment: $272,500) — Reat 2 Smyrna, Cobb Co., Ga. (2016 Assessment: $129,000) — Rent FAMILY S CORPORATION (FI) — Distribution American Funds Fundamental Investors. Class A (FILA) — Int/Div American Funds WaMu Investors Fund Class A (WMIF-A) — Int/Div American Funds Inv, Co. of Amer. A (ICA- A) — Int/Div — Distnbuted American Funds Money Market Fund-A (IMMF-A) — Int/Div American Funds New Economy Fund-A INEF-A) — Int/Div American Funds Smallcap World Fund-A (SCWF-A) — Distribution Trust Bank Account (SunTrust) — Interest BANK ACCOUNTS North Georgia Bank 1 — Interest North Georgia Bank 2 — Interest North Georgia Bank 3 — Interest North Georgia Bank 4 — Interest North Georgia Bank 5 — Interest SunTrust — Interest Chase — Interest Chase Il — Interest TRUST BROKERAGE ACCOUNT (E. Trade) E-Trade cash balance — Interest Nuveen Preferred and Conv. Income Fund — Int/Div BELL & HOWELL RETIREMENT (11) SAVINGS PLAN NO. 3 (Fidelity) Fidelity Money Market (FDRXX) — Int/Div — Sold (part) Fidelity Asset Mgr (FASMX) — Int/Div IShares Core S&P Total US Stock Mkt {ITOT) — Int/Div BROKERAGE ACCT Fid IRA BDA Fidelity Govt MM — Distribution — Closed — to Schwab 146 IShares Core S&P Total LS Stock Mkt ETF — Int/Div — Sold James Balanced: Golden Rambow Fund — Int/Div — Sold SCHWAB INH IRA BENE 146 Deposit account — Interest — Open — tm Fadelity BDA IRREVOCABLE TRUST TransAmerica Annuity (Fixed) — Interest — Open — Part VILL, Note Baltimore County Real Estate (2016 assessment: $256,500) — None — Open — fo. Liability — Flagstar Bank — Mortgage on Rental Property # 2 Smyma GA Reimbursement — Thm ap ties owy earalng ll gaa — Federal Magistrate Judges Association Spouse's income — 2016 — Self-employed real estate broker-agent and managing broker 1. Trust created and activated for existing annuity and real property. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/16885. Public record. Not legal advice.