# David Eugene Rice > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/16750 ## Record - **Judge:** David Eugene Rice - **Year:** 2017 - **Report type:** Annual - **Pages:** 17 ## Text PNC Bank Accounts — Interest Pentagon FCU Account — Interest APG FCU Account — Interest USAA Federal Accounts — Interest New Perspective Mutual Fund — Int/Div McCormick Common (MKC) — Int/Div PNC Bank IRA's CD's — Interest TD Ameritrade Money Market Account — Interest Facebook. Inc. (FB) — None Groupon, Inc. (GRPN) — None Netflix, Inc. (NFLX) — None Eastman Kodak Warrants — None — Sold Zynga, Inc. (ZNGA) — None Square, Inc. (SQ) — None — Sold (part) Snap, Inc. (SNAP) — None — Buy Blue Apron Holdings, Inc. (APRN) — None — Buy Blue Apron Holdings, Inc. (APRN) — Buy (add'l) Blue Apron Holdings, Inc. (APRN) — Buy (add'l) Brokerage Account #1 (H) Pimco Short Term Bond Fund (PTSPX) — Int/Div — Buy (add'l) Pimco Short Term Bond Fund (PTSPX) — Buy (add'l) Matthews Asian Japan Inv. Fund (MJFOX) — Int/Div — Buy (add'l) Matthews Asian Japan Inv. Fund (MJFOX) — Buy (add'l) Artisan Midcap Value Inv. Fund (ARTOX) — Int/Div — Buy (add'l) Artisan Midcap Value Inv. Fund (ARTOX) — Buy (add'l) Artisan Midcap Value Inv. Fund (ARTOX) — Sold EV Income Fund of Boston A (EVIBX) — Int/Div — Buy (add'l) EV Income Fund of Boston A (EVIBX) — Sold (part) Ivy Mid Cap Growth A Fund (WMGAX) — Int/Div — Buy (add'l) Ivy Mid Cap Growth A Fund (WMGAX) — Buy (add'l) Morgan Stanley Bank account (formerly Citibank deposit account) — Interest IBM Common (IBM) — Int/Div Invesco Van Kampen Comstock Fund (ACSTX) — Int/Div — Buy (add'l) Invesco Van Kampen Comstock Fund (ACSTX) — Sold (part) Cambiar Small Cap Fund (CAMSX) — Int/Div — Buy (add'l) Cambiar Small Cap Fund (CAMSX) — Buy (add'l) Alliance Bernstein Small Cap Growth Fund (QUAYX) — Int/Div — Buy (add'l) Alliance Bernstein Small Cap Growth Fund (QUAYX) — Buy (add'l) Columbia Select Large Cap Growth Fund (UMLGX) — Int/Div — Buy (add'l) Columbia Select Large Cap Growth Fund (UMLGX) — Buy (add'l) Nuveen Tradewinds International Value Fund (NAIGX) — Int/Div — Buy (add'l) Nuveen Tradewinds International Value Fund (NAIGX) — Sold (part) Pimco Total Return Fund (PTTDX) — Int/Div — Buy (add'l) Pimco Total Return Fund (PTTDX) — Buy (add'l) American EuroPacific Growth Fund (AFPFX) — Int/Div — Buy (add'l) American EuroPacific Growth Fund (AFPFX) — Sold (part) Bank United, NA (CD) — Interest — Matured Blackrock Low Dur Bond Fund Inv A (BLDAX) — Int/Div — Buy (add'l) Blackrock Low Dur Bond Fund Inv A (BLDAX) — Sold (part) Hartford Schroder Emerging Markets Equity Fund (SEMNX) — Int/Div — Buy (add'l) formerly Schroder Emerging Markets Equity Fund) — Sold (part) Blackrock Inflation Prot. Bond Fund (BPRIX) — Int/Div — Buy (add'l) Blackrock Inflation Prot. Bond Fund (BPRIX) — Buy (add'l) iShares S&P Mid-Cap 400 Value Fund (11) — Int/Div — Buy IRA #1 (HD) Cambiar International Equity Fund (CAMIX) — Int/Div — Buy (add'l) Cambiar International Equity Fund (CAMIX) — Sold SPDR Barclays Capital High Yield Bond ETF (JNK) — Int/Div — Buy (add'l) SPDR Barclays Capital High Yield Bond ETF (JNK) — Sold MSLiguidAssetFund (now MS Private Bank, NA) — Interest Vanguard Mid-Cap Value Index Fund I(VOE) — Int/Div — Sold (part) Vanguard Mid-Cap Value Index Fund I(VOE) — Sold Cambiar Opportunity Fund (CAMWX) — Int/Div — Sold (part) Cambiar Opportunity Fund (CAMWX) — Sold Cohen and Steers Realty Shares Fund {CSRSX) — Int/Div — Buy (add'l) Cohen and Steers Realty Shares Fund {CSRSX) — Buy (add'l) Cohen and Steers Realty Shares Fund {CSRSX) — Sold Godman Sachs Absolute Return Fund (GIRTX) — Int/Div — Buy (add'l) Godman Sachs Absolute Return Fund (GIRTX) — Buy (add'l) Godman Sachs Absolute Return Fund (GIRTX) — Buy (add'l) Ivy Mid Cap Growth Fund (IYMIX) — Int/Div — Sold (part) Ivy Mid Cap Growth Fund (IYMIX) — Sold JP Morgan Dynamic Small Cap Growth Fund (JDSCX) — Int/Div — Sold (part) JP Morgan Dynamic Small Cap Growth Fund (JDSCX) — Sold Mainstay Large Cap Growth Fund (MLAIX) — Int/Div — Buy (add'l) Mainstay Large Cap Growth Fund (MLAIX) — Sold (part) Mainstay Large Cap Growth Fund (MLAIX) — Sold Royce Premier Fund (RYPRX) — Int/Div — Sold (part) Royce Premier Fund (RYPRX) — Sold Guggenheim ManFutStratFD (RYMFX) — Int/Div — Buy (add'l) Guggenheim ManFutStratFD (RYMFX) — Buy (add'l) Guggenheim ManFutStratFD (RYMFX) — Sold Wells Fargo Adv Em Markets Growth Fund (EMGYX) — Int/Div — Buy (add'l) Wells Fargo Adv Em Markets Growth Fund (EMGYX) — Sold Vanguard Short Term Bond Fund (BSV) — Int/Div — Buy (add'l) Vanguard Short Term Bond Fund (BSV) — Sold (part) Vanguard Short Term Bond Fund (BSV) — Sold Harding Loevner Int'l Equity Fund (HLMIX) — Int/Div — Buy (add'l) Harding Loevner Int'l Equity Fund (HLMIX) — Sold Metropolitan West Total Return Bond Fund IMWTIXO — Int/Div — Buy (add'l) Metropolitan West Total Return Bond Fund IMWTIXO — Buy (add'l) Metropolitan West Total Return Bond Fund IMWTIXO — Sold Alerian MLP ETF (AMLP) — Int/Div — Buy (add'l) Alerian MLP ETF (AMLP) — Sold Templeton Int'l Bond Fund (FIBZX) — Int/Div — Sold John Hancock Seaport Fund (JSFDX) — Int/Div — Buy (add'l) John Hancock Seaport Fund (JSFDX) — Buy (add'l) John Hancock Seaport Fund (JSFDX) — Sold Pimco Enhanced Shrt ETF (MINT) — Int/Div — Buy (add'l) Pimco Enhanced Shrt ETF (MINT) — Buy (add'l) Pimco Enhanced Shrt ETF (MINT) — Sold AQR Managed Futures Strategy Fund (AQOMIX) — Int/Div — Buy AQR Managed Futures Strategy Fund (AQOMIX) — Sold iShares Inc. MSC Japan ETF (EW) — Int/Div — Buy iShares Inc. MSC Japan ETF (EW) — Sold iShares JPMorgan Em Bond ETF — Int/Div — Buy iShares JPMorgan Em Bond ETF — Sold American Centruy Emerging Mkts Fund (AMKIX) — Int/Div — Buy American Centruy Emerging Mkts Fund (AMKIX) — Sold (part) Janus Henderson Int'l Opportunity Fund (HFOIX) — Int/Div — Buy Janus Henderson Int'l Opportunity Fund (HFOIX) — Buy (add'l) Vanguard FTSE Developed Mkts Fund {VEA) — Int/Div — Buy Vanguard FTSE Developed Mkts Fund {VEA) — Buy (add'l) iShares S&p 500 Valve ETF (IVE) — Int/Div — Buy iShares S&p 500 Valve ETF (IVE) — Buy (add'l) iShares S&P S00 Growth ETF (IVW) — Int/Div — Buy iShares S&P S00 Growth ETF (IVW) — Buy (add'l) Baron Small Cap Inst Fund (BSFIX) — Int/Div — Buy Baron Small Cap Inst Fund (BSFIX) — Sold (part) Touchstone Sands Capital Select Growth Fund (CFSIX) — Int/Div — Buy Touchstone Sands Capital Select Growth Fund (CFSIX) — Sold (part) Royce Opportunity Fund (RYPNX) — Int/Div — Buy Royce Opportunity Fund (RYPNX) — Sold (part) Oppenheimer Large Cap Revenue ETF (RWL) — Int/Div — Buy Oppenheimer Large Cap Revenue ETF (RWL) — Buy (add'l) Prudential Jennison Mid-Cap Growth Fund (PEGZX) — Int/Div — Buy Prudential Jennison Mid-Cap Growth Fund (PEGZX) — Sold (part) iShares S&P Mid-Cap 400 Value E1F (11)) — Int/Div — Buy iShares S&P Mid-Cap 400 Value E1F (11)) — Sold (part) Wisdomtree Managed Futures Strategy ETF (WDTH — Int/Div — Buy Wisdomtree Managed Futures Strategy ETF (WDTH — Buy (add'l) Abbey Capital Futures Strategy Fund (ABYIX) — Int/Div — Buy IRA #2 (H) Morgan Stanley Bank deposit account — Interest Bank Baroda (CD) — Interest — Matured Wells Fargo Bank (CD) — Interest — Sold Wells Fargo Bank (CD) — Interest — Sold Eaton Vance Tax Managed Income Fund (ETH) — Int/Div — Buy Eaton Vance Tax Managed Income Fund (ETH) — Buy (add'l) Eaton Vance Tax Managed Income Fund (ETH) — Buy (add'l) iShares Cohen & Steers REIT Fund (ICF) — Int/Div — Buy iShares Cohen & Steers REIT Fund (ICF) — Buy (add'l) iShares Cohen & Steers REIT Fund (ICF) — Buy (add'l) iShares IBOXX Inv. Grade Corp. Bond Fund (LOD) — Int/Div — Buy iShares IBOXX Inv. Grade Corp. Bond Fund (LOD) — Buy (add'l) iShares IBOXX Inv. Grade Corp. Bond Fund (LOD) — Buy (add'l) Powershares S&P 500 High Div Portfolio (SPHD) — Int/Div — Buy Powershares S&P 500 High Div Portfolio (SPHD) — Buy (add'l) Powershares S&P 500 High Div Portfolio (SPHD) — Buy (add'l) SPDR BBG Barclays Convertible Sec. Fund (CWB) — Int/Div — Buy SPDR BBG Barclays Convertible Sec. Fund (CWB) — Buy (add'l) SPDR BBG Barclays Convertible Sec. Fund (CWB) — Buy (add'l) SPDR S&P Dividend Fund (SDY) — Int/Div — Buy SPDR S&P Dividend Fund (SDY) — Buy (add'l) SPDR S&P Dividend Fund (SDY) — Buy (add'l) Voya Global Advantage Fund (IGA) — Int/Div — Buy Voya Global Advantage Fund (IGA) — Buy (add'l) Voya Global Advantage Fund (IGA) — Buy (add'l) AB High Income Fund (AGDYX) — Int/Div — Buy AB High Income Fund (AGDYX) — Buy (add'l) AB High Income Fund (AGDYX) — Buy (add'l) Goldman Sachs Strategic Income Fund 1GSZIX) — Int/Div — Buy Goldman Sachs Strategic Income Fund 1GSZIX) — Buy (add'l) Goldman Sachs Strategic Income Fund 1GSZIX) — Buy (add'l) Janus Henderson Global Equity Income Fund (HFQIX) — Int/Div — Buy Janus Henderson Global Equity Income Fund (HFQIX) — Buy (add'l) Janus Henderson Global Equity Income Fund (HFQIX) — Buy (add'l) Principal Preferred Securities Fund (PPSIX) — Int/Div — Buy Principal Preferred Securities Fund (PPSIX) — Buy (add'l) Principal Preferred Securities Fund (PPSIX) — Buy (add'l) Prudential Absolute Return Bond Fund (PADZX) — Int/Div — Buy Prudential Absolute Return Bond Fund (PADZX) — Buy (add'l) Prudential Absolute Return Bond Fund (PADZX) — Buy (add'l) Trust #1 (H) Comerica Bank deposit account — None MBIA Bond — Interest Spectra Energy Common (SE) (now Enbridge, Inc. (ENB) — Int/Div Allianzgi Income Growth Fund (AZNCX) — Int/Div AMG Yacktman Service Fund (YACKX) — Int/Div — Sold First Eagle Global Income Builder Fund (FEBIX) — Int/Div — Sold luvesco High Yield Municipal Fund (ACTDX) — Int/Div PIMCO Income Fund (PONPX) — Int/Div First Trust MLP Fund (FEI) — Int/Div Henderson Global Fund (HFQIX) (now Janus Henderson Global Equity Fund) — Int/Div — Buy (add'l) Nexpoint Credit Strategies Fund (NHF) — Int/Div Guggenheim Floating Rate Fund (GIFIX) — Int/Div Lord Abbett Floating Rate Fund (LFRFX) — Int/Div — Buy (add'l) Nuveen Real Asset Income Fund — Int/Div — Buy Nuveen Real Asset Income Fund — Buy (add'l) Mmeral Rights, Dimmit County, TX — None Mineral Rights, Canadian County, OK — Rovalty Mineral Rights, Franklin County, AR — None Mineral Rights, Lincoln County, OK — None Mmeral Rights, Pontotoc County, OK — None PNC Bank (CD) — Interest M&T Bank Accounts — Interest Bank of America Accounts — Interest President, Egenton Home, Inc Liability — U.S. Dept, of Education — Student loans Reimbursement — American Bankruptcy Institute — 8/3-8/52017 — Hershey, PA — Seminar — Hotel Reimbursement — Federal Judicial Center — 3/13-315/2017 — Charleston, S.C — Seminar — Hotel, travel --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/16750. Public record. Not legal advice.