# Leslie Emi Kobayashi > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/16690 ## Record - **Judge:** Leslie Emi Kobayashi - **Year:** 2013 - **Report type:** Annual - **Pages:** 34 ## Text IRA Rollover — Int/Div Morgan Stanley Bank — Int/Div MS Liguid Asset Fund — Interest Abbott Laboratories — Buy Apple Inc — Int/Div — Sold (part) Apple Inc — Sold AIM Developing Markets A Agilent Technologies — Buy ALPS ETF TR Rivefrut STR Inc — Int/Div — Buy ALPS ETF TR Rivefrut STR Inc — Buy (add'l) ALPS ETF TR Rivefrut STR Inc — Buy (add'l) Allianz NFJ SM-CAP Value A Altria Group Inc 8500 — Interest Amer Cent Intl Grw Ady American Express — Int/Div American EuroPacafic Grw F Amercian GR FD of America F1 BCE Inc — Int/Div Blackrock Bond PTF SVC (fna "Blackrock Intrm Bond Sve") Blackrock Equity Dividend A CA Incorporated Chevron Corp — None Chubb Corp — None Colgate Palmolive — None — Buy CONOCO Philips — None CONS Discret Sel Sect SPDR FD — None Credit Suisse — Interest — Buy (add'l) Cummins Inc — None CVS Caremark Corp — None — Buy Discover Financial Services — None — Buy Dollar Tree Inc — None — Buy Dryden Sh Term Corp BD A DWS Large Cap Value A DWS Dreman Small Cap Val A DWS RREEF Real Estate Sec A Energy Sel Select SPDR FD — Int/Div Engility Holdings Inc EV Global Macro ABS Ret — None — Buy Fidelity Adv Lved Cmpany Stk A Flexshares Qualt Divid IDX ETF — None — Buy FR TR DJ Select Micro Cap ETF — Int/Div — Buy Global X MLP & Energy Infr ETF — Int/Div — Buy Guggenhemn Insider Sentiment E — None — Buy Guggenheim S&P 500 EQ Weight — None — Buy Guggenheim S&P 500 EQ Weight — Buy (add'l) Hasbro Inc — None Health Care Sel Sect SPDR FD — Int/Div IShares Barclays MBS Bond Fund — Int/Div — Buy (add'l) IShares DJ US Fin Sve Comp — Int/Div — Sold (part) IShares MSCI EAFE Fund — None — Buy IShares 1Boxx S HY Corp BD — Int/Div — Sold (part) IShares 1Boxx S HY Corp BD — Sold (part) IShares 1Boxx S HY Corp BD — Sold (part) IShares 1Boxx S HY Corp BD — Sold IShares JP Morgan EM Bond FD — Int/Div — Sold IShares Momingstart Lrg Cap Val — Int/Div — Buy Ishares MSC Asia Ex-Japan ETF — Int/Div — Buy Ishares MSC Asia Ex-Japan ETF — Sold (part) shares MSC EAFE ETF — Buy IShares MSCI EAFE Val ETF — Buy IShares MSC Canada Index Fund — Buy IShares MSC Germany Index FD IShares MSCI Emerging Mkts FD — None IShares MSC Japan ETF — None — Buy IShares MSC PAC Ex-JPN Idx — None IShares MSC PAC Ex-JPN Idx — Sold (part) Ishares MSCI Suoth Korea CP ETF — None — Buy IShares MSC United Kingdom ETF — None — Buy IShares S&P Midcap 400 Index — None IShares SP Smallcap 600 Index — None IShares Momingstar LRG V — None — Buy Invesco Constellation A — Int/Div — Sold (part) Invesco Developing Markets A — None Invesco Diversified Dividend A — None — Sold Invesco Global Core Equity A — Int/Div — Sold (part) Invesco Premier PTF INSTL — None Ivy Large Cap Grw A — None Jennison Mid Cap Growth A — None Johnson & Johnson — Int/Div JP Morgan Chase & Co — Interest — Sold (part) JPM Alerian MLP — Distribution KLA Tencor Corp — Int/Div L-3 Communications Holding Inc Lazard BEmergmg Markets Open Legg Mason Pers GL Hiyld Bd A — Int/Div Legg Mason WA Glb HIY BD A Managers AMG ESS SM/MI CP GR A Mainstay lcap Select Equity A Mainstay Large Cap Grw A Merck & Co Inc New York — Int/Div — Sold (part) Metlife Incorporated — Sold Meadwestvaco Corp — Int/Div MFS Limited Maturity A (Mutual Fund) — Int/Div MFS Value A MFS Focus Growth FD A Microsoft Corp Moodys Corp — Int/Div MSIFT Global Stategist H — Int/Div Nordstrom Inc — None — Sold Nuveen NWQ Large Cap Value A Occidental Petroleum Copr DE — Int/Div Perkins MID CAP VAL INV PIMCO 0-5 H/Y Corp Bond — Int/Div — Buy PIMCO 0-5 H/Y Corp Bond — Buy (add'l) PIMCO Low Duration FD A — Int/Div PIMCO Real Return A — Int/Div Pfizer Inc — Int/Div Phillips 66 Com — Distribution PNC FINL SVCS GRP — Int/Div Powershares ETF TR Dyna BUYBK — Int/Div — Buy Powershares Fndmtl HY Corp — Int/Div — Buy (add'l) Powershares Fndmtl HY Corp — Sold (part) Powreshares GLB ETF TR DEV MKT — Int/Div — Buy Powershares Intl Div ACH — Sold Powershares S&P 500 High Beta — Int/Div — Buy (add'l) Powershares S&P S00 Low Vola — Int/Div — Sold (part) Powershares S&P S00 Low Vola — Buy (add'l) Powershares S&P S00 Low Vola — Sold (part) Powershares S&P S00 Low Vola — Sold Powershares Senior Loan Port — Int/Div — Sold (part) Prudential Jennmison MD CP GW A Prudential Sht Trm Corp BD A — Int/Div Qualcomm Inc — None — Sold Safeway Inc. (Common Stock) — Int/Div — Sold (part) Seligman Emerging Markets A Shell Intl Fin — Sold SPDR Barclays Capital High YIE — Int/Div — Sold (part) SPDR Barclays Capital High YIE — Sold (part) SPDR Barclays Capital High YIE — Sold (part) SPDR Barclays Capital High YIE — Sold (part) SPDR Barclays Capital High YIE — Sold SPDR Barcap Short Term Hi Yield — Buy SPDR Barcap Short Term Hi Yield — Buy (add'l) SPDR DJ Wilshire REIT ETF — Int/Div — Sold SPDR S&P Insurance ETF — Buy SPDR Trust Series — Buy T Rowe Price Mid Cap Gr Ady SPDR S&P Insurance ETF — Buy SPDR S&P Insurance ETF — Sold (part) Templeton Foreign Fund A TimeWarner Inc New — Int/Div — Sold (part) TimeWarner Inc New — Sold (part) TCW Total Ret DB N — Int/Div Threadneedle Emerg Mkts A Tiffany & Company — None UBS E-Tracs Aleri — Interest — Sold (part) UnitedHealth GP Inc — None — Sold US Bancorp — Int/Div Unlites Sel Sect SPDR Fund — Int/Div — Sold Vanguard Consum Staples ETF — None — Sold (part) Vanguard Consum Staples ETF — Sold (part) Vanguard Dividend Appreciation — Distribution — Buy (add'l) Vanguard Dividend Appreciation — Sold (part) Vanguard Dividend Appreciation — Buy (add'l) Vanguard Dividend Appreciation — Sold (part) Vanguard Info Tech ETF — None — Buy Vanguard MSC Emerging Mkts — None — Sold Vanguard European MSC ETF — Int/Div — Sold (part) Vanguard European MSC ETF — Sold (part) Vanguard FTSE Emerging Markets — Buy Vanguard FTSE Emerging Markets — Sold (part) Vanguard FTSE Emerging Markets — Sold (part) Vanguard FTSE Emerging Markets — Sold Vanguard FTSE Emerging Markets — Sold (part) Vanguard Industrial ETF — Int/Div Vanguard Info Tech ETF — Int/Div — Buy Vanguard Short-Term Corporate — Int/Div — Buy (add'l) Vanguard Short-Term Corporate — Buy (add'l) Wal Mart Stores Inc Western Asset Core Plus BD FI — Int/Div Wisdom Tree Trust Emre Mkt EQT — Buy Wisdom Tree European Hedged Equit — Int/Div — Buy Wisdom Tree European MSCI ETF — Int/Div — Buy Wisdom Tree LG Cap Div ETF — Int/Div — Buy (add'l) Wisdom Tree LG Cap Div ETF — Buy (add'l) Wisdom Tree LG Cap Div ETF — Buy (add'l) Wisdom Tree LG Cap Div ETF — Buy (add'l) Wisdom Tree LG Cap Div ETF — Sold (part) Wisdom Tree Trust Japan — Int/Div — Buy (add'l) Wisdom Tree Trust Japan — Buy (add'l) Wisdom Tree Trust Japan — Sold (part) Wisdom Tree Trust Japn Hedge EQ — None — Buy Wisdom Tree Trust Emerg Mkt Eqt — Int/Div — Buy Honolulu FCL — Interest McDonald's Corp. (Common Stock) — Int/Div Coverdell ESA — Int/Div MS Liquid Asset Fund — Int/Div MS Focus Growth FD A — Int/Div — Sold (part) Morgan Stanley Smith Bamey UTMA Account — Int/Div MS Liquid Asset Fund — Int./y Morgan Stanley Bank — Interest Walt Disney Co Hidg Co — Int/Div Virtus Strategic Grw A (Mutual Fund) — Int/Div IRA Account — Int/Div MS Liquid Asset Fund — Int/Div Morgan Stanley Bank — Interest AIM Constellation A Allianz NF) Intl Value A American Century Growth Advantage DWS Real Esate Sec A (A Mutual Fund) Enterprise Group Fund Growth PT Fidelity Adv Lvgd Company Stk A Focus Growth Fund B IM Enterprise Growth FD C1 A Invesco Constellation A Invesco Diversified Dividend A Invesco Div GW Securities A Invesco Global Core Equity A Invesco GLB DIV GW Secur B MS Capital Opportunities TR A MS Dividend Grwth Securities MS Focus Growth FD A MS Global Dividend -Grwih Sec B{fkn as MSDW) MS Strategist Fund (fkn as MSDW) MSDW Dividend Growth D MS Global Advantage Fund A MS Global Dividend Grwth Sec D MS Global Strategist Fund A — Int/Div MS Mid-Cap Growth B MS Multi Cap Growth Tr A — Int/Div — Sold (part) MFS Value A MS Limited Maturity Fund A (Mutual Fund) MSDW Dividend Growth Fund B MSDW Small Cap Growth Fund B MSDW Aggressive Equity Fund B MSDW Competitive Edge Fund MSDW Am Oppoturnity Fund MSDW Growth Securities B MSDW Global Dividend Growth D MSDW Competitive Edge Bip B Perkins Mid Cap Val Div Pimco Low Duration FD A Pimco Small Cap Value Fd C1 A Phoenix Al-Cap Growth Phoenix Engermann Growth A Salomon Hi YId BDFD CI A Strategist Fund A General Electric Co. (stock) — Int/Div Gen Elec CAP Corp 2950 ING ESH Annuity — Int/Div CollegeBoundfund - CBF Aggresive Growth 2002404 ALT C — Int/Div Goldman Sachs Grp Inc Medium Term Notes — Interest Honolulu Waterwater Sys Bond — Int/Div MS Equally Weighted S&P 500 United States Savings Bonds Series EE — Int/Div Wells Fargo Bank — Interest IRA Rollover — Int/Div Morgan Stanley Bank — Int/Div MS Liquid Asset Fund — Interest Abbott Laboratories — Buy Apple Inc — Int/Div — Sold (part) Apple Inc — Sold AIM Developing Markets A Agilent Technologies — Buy ALPS ETF TR Riverfront STR Inc — Int/Div — Buy ALPS ETF TR Riverfront STR Inc — Buy (add'l) ALPS ETF TR Riverfront STR Inc — Buy (add'l) Allianz NF) SM-CAP Value A Altria Group Inc 8500 — Interest Amer Cent Intl Grw Ady American Express — Int/Div American EuroPacafic Grw F Amercian GR FD of America Fl BCE Inc — Int/Div Blackrock Bond PTF SVC (fna “Blackrock Tntrm Bond Sve") Blackrock Equity Dividend A CA Incorporated Chevron Corp — None Chubb Corp — None Colgate Palmolive — None — Buy CONOCO Philips — None CONS Discret Sel Sect SPDR FD — None Credit Suisse — Interest — Buy (add'l) Cummins Inc — None CVS Caremark Corp — None — Buy Discover Financial Services — None — Buy Dollar Tree Inc — None — Buy Dryden Sh Term Corp BD A DWS Large Cap Value A DWS Dreman Small Cap Val A DWS RREEF Real Estate Sec A Energy Sel Select SPDR FD — Int/Div Engility Holdings Inc E V Global Macro ABS Ret ( — None — Buy Fidelity Adv Lved Cmpany Stk A Flexshares Qualt Divid IDX ETF — None — Buy FR TR DJ Select Micro Cap ETF — Int/Div — Buy Global X MLP & Energy Infr ETF — Int/Div — Buy Guggenheim Insider Sentiment E — None — Buy Guggenheim S&P 500 EQ Weight — None — Buy Guggenheim S&P 500 EQ Weight — Buy (add'l) Hasbro Inc — None Health Care Sel Sect SPDR FD — Int/Div IShares Barclays MBS Bond Fund — Int/Div — Buy (add'l) IShares DJ US Fin Sve Comp — Int/Div — Sold (part) IShares MSC EAFE Fund — None — Buy IShares 1Boxx S HY Corp BD — Int/Div — Sold (part) IShares 1Boxx S HY Corp BD — Sold (part) IShares 1Boxx S HY Corp BD — Sold (part) IShares 1Boxx S HY Corp BD — Sold IShares JP Morgan EM Bond FD — Int/Div — Sold IShares Momingstart Lrg Cap Val — Int/Div — Buy Ishares MSCI Asia Ex-Japan ETF — Int/Div — Buy RITES — Sold (part) Ishares MSC EAFE ETF — Buy IShares MSCI EAFE Val ETF — Buy IShares MSCI Canada Index Fund — Buy IShares MSCI Germany Index FD IShares MSCI Emerging Mkts FD — None IShares MSC Japan ETF — None — Buy IShares MSC PAC Ex-JPN Idx — None IShares MSC PAC Ex-JPN Idx — Sold (part) Ishares MSC! Suoth Korea CP ETF — None — Buy IShares MSC United Kingdom ETF — None — Buy IShares S&P Midcap 400 Index — None IShares SP Smallcap 600 Index — None IShares Momingstar LRG V — None — Buy Invesco Constellation A — Int/Div — Sold (part) Invesco Developing Markets A — None Invesco Diversified Dividend A — None — Sold Invesco Global Core Equity A — Int/Div — Sold (part) Invesco Premier PTF INSTL — None Ivy Large Cap Grw A — None Jennison Mid Cap Growth A — None Johnson & Johnson — Int/Div JP Morgan Chase & Co — Interest — Sold (part) JPM Alerian MLP — istmbution KLA Tencor Corp — Int/Div L-3 Communications Holding Inc Lazard Emerging Markets Open Legg Mason Ptners GL Hiyld Bd A — Int/Div Legg Mason WA Glb HIY BD A Managers AMG ESS SM/MI CP GR A Mainstay lcap Select Equity A Mainstay Large Cap Grw A Merck & Co Inc New York — Int/Div — Sold (part) Metlife Incorporated — Sold Meadwestvaco Corp — Int/Div MFS Limited Maturity A {Mutual Fund) — Int/Div MFS Value A MFS Focus Growth FD A Microsoft Corp Moodys Corp — Int/Div MSIFT Global Stategist H — Int/Div Nordstrom Inc — None — Sold Nuveen NWQ Large Cap Value A Occidental Petroleum Copr DE — Int/Div Perkins MID CAP VAL INV PIMCO 0-5 HY Corp Bond — Int/Div — Buy PIMCO 0-5 HY Corp Bond — Buy (add'l) PIMCO Low Duration FD A — Int/Div PIMCO Real Return A — Int/Div Pfizer Inc — Int/Div Phillips 66 Com — Distribution PNC FINL SVCS GRP — Int/Div Powershares ETF TR Dyna BUYBK — Int/Div — Buy Powershares Fndmtl HY Corp — Int/Div — Buy (add'l) Powershares Fndmtl HY Corp — Sold (part) Powreshares GLB ETF TR DEV MKT — Int/Div — Buy Powershares Intl Div ACH — Sold Powershares S&P S00 High Beta — Int/Div — Buy (add'l) Powershares S&P S00 Low Vola — Int/Div — Sold (part) Powershares S&P S00 Low Vola — Buy (add'l) Powershares S&P S00 Low Vola — Sold (part) Powershares S&P S00 Low Vola — Sold Powershares Senior Loan Port — Int/Div — Sold (part) Prudential Jennmison MD CP GW A Prudential Sht Trm Corp BD A — Int/Div Qualcomm Inc — None — Sold Safeway Inc. (Common Stock) — Int/Div — Sold (part) Seligman Emerging Markets A Shell Intl Fin — Sold SPDR Barclays Capital High YIE — Int/Div — Sold (part) SPDR Barclays Capital High YIE — Sold (part) SPDR Barclays Capital High YIE — Sold (part) SPDR Barclays Capital High YIE — Sold (part) SPDR Barclays Capital High YIE — Sold SPDR Barcap Short Term Hi Yield — Buy SPDR Barcap Short Term Hi Yield — Buy (add'l) SPDR DJ Wilshire REIT ETF — Int/Div — Sold SPDR S&P Insurance ETF — Buy SPDR Trust Series — Buy T Rowe Price Mid Cap Gr Ady SPDR S&P Insurance ETF — Buy SPDR S&P Insurance ETF — Sold (part) Templeton Foreign Fund A TimeWarner Inc New — Int/Div — Sold (part) TimeWarner Inc New — Sold (part) TCW Total Ret DB N — Int/Div Threadneedle Emerg Mkts A Tiffany & Company — None UBS E-Tracs Alen — Interest — Sold (part) UnitedHealth GP Inc — None — Sold US Bancorp — Int/Div Unlites Sel Sect SPDR Fund — Int/Div — Sold Vanguard Consum Staples ETF — None — Sold (part) Vanguard Consum Staples ETF — Sold (part) Vanguard Dividend Appreciation — Distribution — Buy (add'l) Vanguard Dividend Appreciation — Sold (part) Vanguard Dividend Appreciation — Buy (add'l) Vanguard Dividend Appreciation — Sold (part) Vanguard Info Tech ETF — None — Buy Vanguard MSCI Emerging Mkts — None — Sold Vanguard European MSC ETF — Int/Div — Sold (part) Vanguard European MSC ETF — Sold (part) Vanguard FTSE Emerging Markets — Buy Vanguard FTSE Emerging Markets — Sold (part) Vanguard FTSE Emerging Markets — Sold (part) Vanguard FTSE Emerging Markets — Sold Vanguard FTSE Emerging Markets — Sold (part) Vanguard Industrial ETF — Int/Div Vanguard Info Tech ETF — Int/Div — Buy Vanguard Short-Term Corporate — Int/Div — Buy (add'l) Vanguard Short-Term Corporate — Buy (add'l) Wal Mart Stores Inc Western Asset Core Plus BD FI — Int/Div Wisdom Tree Trust Emrg Mkt EQT — Buy Wisdom Tree European Hedged Equit — Int/Div — Buy Wisdom Tree European MSC1 ETF — Int/Div — Buy Wisdom Tree LG Cap Div ETF — Int/Div — Buy (add'l) Wisdom Tree LG Cap Div ETF — Buy (add'l) Wisdom Tree LG Cap Div ETF — Buy (add'l) Wisdom Tree LG Cap Div ETF — Buy (add'l) Wisdom Tree LG Cap Div ETF — Sold (part) Wisdom Tree Trust Japan — Int/Div — Buy (add'l) Wisdom Tree Trust Japan — Buy (add'l) Wisdom Tree Trust Japan — Sold (part) Wisdom Tree Trust Jupn Hedge EQ — None — Buy Wisdom Tree Trust Emerg Mkt Eqt — Int/Div — Buy Honolulu FCL — Interest McDonald's Corp. (Common Stock) — Int/Div Coverdell ESA — Int/Div MS Liquid Asset Fund — Int/Div MS Focus Growth FD A — Int/Div — Sold (part) Morgan Stanley Smith Bamey LUTMA Account — Int/Div MS Liquid Asset Fund — Int/Div Morgan Stanley Bank — Interest Walt Disney Co Hidg Co — Int/Div Virtus Strategic Grw A (Mutual Fund) — Int/Div IRA Account — Int MS Liquid Asset Fund — Int/Div Morgan Stanley Bank — Interest AIM Constellation A Allianz NF) Int] Value A American Century Growth Advantage DWS Real Esate Sec A (A Mutual Fund) Enterprise Group Fund Growth PT Fidelity Adv Lvgd Company Stk A Focus Growth Fund B IM Enterprise Growth FD Cl A Invesco Constellation A Invesco Diversified Dividend A Invesco Div GW Securities A Invesco Global Core Equity A Invesco GLB DIV GW Secur B MS Capital Opportunities TR A MS Dividend Grwth Securities MS Focus Growth FD A MS Global Dividend -Grwih Sec B{fkn as MSDW) MS Strategist Fund (fkn as MSDW) MSDW Dividend Growth D MS Global Advantage Fund A MS Global Dividend Grwth Sec D MS Global Strategist Fund A — Int/Div MS Mid-Cap Growth B MS Multi Cap Growth Tr A — Int/Div — Sold (part) MFS Value A MS Limited Maturity Fund A (Mutual Fund) MSDW Dividend Growth Fund B MSDW Small Cap Growth Fund B MSDW Aggressive Equity Fund B MSDW Competitive Edge Fund MSDW Am Oppoturnity Fund MSDW Growth Securities B MSDW Global Dividend Growth D MSDW Competitive Edge Bip B Perkins Mid Cap Val Div Pimco Low Duration FD A Pimco Small Cap Value Fd C1 A Phoenix Al-Cap Growth Phoenix Engermann Growth A Salomon Hi YId BDFD CI A Strategist Fund A General Electric Co. (stock) — Int/Div Gen Elec CAP Corp 2950 ING ESI Annuity — Int/Div CollegeBoundfund (Not self-directed) — Int/Div Goldman Sachs Grp Inc Medium Term Notes — Interest Honolulu Waterwater Sys Bond — Int/Div MS Equally Weighted S&P S00 € United States Savings Bonds Series EE — Int/Div Wells Fargo Bank — Interest Liability — City Bank — Line of Credit Liability — First Hawaiian Bank — Line of Credit Liability — VISA — Credit Card Reimbursement — American Conference Institute — 09/29/13.09/30/13 — San Francisco, CA — Continuing Legal Education Speaker — Alrand ground transportation, hotel, and meals Reimbursement — Federal Bar Association Hawaii Chapter — 09/25/13.09/28/13 — San Juan, Puerto Rico — Chapter Judge Representative — Aur and ground transportation, hotel, and meals Spouse's income — 2013 — State of Hawan, Judiciary - Salary As directed by Subira Issa, | amend my report to include and clarify that the CollegeBoundFund is invested in CBF Aggressive Growth 2202-04 ALT C and is not self-drected. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/16690. Public record. Not legal advice.