# Thomas Charles Rogers

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/16687

## Record

- **Judge:** Thomas Charles Rogers
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 13

## Text

S10. — Sold
1.25 a Florence C, 72.3 a Marion C, SC (172011, S60.000) — None
72.3 a Marion C, SC in item # 1 above Buver - Christopher Havek — None — Sold
Brokerage account # (Marked as # )
First Clearing, LLC - Cash balance — None
1-<AT&T Inc — Int/Div — Buy
1 -Ciigroup — Int/Div — Sold (part)
1 -Ciigroup — Sold
1 - Dragonwave, Inc — None — Sold
1 - Frontier Communications Corp — Int/Div — Sold
1 «Verizon Communications Com — Int/Div
1 -SC Jobs Econ DV Ath Stdnt 4.25% R0O1724 "YY" — Int
1 - Call Sarepta Therapeutic $35 Exp 216/13 — None — Expired
Brokerage account # 2 (Marked as # 2)
2 - Cash balance -First Clearing, LLC — Int./y
2 - Exxon Mobil Corp — Int/Div
2 - Exxon Mobil Corp — Sold (part)
Brokerage account # 3 (Marked as # 3)
3. Ameritrade MMDA Account - Cash balance — Int/Div
3 - Chesapeake Energy Corp Com — None — Buy
3 - Chesapeake Energy Corp Com — Sold
3 - Dragonwave Inc Com — None — Buy
3 - Dragonwave Inc Com — Sold
3 - Dragonwave Inc Com — None — Buy
3 - Dragonwave Inc Com — Sold
3. Infinity Pharmaceuticals Inc Com — None — Buy
3. Infinity Pharmaceuticals Inc Com — Sold
3. Infinity Pharmaceuticals Inc Com — None — Buy
3. Infinity Pharmaceuticals Inc Com — Sold
3. Infinity Pharmaceuticals Inc Com — None — Buy
3. Infinity Pharmaceuticals Inc Com — Sold
3 - Integrated Silicon Sol Com — None — Buy
3 - Integrated Silicon Sol Com — Sold
3. Mantech Intemational Corp Com — None — Buy
3. Mantech Intemational Corp Com — Sold
3. Mantech Intemational Corp Com — None — Buy
3. Mantech Intemational Corp Com — Sold
23 - Quicklogic Corporation Com — None — Buy
23 - Quicklogic Corporation Com — Sold
23 - Quicklogic Corporation Com — None — Buy (add'l)
23 - Quicklogic Corporation Com — Sold
3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — None — Sold
3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — None — Buy
3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — Sold
3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — None — Buy (add'l)
3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — Sold
3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — None — Buy (add'l)
3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — Sold
3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — None — Buy (add'l)
3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
S10. — Sold
S10. — None — Buy (add'l)
3. Skvworks Solutions Inc, Com — None — Sold
3. Skvworks Solutions Inc, Com — None — Buy (add'l)
3. Skvworks Solutions Inc, Com — Sold
First Federal checking — None
NBSC (also called National Bank of South Caroling) — Interest
Wells Fargo , NA — Interest
Equitable Variable: EQ Agressive (whole life policy) — None
Jefferson-Pilot Adjustable Life policy — None
UGMA # A (Markedas 2 A)
A - Capital World Growth & Income Fund ne CIC — Int/Div
A - First Clearing, LLC - Cash balance — Interest
A American Fds Washington Mut (Edu Svgs Acet)no control) — Int/Div
UGMA # A, Trust (Marked as #ATI)
2 ATI - First Clearing, LLC - Cash balance — Int/Div
2ATI-AT&T Ine. (TT) — Int/Div — Buy
ATI « Russell Invt Co Multi-strategy Alternative Fd C1 S (RMSSX) — None
ATI - Russell Invt Co Global Infrastructure Fd Class S (RGISX) — Int/Div
ATI - Russell Invt Co Commodity Strategies Fd C1 S {(RCCSX) — Int/Div
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — None
ATI - Russell Emerging Mkis C1 S (REMSX) — Int/Div
ATI Russell Invt Co Global Real Estate Secs FACILIS (RRESX) — Int/Div
2 ATI - Russell GIbl Eqty Class S (RGESX) — Int/Div
ATI - Russell US Small Cap Equity Class S (RLESX) — Int/Div
ATI - Russell Intl Develpd Mkts Fd Class S(RINTX) — Int/Div
ATI - Russell Invt Co US Strategic Equity Fd Class S (RSESX) — Int/Div
UGMA # B (Marked as # B)
B - Capital World Growth & Income Fund Ine. C1 C — Int/Div
4B First Clearing, LLC - Cash balance — Interest
B Columbia Mgmt Futre Schol 529 Collge Svig Pl (no control) — Int/Div
2B - BP PLC stock — Int/Div
Liability — TD Ameritrade — Margin account
Spouse's income — 2013 — Florence Public School District One
Spouse's income — 2013 — Dynamic Development, LLC
In Part VII, page 4, line 1, Column B(1) for 1.25 acres Florence County, 72.13 acres Marion County, SC received no rental income for the year therefore,

column B(2) is "None". The basis as originally reported, (1/2011, $60,000) was divided as follows: 1.25 A Florence C (1/2011, $10,000), 72.3 a Marion C, SC

(1/2011, $50,000). The 72.13 acres Marion County, SC was sold on 12/31/2013 to Christopher Hayek. The 1.25 a Florence C (1/2011 $10,000) is still owned ut

12/312013.

Part VII, lines 4, 14, I8, 106, and 109 are the money market account portions of the brokerage accounts which act as sweep accounts for uninvested cash in that

specific brokerage account. We believe these to be a widely held accounts because they are a part of the brokerage accounts,

Part VII, lines 3, 13, 17, 104, 108 and 121 are header lines for the mvestments listed below the specific line.

Part VII, line 21, Dragonwaver, Inc com was initially purchased on 1/10/2013 and was sold on 3/4/13 therefore, none of this security was owned at 12/31/2013.

No dividend income was received on this security.

Part VIL, line 67, # A American Fds Washington Mut (Edu Svgs Acct) (no control). The fund is American Funds, Washington Mutual Investors, Fund - A, which

is an educational savings account. (no control)

Part VII, line 92, # B Columbix Mgmt Futre Schol 529 Collge Svg Pl (no control. This is the Columbia Management Future Scholar 529 College Savings Plan.

The funds are invested in the Columbia Moderate Growth A. (no control).

Part VIL, line 118, # AT - Russell Us Sml Mid Cap Class S changed thier name to #AT1 - Russell US Small Cap Equity Class S (RLESX).

Part VII, lines 111 - 120, The stock or mutual fund symbol was added to the description to case in future identification,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/16687. Public record. Not legal advice.