# Kimba Maureen Wood > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/16569 ## Record - **Judge:** Kimba Maureen Wood - **Year:** 2012 - **Report type:** Annual - **Pages:** 60 ## Text EXXON CORP COMMON STOCK — Int/Div CREST FUND LP (ROTH IRA) (SEE NOTE INSECTION VID — Distribution — Distnbuted DREYFUS GOVERNMENT CASH SHARES — Interest — Open MORGAN STANLEY BANK/CASH — Interest ABBOTT LABORATORIES COMMON STOCK — None — Sold ACCENTURE PLC IRELAND — Int/Div — Buy ACCENTURE PLC IRELAND — Sold AMERICAN EXPRESS CO COMMON STOCK — Int/Div — Sold AMER INTL GP INC COMMON STOCK — None — Buy AMER INTL GP INC COMMON STOCK — Buy (add'l) APOLLO INVESTMENT CORP (SEE NOTE INSECT VIII — Int/Div — Buy APOLLO INVESTMENT CORP (SEE NOTE INSECT VIII — Buy (add'l) APOLLO INVESTMENT CORP (SEE NOTE INSECT VIII — Buy (add'l) APPLE INC COMMON STOCK — None — Buy APPLE INC COMMON STOCK — Buy (add'l) APPLE INC COMMON STOCK — Sold ASHFORD HOSPITALITY TR INC COMMON STOCK — Int/Div — Buy AVENUE INCOME CREDIT COMMON STOCK — Int/Div — Buy (add'l) BLACKROCK INC COMMON STOCK — None — Sold CHEVRON CORP COMMON STOCK — Int/Div — Buy CHEVRON CORP COMMON STOCK — Buy (add'l) CME GROUP INC COMMON STOCK — Int/Div — Sold CME GROUP INC COMMON STOCK — Buy CME GROUP INC COMMON STOCK — Sold COPANO ENERGY LLC (SEE NOTE 1 IN SECT VII — None — Buy COPANO ENERGY LLC (SEE NOTE 1 IN SECT VII — Sold (part) COPANO ENERGY LLC (SEE NOTE 1 IN SECT VII — Buy (add'l) COPANO ENERGY LLC (SEE NOTE 1 IN SECT VII — Buy (add'l) COPANO ENERGY LLC (SEE NOTE 1 IN SECT VII — Sold (part) COPANO ENERGY LLC (SEE NOTE 1 IN SECT VII — Sold (part) CREXUS INVESTMENT CORP COMMON STOCK — Int/Div DANAHER CORP COMMON STOCK — Int/Div — Buy DANAHER CORP COMMON STOCK — Sold DOUBLELINE TOTAL RETURN MUTUAL FUND — Int/Div — Buy DOUBLELINE TOTAL RETURN MUTUAL FUND — Buy (add'l) DOUBLELINE TOTAL RETURN MUTUAL FUND — Sold EMC CORP MASS COMMON STOCK — None — Buy ENERGY SEL SECT SPDR FD COMMON STOCK — None — Sold ENERGY TRANS EQUITY LP (SEE NOTE INSECT VII — None — Buy ENERGY TRANS EQUITY LP (SEE NOTE INSECT VII — Buy (add'l) ENERGY TRANS EQUITY LP (SEE NOTE INSECT VII — Sold (part) ENERGY TRANS EQUITY LP (SEE NOTE INSECT VII — Sold (part) ENERGY TRANS EQUITY LP (SEE NOTE INSECT VII — Sold (part) ENSCO PLC COMMON STOCK — Int/Div — Buy ENSCO PLC COMMON STOCK — Buy (add'l) ENSCO PLC COMMON STOCK — Sold ENSCO PLC COMMON STOCK — Buy ENSCO PLC COMMON STOCK — Buy (add'l) EV ENERGY PARTNERS LP (SEE NOTE INSECT VID — None — Buy S10. — Sold (part) S10. — Sold (part) GOLAR LNG LTD COMMON STOCK — Int/Div — Buy GOLAR LNG LTD COMMON STOCK — Sold (part) GOLAR LNG LTD COMMON STOCK — Sold HALLIBURTON CO COMMON STOCK — Int/Div — Sold INERGY LP (SEE NOTE 1 INSECT VID — None — Buy INERGY LP (SEE NOTE 1 INSECT VID — Buy (add'l) INERGY LP (SEE NOTE 1 INSECT VID — Buy (add'l) INERGY LP (SEE NOTE 1 INSECT VID — Buy (add'l) INERGY LP (SEE NOTE 1 INSECT VID — Sold (part) INERGY LP (SEE NOTE 1 INSECT VID — Sold (part) INERGY LP (SEE NOTE 1 INSECT VID — Sold (part) ISHARES S&P MID CAP 400 GROWTH COMMON STOCK — Int/Div IPMORGAN CHASE & CO COMMON STOCK — Int/Div — Buy IPMORGAN CHASE & CO COMMON STOCK — Buy (add'l) LENDER PROCESSING SERV COMMON STOCK — Int/Div — Buy LENDER PROCESSING SERV COMMON STOCK — Buy (add'l) MARKET VECTOR AGRIBUS ETF COMMON STOCK — Int/Div MARKET VECTORS BRAZL SM-CAP COMMON STOCK — None — Sold (part) MARKET VECTORS BRAZL SM-CAP COMMON STOCK — Sold MARKWEST ENERGY PTNRS LP (SEE NOTE INSECT VIII — None — Buy MARKWEST ENERGY PTNRS LP (SEE NOTE INSECT VIII — Sold (part) MARKWEST ENERGY PTNRS LP (SEE NOTE INSECT VIII — Sold MCDONALDS CORP COMMON STOCK — Int/Div — Buy MCDONALDS CORP COMMON STOCK — Buy (add'l) MDC PRTNRS INC COMMON STOCK — Int/Div — Buy MDC PRTNRS INC COMMON STOCK — Buy (add'l) MDC PRTNRS INC COMMON STOCK — Buy (add'l) MDC PRTNRS INC COMMON STOCK — Buy (add'l) METLIFE INC COMMON STOCK — None — Buy METLIFE INC COMMON STOCK — Sold NFIDIVIDEND INT & PRE STRGY COMMON STOCK — Int/Div — Sold (part) NFIDIVIDEND INT & PRE STRGY COMMON STOCK — Sold NORTHERN TIER ENERGY LP (SEE NOTE INSECT VII — Distribution — Buy NORTHERN TIER ENERGY LP (SEE NOTE INSECT VII — Buy (add'l) NORTHERN TIER ENERGY LP (SEE NOTE INSECT VII — Buy (add'l) NORTHERN TIER ENERGY LP (SEE NOTE INSECT VII — Sold (part) PEPSICO INC COMMON STOCK — Int/Div — Sold PETROLOGISTICS LP (SEE NOTE 1 IN SECT VII — Distribution — Buy PETROLOGISTICS LP (SEE NOTE 1 IN SECT VII — Buy (add'l) PETROLOGISTICS LP (SEE NOTE 1 IN SECT VII — Sold (part) PETROLOGISTICS LP (SEE NOTE 1 IN SECT VII — Sold (part) PETROLOGISTICS LP (SEE NOTE 1 IN SECT VII — Sold (part) PETROLOGISTICS LP (SEE NOTE 1 IN SECT VII — Sold (part) PROSPECT CAPITAL CORP COMMON STOCK — Int/Div — Sold (part) PROSPECT CAPITAL CORP COMMON STOCK — Sold QUALCOMM INC COMMON STOCK — Int/Div SANDRIDGE ENERGY INC COMMON STOCK — None — Buy (add'l) SANDRIDGE ENERGY INC COMMON STOCK — Buy (add'l) SANDRIDGE ENERGY INC COMMON STOCK — Buy (add'l) SANDRIDGE ENERGY INC COMMON STOCK — Sold SCHLUMBERGER LTD COMMON STOCK — Int/Div — Buy SCHLUMBERGER LTD COMMON STOCK — Buy (add'l) SOLAR SENIOR CAPITAL LTD COMMON STOCK — Int/Div — Buy SOLAR SENIOR CAPITAL LTD COMMON STOCK — Buy (add'l) SOLAR SENIOR CAPITAL LTD COMMON STOCK — Buy (add'l) SOLAR SENIOR CAPITAL LTD COMMON STOCK — Buy (add'l) SPDR S&P BANK ETF COMMON STOCK — Distribution SPDR S&P MIDCAP 400 ETF TRUST COMMON STOCK — Int/Div — Buy SPIRIT REALTY CAPITAL INC COMMON STOCK — None — Buy SPIRIT REALTY CAPITAL INC COMMON STOCK — Buy (add'l) STARWOOD PROPERTY TRUST INC COMMON STOCK — Int/Div — Sold (part) STARWOOD PROPERTY TRUST INC COMMON STOCK — Sold (part) STARWOOD PROPERTY TRUST INC COMMON STOCK — Sold SUBURBAN PROPANE PTNRS LP (SEE NOTE INSECT VII — None — from line 56) SUBURBAN PROPANE PTNRS LP (SEE NOTE INSECT VII — Sold (part) SUBURBAN PROPANE PTNRS LP (SEE NOTE INSECT VII — Sold TEVA PHARMACEUTICALS COMMON STOCK — Int/Div — Buy TEVA PHARMACEUTICALS COMMON STOCK — Sold TEXTAINER GROUP HOLDINGS LTD COMMON STOCK — None — Sold (part) TEXTAINER GROUP HOLDINGS LTD COMMON STOCK — Sold TRONOX LTD COMMON STOCK — Int/Div — Buy TRONOX LTD COMMON STOCK — Sold (part) UNITED TECHNOLOGIES CORP COMMON STOCK — Int/Div — Buy VANGUARD INFO TECH ETF COMMON STOCK — Int/Div — Buy (add'l) VANGUARD INFO TECH ETF COMMON STOCK — Sold (part) VANGUARD MSCI EMERGING MKTS COMMON STOCK — Int/Div — Sold (part) VANGUARD MSCI EMERGING MKTS COMMON STOCK — Sold (part) VANGUARD MSCI EMERGING MKTS COMMON STOCK — Buy (add'l) VANGUARD MSCI EMERGING MKTS COMMON STOCK — Buy (add'l) WEATHERFORD INTL LTD COMMON STOCK — None — Sold (part) WEATHERFORD INTL LTD COMMON STOCK — Sold WELLS FARGO & CO COMMON STOCK — Int/Div — Buy WISDOMTREE TR EMG MKTS SMCAP COMMON STOCK — Int/Div — Sold (part) WISDOMTREE TRUST EMRG MKT EQT COMMON STOCK — Int/Div — Buy BIF TAX-EXEMPT FUND/CASH — Int/Div ABBOTT LABORATORIES COMMON STOCK — Int/Div — Sold (part) ACCENTURE LTD COMMON STOCK — Int/Div AIR PRODUCTS COMMON STOCK — Int/Div — Sold ALLEGHENY TECHNOLOGIES COMMON STOCK — Int/Div AMERICAN EXPRESS COMMON STOCK — Int/Div — Sold (part) AMERICA MOVIL COMMON STOCK — Int/Div — Sold (part) AMGEN COMMON STOCK — Int/Div ANADARKO PETROLEUM CORP COMMON STOCK — Int/Div FLY LEASING (FKA BABCOCK & BROWN) COMMON STOCK — Int/Div BERKSHIRE HATHAWAY COMMON STOCK — None BLACKROCK INC COMMON STOCK — Int/Div BOEING COMMON STOCK — Int/Div — Buy BOEING COMMON STOCK — Buy (add'l) BOEING COMMON STOCK — Buy (add'l) CABOT OIL & GAS COMMON STOCK — Int/Div CARPENTER TECHNOLOGY COMMON STOCK — Int/Div — Buy (add'l) CARPENTER TECHNOLOGY COMMON STOCK — Buy (add'l) CARPENTER TECHNOLOGY COMMON STOCK — Buy (add'l) CHUBB COMMON STOCK — Int/Div CONOCOPHILLIPS COMMON STOCK — Int/Div — Sold CONSTELLATION BRANDS COMMON STOCK — None — Sold (part) CONSTELLATION BRANDS COMMON STOCK — Sold (part) CONSTELLATION BRANDS COMMON STOCK — Buy (add'l) CONSTELLATION BRANDS COMMON STOCK — Sold (part) CORNING INC COMMON STOCK — Int/Div COVANTA HLDG CORP COMMON STOCK — Int/Div DEVON ENERGY CORP COMMON STOCK — Int/Div — Sold (part) DEVON ENERGY CORP COMMON STOCK — Sold FOG RES INC COMMON STOCK — Int/Div — Buy EQT CORP COMMON STOCK — Int/Div — Sold EVERCORE PARTNERS COMMON STOCK — Int/Div FEDERAL EXPRESS COMMON STOCK — Int/Div — Sold INTERNATIONAL BUSINESS MACHINE COMMON STOCK — Int/Div INTERNATIONAL PAPER CO COMMON STOCK — Int/Div JOHNSON & JOHNSON COMMON STOCK — Int/Div — Buy (add'l) KRAFT FOODS GROUP COMMON STOCK — None — Buy MARKET VECTORS GOLD MINER ETF COMMON STOCK — Int/Div MCDONALDS COMMON STOCK — Int/Div — Sold (part) MCDONALDS COMMON STOCK — Sold MCDONALDS COMMON STOCK — Buy MICROSOFT COMMON STOCK — Int/Div — Buy (add'l) MICROSOFT COMMON STOCK — Buy (add'l) OCCIDENTAL PETE CORP COMMON STOCK — Int/Div — Buy (add'l) ORACLE CORP COMMON STOCK — Int/Div PACKAGING CORP COMMON STOCK — Int/Div PEPSICO COMMON STOCK — Int/Div PFIZER INC COMMON STOCK — Int/Div — Buy (add'l) PIONEER NATURAL RESOURCES COMMON STOCK — Int/Div — Sold (part) PIONEER NATURAL RESOURCES COMMON STOCK — Sold (part) IRA HOLDINGS - ALL COMMON STOCKS/MLPS (LINES 188.286) ACCENTURE PLC IRELAND — None — Buy ACCENTURE PLC IRELAND — Sold AMERICAN EXPRESS CO — Int/Div — Sold AMERICAN INTERNATIONAL GROUP — None — Buy AMERICAN INTERNATIONAL GROUP — Buy (add'l) AMERICAN INTERNATIONAL GROUP — Buy (add'l) ANNALY CAPITAL MNGMT INC — Int/Div — Sold APOLLO INVESTMENT CORP — Int/Div — Buy (add'l) APOLLO INVESTMENT CORP — Buy (add'l) APOLLO INVESTMENT CORP — Sold (part) APOLLO INVESTMENT CORP — Sold (part) APOLLO INVESTMENT CORP — Buy (add'l) ASHFORD HOSPITALITY TR INC — Int/Div — Buy ASHFORD HOSPITALITY TR INC — Buy (add'l) ASHFORD HOSPITALITY TR INC — Buy (add'l) AVENLE INCOME CREDIT — Int/Div — Sold (part) CHEVRON CORP — Int/Div — Buy CME GROUP — Int/Div — Sold CME GROUP — Buy CME GROUP — Sold CREXUS INVESTMENT CORP — Int/Div — Buy (add'l) DANAHER CORP — Int/Div DOUBLELINE TOTAL RETURN MUTUAL FUND — Int/Div — Buy DOUBLELINE TOTAL RETURN MUTUAL FUND — Buy (add'l) DOUBLELINE TOTAL RETURN MUTUAL FUND — Sold (part) EATON VANCE TAX MGD DIV EQU FD — Int/Div — Buy EMC CORP MASS — None — Buy ENSCO PLC SPON ADR — Int/Div — Buy ENSCO PLC SPON ADR — Sold ENSCO PLC SPON ADR — Buy ENSCO PLC SPON ADR — Buy (add'l) GOLARLNGLTD — Int/Div — Buy GOLARLNGLTD — Sold (part) GOLARLNGLTD — Sold HALLIBURTON CO — Int/Div — Sold ISHARES DJ LS OIL & EXPLR — Int/Div — Buy ISHARES DJ LS OIL & EXPLR — Sold (part) ISHARES MSCI GROWTH INDX FD — Int/Div — Buy ISHARES S&P MID CAP 400 GROWTH — Int/Div — Buy (add'l) JP MORGAN CHASE & CO — Int/Div — Buy JP MORGAN CHASE & CO — Buy (add'l) JP MORGAN CHASE & CO — Sold (part) LENDER PROCESSING SERV — Int/Div — Buy LENDER PROCESSING SERV — Sold (part) MARKET VECTORS AGRIBUS ETF — Int/Div — Buy MARKET VECTORS BRAZIL SM-.CAP — None — Sold MCDONALDS CORP — Int/Div — Buy MDC PRTNRS INC — Int/Div — Buy MDC PRTNRS INC — Buy (add'l) MDC PRTNRS INC — Buy (add'l) MDC PRTNRS INC — Buy (add'l) NFJDIVIDEND INT & PRE STRGY — Int/Div — Sold PHILIP MORRIS — Int/Div — Sold (part) PHILIP MORRIS — Sold PROSPECT CAPITAL CORP — Int/Div — Sold (part) PROSPECT CAPITAL CORP — Sold QUALCOMM INC — Int/Div SANDRIDGE ENERGY INC — None — Buy (add'l) SANDRIDGE ENERGY INC — Sold SCHLUMBERGERLTD — Int/Div SEADRILLLTD — Int/Div — Buy SOLAR CAPITALLTD — None — Sold (part) SOLAR CAPITALLTD — Sold SOLAR SENIOR CAPITALLTD — Int/Div — Buy SOLAR SENIOR CAPITALLTD — Buy (add'l) SOLAR SENIOR CAPITALLTD — Buy (add'l) SOLAR SENIOR CAPITALLTD — Buy (add'l) SOLAR SENIOR CAPITALLTD — Buy (add'l) SOLAR SENIOR CAPITALLTD — Buy (add'l) SOLAR SENIOR CAPITALLTD — Buy (add'l) SPDR S&P BANK ETF — Int/Div — Sold (part) SPDR S&P BANK ETF — Sold (part) SPDR S&P EMERGING ASIA PACIF — Int/Div — Buy SPDR S&P EMERGING ASIA PACIF — Buy (add'l) SPDR S&P INSURANCE ETF — None — Sold SPDR S&P MIDCAP 400 ETF TRUST — Int/Div — Buy SPIRIT REALTY CAPITAL INC — None — Buy STARWOOD PROPERTY TRUST INC — Int/Div — Sold (part) STARWOOD PROPERTY TRUST INC — Sold (part) STARWOOD PROPERTY TRUST INC — Sold TEVA PHARMACEUTICALS ADR — Int/Div — Sold TRONOXLTD — Int/Div — Buy TRONOXLTD — Sold (part) UNITED TECHNOLOGIES CORP — Int/Div VANGUARD DIVIDEND APPRECIATION — Int/Div — Sold (part) VANGUARD INFO TECH ETF — Int/Div — Buy (add'l) VANGUARD MSC1 EMERGING MARKETS — Int/Div — Sold (part) VANGUARD MSC1 EMERGING MARKETS — Sold (part) VANGUARD MSC1 EMERGING MARKETS — Buy (add'l) VANGUARD REIT ETF — None — Sold WAL MART STORES INC — Int/Div — Buy (add'l) WAL MART STORES INC — Sold WEATHERFORD INTL — None — Buy WEATHERFORD INTL — Sold (part) WEATHERFORD INTL — Sold WISDOMTREE TRUST EMRG MKT EQT — Int/Div — Buy WISDOMTREE TR EMG MKTS SMCAP — Int/Div — Sold (part) YUM BRANDS INC — Int/Div — Sold (part) YUM BRANDS INC — Sold (part) ADDITIONAL COMMON STOCKS INON-IRAY (LINES 288.301) ROCKWELL COLLINS — Int/Div SONIC CORP — None THE TRAVELERS COS — Int/Div UNILEVER — Int/Div UNITED PARCEL SERVICE — Int/Div — Sold (part) UNITED PARCEL SERVICE — Sold (part) UNITED PARCEL SERVICE — Sold (part) UNITED PARCEL SERVICE — Sold UNUM GROUP — Int/Div — Sold (part) VIACOM — Int/Div WALGREEN — Int/Div WALMART STORES — Int/Div XEROX — Int/Div — Sold (part) XEROX — Sold MLPS (LINES 303-357 EXCEPT 323) (SEE NOTE 1 IN SECT VID APOLLO INVESTMENT CORP — Int/Div — Buy BUCKEYE PTNRS — None — Buy (add'l) BUCKEYE PTNRS — Sold (part) BUCKEYE PTNRS — Sold (part) BUCKEYE PTNRS — Sold COPANO ENERGY LLC — None — Buy RII) — Sold (part) RII) — Sold (part) RII) — Buy (add'l) EAGLE ROCK ENERGY PTNRS — None — Sold ENERGY TRANS EQTY LP — None — Sold (part) ENERGY TRANS EQTY LP — Buy (add'l) ENERGY TRANS EQTY LP — Sold (part) ENERGY TRANS EQTY LP — Sold (part) ENERGY TRANS EQTY LP — Buy (add'l) ENERGY TRANS EQTY LP — Sold (part) ENTERPRISE GP/AKA ENTERPRISE PRODS LP — None — Sold (part) ENTERPRISE GP/AKA ENTERPRISE PRODS LP — Sold (part) ENTERPRISE GP/AKA ENTERPRISE PRODS LP — Sold (part) ENTERPRISE GP/AKA ENTERPRISE PRODS LP — Sold (part) FACEBOOK INC COMMON STOCK — None — Buy INERGY LP — None — Buy INERGY LP — Sold (part) INERGY LP — Buy (add'l) INERGY LP — Sold (part) INERGY LP — (part) INERGY LP — Buy (add'l) MAGELLAN MIDSTREAM PARTNERS Lp — Iistnbution — Sold (part) MAGELLAN MIDSTREAM PARTNERS Lp — Sold (part) MAGELLAN MIDSTREAM PARTNERS Lp — Sold (part) MAGELLAN MIDSTREAM PARTNERS Lp — Sold (part) MARKWEST ENERGY PARTNERS LP — None — Sold (part) MARKWEST ENERGY PARTNERS LP — Sold (part) MARKWEST ENERGY PARTNERS LP — Sold (part) MARKWEST ENERGY PARTNERS LP — Sold (part) MARKWEST ENERGY PARTNERS LP — Buy (add'l) NISKA GAS STORAGE PTNRS — Distribution — Buy NISKA GAS STORAGE PTNRS — Sold (part) NISKA GAS STORAGE PTNRS — Sold (part) NORTHERN TIER ENERGY LP — Distribution — Buy NORTHERN TIER ENERGY LP — Buy (add'l) NORTHERN TIER ENERGY LP — Sold (part) PETROLOGISTICS LP — Distribution — Buy PETROLOGISTICS LP — Sold (part) PETROLOGISTICS LP — Buy (add'l) PETROLOGISTICS LP — Sold (part) PETROLOGISTICS LP — Sold (part) REGENCY ENERGY PTNRS LP — None — Sold SUBLRBAN PROPANE PTNRS LP — None — from line 324) SUBLRBAN PROPANE PTNRS LP — Sold (part) SUBLRBAN PROPANE PTNRS LP — Sold WESTERN GAS PARTNERS — None — Sold (part) WESTERN GAS PARTNERS — Sold (part) WESTERN GAS PARTNERS — Sold (part) WESTERN GAS PARTNERS — Sold (part) CASH/S/T INVESTS/MM ACCTS (LINES 159.373) GOLDMAN SACHS FINANCIAL SQUARE MM/CASH — Interest GOLDMAN SACHS BANK DEPOSIT! CASH #2 — Interest CITIBANK CHECKING ACCOUNT FOUNDATION — None CITIBANK INTEREST CHECKING ACCOUNT #1 — Interest MORGAN STANLEY BANK/TRUST DEPOSITS #1 — Interest CITIBANK CHECKING ACCOUNT — None CITIBANK ASSET ACCOUNT — None CITIBANK MONEY MARKET PLUS — Interest CITIBANK INTEREST CHECKING ACCOUNT #2 — Interest STATE STREET INST LIQUID RESERVES MM/CASH — Int/Div BARCLAYS CASH (SEE NOTE 8 IN SECT VII — Interest UBS BANK USA DEPOSIT ACCOUNT (SEE NOTE SIN SECT VII — Interest — Open CGMI BANK DEPOSIT PROGRAM — Interest MORGAN STANLEY BANK/TRUST DEPOSITS #2 — Interest MORGAN STANLEY BANK/TRUST DEPOSITS #3 — Interest OCA WESLEY MORTGAGE REIT — Int/Div — Sold (part) FDN BROKERAGE #1 (LINES 376-381) (NOTE 16 INSECT VIN ABBOTT LABORATORIES COMMON STOCK (X) — None — Sold (part) AMERICA MOVIL COMMON STOCK xX) — None — Sold WALMART COMMON STOCK (X) — Int/Div — Sold (part) WALMART COMMON STOCK (X) — Sold (part) WALMART COMMON STOCK (X) — Sold (part) WALMART COMMON STOCK (X) — Sold (part) FDN BRKG ACCT #2 (LINES 383 -496) (SEE NOTE 16 SECT VID MORGAN STANLEY BANK/TRUST #1 (CASH/MM) — Interest MORGAN STANLEY BANK/TRUST #2 (CASH/MM) — Interest COMMON STOCKS AND FUNDS (LINES 386.486) ACCENTURE PLC IRELAND — None — Buy ACCENTURE PLC IRELAND — Sold AMERICAN EXPRESS CO — Int/Div — Sold AMER INTL GP INC — None — Buy AMER INTL GP INC — Buy (add'l) AMER INTL GP INC — Buy (add'l) AMER INTL GP INC — Buy (add'l) ANNALY CAPITAL MGMT INC — Int/Div — Sold APOLLO INVESTMENT CORP — Int/Div — Buy (add'l) APOLLO INVESTMENT CORP — Buy (add'l) APOLLO INVESTMENT CORP — Buy (add'l) APOLLO INVESTMENT CORP — Sold (part) APOLLO INVESTMENT CORP — Sold (part) APOLLO INVESTMENT CORP — Buy (add'l) ASHFORD HOSPITALITY TR INC — Int/Div — Buy ASHFORD HOSPITALITY TR INC — Buy (add'l) ASHFORD HOSPITALITY TR INC — Buy (add'l) AVENLE INCOME CREDIT — Int/Div — Sold (part) AVENLE INCOME CREDIT — Buy (add'l) AVENLE INCOME CREDIT — Sold (part) CHEVRON CORP — Int/Div — Buy CME GROUP INC — Int/Div — Sold CME GROUP INC — Buy CME GROUP INC — Sold CREXUS INVESTMENT CORP — Int/Div DANAHER CORP — Int/Div DOUBLELINE TOTAL RETURN — Int/Div — Buy DOUBLELINE TOTAL RETURN — Buy (add'l) DOUBLELINE TOTAL RETURN — Sold (part) EATON VANCE TAX MGD DIV EQU FUND — Int/Div — Sold (part) EMC CORP MASS — None — Buy ENERGY SEL SECT SPDR FD — Int/Div ENSCO PLC SPON — Int/Div — Buy ENSCO PLC SPON — Buy (add'l) ENSCO PLC SPON — Sold ENSCO PLC SPON — Buy ENSCO PLC SPON — Buy (add'l) GOLAR LNG INC — Int/Div — Buy GOLAR LNG INC — Sold (part) GOLAR LNG INC — Sold HALLIBURTON CO — Int/Div — Sold INTERNATIONAL BUSINESS MACHINES CORP — Int/Div — Sold ISHARES DJ LS OIL & EXPLR — Int/Div — Buy ISHARES DJ LS OIL & EXPLR — Sold (part) ISHARES MSCI GROWTH INDX FD — Int/Div — Buy ISHARES S&P MID CAP 400 GROWTH — Int/Div — Buy (add'l) ISHARES S&P MIDCAP 400 INDEX — Int/Div JP MORGAN CHASE — Int/Div — Buy JP MORGAN CHASE — Buy (add'l) JP MORGAN CHASE — Sold (part) LENDER PROCESSING SERV — Int/Div — Buy LENDER PROCESSING SERV — Sold (part) MARKET VECTORS AGRIBUS ETF — Int/Div MARKET VECTORS BRAZIL SM-CAP — None — Sold MCDONALDS CORP — Int/Div — Buy MDC PRTNRS INC — Int/Div — Buy MDC PRTNRS INC — Buy (add'l) MDC PRTNRS INC — Buy (add'l) MDC PRTNRS INC — Buy (add'l) NF) DIVIDEND INT & PRE STRGY — Int/Div — Sold PROSPECT CAPITAL CORP — Int/Div — Sold (part) PROSPECT CAPITAL CORP — Sold QUALCOMM INC — Int/Div SANDRIDGE ENERGY INC — None — Buy (add'l) SANDRIDGE ENERGY INC — Sold SCHLUMBERGER LTD — Int/Div SEADRILLLTD — Int/Div — Buy (add'l) SOLAR CAPITALLTD — None — Sold (part) SOLAR CAPITALLTD — Sold SOLAR SENIOR CAPITALLTD — Int/Div — Buy SOLAR SENIOR CAPITALLTD — Buy (add'l) SOLAR SENIOR CAPITALLTD — Buy (add'l) SOLAR SENIOR CAPITALLTD — Buy (add'l) SOLAR SENIOR CAPITALLTD — Buy (add'l) SOLAR SENIOR CAPITALLTD — Buy (add'l) SPDR S&P BANK ETF — Int/Div — Sold SPDR S&P EMERGING ASIA PACIFIC — Int/Div — Buy (add'l) SPDR S&P MIDCAP 400 ETF TRUST — Int/Div SPIRIT REALTY CAPITAL INC — None — Buy STARWOOD PROPERTY TRUST INC — Int/Div — Sold (part) STARWOOD PROPERTY TRUST INC — Sold (part) STARWOOD PROPERTY TRUST INC — Sold TEVA PHARMACEUTICALS ADR — Int/Div — Sold TEXTAINER GROUP HOLDINGS LTD — None — Sold (part) TEXTAINER GROUP HOLDINGS LTD — Sold TRONOXLTD — Int/Div — Buy TRONOXLTD — Sold (part) UNITED TECHNOLOGIES CORP — Int/Div — Buy VANGUARD DIVIDEND APPRECIATION — Int/Div VANGUARD EMRG MKTS ETF — Int/Div — Sold (part) VANGUARD EMRG MKTS ETF — Sold (part) VANGUARD EMRG MKTS ETF — Buy (add'l) VANGUARD INFO TECH ETF — Int/Div — Buy (add'l) VANGUARD REIT ETF — None — Sold WAL MART STORES INC — Int/Div — Buy WAL MART STORES INC — Sold WEATHERFORD INTLLTD — None — Sold (part) WEATHERFORD INTLLTD — Sold WELLS FARGO & CO — Int/Div — Buy (add'l) WISDOMTREE TRUST EMRG MKT EQT — Int/Div — Sold (part) YUM BRANDS INC — None — Sold OPTIONS (LINES 488-496) (SEE NOTE 3 INSECTION VII APOLLO CALL «- OPENING — None — Sold CHEVRON CALL - OPENING — None — Sold JIPMORGAN CHASE CALL « OPENING — None — Sold LENDER PROCESSING CALL OPENING — None — Sold QUALCOM CALL - OPENING — None — Sold SCHLUMBERGER CALL - OPENING — None — Sold SEADRILL CALL - OPENING — None — Sold UNITED TECHNOLOGIES CALL OPENING — None — Sold WELLS FARGO CALL - OPENING — None — Sold NON-PUBLICS (SEE NOTES 5 & 7 IN SECT VII (LINES 498.658) ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — None — Sold (part) ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — Buy (add'l) ELGIN CAPITAL (SEE NOTES 1 & 14IN SECT VII — Distribution — Buy ENTERTAINMENT ACQUISITION (SEE NOTES & 4 INSECTION VID — Distribution CENTERBRIDGE CREDIT PARTNERS (SEE NOTES 1&14 INSECT VII — istnibution TAMPA BAY RAYS (SEE NOTES 1 & 14 INSECT VII — None FRESH DIRECT — None OFFIT CAPITAL ADVISORS (SEE NOTES & 14 IN SECTION VIII — None UNIVERSAL HOSPITAL SERVICES HOLDING CO — None WHOLESOME FOODS — None — Buy GOLUB CAPITAL PARTNERS (SEE NOTE 9 INSECTION VII — Distribution — Buy (add'l) GOLUB CAPITAL PARTNERS (SEE NOTE 9 INSECTION VII — Sold (part) S10. — Sold (part) S10. — Sold (part) S10. — Sold (part) S10. — Buy (add'l) GOLUB CAPITAL VIII (SEE NOTE 9 IN SECT VII — None — Buy IRVING PLACE CAPITAL II (SEE NOTES 9 & 14 INSECT VID — Distribution — Sold (part) IRVING PLACE CAPITAL II (SEE NOTES 9 & 14 INSECT VID — Sold (part) S17. — Sold (part) S18. — Sold (part) S18. — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — istnibution — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Buy (add'l) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Buy (add'l) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Buy (add'l) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Buy (add'l) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Buy (add'l) IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — (part) CENTERVIEW CAPITAL (SEE NOTES 10& 14 INSECT VHD — Distribution — Sold (part) DEL MONTE (SEE NOTE 15 IN SECT vin — None NIELSEN CO (SEE NOTE 15 IN SECT Vin — None RICHELIEU FOODS, INC (SEE NOTE 15 INSECT VII — None DYNA VOX (SEE NOTE 15 IN SECT vin — None VESTAR CAPL III (SEE NOTES 10, 12 KIA INSECT VID — Distribution VESTAR CAPL PRTNRS/ASSC IV/AIV (SEE NOTES 10& 14 SECT VID — Distribution VESTAR CAP/ASSOC V (SEE NOTE 10 INSECT VII — Distribution CONSOLIDATED CONTAINER (SEE NOTE IS INSECT VID — None — Sold — Capital CONSOLIDATED CONTAINER (SEE NOTE IS INSECT VID — Distnbuted ST JOHNS KNITS (SEE NOTES 12 & 15 INSECT VIII — None ARGO TECH (SEE NOTE 15 IN SECT vin — None AZ ELECTRONIC MATLS (SEE NOTE 15 INSECT VIII — None — Sold BORDER MEDIA (SEE NOTE 15 IN SECT VII — None CCS INCOME TRUST (SEE NOTE 15 IN SECT VII — None CESARE FIORUCCH (SEE NOTES 11 & ISINSECT VII — None — Sold (part) CESARE FIORUCCH (SEE NOTES 11 & ISINSECT VII — Distnbuted DEL MONTE (SEE NOTE 15 IN SECTION VID — None DUFF & PHELPS (SEE NOTE 15 IN SECT Vi — Int/Div — Sold (part) DUFF & PHELPS (SEE NOTE 15 IN SECT Vi — Sold (part) SH). — Sold (part) ESSENT HEALTHCARE (SEE NOTES 11 & ISIN SECT VII — None — Sold (part) ESSENT HEALTHCARE (SEE NOTES 11 & ISIN SECT VII — Sold (part) ESSENT HEALTHCARE (SEE NOTES 11 & ISIN SECT VII — Sold (part) S$hd — Sold (part) GLEASON CORP (SEE NOTE 15 IN SECT VII — None HEALTHGRADES (SEE NOTE 15 IN SECT VII — None INHEALTH (SE NOTE 1S INSECT VHD — None THE SUN PRODUCTS CORP (SEE NOTE ISINSECT VII — None MEDI-MEDIA (SEE NOTE 15 IN SECT vin — None NATIONAL MENTOR HLDNGS (SEE NOTE ISIN SECT VID — None OGF GROUP (SEE NOTE 15 IN SECT vin — None PRESS GANEY (SEE NOTE 15 IN SECT vin — None RADIATION THERAPY (SEE NOTE 15 INSECT VIII — None SEVES SPA (SEE NOTE 15 INSECT VIII) — None SOLO CUP CO (SEE NOTE 15 IN SECT vin — None — Sold — Contamer Corp SOLO CUP CO (SEE NOTE 15 IN SECT vin — Distnbuted SUNRISE MEDICAL (SEE NOTE 15 IN SECT VII — None — Sold — Partners SUNRISE MEDICAL (SEE NOTE 15 IN SECT VII — Distnbuted DEVILBISS (SEE NOTE 15 IN SECTION vin — None SYMETRA FINANCIAL (SEE NOTE 15 INSECT VID — Int/Div TRITON CONTAINER INTL (SEE NOTE 1S INSECTION VIII — None WILTON RE HOLDINGS (SEE NOTE 15 INSECT VIN — None FLAG VENTURE PARTNERS (SEE NOTES 9, 12 &14 INSECT VHD — Distribution — Sold (part) FLAG VENTURE PARTNERS (SEE NOTES 9, 12 &14 INSECT VHD — Sold (part) FLAG VENTURE PARTNERS (SEE NOTES 9, 12 &14 INSECT VHD — Sold (part) FLAG VENTURE PARTNERS (SEE NOTES 9, 12 &14 INSECT VHD — Sold (part) FLAG VENTURE PARTNERS (SEE NOTES 9, 12 &14 INSECT VHD — Sold (part) FLAG VENTURE PARTNERS (SEE NOTES 9, 12 &14 INSECT VHD — Sold (part) RAZOR'S EDGE FUND (SEE NOTE 9 IN SECT VII — Distribution — Buy (add'l) S00) — Buy (add'l) RED ABBEY (SEE NOTE 9 INSECT VIII) — Distribution — Sold (part) SENTINEL CAPITAL II (SEE NOTE 10 IN SECT VII — istnbution SENTINEL CAPITAL Ill (SEE NOTE 10 INSECT VID — Distribution — Sold (part) SENTINEL CAPITAL Ill (SEE NOTE 10 INSECT VID — Sold (part) SENTINEL CAPITAL IV (SEE NOTE 10 INSECT VIII — Distribution — Buy (add'l) SENTINEL CAPITAL IV (SEE NOTE 10 INSECT VIII — Buy (add'l) SENTINEL CAPITAL IV (SEE NOTE 10 INSECT VIII — Buy (add'l) CHASE DOOR HOLDINGS (SEE NOTE 15S IN SECTION VIII — None CHROMALOX (SEE NOTE 15 IN SECTION VIN — None — Sold (part) CHROMALOX (SEE NOTE 15 IN SECTION VIN — Sold — Place Capital COLSON GROUP HOLDINGS (SEE NOTE IS INSECTION VID — None — Buy CREDIT INFONET HOLDINGS (SEE NOTE ISINSECT VID — None — Sold (part) CREDIT INFONET HOLDINGS (SEE NOTE ISINSECT VID — Buy (add'l) CRITICAL SOLUTIONS (SEE NOTE 15 INSECTION VID — None — Sold (part) ENGINEERED CONTROLS (SEE NOTE ISINSECT VII — None — Sold (part) ENGINEERED CONTROLS (SEE NOTE ISINSECT VII — Sold (part) HOSPICE ADVANTAGE (SEE NOTE 15 INSECT VII — None — Buy HUDDLE HOUSE (SEE NOTE 15 IN SECT VII — None — Buy INSCAPE (SEE NOTE 1S INSECT VID — None — Sold — Wiley & Sons, Inc. INSCAPE (SEE NOTE 1S INSECT VID — Distnbuted INTERIM HEALTHCARE (SEE NOTE 15 INSECT VII — None — Sold — Halifax Group LTI FLEXIBLE PRODUCTS (SEE NOTE ISINSECT VII — None — Sold — Phapps LTI FLEXIBLE PRODUCTS (SEE NOTE ISINSECT VII — Distnbuted MASSAGE ENVY (SEE NOTE 15 IN SECT VII — None — Sold (part) MASSAGE ENVY (SEE NOTE 15 IN SECT VII — Sold (part) MASSAGE ENVY (SEE NOTE 15 IN SECT VII — Sold — Capital Group MIDWEST WHOLESALE HARDWARE (SEE NOTE ISINSECT VID — None NATIONAL SPINE AND PAIN CENTERS (SEE NOTE ISINSECT VID — None — Sold (part) NATIONAL SPINE AND PAIN CENTERS (SEE NOTE ISINSECT VID — Sold (part) NATIONAL SPINE AND PAIN CENTERS (SEE NOTE ISINSECT VID — Buy (add'l) NORTH AMERICAN RESCUE (SEE NOTE ISINSECT VID — None — Sold (part) NORTH AMERICAN RESCUE (SEE NOTE ISINSECT VID — Sold (part) NORTH AMERICAN RESCUE (SEE NOTE ISINSECT VID — Sold (part) NORTHEAST DENTAL MANAGEMENT (SEENOTE ISINSECT VID — None — Buy PRECISION PIPELINE SOLUTIONS (SEE NOTE IS INSECT VID — None CHUBB CORP COMMON STOCK SOUTHERN CALIFORNIA PIZZA CO (SEE NOTE IS INSECT VHD — None — Sold (part) COACH INC COMMON STOCK SOUTHERN CALIFORNIA PIZZA CO (SEE NOTE IS INSECT VHD — Sold (part) SOUTHERN CALIFORNIA PIZZA CO (SEE NOTE IS INSECT VHD — Sold — Investment Prinrs SPINRITE (SEE NOTE IS INSECT VID — None TRINITY CONSULTANTS HOLDINGS (SEE NOTES 11& IS INSECT VHD — None — Distnbuted TRUSSBILT HOLDINGS (SEE NOTE 15 INSECT VID — None VINTAGE HOLDINGS (SEE NOTE 15 IN SECT VII — None WELLSPRING PHARMACEUTICALS (SEE NOTE IS INSECTION VID — None — (part) WELLSPRING PHARMACEUTICALS (SEE NOTE IS INSECTION VID — Sold (part) WELLSPRING PHARMACEUTICALS (SEE NOTE IS INSECTION VID — Sold (part) WELLSPRING PHARMACEUTICALS (SEE NOTE IS INSECTION VID — Sold (part) SCIENS CAPITAL (AKA ZILKHA) (SEE NOTE 9 INSECT VII — None NORTHERN HELLENIC HOLDINGS (SEE NOTES 6.9& 14 INSECT VII) — None PARK AVENUE PARTNERS (SEE NOTES 9, 1I2&I4 INSECT VID — Iistnbution — Sold (part) QUINTANA ENERGY PARTNERS (SEE NOTES 9& 14 IN SECT VII — Distribution — Sold (part) QUINTANA ENERGY PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l) QUINTANA ENERGY PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part) QUINTANA ENERGY PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part) QUINTANA ENERGY PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l) NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Distribution — Sold (part) NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part) NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l) NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part) NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l) NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part) NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part) NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part) NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part) NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l) NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part) NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l) TINICUM LP (SEE NOTES 9 & 14 IN SECT VII — None — Buy TINICUM LP (SEE NOTES 9 & 14 IN SECT VII — Buy (add'l) OTHER INVESTMENTS/NOTES RECEIVABLES (LINES 660-694) CHESAPEAKE PARTNERS (SEE NOTE 1 INSECT VII — istrnibution FARALLON CAPITAL (SEE NOTES 1,7 12& 14 INSECT VHD — Distribution — Sold (part) FARALLON CAPITAL (SEE NOTES 1,7 12& 14 INSECT VHD — Sold (part) FARALLON CAPITAL (SEE NOTES 1,7 12& 14 INSECT VHD — Sold (part) FARALLON CAPITAL (SEE NOTES 1,7 12& 14 INSECT VHD — Sold (part) GOLD BULLION — None — Buy AXIOM INTERNATIONAL INVESTORS (SEE NOTE 1 IN SECT VIII — None — Sold (part) AXIOM INTERNATIONAL INVESTORS (SEE NOTE 1 IN SECT VIII — Redeemed THE BLENHEIM FUND (SEE NOTE 1 IN SECT VII — None BREVAN HOWARD (SEE NOTE 1 IN SECT VII — Distribution — Sold (part) PALLSON ADVANTAGE (SEE NOTE INSECT VID — Distribution — Redeemed SABRETOOTH ONSHORE FUND (SEE NOTE INSECT VIII — None — Sold (part) SABRETOOTH ONSHORE FUND (SEE NOTE INSECT VIII — Sold (part) SABRETOOTH ONSHORE FUND (SEE NOTE INSECT VIII — Redeemed F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — None — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l) OP30 INC (SEE NOTE SIN SECT VID — None OSCAR S SCHAFER PARTNERS (SEE NOTES & 12 INSECT VII — None CCA ABSOLUTE RETURN MUNI FUND (SEE NOTE 1 INSECT VID — Distribution QFR VICTORIA FUND (SEE NOTE 1 IN SECTION VII — Distribution HAWK GROUP (SEE NOTE $ IN SECT Vin — None ELIZABETH REILLY, PERSONAL LOAN «NOTE RECEIVABLE — None TRUST #1 (LINES 696-712) — Int GOLDMAN SACHS BANK DEPOSIT! CASH #4 ABBOTT LABORATORIES COMMON STOCK AMERICA MOVIL COMMON STOCK ANADARKO PETROLEUM CORP COMMON STOCK — Buy BLACKROCK INC COMMON STOCK BOEING COMPANY COMMON STOCK — Buy BOEING COMPANY COMMON STOCK — Buy (add'l) JOHNSON & JOHNSON COMMON STOCK KRAFT FOODS GROUP, INC COMMON STOCK — from line 706) KRAFT FOODS GROUP, INC COMMON STOCK — Sold (part) MONDELEZ INTL (FKA KRAFT FOODS INC) COMMON STOCK — Buy (add'l) MICROSOFT CORP COMMON STOCK — Buy POWSERSHARES DB COMMODITY INDEX TRACKING FUND — Buy SONIC CORP COMMON STOCK VANGUARD FTSE ALL-WORLD EX. US INDEX FUND — Buy VANGUARD SHORT TERM CMN SERIES — Buy WALGREEN CO COMMON STOCK TRUST #1A (LINES 714.766) — Int/Div GOLDMAN SACHS BANK DEPOSITS! CASH #4A BUCKEYE PARTNERS (SEE NOTE INSECT VIN — Sold (part) BUCKEYE PARTNERS (SEE NOTE INSECT VIN — Sold (part) bik} — Sold (part) bik} — Sold (part) bik} — Sold (part) bik} — Sold (part) bik} — Sold (part) bik} — Sold (part) bik} — Sold bik} — Sold (part) bik} — Sold (part) T™". — Sold (part) EL PASO PIPELINE PARTNERS (SEE NOTE INSECT VII — Sold (part) EL PASO PIPELINE PARTNERS (SEE NOTE INSECT VII — Sold (part) EL PASO PIPELINE PARTNERS (SEE NOTE INSECT VII — Sold (part) kill — Sold (part) ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII — Sold (part) ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII — Sold (part) ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII — Sold (part) ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII — Sold (part) ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 INSECT VID — Sold (part) ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 INSECT VID — Sold (part) ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 INSECT VID — Sold (part) ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 INSECT VID — Sold (part) GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Buy GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Sold (part) GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Sold (part) CUMMINS INC COMMON STOCK GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Sold (part) GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Sold (part) GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Sold (part) GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Sold (part) MARKWEST ENERGY PARTNERS LP (SEE NOTE 1 INSECT VID — Sold (part) MARKWEST ENERGY PARTNERS LP (SEE NOTE 1 INSECT VID — Sold (part) MARKWEST ENERGY PARTNERS LP (SEE NOTE 1 INSECT VID — Sold (part) MARKWEST ENERGY PARTNERS LP (SEE NOTE 1 INSECT VID — Sold (part) ONEOK PARTNERS, LP (SEE NOTE INSECTION VID — Buy ONEOK PARTNERS, LP (SEE NOTE INSECTION VID — Sold (part) ONEOK PARTNERS, LP (SEE NOTE INSECTION VID — Sold (part) ONEOK PARTNERS, LP (SEE NOTE INSECTION VID — Sold (part) PLAINS ALL AMERICAN PIPELINE LP(SEE NOTE 1 INSECT VID — Sold (part) PLAINS ALL AMERICAN PIPELINE LP(SEE NOTE 1 INSECT VID — Sold (part) PLAINS ALL AMERICAN PIPELINE LP(SEE NOTE 1 INSECT VID — Sold (part) PLAINS ALL AMERICAN PIPELINE LP(SEE NOTE 1 INSECT VID — Sold (part) TEEKAY OFFSHORE PARTNERS LP (SEE NOTE 1 IN SECT VID THE WILLIAMS COMPANIES, INC (SEE NOTE 1 IN SECT VID — Buy WILLIAMS PARTNERS LP (SEE NOTE INSECT VIII — Sold (part) WILLIAMS PARTNERS LP (SEE NOTE INSECT VIII — Buy (add'l) WILLIAMS PARTNERS LP (SEE NOTE INSECT VIII — Sold (part) WILLIAMS PARTNERS LP (SEE NOTE INSECT VIII — Sold (part) T66. — Sold (part) TRUST #1B (LINES 768-772) (SEE NOTE SINSECT VII — None CITI TRUST CHECKING ACCOUNT — Open OSCAR SCHAFER (X) FLAG VENTURE CAPITAL (X) FARALLON CAPITAL (X) VESTAR II (X) TRUST #2 (LINES 774.785) — Int/Div BLACKROCK LIQUIDITY FUNDS PRUDENTIAL JENNISON 20/20 FOCUS FUND (MUTUAL FUNDY BLACKROCK EQUITY DIVIDEND INST CLASS FUND CALAMOS GROWTH FUND EAGLE SMALL CAP GROWTH FUND ISHARES BARCLAYSTRLSTIPETF ISHARES TR MSCI EMERGING MKTS INDEX FD ETF ISHARES MSCI EAFE INDEX FUND FTF ISHARES S&P NATIONAL MUNI BOND FUND IVY GLOBAL NATURAL RESOURCES FD TT ROWE PRICE INTL FD INC INTL BOND FUND SPDR BARCLAYS CAP HIGH YIELD BOND ETF TRUST #3 (LINES 787-870) — Int/Div BLACKROCK LIQUIDITY FUNDS EATON CORP (FKA COOPER INDUSTRIES) COMMON STOCK — Sold (part) EATON CORP (FKA COOPER INDUSTRIES) COMMON STOCK — Sold (part) COVIDIEN PLC COMMON STOCK NOBLE CORP COMMON STOCK AT&T INC COMMON STOCK cc ALLERGAN INC COMMON STOCK AMERICAN ELECTRIC POWER INC COMMON STOCK AMERICAN EXPRESS CO COMMON STOCK AMERICAN TOWER CORP COMMON STOCK AMERISOURCEBERGEN CORP COMMON STOCK AMERIPRISE FINANCIAL INC COMMON STOCK cc AMGEN INC COMMON STOCK APACHE CORP COMMON STOCK APPLE INC COMMON STOCK BARON SMALL CAP MUTUAL FUND BAXTER INTERNATIONAL INC COMMON STOCK BROADCOM CORP COMMON STOCK CAPITAL ONE FINANCIAL CORP COMMON STOCK CELANESE CORP COMMON STOCK CISCO SYSTEMS INC COMMON STOCK DOLBY LABORATORIES INC COMMON STOCK DOLLAR TREE INC COMMON STOCK EMC CORP COMMON STOCK EAGLE SMALL CAP GROWTH MUTUAL FUND EBAY INC COMMON STOCK EXXON MOBIL CORP COMMON STOCK FEDEX CORPORATION COMMON STOCK FORD MOTOR COMPANY COMMON STOCK FRANKLIN RESOURCES INC COMMON STOCK FREEPORT MCMORAN COPPER & GOLD INC COMMON STK GENERAL ELECTRIC CO COMMON STOCK GENERAL MILLS INC COMMON STOCK GOLDMAN SACHS GROUP INC COMMON STOCK GOOGLE INC COMMON STOCK GRAINGER WW INC COMMON STOCK HARBOR INTERNATIONAL MUTUAL FUND ILLINOIS TOOL WORKS INC COMMON STOCK INTEL CORP COMMON STOCK IBM CORP COMMON STOCK ISHARES BARCLAYSTRLUSTIPETF ISHARES TR MSCI EMERGING MKTS INDEX FD ETF ISHARES MSC! EAFE INDEX FUND ETF ISHARES TR S&P MIDCAP 400 INDEX FD ETF ISHARES S&P NATIONAL AMT-FREE MUNI BOND FUND IVY GLBL NATURAL RESOURCES MUTUAL FUND JP MORGAN CHASE & CO COMMON STOCK JOHNSON & JOHNSON COMMON STOCK JOHNSON CONTROLS INC COMMON STOCK cc KOHLS CORP COMMON STOCK LAUDER ESTEE COS INC COMMON STOCK MERCK & CO INC COMMON STOCK METLIFE INC COMMON STOCK MICROSOFT CORP COMMON STOCK NEWS CORP COMMON STOCK OCCIDENTAL PETROLEUM CORP COMMON STOCK ORACLE CORP COMMON STOCK PEPSICO INC COMMON STOCK PFIZER INC COMMON STOCK PRICE T ROWE GROUP INC COMMON STOCK PROCTER & GAMBLE CO COMMON STOCK ROCKWELL AUTOMATION INC COMMON STOCK cROSS STORES INC COMMON STOCK TT ROWE PRICE INTL FD INC MUTUAL FUND SPDR BARCLAYS CAP HIGH YIELD BDETF SCHLUMBERGER LTD COMMON STOCK SCRIPPS NETWORKS INTERAC COMMON STOCK wc JM SMUCKER CO COMMON STOCK TALISMAN ENERGY INC COMMON STOCK 3M COMPANY COMMON STOCK US BANCORP DEL COMMON STOCK UNITED TECHNOLOGIES CORP COMMON STOCK UNITEDHEALTH GROUP INC COMMON STOCK VIACOM INC COMMON STOCK WAL-MART STORES INC COMMON STOCK WELLS FARGO & CO COMMON STOCK WILLIAMS COMPANIES INC COMMON STOCK WISCONSIN ENERGY CORP COMMON STOCK WPX ENERGY INC COMMON STOCK — from line 867) R70. — Sold (part) RENTAL PROPERTY «NEW YORK. NY — Reat — Sold TRUST #4 (SEENOTES2 & SIN SECTION VII — Int/Div VANGUARD PRIME MONEY MARKET FUND ACCOUNT #1 — Open PARK AVENUE EQUITY LP (X) SONIC CORP COMMON STOCK (X) TRUST #5 (SEENOTES2 & SIN SECTION VII — Int/Div VANGUARD PRIME MONEY MARKET FUND ACCOUNT #2 — Open PARK AVENUE EQUITY LP (X) SONIC CORP COMMON STOCK (X) TRUST #6 (SEE NOTES 2 & SIN SECTION VIII — Int/Div VANGUARD PRIME MONEY MARKET FUND ACCOUNT #3 — Open PARK AVENUE EQUITY LP(X) SONIC CORP COMMON STOCK (X) Board Member, New York City Ballet, Inc Liability — Citibank — Line of Credit Liability — Amcrican Express — Credit Card Liability — Cit Audvantage — Credit Card Spouse's income — 2012 — Soni¢c Corp - various Board & Committee Fees Spouse's income — 2012 — Vestar, Harding Services, Blackstone, Irving Place Capital, Morgan Stanley Smith Bamey, Centerview - Fee Income Spouse's income — 2012 — Morgan Stanley Pension Benefit Rk CHL EW ED A an A YS A HS Whale CL CARERS MANES a VEER TA a ht EL 2), CNT TRAC SR RTA NR SII ENR ATT ited TA eT TL TORS CII Jin HEA SS. included on the K-1). Generally, there are no year-end market values listed for the Partnerships because the portfolio companies are listed separately. NOTE 11: This portfolio company was sold in the prior year. So, although the reporting family received distributions (e.g. escrow) in the current year, there is no year-end value to report. NOTE 12: These interests were gifted on 12/31/2012 to trusts. Therefore, there is no year-end value to report and there is no corresponding transaction listed in Column D. Activity that occurred prior to year-end is included. Per Amy, Financial Disclosure Office, on April 23, 2013, this approach is proper. NOTE 13: sole shareholder of this S Corporation. The company's assets are limited to office furniture, office equipment, a checking account, a money market account and a limited partnership interest in Hawk which is listed separately on this report. The value used to determine the year-end valuation code was the checking/money market account balances, A/R and the office fumiture and equipment balance (less accumulated depreciation), NOTE 14: This company's 2012 K-1 was not received by the May 15, 2013 Disclosure Report filing deadline. Therefore, the company's income has been estimated. Once the actual K-1 is received, if the income code based on the actual K-1 differs from the code reported in this report, we will file an amended report, NOTE 15: This investment is made through either a Vestar, a Sentinel or the Centerview Partnership. Since the could potentially "direct, influence or in uny other manner affect the purchase, exchange, sale or disposition of the entity or property owned by the entity”, Financial Disclosure Filing Instructions, the parmership's assets must be listed separately on this report. As a result, this company is reportable, All transactions (investments, sales and related gain/(loss), distributions, etc.) are reported for the company. Any K-1 income (excluding gain/(loss) on sales) attributable to the company, however, is included in the partnership's line. If income was received separate from the K-1, it is recorded on the portfolio company's lime in Column B. See Note 10 for more information. NOTE 16: Gains/Losses on Foundation activity are based on book value not tax value. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/16569. Public record. Not legal advice.