# Diane Davis

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/16385

## Record

- **Judge:** Diane Davis
- **Year:** 2014
- **Report type:** Annual
- **Pages:** 19

## Text

AOMINX — Int/Div
WFC — Int/Div
JVMIX — Int/Div
HME — Int/Div
XOM — Int/Div
EMN — Int/Div
CVX — Int/Div
Brokerage Account #1
Fudelity Advisors Small Cap Fund Class A — Int/Div
Henderson Global Investors Intl Opport Fund A — Int/Div
Mainstay Large Cap Growth Fund Class A — Int/Div — Sold (part)
MFS Value Fund Class A — Int/Div — Sold (part)
Pioneer Mid Cap Value Fund Class A — Int/Div — Sold
FT Templeton Global Bond A — Int/Div
PIMCO Total Return Fund Class A — Int/Div — Buy (add'l)
USB Bank USA Dep Acct — Int/Div
JP Morgan Core Bond Fund Select — Int/Div
Virtus Multi-Sector Short Term Bond Fund Class A — Int
Manning & Napier FD, Inc. World Opportunities — Int/Div — Sold (part)
Manning & Napier FD, Inc. World Opportunities — Sold (part)
FT Templeton Global Bond A — Int./y — Sold
USB PACE Large Company Growth Equity Investment Fund Class — Ine
UBS PACE Intl Emerging Mkts Equity Investment Fund Class PP — Int/Div
UBS PACE Large Company Value Equity Investment Fund Class P — Int/Div
UBS PACE International Equity Investment Fund Class P — Int/Div
UBS PACE Small/Medium Co Value Equity Investment Fund — Int/Div
UBS Global Real Estate Securities Investment Fund Class P(Y)
UBS Government Sec Fixed Income Investment Fund — Int/Div
UBS Strategic Fixed Income Investment Fund Long — Int/Div
UBS High Yield Investments Class P — Int/Div
CRSX — Int/Div
GTEYX — Int/Div
FMI Large Cap Fund — Int/Div
Riverpark/Wedgewood Retail Funds — Int/Div
DDMSX — Int/Div
UBS PACE Small/Medium Co Growth Equity Inv Class P — Int/Div
UBS PACE International Fixed Investment Class P — Int/Div
UBS PACE Alternative Strategies Investments Class P — Int/Div
UBS PACE Alternative Strategies Investments Class P — Int — Buy (add'l)
CSCO — Int/Div
UBS PACE Alternative Strategies Investments Class P — Sold (part)
JVMIX — Int/Div — Buy (add'l)
JVMIX — Buy (add'l)
ARBFX — Int/Div — Sold
JHAIX — Int/Div
MFLDX — hy
UBS PACE Interim Fixed Income — Int/Div
UBS PACE Interim Fixed Income — Int — Sold (part)
UBS PACE Interim Fixed Income — Int/Div — Sold
UBS PACE Interim Fixed Income — Int/Div — Sold
UBS PACE Interim Fixed Income — Int/Div — Sold
0O0SYX — Int/Div — Sold (part)
0O0SYX — Sold (part)
BGCIX — Int/Div — Buy (add'l)
RLSIX — Int/Div
ICEULX — Int./hv — Sold (part)
ICEULX — Sold (part)
TGLDX (X) — Int/Div
NMPAX — Int/Div — Buy
NMPAX — Int/Div — Buy
NMPAX — Sold
NMPAX — Int/Div — Buy
NMPAX — Sold
NMPAX — Int/Div — Buy
NMPAX — Buy (add'l)
NMPAX — Int — Buy
NMPAX — Sold (part)
NMPAX — Sold
NMPAX — Int/Div — Buy
BMDIX — Int/Div — Buy
CWSIX — hy — Buy
GACIX — Int/Div — Buy
GACIX — Int/Div — Buy
BNDX — Int/Div — Buy
BNDX — Buy (add'l)
CLSIX — Int/Div — Buy
BGLSX — Int/Div — Buy
Brokerage Account #2
NYS Retirement Plan-No control (spouse) — None
Trustco — Interest
Kevbank — Int/Div
SEFCL — Interest
Citizens — Interest
Berkshire ( X) — Interest
Trust #1 — Int/Div
James S. Davis -buyout of $0% int in decedent's ownership of warehouse — Interest
Bank Deposit Program Citibank — Int/Div
XOM — Int/Div
MS Liquid Asset Fund — Int/Div
MS Liquid Asset Fund — Int/Div — Sold (part)
Goldman Sacs Group Corporate Bond — Interest
VZ — Int/Div
IN) — Int/Div
IBM — Int/Div
MSFT — Int/Div
MRK — Int/Div
HD — Int/Div
INTC — Int/Div
UTX — Int/Div
AXP — Int/Div
BA — Int/Div
T — Int/Div
PFE — Int/Div
IPM — Int/Div
PG — Int/Div
PG — Int/Div — Sold
WMT — Int/Div
WMT — Int/Div — Sold (part)
WMT — Buy (add'l)
WMT — Buy (add'l)
GE — Int/Div
DIS — Int/Div
KO — Int/Div
CSCO — Int/Div — Buy (add'l)
CSCO — Sold
US Treasury Notes — Interest — Matured
US Treasury Notes — Inv — Sold (part)
US Treasury Notes — Sold
Concocophillips — Interest — Matured
Concocophillips — Int/Div — Buy (add'l)
Concocophillips — Buy (add'l)
Concocophillips — Sold
Concocophillips — hy — Sold
Proctor & Gamble Co — Interest
E.l. Du Pont De Nemours — Interest
Australian Government — Interest — Redeemed
JSOSX — Int/Div — Buy (add'l)
CAT — Int/Div
F — Int/Div
USB — Int/Div
UNH — Int/Div
Sector Rotation Account — Int/Div
Hewlett-Packard Co Corporate Bond — Interest — Matured
Walgreen Co Corporate Bond — Interest
Kellogg Company Corporate Bond — Interest
Conagra Foods Inc. Corporate Bond — Interest
Apple Inc Corporate Bond — Interest
Verizon Communications Corporate Bond — Interest
BA Option exp 2/22/2014 — None — Expired
BA Option exp 2/22/2014 — Int/Div — Sold
BA Option exp 2/22/2014 — Int/Div — Sold (part)
BA Option exp 2/22/2014 — Int/Div — Buy (add'l)
BA Option exp 2/22/2014 — Sold (part)
BA Option exp 2/22/2014 — Int/Div — Sold (part)
BA Option exp 2/22/2014 — Int/Div — Sold (part)
BA Option exp 2/22/2014 — Int/Div — Sold (part)
BA Option exp 2/22/2014 — Sold (part)
BA Option exp 2/22/2014 — Int/Div — Sold (part)
BA Option exp 2/22/2014 — Int/Div — Buy (add'l)
BA Option exp 2/22/2014 — Sold (part)
BA Option exp 2/22/2014 — Int/Div — Sold (part)
MCD — Int/Div
MCD — Int/Div — Buy (add'l)
MCD — Int/Div — Sold (part)
MCD — Int. — Sold (part)
MCD — Int/Div — Sold (part)
MCD — Int/Div — Sold (part)
US Treasury Bills — Interest — Buy
US Treasury Bills — Sold
US Treasury Bills — Buy
US Treasury Bills — Sold
US Treasury Bills — Buy
Occidental Petroleum Corp corporate bond — Interest — Buy
Caterpillar Financial corporate bond — Interest — Buy
Proctor & Gamble corporate bond — Interest — Buy
IM Company corporate bond — Interest — Buy
Walt Disney Company corporate bond — Interest — Buy
Walt Disney Company corporate bond — Int/Div — Buy
Walt Disney Company corporate bond — Int/Div — Buy
CALL UNH 12/20/14 82.5000 (X) — Closed
CALL HD 11/22/14 85.000 (X) — Closed
CALL NKE 11/22/14 85.000 — Closed
CALL NKE OCT 80.000 (X) — Closed
CALLCVX 11715 — Open
CALL IBM APR 185.000 (X) — Closed
Trust #2 — Int/Div
Lake property Middlesec, NY, Yates County
MS Liquid Asset Fund — Int
MUXAX — Int/Div
Goldman Sacs Group Corporate Bond — Interest
Goldman Sacs Group Corporate Bond — Int/Div — Buy (add'l)
Goldman Sacs Group Corporate Bond — Buy (add'l)
Goldman Sacs Group Corporate Bond — Sold
EWL — Int/Div
EWL — Int/Div — Buy (add'l)
EWL — Int/Div — Sold
EWL — Int/Div — Buy (add'l)
EWL — Int/Div — Buy (add'l)
EWL — Int/Div — Sold (part)
EWL — Int./y — Sold (part)
EWS — Int/Div
EWS — Int/Div — Buy (add'l)
EWS — Int/Div — Buy (add'l)
EWS — Sold
US Treasury Notes — Interest — Sold (part)
Citibank Bank Deposit Program — Interest
Citibank Bank Deposit Program — Int/Div — Sold (part)
Citibank Bank Deposit Program — Sold
Conocophillips — Interest — Matured
EWY — Int/Div
Proctor & Gamble Co — Interest
E.l. Du Pont De Nemours — Interest
Australian Government — Interest — Redeemed
JSOSX — Int/Div
JSOSX — Int/Div — Sold (part)
EEM — Int/Div
IWF — Ine
IWD — Int/Div
IWO — Int/Div
IWN — Int/Div
JK — Ine
JK — hy — Sold (part)
JK — Int/Div — Sold
JK — Int/Div — Buy (add'l)
JK — Sold (part)
FXY — Int/Div
Hewlen-Packard Co corporate bond — Interest — Redeemed
Walgreen Co corporated bond — Interest
Kellogg Company corporate bond — Interest
Conagra Foods Inc corporate bond — Interest
Apple Inc corporate bond — Interest
Verizon Communications corporate bond — Interest
FNX — Int/Div
ILF — Int/Div
FEZ — Int/Div
VGK — Int/Div
VGK — Int/Div — Buy (add'l)
Walt Disney corporate bond — Interest — Buy
3M Company corporate bond — Interest — Buy
Proctor & Gamble Company corporate bond — Interest — Buy
Occidental Petroleum Corp corporate bond — Interest — Buy
Caterpillar Financial corporate bond — Interest — Buy
Elfriede H. Davis - amounts due on maintenance of lake house property — Interest
Co-Trustee, Trust #1
Co-Trustee, Trust £2
Reimbursement — District Bankruptcy Bar Assns, — Tp id. — Bankruptcy Conferernce
PART I: | serve as a Co-trustee on two trusts with [JN The trusts were established as part of|

estate und are for the benefit of

BE. We review the status of the trusts annually to assure they meet [JN financial needs, U

pot

po

death, the balance, if any, will go to the;

I equally, including myself. [NINN | have waived our right to receive our lawful commission from the trusts.

PART VII:

Line 79 indicates the aggregate total for Trust #1. All of the information listed in lines 80 through 172 are the holdings for this trust,

The Sector Rotation Account at Line 129 is an account that buys stocks in Sector Rotation style for Trust #1. All stocks within the Trust have been disclosed in

Part VIL

Line 173 indicates the aggregate total for Trust #2. All of the information listed in lines 174-233 are the holdings for this trust.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/16385. Public record. Not legal advice.