# Mark S. Wallace > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/16191 ## Record - **Judge:** Mark S. Wallace - **Year:** 2014 - **Report type:** Annual - **Pages:** 11 ## Text Wells Fargo Advisors Money Market Fund — Int/Div US Treasury Bond — Interest SDD units — istnibution SRS ums — Distribution Wells Fargo Bank Deposit (x) — Interest ABX common stock — Int/Div American Century Capital Preservation Fund — Int/Div Amencan Century Global Gold Fund — Int/Div American Capital Capital Preservation Fund — Int/Div UBS USA Deposit Account — Interest XOM common stock — Int/Div PWE units — Int/Div GDX units — Distribution NLY umts — Int/Div ABX common stock — Int/Div COP common stock — Int/Div 100 PSX — Int/Div ECA common stock — Int/Div iShares TI1Ps Bond Fund — istmbution US Treasury obligations — Interest US Treasury obligations — Sold (part) Federated Prudent Bear Fund — Distribution Federated Prudent Bear Fund — Buy (add'l) PHYS units — None Physical gold — None US Double Eagle coms — None Physical silver — None Bank of America savings account — Interest Bank of America checking account — Interest Union Bank checking account — Interest Chase Bank checking account — Interest Chase Bank savings account — Interest VXX units — istnbution SDD units — Distribution ABX common stock — Int/Div XOM common stock — Int/Div US Treasury obligations — Interest Federated Prudent Bear Fund — Distribution Vanguard Ginnie Mae Fund — Distribution Vanguard Inflation Index Fund — Distribution Rydex Inverse S&PS002x Strategy Fund — istnbution Rydex Inverse S&PS002x Strategy Fund — Buy (add'l) American Century Capital Preservation Fund — Distribution UBS U.S. deposit account — Distribution 200 GG common stock — Int/Div US. Treasury obligations — Interest US. Treasury obligations — Sold (part) Dreyfus 100% USTreasury Money Market Fuind — Distribution Fidelity US Treasury Money Market Fund — Distribution Rydex US Government Money Market Fund — Distribution Rydex US Government Money Market Fund — Sold (part) US Bank Variable Rate Account — Interest — Distnbuted Wells Fargo Bank Deposit Sweep — Interest — Buy ADM Investor Services — Distribution US Savings Bonds — Interest Northwestern Whole Life Mutual Life Insurance Policy — Int/Div US. Treasury obligations (x) — Interest 100 PNRA common stock — None 1000 CORT common stock — Int/Div — Sold 1000 CORT common stock — Int/Div — Buy (add'l) 1000 CORT common stock — Sold 700 SWIR common stock — Int/Div — Sold 50 SAM common stock — None Prudent Bear Fund — Distribution 20 PCLN common stock — None 400 NEM common stock — Int/Div BGEIX units — Distribution 40 SGOL units — None 100 NEM common stock — Int/Div 2000 SLV units — None — Buy 200 MAR common stock — None — Sold 20 CMG common stock — None — Sold S00 GDX) units — Distribution — Buy 300 SHLD common stock — None — Sold 300 SHLD common stock — Buy 1 July sugar — None — Buy 1 July sugar — Sold 1 July oat — None — Buy 1 July oat — Sold December cotton — None — Buy December cotton — Sold 1 September copper — None — Sold 1 September copper — Buy 1] October feeder cattle — None — Sold 1] October feeder cattle — Buy 1 September emini S&P — None — Sold 1 September emini S&P — Buy 1 December emim S&P — None — Sold 1 December emim S&P — Buy 1 December emmi S&P — None — Buy 1 December emmi S&P — Sold 1 May 2015 cocoa call — None — Buy 1 May 2015 cocoa call — Sold 1 December emini S&P — None — Sold 1 December emini S&P — Buy 1 March 2015 emim S&P — None — Sold 1 March 2015 oat — None — Sold Agreement — 11991 — 401{k) Profit Shunng Plan of Stutman, Treister & Glatt PC (self directed, otherwise no control). Plan terminated May 2014, assets transferred to Rollover IRA Liability — Bank of America — Credit card Liability — ADM Investor Services, Inc — Liabilities on commodity and futures positions m excess of cash posted for margin Reimbursement — Association of Insolvency and Restructuring Advisors — June 3-7.2014 — Denver, CO — Annual conference — Transportation, meals, lodging Reimbursement — National Conference of Bankruptcy Judges — October 7-11, 2014 — Chicago, IL — Annual conference — Transportation, meals, lodging Reimbursement — American Bankruptcy Institute — April 24 - 27,2014 — Washington, D.C — Annual conference — Transportation, meals, lodging Reimbursement — Turnaround Management Association — July 9 - 10, 2014 — Dana Pont, CA — Regional conference — Transportation, meals, lodging Reimbursement — George Mason Umiversity — September 14 - 16, 2014 — San Francisco, CA — Government pension plan conference — Transportation, meals, lodging Many of the reported transactions are short sales. In such a transaction, the sale precedes the purchase. Gain or loss is realized when the short sale is closed out by purchasing the stock or commodity that was sold short. The audit function in the software fails to take these short sales into account and therefore generates a host of misleading “error” messages. For example, if a June emini S&P contract is sold on April 10, 2014 and bought on June 1, 2043, the transaction closes out on June 1, 2043 and nothing is owned as of the close of the reporting period on December 31, 2014. Short sales and short positions are denoted by @ minus sign in front of the item being sold short, for example -20 PCLN common stock means that 20 shares of Priceline common stock was sold short. Certain assets generate no meome during the reporting period. For example, precious metals generate no income unless sold. Stocks that are sold short (such as PNRA, PCLN and SAM) generate no income while held short. Many of the reported transactions involve commodity, currency index or stock index futures contracts. In such a transaction, there is no "purchase price™ as such. Instead, the buyer (or seller) posts cash margin to secure his promise to buy or sell at maturity. The lability on futures contracts can vary from day to day based upon daily price limits regarding how much a price for the underlying commodity, currency index or stock mdex can rise or fall in a single day. Some contracts have no limits. Therefore, the liability theoretically could be infinite Also, please note that when securities are sold short and then closed out in not one but two (partial) transactions, there is no "buy (partiul)" notation to elect. Therefore, | simply used “buy.” For open futures positions at the end of the year, if any, the unrealized gain or loss in the contract as of the close of business on December 31, 2014 is reported. Revocable Trust #1 no longer has a beneficial interest in any assets. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/16191. Public record. Not legal advice.