# Jan M Adler > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/16179 ## Record - **Judge:** Jan M Adler - **Year:** 2012 - **Report type:** Annual - **Pages:** 14 ## Text TRUST #1 AMERIPRISE BROKERAGE ACCOUNT — None AMCAPCLA — None — Buy AMCAPCLA — Sold (part) AMERICAN BALANCED CL A — Int/Div — Buy AMERICAN MONEY MARKET CL A — None — Buy AMERICAN MONEY MARKET CL A — Sold (part) AMERICAN SHORT TERM TAX EXEMPTBONDCL A — Int/Div — Buy BOND FUND OF AMERICA CLA — Int/Div — Buy BOND FUND OF AMERICA CLA — Sold (part) BOND FUND OF AMERICA CLA — Sold CAPITAL INCOME BUILDER CL A — Int/Div — Buy CAPITAL WORLD GROWTH & INCOMECL A — None — Buy CAPITAL WORLD GROWTH & INCOMECL A — Sold GROWITH FUND OF AMERICA CL A — Int/Div — Buy LIMITED TERM TAX EXEMPT BOND AMERICACL A — Int/Div — Buy LIMITED TERM TAX EXEMPT BOND AMERICACL A — Buy (add'l) NEW PERSPECTIVECL A — Int/Div — Buy NEW WORLDCL A — Int/Div — Buy WASHINGTON MUTUAL INVESTORS CL A — Int/Div — Buy COLUMBIA FUNDS — None AMERIPRISE BROKERAGE ACCOUNT IRA #1 - MM — None CAPITAL INCOME BUILDER - A — Int/Div CAPITAL WORLD GROWTH & INCOME - A — Int/Div NEW PERSPECTIVE - A — Int/Div NEW WORLD — Int/Div PIMCO REAL RETURN BOND - A — Int/Div — Sold (part) PIMCO ALL ASSET - A — Int/Div — Buy (add'l) HCP INCOME — Int/Div ONL LIFESTYLE PROPERTIES INC REIT — Distribution INLAND AMERICAN — Distribution FUNDAMENTAL INVESTORS - A — Int/Div AMERIPRISE BROKERAGE ACCOUNT IRA #2 - MM — None CAPITAL INCOME BUILDER - A — Int/Div CAPITAL WORLD GROWTH & INCOME — Int/Div AMERIPRISE ONE FINANCIAL ACCOUNT — None INTERMEDIATE BOND FUND OF AMERICA CL A — Int/Div FRANKLIN INSURED TAX-FREE INCOME A — Int/Div — Sold FRANKLIN RISING DIVIDENDS — None — Sold CALVERT TAX FREE BOND - A — Int/Div CNL HEALTHCARE TR INC — None — Buy STRATEGIC PORTFOLIO SERVICE ADVANTAGE — None BARON SMALL CAP FUND — Int/Div — Sold (part) BLACKROCK INTERMEDIATE MUNICIPAL INVESTOR CL A — Int/Div — Buy C&S REALTY INC - A COHEN & STEERS FUND — None — Sold COLUMBIA DIVIDEND OPPORTUNITY CL A — Int/Div — Buy COLUMBIA LTD DUR CREDIT - A COLUMBIA FUNDS GROUP — Int/Div — Buy (add'l) COLUMBIA LTD DUR CREDIT - A COLUMBIA FUNDS GROUP — Buy (add'l) COLUMBIA LTD DUR CREDIT - A COLUMBIA FUNDS GROUP — Sold (part) COLUMBIA LTD DUR CREDIT - A COLUMBIA FUNDS GROUP — Sold FIDELITY ADVISOR SMALL CAP-A — Int/Div — Sold FIDELITY ADVISOR STRATEGIC REAL RETURN — Int/Div — Buy (add'l) FIDELITY ADVISOR STRATEGIC REAL RETURN — Buy (add'l) FIDELITY ADVANTAGE STRATEGIC INCOME — Int/Div — Buy (add'l) FIDELITY ADVANTAGE STRATEGIC INCOME — Buy (add'l) FIDELITY ADVISOR NEW INSIGHTS «A — None — Sold IST EAGLE GLOBAL - A FIRST FAGLE FUND — Int/Div — Buy (add'l) FRANKLIN MANAGED TR RISING DIVIDEND FUNDCL A — Int/Div GABELLI ASSET AAA — Int/Div JANUS VENTURECL A — Int/Div — Buy LEGG MASON PARTNERS MID CAP CORE A — Int/Div — Sold (part) NUVEEN CALIFORNAI MUNICIPAL BONDCL A — None — Buy PIMCO TOTAL RETURN — Int/Div — Buy (add'l) PIMCO TOTAL RETURN — Sold (part) PIMCO TOTAL RETURN — Sold THE GROWTH FUND OF AMERICA A — Sold (part) VIRTUS REAL ESTATE SECURITIES — Int/Div — Sold (part) S&P 500 ETF TRUST (SPDR) UNIT SFR — Int/Div WEITZ SHORT INTERIM INCOME — Int/Div — Sold (part) WEITZ SHORT INTERIM INCOME — Sold VANGUARD TOTAL STOCK MARKET — Int/Div — Buy VANGUARD TOTAL STOCK MARKET — Buy (add'l) STRATEGIC PORTOLIO SERVICE ADVANTAGE. IRA — None COLUMBIA US GOV'T MORTAGE - A — Int/Div COLUMBIA ACORN - A — Int/Div COLUMBIA DIVIDEND OPPORTUNITY CL A — Int/Div — Buy PIMCO TOTAL RETURN — Int/Div — Sold DOUBLELINE TOTAL RETURN BONDCLN — Int/Div — Buy FIDELITY ADVANTAGE NEW INSIGHTS - A — None — Sold BLACKROCK NATIONAL RESOURCES - A — Int/Div S&P (SPDR) GOLD TRUST — None — Buy (add'l) S&P (SPDR) GOLD TRUST — Buy (add'l) S&P (SPDR) GOLD TRUST — Buy (add'l) HSBC BANK USA WILMINGTON DELAWARE STRUCTURED CD 2012 — Interest — Matured HSBC BANK USA WILMINGTON DELAWARE STRUCTED CD 5/31/12 — Interest HSBC BANK USA WILMINGTON DELAWARE STRUCTURED CD 6/28/11 — Interest HSBC BANK USA WILMINGTON DELAWARE STRUCTURED CD 8/1/13 — None HSBC BANK USA WILMINGTON DELAWARE STRUCTURED CD 8/29/13 — Interest HSBC BANK USA WILMINGTON DELAWARE STRUCTURED CD 11/29/13 — None FIDELITY ADVANTAGE STRATEGIC REAL RETURN - A — Int/Div FIDELITY ADVANTAGE STRATEGIC INCOME - A — Int/Div IST EAGLE US VALUE - A FIRST EAGLE FUND — Int/Div — Buy FRANKLIN RISING DIVIDENDS — Int/Div NUVEEN SANTA BARBARA GROWTHCL A — Int/Div — Buy WEITZ SHORT INTERIM INCOME — Int/Div VANGUARD TOTAL STOCK MARKET — Int/Div — Buy VANGUARD TOTAL STOCK MARKET — Buy (add'l) VANGUARD TOTAL STOCK MARKET — Buy (add'l) RVS LIFE RETIREMENT ADVISOR ADVANTAGE VARIABLE ANNUITY GOLDMAN VIT MIDCAP VA — None — Redeemed FID VIP MIDCAPCL 2 — None — Redeemed AMCENTVPVALCLII — None — Redeemed OPPENHEIMER SI1RATEGIC INC CL 3 — None — Sold (part) OPPENHEIMER SI1RATEGIC INC CL 3 — Redeemed FIDELITY VIP CONTRAFUND CL 2 — None — Redeemed JANUS ASPEN OVERSEAS — None — Redeemed PIMCO VIT ALL ASSET — None — Buy PIMCO VIT ALL ASSET — Redeemed COL VP BALANCEFDC 13 — None — Buy COL VP BALANCEFDC 13 — Redeemed RIVERSOURCE LIFE INSURANCE CO RAVA S- COLUMBIA VP — None — Buy RIVERSOURCE RETIREMENT ADVISOR 4 - VP MODERATECL 4 — None RIVERSOURCE LIFE PROTECTION PLUS UL INSURANCE — None AMERICAN FUNDS WASHINGTON MUTUAL INVESTORS FUND A — Int/Div — Sold AMERICAN BALANCED FUND - A — Int/Div — Buy (add'l) AMERICAN BALANCED FUND - A — Buy (add'l) AMERICAN BALANCED FUND - A — Buy (add'l) AMERICAN BALANCED FUND - A — Buy (add'l) AMERICAN BALANCED FUND - A — Buy (add'l) AMERICAN BALANCED FUND - A — Buy (add'l) AMERICAN BALANCED FUND - A — Buy (add'l) AMERICAN BALANCED FUND - A — Sold AMCAP FUND A — Int/Div — Sold (part) AMCAP FUND A — Sold THE GROWTH FUND OF AMERICA A — None — Sold (part) THE GROWTH FUND OF AMERICA A — Sold (part) THE GROWTH FUND OF AMERICA A — Sold (part) THE GROWTH FUND OF AMERICA A — Sold (part) THE GROWTH FUND OF AMERICA A — Sold (part) THE GROWTH FUND OF AMERICA A — Sold (part) THE GROWTH FUND OF AMERICA A — Sold (part) THE GROWTH FUND OF AMERICA A — Sold CAPITAL INCOME BUILDER - A — Int/Div — Buy CAPITAL INCOME BUILDER - A — Sold NEW PERSPECTIVE FUND - A — None — Sold EUROPACIFIC GROWTH FUND - A — None — Sold (part) EUROPACIFIC GROWTH FUND - A — Sold CAPITAL WORLD GROWTH & INCOME FUND - A — Int/Div — Sold NEW WORLD FUND - A — None — Sold BOND FUND OF AMERICA - A — Int/Div — Sold LTD TERM TAX-EXEMPT BOND FUND OF AMERICA - A — Int/Div — Sold AMERICAN FUNDS MONEY MARKET FUND - A — None — Buy (add'l) AMERICAN FUNDS MONEY MARKET FUND - A — Buy (add'l) AMERICAN FUNDS MONEY MARKET FUND - A — Buy (add'l) AMERICAN FUNDS MONEY MARKET FUND - A — Sold AMERICAN FUND SHORT-TERM TAX-EXEMPT BOND FUNDCL A — Int/Div — Sold FIDELITY ADVISOR #1 — None FIDELITY ADVISOR #2 — None JP MORGAN CHASE BANK ACCOUNTS — Interest Agreement — 2012 — FEE INCOME FROM FORMER LAW FIRM TO BE COLLECTED FOR WORK PERFORMED BEFORE LEAVING THE FIRM, APPROXIMATELY $35000 PER YEAR THROUGH 2025. Income — 2012 — EQUITY PARTNERS SPECIAL PURPOSE LLC- MEMBER INCOME — S34851.00 PART VIL LINE | HEADER FOR ALL INVESTMENTS. ALL INVESTMENTS IN PART VII ARE HELD IN TRUST #1 PART VII LINES 3.5,6,8,9, 12,13, 15,16, 18, 19 & 20: ACCOUNT TRANSFERS FROM AMERICAN FUNDS TO AMERIPRISE BROKERAGE ACCOUNT ARE LISTED AS PURCHASES, PART VII. LINE 23: NAME CHANGE TO CAPITAL INCOME BUILDER CL. A FROM AMERICAN CAPITAL INCOME BUILDER - A PART VIL LINE 24: NAME CHANGE TO CAPITAL WORLD GROWTH & INCOME CL A FROM AMERICAN CAPITAL INCOME BUILDER - A PART VIL LINE 25: NAME CHANGE TO NEW PERSPECTIVE CL A FROM AMERICAN NEW PERSPECTIVE - A PART VII, LINE 26: NAME CHANGE TO NEW WORLD CL A FROM AMERICAN NEW WORLD PART VII, LINE 30: NAME CHANGE TO CNL LIFESTYLE PROPERTIES INC REIT FROM CNL INCOME PROPERTIES PART VII. LINE 32: NAME CHANGE TO FUNDAMENTAL INVESTORS CL. A FROM AMERICAN FUNDAMENTAL INVESTORS - A PART VIL LINE 34: NAME CHANGE TO CAPITAL INCOME BUILDER CL A FROM AMERICAN CAPITAL INCOME BUILDER - A PART VIL LINE 35: NAME CHANGE TO CAPITAL WORLD GROWTH & INCOME CL A FROM AMERICAN CAPITAL INCOME BUILDER - A PART VIL LINE 37: NAME CHANGE TO INTERMEDIATE BOND FUND OF AMERICA CL A FROM AMERICAN GROUP INTERMEDIATE BOND FUND OF AMERICA PART VII LINE 59: NAME CHANGE TO FRANKLIN MANAGED TR RISING DIVIDEND FUND CL. A FROM FRANKLIN RISING DIVIDENDS PART VIL LINE 99: HEADER FOR LINES 100-110. PART VIL LINE 114: HEADER FOR LINES 115-148. PART VIL LINES 115, 123, 125, 134, 136. 137, 140, 141.142, 143, 147 & 148: ACCOUNT TRANSFERS FROM AMERICAN FUNDS TO AMERIPRISE BROKERAGE ACCOUNT ARE LISTED AS SOLD. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/16179. Public record. Not legal advice.