# James P Donohue

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/16079

## Record

- **Judge:** James P Donohue
- **Year:** 2012
- **Report type:** Annual
- **Pages:** 19

## Text

WELLS FARGO COMPASS ETF — Int/Div — Sold
EATON VANCE NATL LTD MAT MUNI INCM C « EZNAX — Distribution — Sold (part)
EATON VANCE NAT'L LTD MAT MUNI INCM C- EZNAX — Int/Div — Sold
EATON VANCE NATL LTD MAT MUNI INB — Int/Div
AMERICAN FUNDS TAX EXEMPT BONDS C - TEBCX — Distribution — Sold (part)
WELLS FARGO ADV MUNI BD ( WMFCX — Int/Div
CAPITAL INCOME BUILDER B - CIBBX — Int/Div
FIDELITY ADV EQUITY INC FD FEIRX — None — Sold
PRUDENTIAL INVT PORT INC ASSET ALLOC B - PBFBX — Int/Div
PRUDENTIAL ASSET ALLOC A - PIBAX — None — Sold
WELLS FARGO ASSET ALLOC B FEABFX — Int/Div — Sold
FIDELITY VIP EQUITY-INC. PORT — None — Sold
FIDELITY VIP GROWTH PORT — None — Sold
ING T-ROWE PR. GR. EQ PORT — None — Sold
ING SMALL CO PORT — None — Sold
ING INDEX PLUS MID CAP PORT — None — Sold
ING T-ROWE PRC DIVRSD MD CAP — None — Sold
ING FIXED FUND ACCOUNT, fka VALIC — Interest
FIRST EAGLE SOGEN GOLBAL FD, CL C — Int/Div
T-Rowe Pr. 2015 Ret Fnd. — Interest — Sold
WELLS FARGO BANK DEPOSIT ACCOUNT — Interest
Pershing Government Money Market Account — Int/Div — Open
FIDELITY STRATEGIC INCOME FUND — Int/Div — Buy
FIDELITY STRATEGIC INCOME FUND — Int/Div — Buy (add'l)
PIMCO ALL ASSET ALL AUTHORITY FUNDCLASS D — Int/Div — Buy
PIMCO INCOME FUND CLASS D — Int/Div — Buy
PIMCO INCOME FUND CLASS D — Int/Div — Buy (add'l)
VANGUARD REIT INDEX SIGNAL FUND — Int/Div — Buy
VANGUARD DEVELOPED FOREGN MARKETS INDEX FUND — Int/Div — Buy
VANGUARD TOTAL BOND MARKET INDEX FUND — Int/Div — Buy
VANGUARD TOTAL BOND MARKET INDEX FUND — Int/Div — Sold
VANGUARD EMERGING STOCK INDEX FUND — Int/Div — Buy
VANGUARD SMALL-CAP INDEX SIGNAL FUND — Int/Div — Buy
VANGUARD MID-CAP INDEX SIGNAL FUND — Int/Div — Buy
VANGUARD S00 INDEX SIGNAL FUND — Int/Div — Buy
CONSUMR DISC SECTOR ETF XLY — Buy
CONSUMR DISC SECTOR ETF XLY — Buy (add'l)
CONSUMR DISC SECTOR ETF XLY — Buy (add'l)
CONSUMR DISC SECTOR ETF XLY — Buy
CONSUMR DISC SECTOR ETF XLY — Sold (part)
CONSUMR DISC SECTOR ETF XLY — Sold (part)
CONSUMR DISC SECTOR ETF XLY — Sold (part)
CONSUMR DISC SECTOR ETF XLY — Sold (part)
CONSUMR DISC SECTOR ETF XLY — Int/Div — Sold (part)
CONSUMER STPLE SECTOR ETF XLp — Buy
CONSUMER STPLE SECTOR ETF XLP — Buy (add'l)
CONSUMER STPLE SECTOR ETF XLP — Buy (add'l)
CONSUMER STPLE SECTOR ETF XLP — Buy (add'l)
CONSUMER STPLE SECTOR ETF XLP — Sold (part)
CONSUMERSTPLE SECTOR ETF XLP — Sold (part)
CONSUMER STPLE SECTOR ETF XLP — Sold (part)
CONSUMER STPLE SECTOR ETF XLP — Sold (part)
CONSUMER STPLE SECTOR ETF XLP — Int/Div — Sold (part)
FINANCIAL SECTOR SPD ETF XLF — Buy
FINANCIAL SECTOR SPD ETF XLF — Buy (add'l)
FINANCIAL SECTOR SPD ETF XLF — Buy (add'l)
FINANCIAL SECTOR SPD ETF XLF — Buy (add'l)
FINANCIAL SECTOR SPD ETF XLF — Sold (part)
FINANCIAL SECTOR SPD ETF XLF — Sold (part)
FINANCIAL SECTOR SPD ETF XLF — Sold (part)
FINANCIAL SECTOR SPD ETF XLF — Sold (part)
FINANCIAL SECTOR SPD ETF XLF — Int/Div — Sold (part)
FIRST TRUST HEALTH CARE ETF FXH — None — Buy
FIRST TRUST HEALTH CARE ETF FXH — None — Buy (add'l)
FIRST TRUST HEALTH CARE E1r FXH — None — Sold (part)
FIRST TRUST HEALTH CARE ETF FXH — None — Sold
FIRST TRUST CONSUMER ETF FXD — None — Buy
FIRST TRUST CONSUMER ETF FXD — None — Buy (add'l)
FIRST TRUST CONSUMER ETF FXD — None — Sold (part)
FIRST TRUST CONSUMER ETF FXD — None — Sold
FIRST TRUST CONSUMER ETF FXG — None — Buy
FIRST TRUST CONSUMER ETF FXG — None — Buy (add'l)
FIRST TRUST CONSUMER ETF FXG — None — Sold (part)
FIRST TRUST CONSUMER ETF FXG — None — Sold
FIRST TRIST ENERGY ETF FXN — None — Buy
FIRST TRIST ENERGY ETF FXN — None — Sold
FIRST TRUST FINANCIAL ETF FXO — None — Buy
FIRST TRUST FINANCIAL ETF FXO — None — Sold
FIRST TRUST FINANCIAL ETF FXO — None — Sold (part)
FIRST TRUST FINANCIAL ETF FXO — None — Sold
FIRST TRUST INDUSTRIAL ETF FXR — None — Buy
FIRST TRUST INDUSTRIAL ETF FXR — None — Sold
FIRST TRUST MATERIAL ETF FXZ — None — Buy
FIRST TRUST MATERIAL ETF FXZ — None — Sold
FIRST TRUST MATERIAL ETF FXZ — None — Buy
FIRST TRUST MATERIAL ETF FX2Z — None — Sold
FIRST TRUST TECHNOLOGY ETF FXL — None — Buy
FIRST TRUST TECHNOLOGY ETF FXL — None — Buy (add'l)
FIRST TRUST TECHNOLOGY ETF FXL — None — Sold (part)
FIRST TRUST TECHNOLOGY ETF FXL — None — Sold
FIRST TRUST UTILITIES ETF FXU — None — Buy
FIRST TRUST UTILITIES ETF FXU — None — Buy (add'l)
FIRST TRUST UTILITIES ETF FXU — None — Sold (part)
FIRST TRUST UTILITIES ETF FXU — None — Sold
HEALTH CARE SECTOR ETF XLV — Buy
HEALTH CARE SECTOR ETF XLV — Buy (add'l)
HEALTH CARE SECTOR ETF XLV — Buy (add'l)
HEALTH CARE SECTOR ETF XLV — Buy (add'l)
HEALTH CARE SECTOR ETF XLV — Sold (part)
HEALTH CARE SECTOR ETF XLV — Sold (part)
HEALTH CARE SECTOR ETF XLV — Sold (part)
HEALTH CARE SECTOR ETF XLV — Int/Div — Sold (part)
ISHARES DOW JONES US INDL IY) — Buy
ISHARES DOW JONES US INDL IY) — Buy (add'l)
ISHARES DOW JONES US INDL IY) — Sold (part)
ISHARES DOW JONES US INDL IY) — Sold
ISHARES DOW JONES US INDL IY) — Buy
ISHARES DOW JONES US INDL IY) — Sold (part)
ISHARES DOW JONES US INDL IY) — Sold (part)
ISHARES DOW JONES US INDL IY) — Int/Div — Sold (part)
ISHARES DOW JONES US LTIL IDU — Buy
ISHARES DOW JONES US LTIL IDL — Sold (part)
ISHARES DOW JONES US LTIL IDL — Int/Div — Sold (part)
ISHARES DOW JONES US ENERGY IYE — Buy
ISHARES DOW JONES US ENERGY IYE — Sold
ISHARES DOW JONES US ENERGY IYE — Int/Div — Buy
MATERIALS SECTORSP ETF XLB — Buy
MATERIALS SECTOR SP ETF XLB — Sold
MATERIALS SECTORSP ETF XLB — Buy
MATERIALS SECTOR SP ETF XLB — Sold
MATERIALS SECTORSP E1F XLB — Buy
MATERIALS SECTOR SP ETF XLB — Int/Div — Sold (part)
TECHNOLOGY SECTOR SP ETF XLK — None — Buy
TECHNOLOGY SECTOR SP ETF XLK — None — Sold
UTILITIES SECTOR SPD SP ETF XLU — None — Buy
UTILITIES SECTOR SPD SP ETF XLU — None — Buy (add'l)
UTILITIES SECTOR SPD SP ETF XLU — None — Sold (part)
UTILITIES SECTOR SPD SP ETF XLU — None — Sold
ISHARES BARCLAYS 3-7 YEAR TREASURY BOND FUND — Buy
ISHARES BARCLAYS 3-7 YEAR TREASURY BOND FUND — Sold
ISHARES BARCLAYS 3-7 YEAR TREASURY BOND FUND — Buy
ISHARES BARCLAYS 3-7 YEAR TREASURY BOND FUND — Sold
ISHARES BARCLAYS 3-7 YEAR TREASURY BOND FUND — Int/Div — Buy
ISHARES CORE S&P MIDCAP ETF — Int/Div — Buy
ISHARES TR S&P MIDCAP 400 INDEX FD — None — Buy
ISHARES TR S&P 500 INDEX FUND — None — Buy
ISHARES TR S&P S00 INDEX FUND — None — Sold (part)
ISHARES TR S&P 500 INDEX FUND — None — Sold
ISHARES TR S&P S00 INDEX FUND — None — Buy
ISHARES TR S&P 500 INDEX FUND — None — Sold
ISHARES TR RUSSELL 2000 INDEX FUND — None — Buy
ISHARES TR RUSSELL 2000 INDEX FUND — None — Sold (part)
ISHARES TR RUSSELL 2000 INDEX FUND — None — Buy
ISHARES TR RUSSELL 2000 INDEX FUND — None — Sold
MVV PROSHARES ULTRA ETF MIDCAP 400 NON-TRADITIONAL ETF — Buy
MVV PROSHARES ULTRA ETF MIDCAP 400 — Sold
MVV PROSHARES ULTRA ETF MIDCAP 400 NON-TRADITIONAL ETF — Int/Div — Buy (add'l)
ULTRA RUSSELL 2000 PROSHARES ETF 2X NONTRADITIONAL ETF — None — Buy
ULTRA RUSSELL 2000 PROSHARES ETF 2X NONTRADITIONAL FTF — None — Sold
ULTRA RUSSELL 2000 PROSHARES ETF 2X NONTRADITIONAL ETF — None — Buy
ULTRA RUSSELL 2000 PROSHARES ETF 2X NONTRADITIONAL ETF — None — Sold (part)
ULTRA RUSSELL 2000 PROSHARES ETF 2X NONTRADITIONAL ETF — None — Sold
PROSHARES TRUST ETF ULTRA 7-10 YR TREASURY NON-TRAD ETF — Buy
PROSHARES TRUST ETF ULTRA 7-10 YR TREASURY NON-TRAD ETF — Sold
PROSHARES TRUST ETF ULTRA 7-10 YR TREASURY NON-TRAD ETF — Buy
PROSHARES TRUST ETF ULTRA 7-10 YR TREASURY NON-TRAD ETF — Sold
PROSHARES TRUST ETF ULTRA 7-10 YR TREASURY NON-TRAD ETF — Int/Div — Buy
ISHARES BARCLAYS ETF 1-3 YEAR TREASURY BOND FUND — None — Buy
ISHARES BARCLAYS ETF 1-3 YEAR TREASURY BOND FUND — None — Sold
PROSHARES ULTRA S&P ETF 2X NON- TRAD ETF — None — Buy
PROSHARES ULTRA S&P ETF 2X NON- TRAD ETF — None — Sold
PROSHARES ULTRA S&P ETF 2X NON- TRAD ETF — None — Buy
PROSHARES ULTRA S&P ETF 2X NON- TRAD ETF — None — Sold
Board of Directors, Special Olympics of Washington
Board of Directors, Federal Magistrate Judges Assocution
Liability — Bank of America — Credit Card
Liability — US Bank — Line of Credit
Reimbursement — Federal Magistrate Judges Association — Feb 28-March 2 — Washington D.C — Board Meeting — Lodging and food
Spouse's income — Group Health Cooperative monthly pension through the entire vear
Part VII, line 1: The remaining funds im the Wells Fargo Compass ETF program were transferred into two investment vehicles -- Virio and Good Harbor. |

thought they were both ETF funds, but they are not. Unfortunately, each investment fund involved monthly trades of ETF funds. The investment trades from

Virio are reflected in lines 38- 149, The investiments from the Good Harbor investment vehicle are identified on lines 151-194, The purchases and sales are

grouped together. If income was received, it is indicated only on the bottom line of the grouping, because it is not otherwise susceptible of determination.

| have also determined that this is not an appropriate investment tool in light of the FDR requirements, and have given instructions to sell. although this will still

have implications for next year’s FDR. | have tried to complete this to make it as understandable as possible for the reviewers,

For purposes of next year's report, the investment listed on Line 160 — iShares S&P Midcap 400 Index Fund has changed its name to iShares Core S&P Mid-Cap

ETF, as of October 17,2012.

On October 15, 2013, the Committee asked 2 questions: (1) "Wells Fargo Bank Deposit Account” on line 22 was not listed in the prior 2011 Report; and (2)

"Pershing Government Money Market Account”, line 24 was not listed in the prior 2011 Report, As to the first issue, Wells Fargo Deposit Account is simply

# money sweep account, which was actually listed in curdier reports under the name "Wachovia Bank Sweep” previously reported at line 19. Because these are

the sume accounts, and because "Wachovia Bank Sweep” now goes by the Wells Fargo Deposit Account, 1 deleted row 19, and the information in the account

previously know as Wachovia Bank Sweep 1s now under the title Wells Fargo Bank Deposit Account in line 22. In other words, it was listed mn the 2011 Report,

but under a different title, Hopefully this clears up any confusion.

As to the Pershing Goverment Money Market account, it too is a sweep account, which was not established until 2012, This is why it was not previously reported

in 2011. The amended report -- line 24 -- reflects the opening of this account.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/16079. Public record. Not legal advice.