# Thomas W. Phillips

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/15906

## Record

- **Judge:** Thomas W. Phillips
- **Year:** 2018
- **Pages:** 15

## Text

Amenpnse SPS NQ Account
Ameriprise Cash — None
Blackrock Strategic Income (BSIIX) — Int/Div — Sold (part)
Ishares Russell Mid Cap (IWS) — Int/Div — Sold
Pimco Income CL A (PONAX) — Int/Div — Sold (part)
Lord Abbett Floating Rate CL F (LFRFX) — Int/Div — Buy (add'l)
American Century Emerging Markets Investor Class (TWMIX) — Int/Div — Buy
Columbia Balanced Fund A (CBALX) — Int/Div — Buy (add'l)
lvy International Core Equity Fund Class (ICEIX) — Int/Div — Buy
Columbia Balanced Fund A (CBALX) — Int/Div — Sold (part)
Ameriprise ONE Account
Cash- Amenpnse Insured Money Market Account (AIMMA) — Interest
Amenpnse Trust Co. IRA
Cisco (CSCO) Common Stock — Int/Div — Sold
Citigroup, Inc. (C) Common Stock — Int/Div — Sold
Ishares S&P Mid Cap 400 (JK) — Int/Div — Sold
Ishares Russell Mid Cap (IWS) — Int/Div — Sold
Pimco Income (PONAX) — Int/Div — Sold (part)
Prudential Short Term Corp Bond CL Z (PIFZX) — Int/Div — Sold (part)
Prudential Short Term Corp Bond CL Z (PIFZX) — Int/Div — Sold
Vanguard FTSE All World EX US Small Cap ETF (VSS) — Int/Div — Sold
Vanguard Emerging Markets Stock Index Fund (VWO) — Int/Div — Sold (part)
Vanguard Growth ETF (VUG) — Int/Div — Sold (part)
Vanguard Value ETF (VTV) — Int/Div — Sold (part)
Vanguard Small-Cap Index Fund (VB) — Int/Div — Sold (part)
Lord Abbett Floating Rate (LFRFX) — Int/Div — Buy
Apple (AAPL) Common Stock — Int/Div — Buy (add'l)
Blackrock Strategic Income (BSITX) — Int/Div — Buy (add'l)
Ishares MSCI EAFE Value ETF (EFV) — Int/Div — Buy (add'l)
Ishares MSCI EAFE Growth ETF (EFG) — Int/Div — Buy (add'l)
MFS Total Retum Bond CL Z (MRBIX) — Int/Div — Buy (add'l)
Vanguard Financials ETF (VFH) — Int/Div — Buy
Vanguard Health Care ETF (VHT) — Int/Div — Buy
Vanguard Materials ETF (VAW) — Int/Div — Buy
Vanguard Mid-Cap Index Fund (VO) — Int/Div — Buy (add'l)
Blackrock Strategic Income (BSIX) — Int/Div — Sold (part)
MFS Total Retum Bond CL Z (MRBIX) — Int/Div — Sold (part)
MFS Total Retum Bond CL Z (MRBIX) — Int/Div — Sold
Pimco Income (PONAX) — Int/Div — Sold (part)
Vanguard Mid-Cap Index Fund ETF (VO) — Int/Div — Sold (part)
Lord Abbett Floating Rate (LFRFX) — Int/Div — Sold (part)
Apple (AAPL) Common Stock — Int/Div — Sold (part)
Apple (AAPL) Common Stock — Int/Div — Sold
lIshares MSC EAFE Value ETF (EFV) — Int/Div — Sold
Pimco Income (PONAX) — Int/Div — Sold (part)
Prudential Short Term Corp Bond CL Z (PIFZX) — Int/Div — Sold
Vanguard Financials ETF (VFH) — Int/Div — Sold (part)
Vanguard Financials ETF (VFH) — Int/Div — Sold
Vanguard Health Care ETF (VHT) — Int/Div — Sold
Vanguard Materials ETF (VAW) — Int/Div — Sold (part)
Vanguard Materials ETF (VAW) — Int/Div — Sold
Vanguard Mid-Cap Index Fund ETF (VO) — Int/Div — Sold (part)
Vanguard Value ETF (VTV) — Int/Div — Sold (part)
Blackrock Strategic Income (BSIX) — Int/Div — Buy (add'l)
Ishares MSCI EAFE Growth ETF (EFG) — Int/Div — Buy
Lord Abbett Short Duration Income CL F (LDLFX) — Int/Div — Buy
Vanguard Emerging Markets Stock Index Fund (VWO) — Int/Div — Buy (add'l)
Vanguard Growth ETF (VUG) — Int/Div — Buy (add'l)
Vanguard Small-Cap Index Fund (VB) — Int/Div — Buy (add'l)
Lord Abbett Floating Rate (LFRFX) — Int/Div — Sold (part)
Ishares MSCI EAFE Growth ETF (EFG) — Int/Div — Sold (part)
Vanguard Emerging Markets Stock Index Fund (VWO) — Int/Div — Sold (part)
Vanguard Growth ETF (VUG) — Int/Div — Sold (part)
Blackrock Strategic Income (BSIX) — Int/Div — Buy (add'l)
Ishasres Barclays Treasury Bond Fund (IEF) — Interest — Buy
Lord Abbett Short Duration Income CL F (LDLFX) — Int/Div — Buy (add'l)
Pimeo Income (PONAX) — Int/Div — Buy (add'l)
Vanguard Health Care ETF (VHT) — Int/Div — Buy (add'l)
Vanguard Mid-Cap Index Fund ETF (VO) — Int/Div — Buy (add'l)
Vanguard Value ETF (VTV) — Int/Div — Buy (add'l)
Vanguard Small-Cap Index Fund (VB) — Int/Div — Buy (add'l)
Amenpnse Brokeragee
Cash-Ameriprise Insured Money Market Account (AIMMA) — Interest
Industrial Property REIT — Int/Div
Cary Watermark Investors REIT — Int/Div
RiverSource RAVA 5 Advantage Variable Annuity
Columbia VP Managed Volatility Growth Fund — Int/Div
Amenpnse Trust Co ROTH IRA
Cash- Drevfus Government Cash (MMF) — Interest
Pimco Income (PONAX) — Int/Div — Sold (part)
Prudential Short Term Corp Bond CL Z (PIFZX) — Int/Div — Sold
Vanguard Emerging Markets Stock Index Fund (VWO) — Int/Div — Sold (part)
Vanguard Emerging Markets Stock Index Fund (VWO) — Int/Div — Sold (part)
Vanguard Emerging Markets Stock Index Fund (VWO) — Int/Div — Sold
Vanguard Mid-Cap Index Fund ETF (VO) — Int/Div — Sold (part)
Vanguard Small-Cap Index Fund (VB) — Int/Div — Sold (part)
Vanguard Total Stock Market (VTT) — Int/Div — Sold (part)
Lord Abbett Floating Rate (LFRFX) — Int/Div — Buy (add'l)
Blackrock Strategic Income (BSITX) — Int/Div — Buy
MFS Total Return Bond CL Z (MRBIX) — Int/Div — Buy (add'l)
Lord Abbett Floating Rate (LFRFX) — Int/Div — Sold (part)
Ishares MSCI EAFE ETF (EFA) — Int/Div — Sold (part)
lIshares MSCI EFAFE ETF (EFA) — Int/Div — Sold
MFS Total Retum Bond CL Z (MRBIX) — Int/Div — Sold
Pimco Income (PONAX) — Int/Div — Sold (part)
Vanguard Mid-Cap ETF (VO) — Int/Div — Sold (part)
Vanguard Total Stock Market (VTI) — Int/Div — Sold (part)
Blackrock Strategic Income (BSIIX) — Int/Div — Buy (add'l)
Lord Abbett Short Duration Income CL F (LDLFX) — Int/Div — Buy
Vanguard Small Cap ETF (VB) — Int/Div — Buy (add'l)
Lord Abbett Floating Rate (LFRFX) — Int/Div — Sold (part)
Pimco Income (PONAX) — Int/Div — Sold (part)
Blackrock Strategic Income (BSIIX) — Int/Div — Buy (add'l)
Ishasres Barclays Treasury Bond Fund (IEF) — Interest — Buy
Lord Abbett Short Duration Income CL F (LDLFX) — Int/Div — Buy
Vanguard Mid-Cap Index Fund ETF (VO) — Int/Div — Buy (add'l)
Vanguard Small-Cap Index Fund (VB) — Int/Div — Buy (add'l)
Vanguard Total Stock Market (VTT) — Int/Div — Buy (add'l)
Ameriprise SPS IRA
Cash-Dreyfus Government Cash (MMF) — Interest
CSCO)-Cisco (CSCO) Common Stock — Int/Div — Sold
Cit , Inc. (C) Common Stock group, — Int/Div — Sold
Ishares S&P Midcap 400 Growth (IJK) — Int/Div — Sold
Ishares Russell Mid Cap (IWS) — Int/Div — Sold
Pimco Income (PONAX) — Int/Div — Sold (part)
Prudential Short Term Corp Bond C1 Z (PIFZX) — Int/Div — Sold (part)
Prudential Short Term Corp Bond C1 Z (PIFZX) — Int/Div — Sold
Vanguard FTSE All World EX US Small Cap ETF (VSS) — Int/Div — Sold
Vanguard Emerging Markets Stock Index Fund (VWO) — Int/Div — Sold (part)
Vanguard Growth ETF (VUG) — Int/Div — Sold (part)
Vanguard Balue ETF (VTV) — Int/Div — Sold (part)
Vanguard Small-Cap Index Fund (VB) — Int/Div — Sold (part)
Lord Abbett Floating Rate (LFRFX) — Int/Div — Buy
Apple (AAPL) Common Stock — Int/Div — Buy (add'l)
Blackrock Strategic Income (BSIIX) — Int/Div — Buy (add'l)
lshares MSC EAFE Value ETF (EFV) — Int/Div — Buy (add'l)
Ishares MSC EAFE Growth ETF (EFG) — Int/Div — Buy (add'l)
MFS Total Retum Bond CL Z (MRBIX) — Int/Div — Buy (add'l)
Vanguard Financials ETF (VFH) — Int/Div — Buy
Vanguard Health Care ETF (VHT) — Int/Div — Buy
Vanguard Materials ETF (VAW) — Int/Div — Buy
Vanguard Mid-Cap Index Fund ETF (VO) — Int/Div — Buy
Lord Abbett Floating Rate (LFRFX) — Int/Div — Sold (part)
Apple (AAPL) Common Stock — Int/Div — Sold (part)
Apple (AAPL) Common Stock — Int/Div — Sold
Ishares MSCI EAFE Value ETF (EFV) — Int/Div — Sold
MFS Total Return Bond CL Z (MRBIX) — Int/Div — Sold
Pimco Income (PONAX) — Int/Div — Sold (part)
Vanguard Health Care ETF (VHT) — Int/Div — Sold (part)
Vanguard Mid-Cap Index Fund ETF (VO) — Int/Div — Sold (part)
Vanguard Value ETF (VTV) — Int/Div — Sold (part)
Blackrock Strategic Income (BSITX) — Int/Div — Buy (add'l)
Ishares MSC EAFE Growth ETF (EFG) — Int/Div — Buy
Lord Abbett Short Duration Income CL F (LDLFX) — Int/Div — Buy
Vanguard Financials ETF (VFH) — Int/Div — Buy (add'l)
Vanguard Materials ETF (VAW) — Int/Div — Buy (add'l)
Vanguard Emerging Markets Stock Index Fund (VWO) — Int/Div — Buy (add'l)
Vanguard Growth ETF (VUG) — Int/Div — Buy (add'l)
Vanguard Small-Cap Index Fund (VB) — Int/Div — Buy (add'l)
Pimco Income (PONAX) — Int/Div — Sold (part)
Vanguard Emerging Markets Stock Index Fund (VWO) — Int/Div — Sold (part)
Lord Abbett Floating Rate (LFRFX) — Int/Div — Sold (part)
Ishares MSC EAFE Growth ETF (EFG) — Int/Div — Sold (part)
Vanguard Financials ETF (VFH) — Int/Div — Sold
Vanguard Materials ETF (VAW) — Int/Div — Sold
Vanguard Emerging Markets Stock Index Fund (VWO) — Int/Div — Sold (part)
Vanguard Growth ETF (VUG) — Int/Div — Sold (part)
Blackrock Strategic Income (BSIIX) — Int/Div — Buy (add'l)
Ishasres Barclays Treasury Bond Fund (IEF)Y — Interest — Buy
Lord Abbett Short Duration Income CL F (LDLFX) — Int/Div — Buy (add'l)
Pimco Income (PONAX) — Int/Div — Buy (add'l)
Vanguard Health Care ETF (VHT) — Int/Div — Buy (add'l)
Vanguard Mid-Cap Index Fund ETF (VO) — Int/Div — Buy (add'l)
Vanguard Value ETF (VTV) — Int/Div — Buy (add'l)
Vanguard Small-Cap Index Fund (VB) — Int/Div — Buy (add'l)
Member, Board of Trustees, Berea College, Berea, KY
On line 112 of the 2018 report, it should have been sold all of Vanguard Mid-Cap ETF (VO)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/15906. Public record. Not legal advice.