# Patricia A. Sullivan > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/15751 ## Record - **Judge:** Patricia A. Sullivan - **Year:** 2016 - **Report type:** Annual - **Pages:** 10 ## Text MFS Investment Management (Educational Funds) MFS Growth Allocation Fund B IMBGWX) — Int/Div US Treasury EE Bonds — Interest Northwest Mutual Life Policy "Adjustable ComplLife” — Int/Div Minnesota Variable Group Universal Life Insurance Policy Janus Aspen Forty — Int/Div SFT "Pyramis” CEQI (X) — Int/Div lvy VIP Value — Int/Div FID VIP Equity Income — Int/Div Janus Aspen OVES SS — Int/Div Membership m E— [] — Distribution Santander Account — Interest Santander Account — Interest Santander Money Market Account — Interest Schwab Account (IRA) Schwab Govt Money Fund (SWGXX) — Interest Brardes Intl Small Cap (BISMX) — Int/Div — Buy Western Asset Macro Opportunities (LAOIX) — Int/Div Invesco Global Market Neutral (MKNYX) — Int/Div Charles Schwab Bank account — Interest Fidelity Floating Rate HI INCM (FFRHX) — Int/Div First Eagle High Yield FD A (FEHAX) — Int/Div Flexshares ETF 1Boxx 3 Yr TRGT (TSTT) — Int/Div — Sold (part) Flexshares ETF 1Boxx 3 Yr TRGT (TSTT) — Sold Invesco Cony Securities FD CL (ONSAX) — Int/Div Pimeo 0-5 High Yield Corp B (HYS) — Int/Div Putnam Absolute Return 300 FD (PYTRX) — Int/Div — Sold Fidelity ADV Emerging MKis Ing {(FMKAX) — Int/Div SPDR INTL Government TIPS ETF (WIP) — Int/Div Templeton Global Bond Fund (TGBAX) — Int/Div First Eagle US Value Fund CL (FEVAX) — Int/Div — Buy (add'l) Goldman Sachs Small Mid Cap (GSMYX) — Int/Div Powershares S&P ETF 500 Low VO (SPLV) — Int/Div Western Core Plus Bond (WACPX) — Int/Div — Buy Western Core Plus Bond (WACPX) — Buy (add'l) Putnam Capital Spectrum FD CL (PVSAX) — Int/Div — Sold (part) Royce Special Equity FD Invest (RYSEX) — Int/Div Invesco All Cap Market Neutral (CPNYX) — Int/Div Schwab S&P S00 Select Shs (SWPPX) — Int/Div First Eagle Overseas (SGOVX) — Int/Div Ishares MSC ETF Emerging MKTS (EEMV) — Int/Div Powershares ETF S&P INTL (IDLV) — Int/Div SCHW Intl SCAP ETF (SCHC) — Int/Div SPDR DJ Wilshire Intl Real Est (RWX) — Int/Div SPDR DJ Wilshire REIT (RWR) — Int/Div DFA INTL Small Cap Value (DISVX) — Int/Div — Sold Lord Abbett Inflation Focused FD (LIFIX) — Int/Div — Sold Loomis Sayles Senior Flting Rate & Fixed (LSFYX) — Int/Div Putnam Capital Spectrum FD CL Y (PVSYX) — Int/Div Hartford Global Bond (HWDYX) — Int/Div Schwab Account Schwab Govt Money Fund — Int/Div First Eagle US Value (FEVAX) — Int/Div — Buy (add'l) Fidelity ADV Emerging Mar (FMKAX) — Int/Div IShares MSCI (EEMV) — Int/Div DFA INTL Small Cap (DISVX) — Int/Div — Sold First Eagle Overseas (SGOVX) — Int/Div SPDR Nuveen Barclays (SHM) — Int/Div Schwab S&P 500 Select (SWPPX) — Int/Div Templeton Global Bond Fund (TGBAX) — Int/Div SPDR INTL Government (WIP) — Int/Div MKT Vectors ETF (HYD) — Int/Div Goldman Sachs Small Mid Cap (GSMYX) — Int/Div Lord Abbett Inflation (LIFIX) — Int/Div — Sold (part) Loomis Sayles Senior (LSFYX) — Int/Div Putnam Capital Spectrum (PVSYX) — Int/Div SPDR DJ Wilshire REIT (RWR) — Int/Div JP Morgan Tax Aware Income Opp UTASX) — Int/Div Vanguard Interm Term Tax Exempt (VWIUX) — Int/Div — Sold (part) Western Asset Macro Opportunities (LAOIX) — Int/Div lnvesco All Cap Market Neutral (CPNYX) — Int/Div EAton Vance Muni Oppty (EMOIX) — Int/Div — Buy EAton Vance Muni Oppty (EMOIX) — Buy (add'l) Member, Board of Directors of Roger Williams University School of Law Director, Rhode Island Bar Foundation Director, Rhode Island Chapter of Federal Bar Association Adpmnct Professor, Roger Willams University School of Law Spouse's income — 2016 — Citizens Bank (pension) Spouse's income — 2016 — Bank of America (pension) Part 1: Line 3: Please see the letter from the Committee on Codes of Conduct that | have filed in connection with prior annual financial disclosure reports, Part VII: Line $-11: This life insurance policy provides me with quarterly reports that show the cash value for the policy, the investment gain/loss for the policy and the "unit value" and "units held" in each "account listed on Lines 6-11. Each of the five accounts is 20% of the total. The statements provide no information about the income earned in cach account. 1 have reported the income for the policy based on the total "investment gain/loss” as it appears in the year-end statement. The income for the underlying accounts is an estimate bused on 20% of the total. Line 11: The asset listed on Line 11 is membership in an entity that has never made a distribution to its members. The entity's sole asset, a vacation cottage, is used by the members from time to time; | use an estimate of the value of this use as"income,” Lines 12, 13, 13: 1 have reported these three bank accounts as the “Sovereign” accounts, as that was the name of the bank with which I was most familiar. In fact, that bank changed its name to "Santander" several years ago. To be more accurate, | have changed the names used to refer to the three accounts on this report. In substance, nothing has changed from the prior reports. Line 15: This IRA is actually two accounts, one in my name and one in my husband's name, managed by the same person at Schwab. Line 43: This entry was inadvertently omitted by apparent typographical error from the current (2016) report. It is inserted in the amended report. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/15751. Public record. Not legal advice.