# M. Douglas Harpool

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/15749

## Record

- **Judge:** M. Douglas Harpool
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 23

## Text

ALEXION PHAMA INC - ALXN — None — Buy
ALEXION PHAMA INC - ALXN — Buy (add'l)
ALEXION PHAMA INC - ALXN — Sold
ALEXION PHAMA INC - ALXN — Sold (part)
ALEXION PHAMA INC - ALXN — Buy (add'l)
ALEXION PHAMA INC - ALXN — Buy (add'l)
ALEXION PHAMA INC - ALXN — Sold (part)
ALEXION PHAMA INC - ALXN — Sold (part)
ALLERGANPLCF - AGN — None — Buy
ALLERGANPLCF - AGN — Sold
AMERICAN CAPITAL AGENCY - AGNC — Int/Div — Buy (add'l)
AMERICAN CAPITAL AGENCY - AGNC — Sold (part)
AMERICAN CAPITAL AGENCY - AGNC — Sold (part)
AMERICAN CAPITAL AGENCY - AGNC — Buy (add'l)
AMERICAN CAPITAL AGENCY - AGNC — Buy (add'l)
AMERICAN CAPITAL AGENCY - AGNC — Buy (add'l)
AMERICAN CAPITAL AGENCY - AGNC — Sold (part)
AMERICAN CAPITAL AGENCY - AGNC — Sold (part)
AMERICAN CAPITAL AGENCY - AGNC — Sold (part)
AMERICAN CAPITAL AGENCY - AGNC — Sold
Ameritrade Cash Reserves MMDA12 — Interest
AMGEN INCORPORATED « AMGN — Int/Div — Buy
APPLE INC- AAPL common stock — Int/Div — Sold (part)
APPLE INC- AAPL common stock — Buy (add'l)
APPLE INC- AAPL common stock — Buy (add'l)
APPLE INC- AAPL common stock — Sold (part)
APPLE INC- AAPL common stock — Sold (part)
APPLE INC- AAPL common stock — Buy (add'l)
APPLE INC- AAPL common stock — Buy (add'l)
AT&TINC-T — Int/Div — Buy
AT&TINC-T — Buy (add'l)
AT&TINC-T — Sold (part)
AT&TINC-T — Sold
BAIDU INC ADR FSPONSORED ADR ADR REPS 10CL A ORD - BIDU — None — Buy (add'l)
BAIDU INC ADR FSPONSORED ADR ADR REPS 10CL A ORD - BIDU — Buy (add'l)
BAIDU INC ADR FSPONSORED ADR ADR REPS 10CL A ORD - BIDU — Sold (part)
BAIDU INC ADR FSPONSORED ADR ADR REPS 10CL A ORD - BIDU — Sold (part)
BAIDU INC ADR FSPONSORED ADR ADR REPS 10CL A ORD - BIDU — Buy (add'l)
BAIDU INC ADR FSPONSORED ADR ADR REPS 10CL A ORD - BIDU — Sold (part)
BAIDU INC ADR FSPONSORED ADR ADR REPS 10CL A ORD - BIDU — Sold
Baird, Lightner, Millsap & Harpool, P.C Yh — note m Part VILL
BANK OF AMERICA - SAVINGS — Interest
BANK OF AMERICA ACCOUNTS - cash’ checking — Interest
BANK OF AMERICA CORP- BAC common stock — None — Buy
BANK OF AMERICA CORP- BAC common stock — Sold (part)
BANK OF AMERICA CORP- BAC common stock — Buy (add'l)
BANK OF AMERICA CORP- BAC common stock — Sold (part)
BANK OF AMERICA CORP- BAC common stock — Buy (add'l)
BANK OF AMERICA CORP- BAC common stock — Sold (part)
BANK OF AMERICA CORP- BAC common stock — Buy (add'l)
BANK OF AMERICA CORP- BAC common stock — Sold
BIOGEN IDEC INC - BIB — None — Buy
BIOGEN IDEC INC - BIB — Sold
BLACKSTONE GROLPLPLP-BX — Int/Div — Buy
BLACKSTONE GROLPLPLP-BX — Sold (part)
BLACKSTONE GROLPLPLP-BX — Buy (add'l)
BLACKSTONE GROLPLPLP-BX — Buy (add'l)
BLACKSTONE GROLPLPLP-BX — Buy (add'l)
BRISTOL-MYERS SQUIBB - BMY — Int/Div — Buy
BRISTOL-MYERS SQUIBB - BMY — Sold
CATERPILLAR INC «CAT — None — Buy
CATERPILLAR INC «CAT — Sold
CELGENE CORP- CELG common stock — None — Sold (part)
CELGENE CORP- CELG common stock — Buy (add'l)
CELGENE CORP- CELG common stock — Sold
CENTERPOINT ENERGY INC - CNP common stock — Int/Div — Buy
CENTERPOINT ENERGY INC - CNP common stock — Sold (part)
CENTERPOINT ENERGY INC - CNP common stock — Buy (add'l)
CENTERPOINT ENERGY INC - CNP common stock — Sold
Charles Schwab Checking — Interest
Charles Schwab Money Shares — Interest
CHIPOTLE MEXICAN GRL - CMG — None — Buy
CHIPOTLE MEXICAN GRL - CMG — Sold
CISCO SYSTEMS INC - CSCO common stock — Int/Div — Buy
CISCO SYSTEMS INC - CSCO common stock — Buy (add'l)
CISCO SYSTEMS INC - CSCO common stock — Sold (part)
CISCO SYSTEMS INC - CSCO common stock — Sold (part)
CISCO SYSTEMS INC - CSCO common stock — Buy (add'l)
CISCO SYSTEMS INC - CSCO common stock — Sold (part)
CISCO SYSTEMS INC - CSCO common stock — Buy (add'l)
CISCO SYSTEMS INC - CSCO common stock — Buy (add'l)
DFA EMERGING MKTS - DFEMX — Int/Div — Buy
DFA EMERGING MKTS VALUE PTF DFEVX — Int/Div — Buy
DFA EMERGING MKTS VALUE PTF DFEVX — Buy (add'l)
DFA INTL SM CP - DFISX — Int/Div — Buy (add'l)
DFA INTL SM CP - DFISX — Sold (part)
DFA INTL SM CP - DFISX — Sold (part)
DFA INTL SM CP VAL - DISVX — Int/Div — Sold (part)
DFA INTL VALLE - DFIVX — Int — Buy (add'l)
DFA INTL VALLE - DFIVX — Sold (part)
DFA INTL VALLE - DFIVX — Buy (add'l)
DFA USLG CAP VAL - DFLVX — Int/Div — Sold (part)
DFA USLG CAP VAL - DFLVX — Sold (part)
DFA US MICRO - DFSCX — Int/Div — Sold (part)
DFA LS SM CAP - DFSTX — Int/Div — Sold (part)
DFA US SMALL CP - DFSVX — Int/Div — Sold (part)
DONNELLEY R R & SONS CO - RRD common stock — Int/Div — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Sold (part)
DONNELLEY R R & SONS CO - RRD common stock — Sold (part)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Sold (part)
DONNELLEY R R & SONS CO - RRD common stock — Sold (part)
DONNELLEY R R & SONS CO - RRD common stock — Sold (part)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Sold (part)
DONNELLEY R R & SONS CO - RRD common stock — Sold (part)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Sold (part)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Sold (part)
DONNELLEY R R & SONS CO - RRD common stock — Sold (part)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DONNELLEY R R & SONS CO - RRD common stock — Buy (add'l)
DOW CHEMICAL COMPANY - DOW — Int/Div — Buy
DOW CHEMICAL COMPANY - DOW — Buy (add'l)
DOW CHEMICAL COMPANY - DOW — Sold
ELILILLY & COMPANY - LLY — Int/Div — Buy
ELILILLY & COMPANY - LLY — Sold
ELILILLY & COMPANY - LLY — Buy
ELILILLY & COMPANY - LLY — Sold
EXXON MOBIL CORP - XOM — None — Buy
EXXON MOBIL CORP - XOM — Sold
FACEBOOK INCCLASSA-FB — None — Buy
FACEBOOK INCCLASSA-FB — Buy (add'l)
FACEBOOK INCCLASSA-FB — Sold
FACEBOOK INCCLASSA-FB — Buy
FACEBOOK INCCLASSA-FB — Sold
FEDERATED HIGH YLD - FIHBX — Int/Div — Sold (part)
FEDERATED TOTAL RT BOND - FTRBX — Int/Div — Sold (part)
FEDERATED TOTAL RT BOND - FTRBX — Sold (part)
FEDERATED ULTRA SHRT - FULIX — Int/Div — Sold (part)
FIDELITY CASH RESERVE FUND (Y)
FITBIT INC CLASS A -FIT — None — Buy
FITBIT INC CLASS A -FIT — Sold
FRONTIER COMM CO - FIR — Int/Div — Buy
FRONTIER COMM CO - FIR — Buy (add'l)
FRONTIER COMM CO - FIR — Buy (add'l)
FRONTIER COMM CO - FIR — Buy (add'l)
FRONTIER COMM CO - FIR — Sold (part)
FRONTIER COMM CO - FIR — Buy (add'l)
FRONTIER COMM CO - FIR — Sold (part)
FRONTIER COMM CO - FIR — Sold (part)
FRONTIER COMM CO - FIR — Buy (add'l)
FRONTIER COMM CO - FIR — Buy (add'l)
FRONTIER COMM CO - FIR — Buy (add'l)
FRONTIER COMM CO - FIR — Buy (add'l)
FRONTIER COMM CO - FIR — Buy (add'l)
FRONTIER COMM CO - FIR — Sold (part)
FRONTIER COMM CO - FIR — Sold
GENERAL ELECTRIC COMPANY - GE common stock Dividend$460.00 — Int/Div — Buy (add'l)
GENERAL ELECTRIC COMPANY - GE common stock Dividend$460.00 — Sold (part)
GENERAL ELECTRIC COMPANY - GE common stock Dividend$460.00 — Buy (add'l)
GENERAL ELECTRIC COMPANY - GE common stock Dividend$460.00 — Sold (part)
GENERAL ELECTRIC COMPANY - GE common stock Dividend$460.00 — Sold
GILEAD SCIENCES INC - GILD common stock — None — Sold (part)
GILEAD SCIENCES INC - GILD common stock — Buy (add'l)
GILEAD SCIENCES INC - GILD common stock — Buy (add'l)
GILEAD SCIENCES INC - GILD common stock — Sold (part)
GILEAD SCIENCES INC - GILD common stock — Buy (add'l)
GLAXOSMITHKLINE PLC ADRF SPONSORED - GSK — Int/Div — Buy
GLAXOSMITHKLINE PLC ADRF SPONSORED - GSK — Sold
GOOGLE - CLASS A VTG - GOOGL common stock — None — Sold
HAIN CELESTIAL GROUP - HAIN — None — Buy
HAIN CELESTIAL GROUP - HAIN — Sold
HEWLETT-PACKARD CO « HPQ (New name H P INC - HPQ) — None — Buy — note mn Part VIL
HEWLETT-PACKARD CO « HPQ (New name H P INC - HPQ) — Sold
HEWLETT PACKARD ENTE - HPE (Spinoff of Hewlett-Packard Co - HPQ) — None — from line 176) — note in Part VII
HEWLETT PACKARD ENTE - HPE (Spinoff of Hewlett-Packard Co - HPQ) — Sold
INTEL CORP « INTC - common stock — Int/Div — Buy
INTEL CORP « INTC - common stock — Sold
KINDER MORGAN INC < KMI — Int/Div — Buy
KINDER MORGAN INC < KMI — Buy (add'l)
KINDER MORGAN INC < KMI — Sold (part)
KINDER MORGAN INC < KMI — Sold
KINDER MORGAN INC < KMI — Buy
KINDER MORGAN INC < KMI — Buy (add'l)
KINDER MORGAN INC < KMI — Buy (add'l)
KINDER MORGAN INC < KMI — Sold
MORGAN STANLEY - MS — Int/Div — Buy
MORGAN STANLEY - MS — Buy (add'l)
MORGAN STANLEY - MS — Sold (part)
MORGAN STANLEY - MS — Sold
VGD DEVELOPED MKTS - VDVIX — Int/Div — Buy (add'l)
MOST 529 PLAN - Moderage Age-Based Opt Vanguard Growth — None — Buy (add'l)
NETFLIX INC « NFLX - common stock — None — Buy
NETFLIX INC « NFLX - common stock — Sold
PANERA BREAD COMPANY CLASS A PNRA — None — Buy
PANERA BREAD COMPANY CLASS A PNRA — Sold
PJT PARTNERS INCOR CLASS A {Spinoff from Panera Bread Company) — None — from line 197) — note m Part VIL
PJT PARTNERS INCOR CLASS A {Spinoff from Panera Bread Company) — Sold
PFIZER INCORPORATED - PFE common stock — Int/Div — Buy
PFIZER INCORPORATED - PFE common stock — Sold
PIMCO COMMODITY - PCRIX — Int/Div — Buy
PIMCO COMMODITY - PCRIX — Buy (add'l)
PIMCO FOREIGN BOND - PFUIX — Int/Div
PIMCO FOREIGN BOND - PFUIX — Buy (add'l)
PROCTER & GAMBLE - PG — Int/Div — Buy
PROCTER & GAMBLE - PG — Buy (add'l)
PROCTER & GAMBLE - PG — Sold (part)
PROCTER & GAMBLE - PG — Sold
RITE AID CORPORATION - RAD — None — Buy
RITE AID CORPORATION - RAD — Buy (add'l)
RITE AID CORPORATION - RAD — Sold (part)
RITE AID CORPORATION - RAD — Sold
RITE AID CORPORATION - RAD — Buy
RITE AID CORPORATION - RAD — Buy (add'l)
RITE AID CORPORATION - RAD — Buy (add'l)
RITE AID CORPORATION - RAD — Buy (add'l)
RITE AID CORPORATION - RAD — Sold
SKYWORKS SOLUTIONS - SWKS — Int/Div — Buy
SKYWORKS SOLUTIONS - SWKS — Buy (add'l)
SKYWORKS SOLUTIONS - SWKS — Sold (part)
SKYWORKS SOLUTIONS - SWKS — Sold (part)
SKYWORKS SOLUTIONS - SWKS — Buy (add'l)
SKYWORKS SOLUTIONS - SWKS — Sold
SKYWORKS SOLUTIONS - SWKS — Buy
SKYWORKS SOLUTIONS - SWKS — Sold
SKYWORKS SOLUTIONS - SWKS — Buy
SPDR GLOBAL REAL ESTATE — Int/Div — Sold (part)
SPDR GLOBAL REAL ESTATE — Buy (add'l)
SPDR GLOBAL REAL ESTATE — Sold (part)
STAR GAS PARTNERS LP LP -SGU — Int/Div — Buy
STAR GAS PARTNERS LP LP -SGU — Buy (add'l)
STAR GAS PARTNERS LP LP -SGU — Sold (part)
STAR GAS PARTNERS LP LP -SGU — Sold
THRESHOLD PHARMA NEW - THLD common stock — None — Sold
TOTALS A ADR FI ADR REP I ORD T0171 — Int/Div — Buy (add'l)
TOTALS A ADR FI ADR REP I ORD T0171 — Sold (part)
TOTALS A ADR FI ADR REP I ORD T0171 — Buy (add'l)
TOTALS A ADR FI ADR REP I ORD T0171 — Sold (part)
TOTALS A ADR FI ADR REP I ORD T0171 — Buy (add'l)
TOTALS A ADR FI ADR REP I ORD T0171 — Sold
TWITTER INC « TWTR - common stock — None — Buy
TWITTER INC « TWTR - common stock — Buy (add'l)
TWITTER INC « TWTR - common stock — Sold (part)
TWITTER INC « TWTR - common stock — Sold
TWITTER INC « TWTR - common stock — Buy
TWITTER INC « TWTR - common stock — Sold
VALERO ENERGY CORP NEW -VLO — None — Buy
VALERO ENERGY CORP NEW -VLO — Sold
VERIZON COMMUNICATIONS - VZ common stock — Int/Div — Sold (part)
VERIZON COMMUNICATIONS - VZ common stock — Buy (add'l)
VERIZON COMMUNICATIONS - VZ common stock — Sold (part)
VERIZON COMMUNICATIONS - VZ common stock — Buy (add'l)
VERIZON COMMUNICATIONS - VZ common stock — Buy (add'l)
VGD DEVELOPED MKTS - VDVIX — Sold (part)
VGD DEVELOPED MKTS - VDVIX — Buy (add'l)
VGD DEVELOPED MKTS - VDVIX — Sold (part)
VGD GROWTH - VIGRX — Int/Div — Sold (part)
VGD GROWTH - VIGRX — Sold (part)
VGD S&P 500 INDEX - VOO — Int/Div — Sold (part)
VGD S&P 500 INDEX - VOO — Buy (add'l)
VGD S&P 500 INDEX - VOO — Sold (part)
VGD SHORT TERM - VFSTX — Int/Div — Sold (part)
VGD SHORT TERM - VFSTX — Buy (add'l)
VGD SHORT TERM - VFSTX — Sold (part)
VGD SHORT TERM - VFSTX — Sold (part)
VGD SHORT TERM TIP -VTIP — None — Buy (add'l)
VGD SHORT TERM TIP -VTIP — Sold (part)
VGD SHORT TERM TIP -VTIP — Sold (part)
W P GLIMCHER INCORPO REIT - WPG {formerly Washington Prime Group) — Int/Div — Buy (add'l) — note in Part VII
W P GLIMCHER INCORPO REIT - WPG {formerly Washington Prime Group) — Buy (add'l)
W P GLIMCHER INCORPO REIT - WPG {formerly Washington Prime Group) — Sold
WALT DISNEY CO - DIS — None — Buy
WALT DISNEY CO - DIS — Sold
WALT DISNEY CO - DIS — Buy
WEIBO CORP ADR FSPONSORED ADR REPS 1ORD - WB — None — Buy
WEIBO CORP ADR FSPONSORED ADR REPS 1ORD - WB — Sold
WELLS FARGO & CO NEW - WFC — Int/Div — Buy
WELLS FARGO & CO NEW - WFC — Sold
WELLS FARGO & CO NEW - WFC — Buy
WELLS FARGO & CO NEW - WFC — Sold
WELLS FARGO & CO NEW - WFC — Buy
WELLS FARGO & CO NEW - WFC — Sold
WELLS FARGO & CO NEW - WFC — Buy
WELLS FARGO & CO NEW - WFC — Sold
YAHOO INC « YHOO - common stock — None — Buy
YAHOO INC « YHOO - common stock — Sold
YAHOO INC « YHOO - common stock — Buy
YAHOO INC « YHOO - common stock — Sold
YY INC ADR FSPONSORED ADR 1 ADR REPS200RDS - YY — None — Sold (part)
YY INC ADR FSPONSORED ADR 1 ADR REPS200RDS - YY — Sold
Director, Springticld Metropolitan Bar Association
Liability — Empire Bank — Mortgage loans on rental properties
Income — 2015 — Residual Fees-Former mterest in Baird, Lightner, Millsap & Harpool, PC — $32,870.00
Income — 2005 — State of Missoun Retirement (MOSERS) — SI12.839.64
Spouse's income — 2015 — Spouse 1s self-employed, in-home child care
Interest eamed on bank accounts at a particular banking mstitution were combined into one entry for the entire year.

Dividends on individual stocks were combined into one entry for that stock for the year,

Line 42 - Baird, Lightner, Millsap & Harpool, P.C. - value of this asset is being paid off through income reported in Part 111-A. Non-lnvestment Income, and will

no longer be reported in Part VIL

Line 175 - Hewlett-Packard Co (HPQ) had a name change to H P Inc (HPQ) on 11/2/15.

Line 177 - Hewlett-Packard Co (HPQ) had & Spinoff on 11/2/15 a of 10/30/15 of Hewlett Packard ENTE (HPE).

Line 198 - Panera Bread Company Class A (PNRA) had a Spinoff on 10/1/15 as of 9/30/15 of PJ T Partners Incor Class A (PIT).

Line 271 - Washington Prime Group common stock had & name change to W P Glimcher Incorporated REIT (WPG) on 1/16/15,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/15749. Public record. Not legal advice.