# Ross A. Walters

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/15741

## Record

- **Judge:** Ross A. Walters
- **Year:** 2016
- **Report type:** Annual
- **Pages:** 8

## Text

Principal Ins. Cos, « IRA -- LifeTime 2020 Fund — Annuity — Int/Div
Principal Ins. Cos, - Common Stock — Int/Div
Pfizer Common Stock — Int/Div
Wells Fargo Bank - Cash Accounts — Interest
Wells Fargo Bank - IRA — Interest
Principal Ins, Cos, - IRA -- SAM Balanced Portfolio Fund — Int/Div
Trust #1
Energy Tri. Partners, L.P — Distribution — Sold
Harbor Int'l Fund Inst — Int/Div — Buy (add'l)
Pimco Total Return Fd. Inst — Int/Div — Sold (part)
Principal Preferred Sec. Fd — Int/Div — Sold (part)
Vanguard Inflation Protected Fd — Int/Div — Sold (part)
Vanguard Index Trust Small Cap — Int/Div — Buy (add'l)
Templeton Global Bond Fd — Int/Div — Buy (add'l)
Third Ave. Real Estate Value Fd — Int/Div — Sold (part)
Tortoise Energy Infra. Corp. — Int/Div — Buy (add'l)
Vanguard Index Fds. Lg. Cap ETF — Int/Div — Sold (part)
SPDR Ser Tr S&P Div. ETF — Int/Div — Sold (part)
lvyHigh Inc. Fund Class — Int/Div — Sold (part)
Principal Midcap Blend Inst — Int/Div — Sold (part)
Principal High Yield Class — Int/Div — Sold (part)
Principal High Yield Class — Sold (part)
Principal High Yield Class — Sold (part)
Principal Global Diversified Inc. Fd — Int/Div — Sold (part)
Cash (Principal Money Market) — Interest
Trust 2
Principal Gov. & High Quality Bond Fd — Int/Div
Principal Short Term Inc. Fd — Int/Div
Principal Income Fund — Int/Div
Principal High Yd Il Fd — Int/Div
Principal Global Div. Inc. Fund — Int/Div
Principal SAM Flex Income Fund — Int/Div — Buy (add'l)
Principal Preferred Sec. Fd — Int/Div
Insurance Contract (Principal) — None
Principal Tax Exempt Fd — Int/Div
Principal Opport. Mun. Fd — Int/Div
Cash (Principal Money Market)
Liability — Bank of America — Mortgage on personal residence of family member
Parts | and VIL Trust #1 is a testamentary trust, Trust #2 is an mter vivos trust. My interest in the trusts is contingent. | have no present right or ability to receive

any income or principal.

Part VIIA(4) - The same asset with same income and gross vilue amounts should have been listed in my 2015 report and was inadvertently omitted.

Part VIIA(6) - The Oppenheimer Capital Appreciation Fund, VIIA(4) on my 2015 report, was rolled nto the Principal IRA (item VII(6) in this report) in June

2015. | inadvertently omitted the rollover from my 2015 report.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/15741. Public record. Not legal advice.