# Milan Dale Smith jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/15712

## Record

- **Judge:** Milan Dale Smith jr
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 26

## Text

General Electric Co. — Int/Div — Sold (part)
General Electric Co. — Buy (add'l)
General Electric Co. — Buy (add'l)
Coca-Cola Company — None — Sold
Intuitive Surgical Inc — Distribution — Sold (part)
Kinder Morgan energy Partners LP Unit Ltd Partnership — Distribution — Sold (part)
Kinder Morgan energy Partners LP Unit Ltd Partnership — Sold (part)
Amencan Tower Corp CL A — Int/Div — Sold (part)
Amencan Tower Corp CL A — Sold (part)
Devon Energy Corp New — Int/Div — Buy (add'l)
Devon Energy Corp New — Sold (part)
Devon Energy Corp New — Sold (part)
Pepsico Incorporated — Int/Div — Sold (part)
Pepsico Incorporated — Sold (part)
Canadian Natl Ry Co. — Int/Div — Sold (part)
Aetna Life Policy MetLife — Int/Div
Quanta SVCS Inc — None
Dow Chemical Company 5.3000 3/15/13 — Interest — Sold
Goldman Sachs 5.250 10/15/13 — Interest — Sold
New York Tel Co. 7.000 6/15/13 — Interest — Sold
Oneok Inc New — Int/Div — Sold (part)
Century Tel., Inc. Cpn 5.000% Due 2/15/18 — Interest
Dean Witter Discover Odd Cpn Med Term Notes 7.07% 2/10/14 — Interest
Boeing Co. Global Notes Cpn 5.125% Due 215/13 — Interest — Sold
Marmot Int Inc Class A — None — Sold
Money Mkt Oblig Trust Auto Cash Mgmt — Int/Div
Amencan Capital Agency Corp — Int/Div — Buy (add'l)
Amencan Capital Agency Corp — Buy (add'l)
Amencan Capital Agency Corp — Sold (part)
Amencan Capital Agency Corp — Sold (part)
Amencan Capital Agency Corp — Sold (part)
Amencan Capital Agency Corp — Sold (part)
Williams Partners LP Com Unit Lid Part Int — Distribution — Buy (add'l)
Williams Partners LP Com Unit Lid Part Int — Sold (part)
Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Int/Div — Buy (add'l)
Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Buy (add'l)
Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Sold (part)
Capstead Mtg Corp Com No Par — Int/Div — Sold (part)
Capstead Mtg Corp Com No Par — Sold (part)
Capstead Mtg Corp Com No Par — Sold (part)
MFA Mortgage Investments Inc. (MFA Financial Inc) — Int/Div — Buy (add'l)
MFA Mortgage Investments Inc. (MFA Financial Inc) — Sold (part)
MFA Mortgage Investments Inc. (MFA Financial Inc) — Sold (part)
Hatteras Financial Corp — Int/Div — Sold (part)
Hatteras Financial Corp — Sold (part)
Hatteras Financial Corp — Sold (part)
Hatteras Financial Corp — Sold
Putnam Managed Municipal Income Trust. SBI — Int/Div — Sold (part)
Putnam Municipal Opportunities Trust-SBI — Int/Div — Buy (add'l)
Putnam Municipal Opportunities Trust-SBI — Buy (add'l)
Putnam Municipal Opportunities Trust-SBI — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Int/Div — Buy (add'l)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Gabelli Dividend & Income Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)
Ishares Barclays Intermediate Credit Bond Fund — Int/Div — Buy (add'l)
Ishares Barclays Intermediate Credit Bond Fund — Buy (add'l)
Ishares Barclays Intermediate Credit Bond Fund — Buy (add'l)
Ishares Barclays Intermediate Credit Bond Fund — Sold (part)
Ishares Barclays Intermediate Credit Bond Fund — Sold (part)
Ishares Barclays Intermediate Credit Bond Fund — Sold (part)
Ishares Barclays MBS Bond Fund ETF — Int/Div — Sold (part)
Ishares Barclays MBS Bond Fund ETF — Sold (part)
Ishares Barclays MBS Bond Fund ETF — Sold (part)
Ishares Barclays MBS Bond Fund ETF — Sold (part)
Ishares Barclays 1-3 YR Credit Bond Fund FTF — Int/Div — Buy (add'l)
Ishares Barclays 1-3 YR Credit Bond Fund FTF — Sold (part)
Annaly Capital Management Inc — Int/Div — Buy (add'l)
Annaly Capital Management Inc — Sold (part)
Annaly Capital Management Inc — Sold
Linn Energy LLC — Distribution — Sold (part)
Linn Energy LLC — Sold (part)
Copano Energy LLC — Distribution — with line 6)
Ishares Trust Barclays Credit Bond Fund FTF — Int/Div — Buy (add'l)
Ishares Trust Barclays Credit Bond Fund FTF — Buy (add'l)
Ishares Trust Barclays Credit Bond Fund FTF — Sold (part)
Ishares Trust Barclays Credit Bond Fund FTF — Sold (part)
Ishares Trust Barclays Credit Bond Fund FTF — Sold (part)
Ishares Trust Barclays Credit Bond Fund FTF — Sold (part)
Ishares Trust Barclays Credit Bond Fund FTF — Sold (part)
Ishares Trust Barclays Credit Bond Fund FTF — Sold (part)
Ishares Trust Barclays Credit Bond Fund FTF — Sold (part)
Ishares Trust Barclays Credit Bond Fund FTF — Sold (part)
Ameren Corp — Int/Div — Sold (part)
Cenovus Energy Inc — Int/Div — Sold (part)
Cenovus Energy Inc — Sold (part)
Abbott Laboratories — Int/Div — Buy (add'l)
Abbott Laboratories — Sold (part)
Enterprise Products Partners LP — Distribution — Sold (part)
Enterprise Products Partners LP — Sold (part)
Enterprise Products Partners LP — Sold (part)
Enterprise Products Partners LP — Sold (part)
Enterprise Products Partners LP — Sold (part)
Blackrock Income Trust Inc — Int/Div — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Blackrock Income Trust Inc — Sold (part)
Gabelli Dividend & Income Fund — Int/Div — Buy (add'l)
Gabelli Dividend & Income Fund — Buy (add'l)
Gabelli Dividend & Income Fund — Sold (part)
Gabelli Dividend & Income Fund — Sold (part)
Gabelli Dividend & Income Fund — Sold (part)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Int/Div — Buy (add'l)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Buy (add'l)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Sold (part)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Sold (part)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Sold (part)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Sold (part)
HJ Heinz Co — Int/Div — Sold (part)
HJ Heinz Co — Sold (part)
HJ Heinz Co — Sold (part)
HJ Heinz Co — Sold (part)
HJ Heinz Co — Sold
Eh Lilly & Co — Int/Div — Buy (add'l)
Eh Lilly & Co — Buy (add'l)
Eh Lilly & Co — Sold (part)
Statoil Asa Sponsored ADR — Int/Div — Buy (add'l)
Statoil Asa Sponsored ADR — Buy (add'l)
Statoil Asa Sponsored ADR — Buy (add'l)
Statoil Asa Sponsored ADR — Buy (add'l)
Statoil Asa Sponsored ADR — Sold (part)
Statoil Asa Sponsored ADR — Sold (part)
Windstream Corp — Int/Div — Buy (add'l)
Windstream Corp — Sold (part)
Windstream Corp — Sold (part)
Windstream Corp — Sold (part)
Schwab CA Muni Money Fund Cash Money Market Fund — None
Western Asset Emerging Mkts Income Fd Ine — Int/Div — Sold (part)
Western Asset Emerging Mkts Income Fd Ine — Sold (part)
Western Asset Emerging Mkts Income Fd Ine — Sold (part)
Western Asset Emerging Mkts Income Fd Ine — Sold (part)
Western Asset Emerging Mkts Income Fd Ine — Sold (part)
Western Asset Emerging Mkts Income Fd Ine — Sold (part)
Western Asset Emerging Mkts Income Fd Ine — Sold (part)
Western Asset Emerging Mkts Income Fd Ine — Sold (part)
Western Asset Emerging Mkts Income Fd Ine — Sold (part)
Western Asset Emerging Mkts Income Fd Ine — Sold (part)
RBC Prime Money Market Cash Reserve — Int/Div
H & O Healthcare Investors SBI — Int/Div — Sold (part)
H & O Healthcare Investors SBI — Sold (part)
H & O Healthcare Investors SBI — Sold (part)
H & O Healthcare Investors SBI — Sold (part)
H & O Healthcare Investors SBI — Sold (part)
H & O Healthcare Investors SBI — Sold (part)
H & O Healthcare Investors SBI — Sold (part)
Ishares TR 2013 S&P AMT Free Municipal Ser FD — Int/Div — Sold
Ishares TR 2014 S&P AMT Free Municipal Ser FD — Int/Div
Managed Duration Invt Grade Mun FD — Int/Div
Ishares TR S&P Short Term Natl Amtfr — Int/Div
Textron Inc — Int/Div — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Int/Div — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)
BlackRock Credit Allocation — Int/Div — Buy (add'l)
BlackRock Credit Allocation — Buy (add'l)
BlackRock Credit Allocation — Buy (add'l)
BlackRock Credit Allocation — Buy (add'l)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
BlackRock Credit Allocation — Sold (part)
Ishares Trust S&P Global Info Technology Sector Index Fund — Int/Div — Buy (add'l)
Ishares Trust S&P Global Info Technology Sector Index Fund — Buy (add'l)
Ishares Trust S&P Global Info Technology Sector Index Fund — Buy (add'l)
Ishares Trust S&P Global Info Technology Sector Index Fund — Buy (add'l)
Ishares Trust S&P Global Info Technology Sector Index Fund — Sold (part)
Calamos Global Dynamic Income Fund — Int/Div — Buy (add'l)
Calamos Global Dynamic Income Fund — Buy (add'l)
Calamos Global Dynamic Income Fund — Buy (add'l)
Calamos Global Dynamic Income Fund — Sold (part)
Calamos Global Dynamic Income Fund — Sold (part)
Calamos Global Dynamic Income Fund — Sold (part)
Corning Inc — Int/Div — Buy
Corning Inc — Buy (add'l)
Corning Inc — Buy (add'l)
Templeton Global Bond Fund Advisor CL — Int/Div
AES Corp — Int/Div — Buy (add'l)
AES Corp — Buy (add'l)
AES Corp — Sold (part)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Int/Div — Buy (add'l)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Buy (add'l)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)
Columbia Fds Ser TR IX Tax Exempt FD CLA — Int/Div — Buy (add'l)
Columbia Fds Ser TR IX Tax Exempt FD CLA — Sold (part)
Ishares TR 2015 S&P AMT Free Municipal Ser Fd — Int/Div
Ishares TR 2016 S&P AMT Free Municipal Ser Fd — Int/Div
Ishares TR 2017 S&P AMT Free Municipal Ser Fd — Int/Div
Gabelli Healthcare & Wellness Trust — Int/Div — Sold (part)
Gabelli Healthcare & Wellness Trust — Sold (part)
Gabelli Healthcare & Wellness Trust — Sold (part)
BlackRock Strategic Equity Dividend Trust — Int/Div — Buy (add'l)
BlackRock Strategic Equity Dividend Trust — Buy (add'l)
BlackRock Strategic Equity Dividend Trust — Buy (add'l)
BlackRock Strategic Equity Dividend Trust — Sold (part)
BlackRock Equity Dividend Trust — Int/Div — Buy (add'l)
BlackRock Equity Dividend Trust — Buy (add'l)
BlackRock Equity Dividend Trust — Buy (add'l)
BlackRock Equity Dividend Trust — Buy (add'l)
BlackRock Equity Dividend Trust — Sold (part)
Centerpoint Energy Inc — Int/Div — Buy (add'l)
Centerpoint Energy Inc — Sold (part)
Amencan Electric Power Co Inc — Int/Div — Buy (add'l)
Amencan Electric Power Co Inc — Sold (part)
Ishares TR Dow Jones EPAC Select Dividend — Int/Div — Buy (add'l)
Public Service Enterprise Group Inc — None — Sold
Targa Resources Partners LP Unit Ltd Partnership Int — Distribution — Sold (part)
Targa Resources Partners LP Unit Ltd Partnership Int — Sold (part)
Targa Resources Partners LP Unit Ltd Partnership Int — Sold (part)
Targa Resources Partners LP Unit Ltd Partnership Int — Sold (part)
Invesco Mortgage Capital Inc — Int/Div — Buy (add'l)
Invesco Mortgage Capital Inc — Buy (add'l)
Invesco Mortgage Capital Inc — Sold
Pimco ETF TR Enhanced Short Maturity — Int/Div — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Buy (add'l)
Pimco ETF TR Enhanced Short Maturity — Sold (part)
Pimco ETF TR Enhanced Short Maturity — Sold (part)
Pimco ETF TR Enhanced Short Maturity — Sold (part)
Pimco ETF TR Enhanced Short Maturity — Sold (part)
Pimco ETF TR Enhanced Short Maturity — Sold (part)
Pimco ETF TR Enhanced Short Maturity — Sold (part)
Pimco ETF TR Enhanced Short Maturity — Sold (part)
Southern Co — Int/Div — Buy (add'l)
Southern Co — Sold (part)
ConocoPhillips — None — Buy
ConocoPhillips — Sold
Ishares TR Dow Jones SEL Divid Index FD — Int/Div
Apollo Residential Mortgage Inc — Int/Div — Sold
American Capital Mortgage Investment Corp — Int/Div — Buy (add'l)
FirstEnergy Corp — Int/Div — Buy (add'l)
FirstEnergy Corp — Buy (add'l)
FirstEnergy Corp — Buy (add'l)
FirstEnergy Corp — Sold (part)
FirstEnergy Corp — Sold (part)
FirstEnergy Corp — Sold (part)
FirstEnergy Corp — Sold
Sempra Energy — Int/Div — Buy (add'l)
Anworth Mortgage Asset Corp — Int/Div — Buy (add'l)
Anworth Mortgage Asset Corp — Buy (add'l)
Anworth Mortgage Asset Corp — Sold (part)
Anworth Mortgage Asset Corp — Sold (part)
Anworth Mortgage Asset Corp — Sold (part)
Anworth Mortgage Asset Corp — Sold (part)
Anworth Mortgage Asset Corp — Sold
Western Asset/Claymore Inflation LKD Opp & Inc Fund — Int/Div — Buy (add'l)
Western Asset/Claymore Inflation LKD Opp & Inc Fund — Buy (add'l)
Western Asset/Claymore Inflation LKD Opp & Inc Fund — Buy (add'l)
Western Asset/Claymore Inflation LKD Opp & Inc Fund — Sold (part)
Western Asset/Claymore Inflation LKD Opp & Inc Fund — Sold (part)
Western Asset/Claymore Inflation LKD Opp & Inc Fund — Sold (part)
Western Asset/Claymore Inflation LKD Opp & Inc Fund — Sold
Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Int/Div — Buy (add'l)
Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Buy (add'l)
Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Buy (add'l)
Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Buy (add'l)
Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Sold (part)
Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Sold (part)
Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Sold (part)
Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Sold (part)
Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Sold (part)
Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Sold
Fromtier Communications Corp — Int/Div — Buy (add'l)
Fromtier Communications Corp — Buy (add'l)
Fromtier Communications Corp — Buy (add'l)
Fromtier Communications Corp — Buy (add'l)
Fromtier Communications Corp — Buy (add'l)
Fromtier Communications Corp — Buy (add'l)
Fromtier Communications Corp — Buy (add'l)
Fromtier Communications Corp — Sold (part)
Fromtier Communications Corp — Sold (part)
290), — Sold (part)
290), — Sold (part)
290), — Sold (part)
290), — Sold (part)
290), — Sold (part)
290), — Sold (part)
290), — Sold (part)
Eaton Vance Risk Managed Global Diversified Equity Income — Int/Div — Buy (add'l)
Eaton Vance Risk Managed Global Diversified Equity Income — Sold (part)
Eaton Vance Tax Managed Global Diversified Equity Income — Int/Div — Sold (part)
EMC Corp-Mass — Int/Div — Buy (add'l)
EMC Corp-Mass — Buy (add'l)
EMC Corp-Mass — Sold (part)
EMC Corp-Mass — Sold (part)
Hollyfrontier Corporation — Int/Div — Buy (add'l)
Hollyfrontier Corporation — Buy (add'l)
Hollyfrontier Corporation — Sold (part)
Hollyfrontier Corporation — Sold (part)
Hollyfrontier Corporation — Sold (part)
Hollyfrontier Corporation — Sold (part)
Intel Corp — Int/Div — Buy
Intel Corp — Buy (add'l)
Intel Corp — Buy (add'l)
Intel Corp — Sold (part)
Ford Motor Co. — Int/Div — Buy
Ford Motor Co. — Sold (part)
Companhia Energetica DE Minas Gerais — None — Buy
Companhia Energetica DE Minas Gerais — Sold
Abbvie Inc. (Spinoff of Abbott Laboratories) — Int/Div — from line 91)
Abbvie Inc. (Spinoff of Abbott Laboratories) — Buy (add'l)
Abbvie Inc. (Spinoff of Abbott Laboratories) — Sold (part)
Merck & Co. Inc — Int/Div — Buy
Merck & Co. Inc — Buy (add'l)
Merck & Co. Inc — Sold (part)
Air Lease Corporation — Int/Div — Buy
Air Lease Corporation — Buy (add'l)
Eaton Vance California Municipal Bond Fund — None — Buy
Ishares 2018 AMT Free Muni Term ETF — Int/Div — Buy
Conagra Foods Inc — Int/Div — Buy
Conagra Foods Inc — Buy (add'l)
Conagra Foods Inc — Buy (add'l)
Discover Financial Services — Int/Div — Buy
Discover Financial Services — Buy (add'l)
Fidelity MSCI Consumer Discretionary Index ETF — Int/Div — Buy
Fidelity MSC Industrials Index ETF — Int/Div — Buy
Ishares Core S&P Total US Stock Market ETF — Int/Div — Buy
Ishares Core S&P Total US Stock Market ETF — Buy (add'l)
Chevron Corporation — Int/Div — Buy
Chevron Corporation — Sold (part)
Chevron Corporation — Sold
Citigroup Inc Com — None — Buy
Citigroup Inc Com — Buy (add'l)
Citigroup Inc Com — Sold
Nuveen Diversified Currency Opportunities Fund — Int/Div — Buy
Nuveen Diversified Currency Opportunities Fund — Buy (add'l)
Nuveen Diversified Currency Opportunities Fund — Buy (add'l)
Nuveen Diversified Currency Opportunities Fund — Sold (part)
Nuveen Diversified Currency Opportunities Fund — Sold (part)
Nuveen Diversified Currency Opportunities Fund — Sold (part)
Nuveen Diversified Currency Opportunities Fund — Sold (part)
Nuveen Diversified Currency Opportunities Fund — Sold
Neuberger Berman Real Estate Securities Income Fund — Int/Div — Buy
Neuberger Berman Real Estate Securities Income Fund — Sold
Director, Western Justice Center
Director, Ninth Judicial Circuit Historical Society
Reimbursement — Cardozo School of Law/BMI — 03/02/2013 to 03/03/2013 — New York, NY — Judge BMI/Cardozo Moot Court Finals — Transportation, Food, Hotel
Reimbursement — Santa Clara School of Law — 04/04/2013 to 4052013 — Santa Clara, CA — Judge Moot Court Final Competition — Transportation, Food, Hotel
Reimbursement — Association — 09/21/2013 — to Tri-State Seminar of Federal Bar Association
Reimbursement — Appellate Lawyers — 10/05/2013 — hy Bw Ler — judges addressing Fall meeting of AAA — Transportation, Food, Hotel
Reimbursement — S. — of AAA!
Spouse's income — 2013 — Self-emploved, attomey
Spouse's income — 2013 — Gogian Foundation-Trustee

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/15712. Public record. Not legal advice.