# Lewis A. Kaplan > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/15632 ## Record - **Judge:** Lewis A. Kaplan - **Year:** 2013 - **Report type:** Annual - **Pages:** 14 ## Text 79 — Int/Div Citibank accounts — Interest GECC47513 — Interest — Redeemed NYCSerJ462518 — Interest MTA47526 — Interest Long island Pwr 4.75 24 — Interest Port Auth NY&NJ 4.2 19(E) — Interest JP Morgan Chase accts (S) — Interest NY Life whole life policies — Int/Div Ulster Co4.2521 — Interest NYS Dorm 4.0 19 (E) — Interest New York NY Ser N4.017(S) — Interest Mmisink CSD 4.0 12(S) — Interest Wayne CSD 4.0 20(S) — Interest Brookhaven CSD (S) — Interest GECC 5.0 16(S) — Interest NYS Dorm 4.0 19(S) — Interest National Union Bank pm — Int/Div New York NY IDA 4.0 17(S) — Interest Clarkstown 4.25 20 (E) — Interest NYCS5.021(E) — Interest Port Auth 4.75 32 — Interest NYSTwy3518 — Interest NYSTwy4528 — Interest JP Morgan Chase (IRA) — Interest Pimco Fds Total Return — Int/Div — Sold JP Morgan Tax Free Money Mkt (E) — Int/Div Unadilla NY 4.0 13(E) — Interest — Redeemed Islip NY 5.0 14(E) — Interest — Sold (part) Nassau Co. NY 40 14(E) — Interest Perinton NY 3.25 15(E) — Interest — Redeemed Ithaca NY 4.0 16(E) — Interest JP Morgan Treas Agy Fd (S) — Distribution JP Morgan Strategic Inc Fd — istnbution JP Morgan US Equity Fd — Int/Div 1s. — Iistnbution JP Morgan Short Duration Bd Fd — Int/Div 17 — istnbution JP Morgan brokerage accts — Interest JP Morgan Tax Free Money Mkt — Int/Div 40 — Interest Ithaca NY 4.013 — Interest — Redeemed IslipNY 5.014 — Interest Nassau Co. NY 4.014 — Interest Permton NY 3.2515 — Interest Niskayuna NY 3.375 16 — Interest Dutchess Co. NY 5.018 — Interest Orange Co. NY 42519 — Interest JP Morgan Chase checking accounts — Interest JP Morgan Treas & Agency Fd ma — Int/Div Pimco Funds Total Reto: gm — Int/Div — Sold JP Morgan Strategic Income J — Int/Div JP Morgan International Value Fund gg — Int/Div JP Morgan US Equity Fund gg — Int/Div 4 — Distribution JP Morgan Short Duration Bond Fd mg — Int/Div Sh — istrnibution JP Morgan brokerage accts [i — Interest JP Morgan Tax Free Money Market Fd gg — Int/Div Perinton NY 3.25 13m — Interest Unadilla NY 4.014 mm — Interest Nassau Co. NY40 14m — Interest JP Morgan Intl Value — Int/Div JP Morgan High Yield Bond — Distribution 64. — Int/Div JP Morgan Core Bond — Int/Div Hh. — Distribution Falconer CSD 4.015 — Interest Albany Co. 4.013 — Interest Falconer CSD 4.7520 — Interest Manetta Ga4.0 16 — Interest Nassau Co. 5014 — Interest Pembroke CSD 4.020 — Interest Starpoint CSD 4.0 15 — Interest JP Morgan High Yield Bond gm — Distribution 7s — Int/Div Am Century Eq Inc Fd mm — Int/Div “+ — Distribution JP Morgan Core Bond pg — Iistnbution Ellenville CSD 4.0 16 mn — Interest Falconer CSD 4.7520 mm — Interest Hawaii 4.015 mm — Interest Ozark Mo 4.0 1S m — Interest Port Jefferson 3.5 15 mm — Interest Rocky Point CSD 4.0 16 — Interest Three Village CSD 3.0 13 — Interest — Redeemed New Mexico 4.0 1S mm — Interest Hewlett Woodmere 4.0 20 mm — Interest Riverhead 4.0 18 mm — Interest Rocky Point CSD 4.0 16 mm — Interest Alpine Ut4.0 13 mm — Interest Dallas Tx Comm Coll 4.0 17 — Interest Wallkkill3.517 — Interest NYSDomds 1s — Interest NYSEnvFac5015m — Interest Albany Co. 4.0 13 mm — Interest — Redeemed Greece NY 4.12517 mm — Interest Am Century Eq Inc Fd — Distribution 99 — Int/Div NYS Twy 4.0 14 — Interest NYC 362513 — Interest Plainview Old Beth 4.0 21 — Interest Putnam Co NY 4.0 16 — Interest Island Trees UFSD 4.0 22 — Interest Triboro BTA 4.0 20 — Interest Bethlehem CSD 4.017 — Interest Westchester Co 3.0 18 — Interest Edgemont UFSD 4.0 20 — Interest Edgemont 3.0 16 — Interest Ontario Co 3.0 16 — Interest Sachem CSD 3.018 — Interest JP Morgan Equity Inc Fd — Distribution — Buy (add'l) 113. — Int/Div JP Morgan Tr Mit SC Inc — Distribution Rockville Centre 4.022 ma — Interest Edgemont NY UFSD 4.0 2mm — Interest New Hyde Pk UFSD 4.022 — Interest East Islip UFSD 4.021 m — Interest Roslyn NY UFSD 3.0 18m — Interest NYS Env Facs 4.0 18 mn — Interest JP Morgan Equity Inc — istmbution — Buy (add'l) 122 — Int/Div JP Morgan Tr Mlt SC Inc J — Int/Div Federated Tax Free Oblig Fd Inst Sh gm — Interest Columbia Value and Restr. Fund Cl. Z gg — Int/Div 126. — Distribution Janus Enterprise FA C1 1 gm — Int/Div 128. — Distribution Lazard Emerg. Mkts Eq Portfolio Inst Cl gg — Int/Div 130. — Distribution Oppenhemmer Intl Growth Fd C1'Y — Int/Div — Buy Thomburg Int' Value Fd C11 pm — Int/Div — Sold Weingarten Rlty Invs Sh Ben Int jm — Int/Div IP Morgan Floating Rate Inc Fd — Distribution — Buy 115. — Int/Div JP Morgan Large Cap Growth Fd — None — Buy JP Morgan Floating Rate Inc Fd gg — Int/Div — Buy 138 — Distribution JP Morgan Large Cap Growth Fd pm — None — Buy Erie Co. S023 — None — Buy NYS Bridge Auth 4.0 2 ym — None — Buy Cold Spring Hrbr 2.1 20 — None — Buy North Shore CSD 4.0 19 — Interest — Buy North Shore CSD 4.021 — Interest — Buy Trustee, Trust Income — 11072013 — Fee tor lecture - St. John's University School of Law — S1.500.00 Spouse's income — Pension and retirement plan pmts pension plans for benefit of retirees of Random House, Inc 1 (E) designates assets held as trustee [III 2 (T) designates assets held as trustee J 3 In response to the Committee's communication, please note that "Edgemont 3.0 16” at Part VII, page 10, line 109, of this report is reflected also in Part VII, page 11, line 126 of the amended 2012 report, dated August 11, 2014. The security reported in those two places is the same security. a In response to the Committee's communication, please note that the listings at Part VII, pages 6 and 7, lines 38 and 57, for "JP Morgan brokerage accts.” reflect only cash balances and interest thereon, The individual non-cash assets are mutual funds listd elsewhere in the report. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/15632. Public record. Not legal advice.