# James Maxwell Moody > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/15581 ## Record - **Judge:** James Maxwell Moody - **Year:** 2012 - **Report type:** Annual - **Pages:** 17 ## Text Merck — Int/Div One Bank NA-Account — Interest Bank of America NA — Interest — Closed Summit Bank NA-Account — Interest — Open Regions Bank NA-Account — Interest Telco Federal Credit Union-Account — Interest Regions Bank/Morgan Keegan (IRA) Account — Int/Div BH & M Oil Comm Stock — Int/Div Header 1-1 Goldman Sachs Bank USA-Account( X) — Interest Raymond James Bank, FSB-Account(X) — Interest First Trust ETF Il Consumer (FXD) Discretionary (FXD) — Int/Div — Buy (add'l) First Trust ETF Il Consumer Staples (FXG) — Int/Div — Buy (add'l) First Trust ETF Fund 11 Alphadex Fund Amual (FXO) — Int/Div — Buy FIRST TRUST HEALTH CARE ALPHADEX FD ETF (FXH) — Int/Div — Buy First Trust ETF II Indls Prod Durable Alphadex Fund (FXR) — Int/Div — Buy First Trust ETF I Utihes(FXU) — Int/Div — Buy (add'l) First Trust ETF Il Unhities(FXU) — Int/Div — Sold (part) First Trust Exchange Alphadex (FDT) — Int/Div — Buy (add'l) First Trust Exchange Alphadex (FDT) — Int/Div — Sold (part) First Trust Exchange Alphadex Emerging(FEM) — Int/Div — Buy (add'l) First Trust Exchange Alphadex Emerging(FEM) — Int/Div — Sold (part) Ishares TR Barclays TIPS Bd (TIP) — Int/Div — Buy shares TR Iboxx Inv CPBD (LQD) — Int/Div — Buy (add'l) Ishares TR Iboxx Inv CPBD (LQD) — Int/Div — Sold (part) Isahres Barclys 7-10 YR (1EF) — Int/Div — Buy (add'l) Isahres Barclys 7-10 YR (IEF) — Int/Div — Sold (part) Ishares TR DJ US Real Est (IYR) — Int/Div — Buy (add'l) Ishares TR DJ US Real Est (IYR) — Int/Div — Sold (part) Ishares TR High YId Corp (HYG) — Int/Div — Buy Ishares TR S&P NTL Amtfree (MLB) — Int/Div — Sold Ishares TR Barclvs MBS BD (MBB) — Int/Div — Buy (add'l) Ishares TR Barclvs MBS BD (MBB) — Int/Div — Sold (part) shares TR Fltg Rate Nt (FLOT) — Int/Div — Buy SPDR Gold Tr Fgold Shs (GLD) — Int/Div — Buy (add'l) SPDR Gold Tr Fgold Shs (GLD) — Int/Div — Sold (part) SPDR Barclays Capital 1-3 Month Thill (BIL) — Int/Div — Sold Header 1-2 Muni Cash Trust — Interest Batesville Ar School Dist 001 RFDG & Const — Interest UA FAyetvl Var Fac — Interest — Sold (part) Conway AR Pub Fac Bd Cap Improvements Rev Ref Hendrix — Interest — Matured Paragould AR Water & Sewer Rev B/E — Interest — Matured AR StR Fdg Water Waste Disp & Poll CB/ FE — Interest AR St Univ Rev Hsg Sys FGIC B/E — Interest NLR Hlth Fac Board Hlth Care RV Re Baptist Heh B/E — Interest FOrt Smith AR Water & Sewer Rev Ser ( FSA BE — Interest — Matured AR State High Ed Ser B — Interest Univ of Ark Univ Rev Var Fac Fytvlle Campus A BE FGIC — Interest Arkadeplhia AR Pub Ed Facs Rev Ouachita Baptst Univ B/E — Interest Rogers AR Sewere Imprvt Ambac B/E — Interest Russellevilee AR School — Interest Brvamt AR School — Int/Div Paris AR School — Interest Clinton Ar Schoe! — Interest Pulaksi Teck — Interest El Dorado Ar Sch Dist. — Interest — Buy Little Rock Ar Hitk — Interest — Buy Header 1-3 First Southwest Prime Funds — None — Closed Schwab Cash Money Market Fund (X) — Interest — Open Aloca nc — Int/Div Banco Bilbaovizcaya — Int/Div Bank of America Corp — Int/Div Berkshire Hathaway. Inc — Int/Div BP Amoco Spons ADR-BP — Int/Div Cisco — Int/Div — Buy Costco — Int/Div — Buy Contax Paratincipacoes SA-CTXNY (X) — Int/Div FISERV, Inc — Int GlaxosmithK line — Int/Div Hospitality Partners Trust-HPT — Int/Div — Sold Lexmark Int Group — Int/Div MGIC INvestment Corp — Int/Div Markel Comp — Int/Div Microsoft Corp — Int/Div PNC Financial Sves Grp — Int/Div Petroleo BRasilerio, SA — Int/Div Phizer — Int/Div Public Service Enterprise — Int/Div Spectra Energy — Int/Div Banco Santander SA-STD — Int/Div Telefonica de espana SA — Int/Div Telefonos de Mexico — Int/Div Tim Particiacoes — Int/Div Thomburg Income Builder CL C-TIBCX — Int/Div Oppenheimer GLobal CL ( — Int/Div Plains Capital Bank-cash (X) — Int/Div Vector Group (VGR) — Int/Div Header 1-4 Raymond James Bank FSB-Account — Interest Morgan Stanley Com Stock — Int/Div Wal-Mart Stores Com Stock — Int/Div Discover Fiancial Sve — Int/Div APPLE INCORPORATED (AAPL) — Int/Div TOYOTA MOTOR CORP ™ — Int/Div VERIZON COMMUNICATIONS INCORPORATED (VZ) — Int/Div Header 1-5 Russellville AR School Dist Constr CFG — Interest LR AR School District Ser B — Interest Fort Smith AR Water & Sewer Rev Ser ( — Interest — Sold General Motors Corp Note — Interest Muni Cash Trust Funds — Interest Roger AR School — Interest General Motors Co (GM) — Int/Div Motors Liquidation (MTLQL) — Interest — Buy Conway Ar School Dist 5.04% — Interest Header 2-1 Raymond James Bank, FSB — Interest First Horizon National COrp — Int/Div — Sold SunTrust Banks — Int/Div — Sold Header 2-2 Raymond James Bank, FSB — Interest Fed Ex COmp — Int/Div Intel — Int/Div Qualcomm, Inc — Int/Div Activision Blizzard, Inc — Int/Div — Sold Morgan Stanley — Int/Div — Sold Apple Inc.-AAPL — Int/Div Blackstone Group LP Comm Unit Ltd-BX — Distribution Header 2-3 Raymond James Bank, FSB — Interest Cisco — Int/Div — Sold Dell Computer — Int/Div — Sold General Electric — Int/Div — Sold (part) Microsoft — Int/Div Discover Flnel Svcs — Int/Div — Sold Chesapeake Energy Corp — Int/Div — Sold Celegene Corp — Int/Div Header 2-4 Raymond James Bank, FSB — Int/Div Goldman Sachs Bank. USA-Account — Interest Evergreen Solar, Inc — Int/Div AT& T Incorporated (T) — Int/Div — Buy Apple Inc. (AAPL) — Int/Div — Buy Conocophillips (COP) — Int/Div — Buy (add'l) Merck (MRK) — Int/Div Pfizer Inc. (PFE) — Int/Div Phillips 66 (PSX) — Int/Div 1Deal Holding Ltd — Int/Div Mineral interestl)-Lafayette County Arkansas (X) — Rovalty Remtal #1-Nashville TN — Rent FIRST TR ETF Il ENERGY ALPHADEX FUND ANNUAL — Int/Div — Sold FIRST TR ETF Il ENERGY ALPHADEX FUND ANNUAL — None — Buy FIRST TR ETF Il MATERIALS ALPHADEX FUND ANNUAL — Int/Div — Sold FIRST TR ETF Il MATERIALS ALPHADEX FUND ANNUAL — None — Buy SECTOR SPDR TR SBI INT-FINL — Int/Div — Sold SECTOR SPDR TR SBI INT-FINL — None — Buy SPDR S&P S00 ETF TRUST — Int/Div — Sold SPDR S&P SOO ETF TRUST — None — Buy ISHARES TR FLTG RATE NT — Int/Div — Sold ISHARES TR FLTG RATE NT — None — Buy FIRST TR HEALTH CARE ALPHADEX FD FTF — Int/Div — Sold FIRST TR HEALTH CARE ALPHADEX FD ETF — None — Buy FIRST TR ETF FUND II FINL ALPHADEX FUND ANNUAL — Int/Div — Sold FIRST TR ETF FUND II FINL ALPHADEX FUND ANNUAL — None — Buy SPDR GOLD TR GOLD SHS — Int/Div — Sold SPDR GOLD TR GOLD SHS — None — Buy ISHARES TR HIGH YLD CORP — Int/Div — Sold ISHARES TR HIGH YLD CORP — None — Buy ISHARES TR BARCLYS 7-10 YR — Int/Div — Sold ISHARES TR BARCLYS 7-10 YR — None — Buy ISHARES TR IBOXX INV CPBD — Int/Div — Sold ISHARES TR IBOXX INV CPBD — None — Buy ISHARES TR S&P NTL AMTFREE — Int/Div — Sold ISHARES TR S&P NTL AMTFREE — None — Buy ISHARES TR BARCLYS TIPS BD — Int/Div — Sold ISHARES TR BARCLYS TIPS BD — None — Buy Item 129-part was purchased in 2011 and not shown on report Items 130-132 were purchased in 2011 but not shown on 2011 report --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/15581. Public record. Not legal advice.