# Patricia A. Sullivan > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/15347 ## Record - **Judge:** Patricia A. Sullivan - **Year:** 2017 - **Report type:** Annual - **Pages:** 10 ## Text MFS Investment Management (Educational Funds) MFS Growth Allocation Fund B IMBGWX) — Int/Div US Treasury EE Bonds — Interest Northwest Mutual Life Policy "Adjustable ComplLife” — Int/Div Minnesota Variable Group Universal Life Insurance Policy Janus Henderson Vit Forty — Int/Div SFT Wellington CEQI — Int/Div lvy VIP Value — Int/Div FID VIP Equity Income — Int/Div Janus Hend Vit Overseas — Int/Div Membership m E— [] — Distribution Santander Account — Interest Santander Account — Interest Santander Money Market Account — Interest Schwab Account (IRA) Schwab Govt Money Fund (SWGXX) — Interest Brandes Intl Small Cap (BISMX) — Int/Div — Sold (part) PIMCO Foreign Bond (PFORX) — Int/Div — Buy Teton Convertible Sec (WESIX) — Int/Div — Buy Western Asset Macro Opportunities (LAOIX) — Int/Div Invesco Global Market Neutral (IMKNYX) — Int/Div — Sold Charles Schwab Bank account — Interest Fidelity Floating Rate HI INCM (FFRHX) — Int/Div First Eagle High Yield FD A (FEHIX) — Int/Div Invesco Cony Securities FD CL (ONSAX) — Int/Div — Sold Pimeo 0-5 High Yield Corp B (HYS) — Int/Div Fidelity ADV Emerging Mkts Ine (FMKIX) — Int/Div SPDR INTL Government TIPS ETF (WIP) — Int/Div — Sold Templeton Global Bond Fund — Int/Div First Eagle US Value Fund CL (FEVIX) — Int/Div Goldman Sachs Small Mid Cap (GSMYX) — Int/Div Powershares S&P ETF 500 Low VO (SPLV) — Int/Div Western Core Plus Bond (WACPX) — Int/Div — Buy Western Core Plus Bond (WACPX) — Buy (add'l) Wells Fargo Low Volatility (WLVOX) — Int/Div — Buy Wells Fargo Low Volatility (WLVOX) — Buy (add'l) DFA US Large Cap Value (DFLUX) — Int/Div — Buy Fidelity Total Emerging MKTS (FTEJX) — Int/Div — Buy Putnam Capital Spectrum FD CL (PVSAX) — Int/Div Royce Special Equity FD Invest (RYSEX) — Int/Div lnvesco All Cap Market Neutral (CPNYX) — Int/Div — Sold Schwab S&P 500 Select Shs (SWPPX) — Int/Div First Eagle Overseas (SGOIX) — Int/Div Ishares MSCI ETF Emerging MKTS (EEMV) — Int/Div — Buy (add'l) Ishares MSCI ETF Emerging MKTS (EEMV) — Sold Powershares ETF S&P INTL (IDLV) — Int/Div SCHW Intl SCAP ETF (SCHC) — Int/Div SPDR DJ Wilshire Intl Real Est (RWX) — Int/Div SPDR DJ Wilshire REIT (RWR) — Int/Div Loomis Sayles Senior Flting Rate & Fixed (LSFYX) — Int/Div Putnam Capital Spectrum FD CL ¥ (PVSYX) — Int/Div Hartford Global Bond (HWDYX) — Int/Div Schwab Account Schwab Govt Money Fund — Int/Div First Eagle US Value (FEVIX) — Int/Div — Sold (part) First Eagle US Value (FEVIX) — Sold (part) Fidelity ADV Emerging Mar (FMKIX) — Int/Div — Buy (add'l) IShares MSC (EEMV) — Int/Div First Eagle Overseas (SGOIX) — Int/Div SPDR Nuveen Barclays (SHM) — Int/Div — Sold Schwab S&P S00 Select (SWPPX) — Int/Div — Buy (add'l) Templeton Global Bond Fund (TGBAX) — Int/Div — Sold (part) Templeton Global Bond Fund (TGBAX) — Sold SPDR INTL Government (WIP) — Int/Div — Sold MKT Vectors ETF (HYD) — Int/Div Goldman Sachs Small Mid Cap (GSMYX) — Int/Div Lord Abbett Inflation (LIFIX) — Int/Div — Sold Loomis Sayles Senior (LSFYX) — Int/Div — Sold Putnam Capital Spectrum (PVSYX) — Int/Div SPDR DJ Wilshire REIT (RWR) — Int/Div JP Morgan Tax Aware Income Opp UTASX) — Int/Div PIMCO Foreign Bond (PFORX) — Int/Div — Buy PIMCO Foreign Bond (PFORX) — Buy (add'l) Western Asset Macro Opportunities (LAOIX) — Int/Div lnvesco All Cap Market Neutral (CPNYX) — Int/Div — Sold Eaton Vance Muni Oppty (EMOIX) — Int/Div — Buy (add'l) Fidelity Total Emerging Mkis (FTEIX) — Int/Div — Buy DFA US Large Cap Value (DFLVX) — Int/Div — Buy JP Morgan Hedged Equity (JHEQX) — Int/Div — Buy Fidelity FLoating Rate Hi Income (FFRHX) — Int/Div — Buy Member, Board of Directors of Roger Williams University School of Law Director, Rhode Island Bar Foundation Director, Rhode Island Chapter of Federal Bar Association Adpmnct Professor, Roger Willams University School of Law Spouse's income — 2017 — Citizens Bank (pension) Spouse's income — 2007 — Bank of America (pension) Part 1: Line 3: Please see the letter from the Committee on Codes of Conduct that | have filed in connection with prior annual Financial Disclosure Reports, Part VII: Line $-10: This life insurance policy provides me with quarterly reports that show the cash value for the policy, the investment gain/loss for the policy and the "unit value" and "units held" in each "account listed on Lines 6-10. Each of the five accounts is 20% of the total. The statements provide no information about the income earned in cach account. 1 have reported the income for the policy based on the total "investment gain/oss" as it appears in the year-end statement. The income for the underlying accounts is an estimate bused on 20% of the total. The names of three of the accounts appear to have changed since 2016. 1 report them as reflected in December report | received from the insurance company: | am not aware that the name change reflects a purchase or sale. Line 11: The asset listed on Line | 1 is membership in an entity that has never made a distribution to its members. The entity's sole asset, a vacation cottage, is used by the members from time to time; I use an estimate of the value of this use as"income.” Line 15: This IRA is actually two accounts, one in my name and one in my husband's name, managed by the same person at Schwab. Deletion of Line 69 from 2016 Report: On Line 69 of the 2016 Report, | reported as “partial” the sale of Vanguard Interm Term Tax Exempt (VWIUX); it should have been reported as entirely sold. Otherwise, the information reported for this asset in 2016 is correct. Because it was entirely sold before the end of 2016, it has been deleted from the 2017 Report. Note: In the process of going through my records to prepare this Report, | considered (for the first time) whether a "time share” in St. John, US.V.L is an asset that should have been reported. This "time share” allows my husband and me to stay for one week during the late fall, but subject to availability. It was purchased for $36,000 in 2006. It generates no income but requires payment of expenses, As far as I know, it has de minimis resale value because it can be used only subject to availabilty, which is limited. Because of hurricanes, I received no benefit in 2017. It does not appear to be required to be reported as it does not fall into any category on the form; | am mentioning it here in an abundance of caution. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/15347. Public record. Not legal advice.