# Cheryl Pollak

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/15318

## Record

- **Judge:** Cheryl Pollak
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 40

## Text

Morgan, Lewis & Bockius Defined Contribution Plan — Interest
William Blair International Growth Fund Class
Dodge & Cox International Stock Fund
DFA US Small Cap Portfolio; Class
Goldman Sachs Global Income Fund Institutional Shares
Morgan Lewis & Bockius Tax Saver Retirement Plan — Interest
Conestoga Small Cap Fund - Institutional Class
Rovee Opp. Fund - Institutional Shares
Vanguard Institutional Index Fund
Vanguard Admiral Growth Fund
Vanguard Winter 2 Admiral Fund
Vanguard Prime Money Market Fund Institutional Shares
Vanguard Total Bound Market - Joint Shares
William Blair International Growth Fund Class
Goldman Sachs Global Income Fund Institutional Shares
Vanguard 500 Index Fund (no control) — Interest
Rental Property Kiawah Island, SC (2010 $1.8 million) — Rent
AB Discovery Growth Fund — Int/Div
AB Discovery Value Fund — Int/Div
Abercrombie & Fitch Co — Int/Div — Buy
Abercrombie & Fitch Co — Int/Div — Sold
Affiliated Managers Group — Int/Div — Buy (add'l)
Allergan Inc — Int/Div — Buy
Allergan Inc — Int/Div — Buy (add'l)
Allergan Inc — Int/Div — Buy (add'l)
Allergan Inc — Int/Div — Buy (add'l)
Allergan Inc — Int/Div — Buy (add'l)
Allergan Inc — Int/Div — Sold (part)
Allergan Inc — Int/Div — Sold (part)
Allergan Inc — Int/Div — Sold (part)
AllianceBemstein Multi-manager Alternative Fund — Int/Div — Buy
Amazon.com Inc — Int/Div — Buy (add'l)
AMDOCS Lud. — Int/Div — Buy
AMDOCS Lud — Int/Div — Buy (add'l)
AMDOCS Lud. — Int/Div — Buy (add'l)
AMDOCS Lud — Int/Div — Buy (add'l)
American Express Co. — Int/Div — Buy
American Express Co. — Int/Div — Buy (add'l)
American Express Co — Int/Div — Buy (add'l)
Amencan Express Co. — Int/Div — Buy (add'l)
American Express Co — Int/Div — Buy (add'l)
American Express Co. — Int/Div — Buy (add'l)
American International Group — Int/Div — Buy
Amencan International Group — Int/Div — Buy (add'l)
Amencan International Group — Int/Div — Buy (add'l)
Amencan International Group — Int/Div — Buy (add'l)
Amgen Inc — Int/Div — Sold
Amphenol Corp — Int/Div — Buy
Amphenol Corp — Int/Div — Buy (add'l)
Ansys Inc — Int/Div — Buy (add'l)
Anysis Inc — Int/Div — Buy (add'l)
Anysis Inc — Int/Div — Buy (add'l)
Anysis Inc — Int/Div — Buy
Anysis Inc — Int/Div — Buy (add'l)
Apple Inc — Int/Div — Sold (part)
Apple Inc — Int/Div — Sold (part)
Apple Inc — Int/Div — Sold (part)
Apple Inc — Int/Div — Sold (part)
Apple Inc — Int/Div — Buy (add'l)
Apphed Matenals Inc — Int/Div — Sold (part)
Apphed Matenals Inc — Int/Div — Sold (part)
Applied Materials Inc — Int/Div — Sold
Artisan Int'l Fund — Int/Div — Buy
Artisan Int'l Fund — Int/Div — Buy (add'l)
Assurant Inc — Int/Div — Buy
Astrazeneca — Int/Div — Sold (part)
Astruzeneca — Int/Div — Sold (part)
Astruzeneca — Int/Div — Sold (part)
Astrazeneca — Int/Div — Sold (part)
Astrazeneca — Int/Div — Sold
AT&T Inc — Int/Div — Sold (part)
AT&T Inc — Int/Div — Sold (part)
Bank of America — Int/Div — Buy (add'l)
Bank of America — Int/Div — Buy (add'l)
Bank of America - CD (formerly Citibank NA -CD) — Interest
BB&T Comp — Int/Div — Sold (part)
BB&T Comp — Int/Div — Sold
Becton Dickinson & Co. — Int/Div — Sold (part)
Becton Dickson & Co. — Int/Div — Sold (part)
Berkshire Hathaway Inc — Int/Div — Sold (part)
Berkshire Hathaway Inc — Int/Div — Sold (part)
Bemstem Emerging Markets Portfolio — Int/Div — Buy (add'l)
Bemstem Intemational Portfolio — Int/Div — Sold (part)
Bemstem International Portfolio — Int/Div — Buy (add'l)
Bemstemn International Portfoho — Int/Div — Buy (add'l)
Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)
Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)
Bernstein New York Municipal Portfolio — Int/Div — Sold (part)
Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)
Bemnstem New York Municipal Portfolio — Int/Div — Buy (add'l)
Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)
Bemstemn New York Municipal Portfolio — Int/Div — Buy (add'l)
Bernstein New York Municipal Portfolio — Int/Div — Buy (add'l)
Bemstem New York Municipal Portfolio — Int/Div — Buy (add'l)
Bernstein New York Municipal Portfolio — Int/Div — Buy (add'l)
Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)
Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)
Bemstemn New York Municipal Portfolio — Int/Div — Buy (add'l)
Bernstein New York Municipal Portfolio — Int/Div — Buy (add'l)
Bernstein New York Municipal Portfolio — Int/Div — Buy (add'l)
Bernstein New York Municipal Portfolio — Int/Div — Buy (add'l)
Bemstein Tax Managed International Portfolio — Int/Div — Buy (add'l)
Bemstein Tax Managed International Portfolio — Int/Div — Sold (part)
Bemstein Tax-Aware Overlay A Portfolio Class A - (no control) — Int/Div — Sold (part)
Bemstein Tax-Aware Overlay N Portfolio Class ((no control) — Int/Div — Buy (add'l)
Biogen Idec Inc — Int/Div — Sold (part)
Biogen Idec Inc — Int/Div — Sold (part)
Blackrock Global Allocations Fd Ine — Int/Div
Boeing Co. — Int/Div — Buy
Boeing Co — Int/Div — Buy (add'l)
Boeing Co — Int/Div — Buy (add'l)
Boeing Co — Int/Div — Sold
Campbell Soup Co. — Int/Div — Buy
Campbell Soup Co. — Int/Div — Sold (part)
Campbell Soup Co. — Int/Div — Sold (part)
Campbell Soup Co. — Int/Div — Buy (add'l)
Campbell Soup Co — Int/Div — Buy (add'l)
Campbell Soup Co. — Int/Div — Sold (part)
Campbell Soup Co. — Int/Div — Sold
Capital One Financial Corp. — Int/Div — Buy
CBS Comp. — Int/Div — Buy
CBS Corp. — Int/Div — Buy (add'l)
Celgene Corp. — Int/Div — Buy
Celgene Corp. — Int/Div — Buy (add'l)
Celgene Corp. — Int/Div — Buy (add'l)
Celgene Corp. — Int/Div — Buy (add'l)
Chevron Corp. — Int/Div — Sold (part)
Chevron Corp. — Int/Div — Buy (add'l)
Chipotle Mexican Grill — Int/Div — Sold (part)
Chipotle Mexican Grill — Int/Div — Sold (part)
Chubb Corp — Int/Div — Buy
Chubb Corp — Int/Div — Buy (add'l)
Chubb Corp. — Int/Div — Buy (add'l)
Cintas Corp. — Int/Div
Cisco Systems Inc — Int/Div — Sold (part)
Cisco Systems Inc — Int/Div — Sold (part)
Cisco Systems Inc — Int/Div — Sold (part)
Cit Group Inc — Int/Div — Sold (part)
Citibank-Checking — Interest
Citibank Insured Money Mkt Acct — Interest
Citibank Insured Money Mkt. Acct — Interest
Citibank Insured Money Mkt Acct — Interest
Citibank-Insured Money Market — Interest
Citibank-Insured Money Market — Interest
Citigroup Inc — Int/Div — Sold (part)
Citigroup Inc — Int/Div — Sold (part)
Citigroup Inc — Int/Div — Sold (part)
Citnx Systems Inc — Int/Div — Buy (add'l)
Citnx Systems Inc — Int/Div — Sold (part)
Citrix Systems Inc — Int/Div — Sold (part)
Citrix Sytems Inc — Int/Div — Sold (part)
Citrix Sytems Inc — Int/Div — Sold (part)
Citnx Sytems Inc — Int/Div — Sold (part)
Citnx Sytems Inc — Int/Div — Sold
Clearbridge Appreciation Fund — Int/Div
Coach Inc — Int/Div — Sold (part)
Coach Inc — Int/Div — Sold
Cognizant Tech Solutions — Int/Div — Buy (add'l)
Cognizant Tech Solutions — Int/Div — Buy (add'l)
Cognizant Tech Solutions — Int/Div — Buy (add'l)
Cognizant Tech Solutions — Int/Div — Buy (add'l)
Cognizant Tech Solutions — Int/Div — Sold (part)
Cognizant Tech Solutions — Int/Div — Sold (part)
Comcast Corp. — Int/Div — Sold (part)
Conagra Foods Inc — Int/Div — Buy
Conagra Foods Inc — Int/Div — Sold (part)
Conagra Foods, Inc — Int/Div — Buy (add'l)
Conagra Foods, Inc — Int/Div — Buy (add'l)
Costco Wholesale Corp. — Int/Div — Buy
Costco Wholesale Corp. — Int/Div — Buy (add'l)
Costco Wholesale Corp. — Int/Div — Buy (add'l)
Costco Wholesale Corp. — Int/Div — Buy (add'l)
Costco Wholesale Corp. — Int/Div — Buy (add'l)
Crane Co. — Int/Div
CST Brands Inc — Int/Div — Sold
CVS / Caremark Corp — Int/Div — Buy
CVS / Caremark Corp. — Int/Div — Buy (add'l)
Danaher Corp. — Int/Div — Buy (add'l)
Davis NY Venture Fund - Mutual Fund — Int/Div — Sold (part)
Delta Air Lines, Inc — Int/Div — Sold (part)
Delta Air Lines. Inc — Int/Div — Sold (part)
Delta Air Lines, Inc — Int/Div — Sold (part)
Delta Air Lines, Inc — Int/Div — Sold (part)
Delta Air Lines, Inc — Int/Div — Sold
Diamond Offshore Drilling — Int/Div — Sold (part)
Diamond Offshore Drilling — Int/Div — Sold
DIRECTV — Int/Div — Sold
Discover Financial Services — Int/Div — Sold (part)
Dreyfus Liquid Assets — Interest
Duke Energy — Int/Div
Eaton Corp. — Int/Div — Sold (part)
Ebay Inc — Int/Div — Buy (add'l)
Ebay Inc — Int/Div — Buy (add'l)
Ebay Inc — Int/Div — Sold (part)
Electronic Arts Inc — Int/Div — Buy
Electronic Arts Inc — Int/Div — Buy (add'l)
Electronic Arts Inc — Int/Div — Buy (add'l)
EMC Corp/Mass — Int/Div — Buy
EMC Corp/Mass — Int/Div — Buy (add'l)
EMC Corp/Mass — Int/Div — Buy (add'l)
EMC Corp/Mass — Int/Div — Sold (part)
EMC Corp/Mass — Int/Div — Sold
Empire State Municipal Exempt Fund — Interest
EOG RES Inc — Int/Div — Buy (add'l)
EOG RES Inc — Int/Div — Sold (part)
EOG RES Inc — Int/Div — Sold (part)
EOG RES Inc — Int/Div — Sold (part)
Everest RE Group Ltd — Int/Div — Buy
Everest RE Group Ltd — Int/Div — Buy (add'l)
Everest RE Group Ltd. — Int/Div — Sold (part)
Exelon — Int/Div
Express Scripts Holdings Co. — Int/Div
Exxon Mobil Corp. — Int/Div — Sold (part)
Exxon Mobil Corp — Int/Div — Buy (add'l)
Exxon Mobil Corp. — Int/Div — Sold (part)
Exxon Mobil Corp — Int/Div — Sold (part)
Exxon Mobil Corp. — Int/Div — Sold
FS Networks Inc — Int/Div — Buy (add'l)
FS Networks Inc — Int/Div — prt)
FS Networks Inc — Int/Div — Sold (part)
FS Networks Inc — Int/Div — Sold
Fedex Comp — Int/Div — Buy
Fidelity National Financial — Int/Div — Sold (part)
Fidelity National Financial — Int/Div — Sold
Fidelity National Information — Int/Div
Fiserv Inc — Int/Div — Buy (add'l)
Fiserv Inc — Int/Div — Buy (add'l)
Fiserv Inc — Int/Div — Sold (part)
Ford Motor Co. — Int/Div — Buy (add'l)
Gamestop Corp. — Int/Div — Buy
Gamestop Corp. — Int/Div — Sold (part)
Gannett Co — Int/Div — Buy
General Electric Co — Int/Div — Sold (part)
General Electric Co — Int/Div — Sold (part)
General Electric Co — Int/Div — Sold
General Motors Corp. — Int/Div — Buy
Genworth Financial Inc — Int/Div — Buy
Gilead Sciences Inc — Int/Div — Buy
Gilead Sciences Inc — Int/Div — Buy (add'l)
Gilead Sciences Inc — Int/Div — Buy (add'l)
GP Strategies Corp. — None
Goldman Sachs Group Inc — Int/Div — Buy
Google Inc — Int/Div — Sold (part)
Google Inc — Int/Div — Sold (part)
Google Inc — Int/Div — Sold (part)
GW&K Small Cap — Int/Div — Buy
GW&K Small Cap — Int/Div — Buy (add'l)
Halliburton Co — Int/Div — Buy
Harding Loevner — Int/Div — Buy
Harding Loevner — Int/Div — Buy (add'l)
Harley Davidson Inc — Int/Div — Buy (add'l)
Harley Davidson Inc — Int/Div — Sold (part)
Harley Davidson Inc — Int/Div — Sold (part)
Harley Davidson Inc — Int/Div — Sold (part)
Harley Davidson Inc — Int/Div — Sold
Harms Corp. — Int/Div — Buy (add'l)
Harris Corp. — Int/Div — Sold (part)
Harris Corp — Int/Div — Sold
Hasbro Inc — Int/Div — Buy
Health Net Inc — Int/Div — Sold (part)
Health Net Inc — Int/Div — Sold (part)
Hess Corp. — Int/Div — Buy
Hess Comp. — Int/Div — Buy (add'l)
Hewlett Packard Co — Int/Div — Sold (part)
Hewlett Packard Co — Int/Div — Sold (part)
Hewlett Packard Co — Int/Div — Sold (part)
Idexx Labs Corp. — Int/Div — Sold (part)
Idexx Labs Corp. — Int/Div — Sold (part)
Idexx Labs Comp. — Int/Div — Sold (part)
Idexx Lubs Corp. — Int/Div — Sold (part)
Idexx Labs Comp. — Int/Div — Sold (part)
Idexx Labs Corp. — Int/Div — Sold
Mhinois Tool Works — Int/Div — Buy
Mimois Tool Works — Int/Div — Buy (add'l)
Nimois Tool Works — Int/Div — Buy (add'l)
Intercontmentalexchange Inc — Int/Div — Sold (part)
Intercontinentalexchange Inc — Int/Div — Sold (part)
Interferon Sciences. Inc — None
Int'l. Business Machines Comp. — Int/Div — Sold (part)
Int]. Business Machines Comp — Int/Div — a
Int'l. Business Machines Comp — Int/Div — Buy (add'l)
Int]. Business Machines Corp. — Int/Div — Buy (add'l)
Intuit Inc — Int/Div — Buy (add'l)
Intuit Inc — Int/Div — Sold
Intuitive Surgical Inc — Int/Div — Buy (add'l)
Intuitive Surgical Inc — Int/Div — Buy (add'l)
Intuitive Surgical Inc — Int/Div — Buy (add'l)
Intuitive Surgical Inc — Int/Div — Buy (add'l)
Intuitive Surgical Inc — Int/Div — Sold (part)
Intuitive Surgical Inc — Int/Div — Sold
Investment Company of America - Mutual Fund (American Fund) — Int/Div
IRA-Citibank-CD — Interest
IRA-Citibank-Money Market — Interest
IRA-Soloman - Treasury Bond — Interest
IM Smucker Co. — Int/Div — Buy (add'l)
JM Smucker Co. — Int/Div — Sold (part)
IM Smucker Co. — Int/Div — Buy (add'l)
Johnson & Johnson — Int/Div — Sold (part)
Johnson & Johnson — Int/Div — Buy (add'l)
JP Morgan Chase & Co. — Int/Div — Sold (part)
JP Morgan Chase & Co. — Int/Div — Buy (add'l)
JP Morgan Chase & Co — Int/Div — Sold (part)
JP Morgan Chase & Co — Int/Div — Sold (part)
Kinder Morgan Inc — Int/Div — Buy (add'l)
Kinder Morgan Inc — Int/Div — Buy (add'l)
Kinder Morgan Inc — Int/Div — Buy (add'l)
Kinder Morgan Inc — Int/Div — Sold (part)
Kinder Morgan Inc — Int/Div — Sold (part)
Kinder Morgan Inc — Int/Div — Sold (part)
Kraft Food Group Inc — Int/Div — Buy (add'l)
Kraft Food Group Inc — Int/Div — Sold (part)
Kroger Co. — Int/Div — Sold (part)
Kroger Co. — Int/Div — Sold (part)
Kroger Co. — Int/Div — Sold (part)
Lege Mason Clearbridge Appreciation Fund — Int/Div
Legg Mason Inc — Int/Div
Liberty Media Corp. — Int/Div
Lincoln National Corp. — Int/Div — Buy
Lmncoln National Corp. — Int/Div — Buy (add'l)
Lincoln National Corp. — Int/Div — Buy (add'l)
Lincoln National Corp. — Int/Div — Buy (add'l)
Lincoln National Corp. — Int/Div — Buy (add'l)
Lmkedin Corp. — Int/Div — Sold (part)
Lord Abbott Equity Fund — Int/Div
LMP Real Estate Income — Int/Div
LMP Stk Appr. Fund — Int/Div
Lyondellbasell — Int/Div
Macy's Inc — Int/Div — Sold (part)
Macy's Inc — Int/Div — Sold (part)
Marathon Petroleum Corp, — Int/Div — Buy
Marathon Petroleum Corp, — Int/Div — Buy (add'l)
Marathon Petroleum Corp, — Int/Div — Buy (add'l)
Marathon Petroleum Corp, — Int/Div — Buy (add'l)
Marathon Petroleum Corp, — Int/Div — Sold (part)
Marathon Petroleum Corp, — Int/Div — Sold (part)
Marathon Petroleum Corp. — Int/Div — Buy (add'l)
Marsh & McLennan Cos. Inc — Int/Div — Buy (add'l)
Marsh & McLennan Cos. Inc — Int/Div — Sold
McDonald's Corp. — Int/Div — Sold (part)
McKesson Com. — Int/Div — Sold (part)
McKesson Corp — Int/Div — Sold (part)
McKesson Corp — Int/Div — Sold
Mead Johnson Nutrition Co — Int/Div — Buy
Medtronic Inc — Int/Div
Merck & Co. Inc — Int/Div — Sold (part)
Merck & Co. he — Int/Div — Sold (part)
Merrill Lynch $ MITSR 168 mps — Interest
MGM Resorts International — Int/Div — Sold (part)
MGM Resorts International — Int/Div — Sold (part)
MGM Resorts International — Int/Div — Sold
Micron Technology Inc — Int/Div — Sold (part)
Micron Technology Inc — Int/Div — Sold
Microsoft Corp. — Int/Div — Sold (part)
Monsanto Co. — Int/Div — Buy
Monsanto Co — Int/Div — Buy (add'l)
Monsanto Co — Int/Div — Buy (add'l)
Monsanto Co — Int/Div — Sold (part)
Monsanto Co — Int/Div — Sold (part)
Monsanto Co — Int/Div — Sold (part)
Morgan Lewis & Bockius LLP, Firm Capital — Interest
Morgan Stanley NY Municipal — Int/Div
Natonal-Oilwell Inc — Int/Div — Sold (part)
National-Oilwell Inc — Int/Div — Sold (part)
National-Oilwell Inc — Int/Div — Sold (part)
National-Oilwell Inc — Int/Div — Sold
Nike Inc — Int/Div — Buy
Noble Energy Inc — Int/Div — Buy (add'l)
Noble Energy Inc — Int/Div — Sold (part)
Noble Energy Inc — Int/Div — Sold (part)
Nustar Energy LP — Int/Div
Nuveen Municipal Advantage — Interest
Nuveen New York Quality — Interest
Nuveen NY Amt Free Municipal — Interest
NV Energy Inc — Int/Div — Sold
NY. State Urban Development Bonds — Interest
Occidental Petroleum Corp. — Int/Div — Buy
Oppenheimer Global Opportunity Fund — Int/Div
Parker Hannifin Corp. — Int/Div — Buy
Parker Hannifin Corp. — Int/Div — Buy (add'l)
Partnerre Ltd — Int/Div
Patterson Cos Inc — Int/Div — Buy
Patterson Cos Inc — Int/Div — Buy (add'l)
Patterson Cos Inc — Int/Div — Buy (add'l)
Pepsico Inc — Int/Div — Buy
Pepsico Inc — Int/Div — Buy (add'l)
Pepsico Inc — Int/Div — Buy (add'l)
Petsmart — Int/Div — Buy
Petsmart — Int/Div — Buy (add'l)
Petsmart — Int/Div — Sold (part)
Phizer Inc — Int/Div — Sold (part)
Phazer Inc — Int/Div — Sold (part)
Pfizer Inc — Int/Div — Sold (part)
Pfizer Inc — Int/Div — Sold (part)
Pfizer Inc — Int/Div — Sold (part)
Pfizer Inc — Int/Div — Buy (add'l)
Pfizer Inc — Int/Div — Buy (add'l)
Phizer Inc — Int/Div — Buy (add'l)
Phizer Inc — Int/Div — Sold (part)
Pimco High Yield Fund — Int/Div — Buy
Pimco High Yield Fund — Int/Div — Buy (add'l)
Pimco High Yield Fund — Int/Div — Buy (add'l)
Pimco High Yield Fund — Int/Div — Buy (add'l)
Pimeco High Yield Fund — Int/Div — Buy (add'l)
Pimco High Yield Fund — Int/Div — Buy (add'l)
Pimco High Yield Fund — Int/Div — Buy (add'l)
Pimco High Yield Fund — Int/Div — Buy (add'l)
Pimco High Yield Fund — Int/Div — Buy (add'l)
Pimco High Yield Fund — Int/Div — Buy (add'l)
Pimeco High Yield Fund — Int/Div — Buy (add'l)
Pimco High Yield Fund — Int/Div — Buy (add'l)
Pimco High Yield Fund — Int/Div — Buy (add'l)
Pimco High Yield Fund — Int/Div — Buy (add'l)
Polans Industries Inc — Int/Div — Buy
Precision Castparts Corp. — Int/Div — Sold (part)
Precision Castparts Corp — Int/Div — Sold (part)
Precision Castparts Corp. — Int/Div — Sold (part)
Precision Castparts Corp. — Int/Div — Sold (part)
Precision Castparts Corp, — Int/Div — Sold (part)
Precision Castparts Corp — Int/Div — Sold (part)
Priceline.com Inc — Int/Div — Buy
Priceline.com Inc — Int/Div — Buy (add'l)
Priceline.com Inc — Int/Div — Buy (add'l)
Priceline.com Inc — Int/Div — Buy (add'l)
Priceline.com Inc — Int/Div — Buy (add'l)
Proctor & Gamble — Int/Div — Sold (part)
Proctor & Gamble — Int/Div — Sold (part)
Proctor & Gamble — Int/Div — Sold (part)
Proctor & Gamble — Int/Div — Sold (part)
Proctor & Gamble — Int/Div — Sold (part)
Pulte Group Inc — Int/Div — Buy (add'l)
Putnam New Opportunities — Int/Div
Raytheon Company — Int/Div — Buy
Raytheon Company — Int/Div — Buy (add'l)
Raytheon Company — Int/Div — Buy (add'l)
Regal Entertainment — Int/Div — Buy
Rochester Fund - Mutual Fund {Oppenheimer (Funds) — Int/Div — Sold
Safeway Inc — Int/Div — Buy
Safeway Inc — Int/Div — Sold
Schlumberger Ltd — Int/Div — Sold (part)
Schlumberger Ltd — Int/Div — Sold (part)
Schlumberger Ltd — Int/Div — Buy (add'l)
Schlumberger Ltd — Int/Div — Sold (part)
Schwab Govt Money Fund — Int/Div — Buy
Schwab Govt Money Fund — Int/Div — Sold (part)
Schwab Govt Money Fund — Int/Div — Sold
Seligman Communication - Mutual Fund — Int/Div
Sherwm-Williams Co. — Int/Div — Sold (part)
Sherwin-Williams Co. — Int/Div — Buy (add'l)
Sherwin-Williams Co. — Int/Div — Buy (add'l)
Spectra Energy — Int/Div
Starbucks Corp. — Int/Div — Sold (part)
Starbucks Corp. — Int/Div — Sold (part)
Starbucks Corp. — Int/Div — Sold (part)
Starz-A — Int/Div — Sold
Stericycle Inc — Int/Div — Buy
Stericycele Ine — Int/Div — Sold (part)
Templeton Global Bond Fund — Int/Div — Buy
Templeton Global Bond Fund — Int/Div — Buy (add'l)
Templeton Global Bond Fund — Int/Div — Buy (add'l)
Templeton Global Bond Fund — Int/Div — Buy (add'l)
Templeton Global Bond Fund — Int/Div — Sold (part)
Templeton Global Bond Fund — Int/Div — Buy (add'l)
Templeton Global Bond Fund — Int/Div — Buy (add'l)
Templeton Global Bond Fund — Int/Div — Buy (add'l)
Templeton Global Bond Fund — Int/Div — Buy (add'l)
Templeton Global Bond Fund — Int/Div — Buy (add'l)
Templeton Global Bond Fund — Int/Div — Buy (add'l)
Templeton Global Bond Fund — Int/Div — Buy (add'l)
Templeton Global Bond Fund — Int/Div — Buy (add'l)
Templeton Global Bond Fund — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Thomburg Ltd — Int/Div — Buy (add'l)
Tibco Software Inc — Int/Div — Sold (part)
Tibco Software Inc — Int/Div — Sold (part)
Tibco Software Inc — Int/Div — Sold (part)
Tibco Software Inc — Int/Div — Sold
Time Wamer Cable Inc — Int/Div — Sold (part)
Time Wamer Cable Inc — Int/Div — Sold (part)
Time Wamer Cable Inc — Int/Div — Sold (part)
Time Wamer Cable Inc — Int/Div — Sold (part)
Time Wamer Cable Inc — Int/Div — Sold
TIX Companies Inc — Int/Div — Buy (add'l)
TIX Companies Inc — Int/Div — Buy (add'l)
TIX Companies Inc — Int/Div — Sold (part)
Tyson Foods Inc — Int/Div — Sold (part)
Tyson Foods Inc — Int/Div — Sold (part)
Tyson Foods Inc — Int/Div — Sold (part)
Tyson Foods Inc — Int/Div — Sold
U.S. Savings Bonds for Children — Interest
US. Treasury Bills — Interest
U.S. Treasury Notes — Interest
US. Treasury Notes — Interest
US. Treasury Securities — Interest
US. Treasury Securities — Interest
US Bancorp. — Int/Div — Buy (add'l)
US Bancorp. — Int/Div — Buy (add'l)
US Bancorp. — Int/Div — Sold (part)
US Bancorp. — Int/Div — Sold
UBS Fmancial - Blackrock NY Municipal Trust — Interest
UBS Fmancial - Blackrock Muni Term Trust — Interest
UBS Fmancial - Powershares — Int/Div
Ulta Salon Cosemetics & Fragrances — Int/Div — Sold (part)
Ula Salon Cosemetics & Fragrances — Int/Div — Sold
Union Pacific Comp. — Int/Div — Sold (part)
United Technologies Corp — Int/Div — Sold
Unitedhealth Group Inc — Int/Div — Sold (part)
Unitedhealth Group Inc — Int/Div — Sold (part)
Unitedhealth Group Inc — Int/Div — Sold (part)
Unitedhealth Group Inc — Int/Div — Sold (part)
Unitedhealth Group Inc — Int/Div — Sold (part)
Unitedhealth Group Inc — Int/Div — Sold (part)
Unitedhealth Group Inc — Int/Div — Sold (part)
Unitedhealth Group Inc — Int/Div — Sold
UTS Equity — Int/Div
Valero Energy Corp. — Int/Div — Buy
Valero Energy Corp. — Int/Div — Buy (add'l)
Valero Energy Corp. — Int/Div — Sold (part)
Valero Energy Corp. — Int/Div — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)
Verisk Analytics Inc — Int/Div — Buy
Verizon Communications Inc — Int/Div — Buy (add'l)
Vertex Pharmaceuticals Inc — Int/Div — Buy (add'l)
Viacom Inc — Int/Div
Visa Inc — Int/Div — Sold (part)
Visa lnc — Int/Div — Sold (part)
Visa Inc — Int/Div — Sold (part)
Wal-Mart Stores. Inc — Int/Div — Sold (part)
Wal-Mart Stores. Inc — Int/Div — Buy (add'l)
Wal-Mart Stores, Inc — Int/Div — Buy (add'l)
Wal-Mart Stores. Inc — Int/Div — Buy (add'l)
Wal-Mart Stores. Inc — Int/Div — Sold (part)
Wal-Mart Stores. Inc — Int/Div — Sold (part)
Walt Disney Co. — Int/Div — Sold (part)
Walt Disney Co — Int/Div — Sold (part)
Walt Disney Co. — Int/Div — Sold (part)
Walt Disney Co. — Int/Div — Sold (part)
Wellpoint Inc — Int/Div — Sold (part)
Wellpoint Inc — Int/Div — Sold (part)
Wellpomt Inc — Int/Div — Sold (part)
Wellpoint Inc — Int/Div — Sold (part)
Wells Fargo & Company — Int/Div — Sold (part)
Wells Fargo & Company — Int/Div — Sold (part)
Wells Fargo & Company — Int/Div — Sold (part)
Wells Fargo & Company — Int/Div — Buy (add'l)
Wells Fargo & Company — Int/Div — Buy (add'l)
Wells Fargo & Company — Int/Div — Sold (part)
Western Asset N.Y Muni Mrkt — Interest
Westwood Income Oppty — Int/Div — Buy (add'l)
Westwood Income Oppty — Int/Div — Buy (add'l)
Westwood Income Oppty — Int/Div — Buy (add'l)
Westwood Income Oppty — Int/Div — Buy (add'l)
Westwood Income Oppty — Int/Div — Buy (add'l)
WW Grainger Inc — Int/Div — Buy
WW Grainger Inc — Int/Div — Buy (add'l)
WW Grainger Inc — Int/Div — Buy
WW Grainger Inc — Int/Div — Buy (add'l)
WW Grainger Inc — Int/Div — Sold (part)
WW Grainger Inc — Int/Div — Sold (part)
Xerox Comp. — Int/Div — Buy
Spouse's income — 2013 — Morgan Lewis & Bockius - partmership
312Part VII, Page 4, Line 13 - Rental Property Kiawah Island, SC - in November 2010, we purchased property on Kiawah Island, South Carolina. For the first

two months we did not have rental income. For the reporting period 2011, the net income received was a negative amount. For 2012, the net rent was $29,512 88,

Part VII, Page 14, line 171 - CST Brands Inc. reflects sold on 5/3/13. On 5/2/13, Valero Energy Corp. (which is stock that we own) underwent a corporate action

where for every 9 shares of Valero, holders received 1 share of CST Brands Inc. common stock. Then on 5/3/13, we sold that stock in CST Brands Inc.

Part VII, Page 30, line 451 - Starz-A reflects sold on 10/28/13, Effective 1/14/13, Liberty Media Corp. {which is stock that we own) spun off Liberty Spinco Inc.

ata rate of 1 share of Liberty Spinco Ine, for every | shure of Liberty Media Corp. held. The original position of Liberty Media Corp. was renamed Sturz-Liberty

Capital and Liberty Spinco shares were renamed Liberty Media Corporation. Effective 6/10/13, Starz-Liberty Capital underwent a name change to become Starz-

A. On 10/28/13, we sold that stock in Starz-A

FREER,

In the 2012 Financial Disclosure Report, Part VII, Page 47, Lines 733-737 - Westwood Income Oppty and WHG Income Oppty Fd. were reported separately,

WHG Income Oppty Fd is the same holding as Westwood Income Oppty and has been reflected correctly on this report.

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Explanations on the amended report:

Inquired about "401(k) Retirement Accounts with Morgan Lewis & Bockius" - see corrections reflected on page 4 and 5, lines 1-16. He does not technically have

# 401(k) account. His retirement funds are in the Morgan Lewis & Bockius Defined Conrtibution Plan, Morgan Lewis & Bockius Tax Saver Retirement Plan, and

the Vanguard 500 Index Fund. Each of the first two plans allows him to select which of several funds to invest in. Based on conversations with staff in D.C, |

have listed the individual funds, but he has no control over the stocks in which any of the individual funds invests.

Inquired about “Clearbridge Agger Growth" - the correction is that it was deleted on this report. This holding was prematurely reflected on this report. It was

acquired in 2014 and will be reflected in the 2014 report.

Inquired about "Municipal Bonds-NY State” - the correction is that this holding is described more accurately as Nuveen NY Amt Free Municipal. See correction

reflected on page 25, line 373.

Inquired about "N.Y. State Urban Development Bonds" - this is a holding my husband acquired a very long time ago and we have no way of further describing it.

In efforts of full disclosure, this holding has been disclosed as a precaution rather than omitting it from the report even though he is not sure he still owns it. See

page 26, line 375.

Inguired about "New York Municipal Portfolio” - the correction is that this holding is described more accurately as Nuveen Municipal Advantage Fund. Since this

asset was already reported on the report we have eliminated the duplication. See page 25, line 371,

Inquired about "Tax-Aware Overlay A Portfolio Class A” and "Tax-Aware Overlay N Portfolio Class 1" - correction is reflected on page 10, line 104 and 105 with

the full name.

Inquired about "UTS Equity” - this is also a holding my husband acquired a very long time ago and we have no way of further describing it. In efforts of full

disclosure, this holding has been disclosed as a precaution rather than omitting it from the report even though he is not sure he still owns it, See page 34, line 525.

Inquired about "Vanguard" - correction is reflected on pages 35, lines 530 - 541 with the full name.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/15318. Public record. Not legal advice.